0001600151-20-000001.txt : 20200214 0001600151-20-000001.hdr.sgml : 20200214 20200214121028 ACCESSION NUMBER: 0001600151-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arete Wealth Advisors, LLC CENTRAL INDEX KEY: 0001600151 IRS NUMBER: 261314502 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15999 FILM NUMBER: 20616586 BUSINESS ADDRESS: STREET 1: 1101 W LAKE ST STREET 2: 1ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312-940-3684 MAIL ADDRESS: STREET 1: 1101 W LAKE ST STREET 2: 1ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600151 XXXXXXXX 12-31-2019 12-31-2019 Arete Wealth Advisors, LLC

1101 W LAKE ST 1ST FLOOR CHICAGO IL 60607

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110971 SH SOLE 0 0 110971 ISHARES TR US TREAS BD ETF 46429B267 483 18613 SH SOLE 0 0 18613 ISHARES TR CORE HIGH DV ETF 46429B663 806 8218 SH SOLE 0 0 8218 ISHARES TR MSCI MIN VOL ETF 46429B697 697 10627 SH SOLE 0 0 10627 ISHARES US ETF TR SHT MAT BD ETF 46431W507 11103 220952 SH SOLE 0 0 220952 ISHARES TR USA MOMENTUM FCT 46432F396 266 2118 SH SOLE 0 0 2118 ISHARES TR CORE MSCI EAFE 46432F842 563 8633 SH SOLE 0 0 8633 ISHARES INC CORE MSCI EMKT 46434G103 978 18010 SH SOLE 0 0 18010 ISHARES INC MSCI TAIWAN ETF 46434G772 320 7790 SH SOLE 0 0 7790 ISHARES TR 0-5YR HI YL CP 46434V407 563 12118 SH SOLE 0 0 12118 ISHARES TR CORE DIV GRWTH 46434V621 2263 53781 SH SOLE 0 0 53781 ISHARES TR GLOBAL REIT ETF 46434V647 997 36093 SH SOLE 0 0 36093 JPMORGAN CHASE & CO COM 46625H100 3800 27258 SH SOLE 0 0 27258 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 306 14020 SH SOLE 0 0 14020 KKR & CO INC CL A 48251W104 362 12419 SH SOLE 0 0 12419 KEYSIGHT TECHNOLOGIES INC COM 49338L103 1052 10254 SH SOLE 0 0 10254 KINDER MORGAN INC DEL COM 49456B101 485 22923 SH SOLE 0 0 22923 LEGG MASON ETF INVESTMENT TR WESTN ASET TTL 52468L810 1232 45731 SH SOLE 0 0 45731 MASTERCARD INCORPORATED CL A 57636Q104 798 2673 SH SOLE 0 0 2673 MERCK & CO INC COM 58933Y105 3210 35190 SH SOLE 0 0 35190 NIO INC SPON ADS 62914V106 101 25000 SH SOLE 0 0 25000 NETFLIX INC COM 64110L106 514 1587 SH SOLE 0 0 1587 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 1309 25813 SH SOLE 0 0 25813 NEXTERA ENERGY INC COM 65339F101 1567 6472 SH SOLE 0 0 6472 NOVARTIS A G SPONSORED ADR 66987V109 752 7944 SH SOLE 0 0 7944 NVIDIA CORP COM 67066G104 673 2860 SH SOLE 0 0 2860 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 105 13656 SH SOLE 0 0 13656 O REILLY AUTOMOTIVE INC NEW COM 67103H107 602 1373 SH SOLE 0 0 1373 OAKTREE SPECIALTY LENDING CO COM 67401P108 271 49699 SH SOLE 0 0 49699 ONCOCYTE CORPORATION COM 68235C107 28 12500 SH SOLE 0 0 12500 ORACLE CORP COM 68389X105 506 9548 SH SOLE 0 0 9548 PGIM ETF TR ULTRA SHORT 69344A107 854 17073 SH SOLE 0 0 17073 PAYCOM SOFTWARE INC COM 70432V102 1028 3884 SH SOLE 0 0 3884 PAYPAL HLDGS INC COM 70450Y103 1619 14968 SH SOLE 0 0 14968 PIMCO ETF TR ACTIVE BD ETF 72201R775 313 2907 SH SOLE 0 0 2907 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 3914 39247 SH SOLE 0 0 39247 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1849 18196 SH SOLE 0 0 18196 PIMCO INCOME OPPORTUNITY FUND COM 72202B100 227 8180 SH SOLE 0 0 8180 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 430 17075 SH SOLE 0 0 17075 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 419 22090 SH SOLE 0 0 22090 PRINCIPAL FINL GROUP INC COM 74251V102 302 5486 SH SOLE 0 0 5486 RETAIL PPTYS AMER INC CL A 76131V202 294 21948 SH SOLE 0 0 21948 ROKU INC COM CL A 77543R102 260 1941 SH SOLE 0 0 1941 SPDR S&P 500 ETF TR TR UNIT 78462F103 32664 101494 SH SOLE 0 0 101494 SPDR GOLD TRUST GOLD SHS 78463V107 858 6006 SH SOLE 0 0 6006 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 356 6913 SH SOLE 0 0 6913 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 251 7894 SH SOLE 0 0 7894 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3207 102298 SH SOLE 0 0 102298 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 2110 38012 SH SOLE 0 0 38012 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 839 23747 SH SOLE 0 0 23747 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 2396 57139 SH SOLE 0 0 57139 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 296 9585 SH SOLE 0 0 9585 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 843 24156 SH SOLE 0 0 24156 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 299 10386 SH SOLE 0 0 10386 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 4017 136735 SH SOLE 0 0 136735 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 1962 50384 SH SOLE 0