0001600151-20-000005.txt : 20200811 0001600151-20-000005.hdr.sgml : 20200811 20200811093016 ACCESSION NUMBER: 0001600151-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200811 EFFECTIVENESS DATE: 20200811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arete Wealth Advisors, LLC CENTRAL INDEX KEY: 0001600151 IRS NUMBER: 261314502 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15999 FILM NUMBER: 201091308 BUSINESS ADDRESS: STREET 1: 1115 W FULTON MARKET STREET 2: 3RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312-940-3684 MAIL ADDRESS: STREET 1: 1115 W FULTON MARKET STREET 2: 3RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 FORMER COMPANY: FORMER CONFORMED NAME: Arete Wealth Management, LLC DATE OF NAME CHANGE: 20200214 FORMER COMPANY: FORMER CONFORMED NAME: Arete Wealth Advisors, LLC DATE OF NAME CHANGE: 20140213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001600151 XXXXXXXX 06-30-2020 06-30-2020 Arete Wealth Advisors, LLC

1115 W FULTON MARKET 3RD FLOOR CHICAGO IL 60607

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5485 NOVARTIS A G SPONSORED ADR 66987V109 803 9194 SH SOLE 0 0 9194 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 169 13086 SH SOLE 0 0 13086 NVIDIA CORP COM 67066G104 1365 3593 SH SOLE 0 0 3593 NUVEEN ENHANCED MUN CREDIT O COM SH BEN INT 67070X101 825 55928 SH SOLE 0 0 55928 O REILLY AUTOMOTIVE INC NEW COM 67103H107 534 1267 SH SOLE 0 0 1267 ONCOCYTE CORPORATION COM 68235C107 24 12500 SH SOLE 0 0 12500 ORACLE CORP COM 68389X105 460 8330 SH SOLE 0 0 8330 OTIS WORLDWIDE CORP COM 68902V107 286 5036 SH SOLE 0 0 5036 OWL ROCK CAPITAL CORPORATION COM 69121K104 156 12671 SH SOLE 0 0 12671 PGIM ETF TR ULTRA SHORT 69344A107 599 12023 SH SOLE 0 0 12023 PACIFIC PREMIER BANCORP COM 69478X105 341 15750 SH SOLE 0 0 15750 PAYCOM SOFTWARE INC COM 70432V102 420 1356 SH SOLE 0 0 1356 PAYPAL HLDGS INC COM 70450Y103 987 5666 SH SOLE 0 0 5666 PIMCO ETF TR ENHANCD SHORT 72201R643 9288 92296 SH SOLE 0 0 92296 PIMCO ETF TR ACTIVE BD ETF 72201R775 213 1913 SH SOLE 0 0 1913 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 217 2381 SH SOLE 0 0 2381 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 237 2328 SH SOLE 0 0 2328 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 1424 27902 SH SOLE 0 0 27902 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 316 17139 SH SOLE 0 0 17139 POOL CORPORATION COM 73278L105 250 2114 SH SOLE 0 0 2114 PROSHARES TR PET CARE ETF 74348A145 341 6897 SH SOLE 0 0 6897 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 206 8301 SH SOLE 0 0 8301 RETAIL PPTYS AMER INC CL A 76131V202 172 23564 SH SOLE 0 0 23564 ROKU INC COM CL A 77543R102 248 2124 SH SOLE 0 0 2124 S&P GLOBAL INC COM 78409V104 204 620 SH SOLE 0 0 620 SPDR S&P 500 ETF TR TR UNIT 78462F103 12084 39189 SH SOLE 0 0 39189 SPDR GOLD TRUST GOLD SHS 78463V107 6800 40627 SH SOLE 0 0 40627 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 317 9463 SH SOLE 0 0 9463 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 336 12287 SH SOLE 0 0 12287 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 4633 167723 SH SOLE 0 0 167723 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 3031 50105 SH SOLE 0 0 50105 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 1049 28727 SH SOLE 0 0 28727 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 3208 71419 SH SOLE 0 0 71419 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 296 9433 SH SOLE 0 0 9433 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 823 28407 SH SOLE 0 0 28407 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 363 12543 SH SOLE 0 0 12543 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 4178 135382 SH SOLE 0 0 135382 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3804 81088 SH SOLE 0 0 81088 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 1138 34243 SH SOLE 0 0 34243 SPDR SERIES TRUST S&P DIVID ETF 78464A763 654 7169 SH SOLE 0 0 7169 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 8477 224377 SH SOLE 0 0 224377 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 4545 125392 SH SOLE 0 0 125392 SPDR SERIES TRUST S&P BIOTECH 78464A870 919 8209 SH SOLE 0 0 8209 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 4303 16686 SH SOLE 0 0 16686 SPDR SER TR BLOMBERG BRC INV 78468R200 242 7931 SH SOLE 0 0 7931 SPDR SER TR BLOOMBERG SRT TR 78468R408 413 16400 SH SOLE 0 0 16400 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 219 2163 SH SOLE 0 0 2163 SPDR SER TR SPDR BLOOMBERG 78468R663 12014 131260 SH SOLE 0 0 131260 SPDR SER TR NUVEEN BLMBRG SR 78468R739 570 11428 SH SOLE 0 0 11428 SPDR SER TR SSGA US LRG ETF 78468R804 268 2627 SH SOLE 0 0 2627 SPDR SER TR PORTFOLIO SM ETF 78468R853 2548 95899 SH SOLE 0 0 95899 SALESFORCE COM INC COM 79466L302 607 3242 SH SOLE 0 0 3242 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 895 8939 SH SOLE 0 0 8939 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 680 11597 SH SOLE 0 0 11597 SELECT SECTOR SPDR TR ENERGY 81369Y506 1526 40310 SH SOLE 0 0 40310 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 454 19606 SH SOLE 0 0 19606 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1820 17417 SH SOLE 0 0 17417 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 528 9779 SH SOLE 0 0 9779 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 326 9357 SH SOLE 0 0 9357 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 867 15356 SH SOLE 0 0 15356 SHOPIFY INC CL A 82509L107 584 615 SH SOLE 0 0 615 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 122 18500 SH SOLE 0 0 18500 SPROUTS FMRS MKT INC COM 85208M102 356 13895 SH SOLE 0 0 13895 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 202 11938 SH SOLE 0 0 11938 TESLA MTRS INC COM 88160R101 1337 1238 SH SOLE 0 0 1238 3M CO COM 88579Y101 1686 10811 SH SOLE 0 0 10811 TORTOISE ENERGY INFRA CORP COM 89148B200 2061 119178 SH SOLE 0 0 119178 TORTOISE MIDSTRM ENERGY FD I COM 89148K200 483 41472 SH SOLE 0 0 41472 TRANSUNION COM 89400J107 395 4541 SH SOLE 0 0 4541 TRUIST FINL CORP COM 89832Q109 425 11307 SH SOLE 0 0 11307 UNITEDHEALTH GROUP INC COM 91324P102 1728 5858 SH SOLE 0 0 5858 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1639 44697 SH SOLE 0 0 44697 TORTOISE ENERGY INDEPENDENC COM 92189F643 315 6027 SH SOLE 0 0 6027 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2500 50426 SH SOLE 0 0 50426 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 285 4944 SH SOLE 0 0 4944 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 232 4064 SH SOLE 0 0 4064 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 961 4990 SH SOLE 0 0 4990 VANGUARD WORLD FDS INF TECH ETF 92204A702 661 2370 SH SOLE 0 0 2370 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2049 32950 SH SOLE 0 0 32950 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 919 11117 SH SOLE 0 0 11117 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 373 3236 SH SOLE 0 0 3236 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1267 17957 SH SOLE 0 0 17957 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7386 77633 SH SOLE 0 0 77633 VERIZON COMMUNICATIONS INC COM 92343V104 1254 22753 SH SOLE 0 0 22753 VERISK ANALYTICS INC COM 92345Y106 519 3049 SH SOLE 0 0 3049 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92347M100 267 18000 SH SOLE 0 0 18000 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 330 20170 SH SOLE 0 0 20170 VISA INC COM CL A 92826C839 4673 24194 SH SOLE 0 0 24194 W P CAREY INC COM 92936U109 379 5606 SH SOLE 0 0 5606 WISDOMTREE TR US MIDCP EARNING 97717W570 238 7318 SH SOLE 0 0 7318 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 313 8917 SH SOLE 0 0 8917 ZOETIS INC CL A 98978V103 752 5486 SH SOLE 0 0 5486 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2519 11733 SH SOLE 0 0 11733 LINDE PLC COM G5494J103 570 2686 SH SOLE 0 0 2686 MEDTRONIC PLC SHS G5960L103 1789 19508 SH SOLE 0 0 19508 CHUBB LIMITED COM H1467J104 563 4445 SH SOLE 0 0 4445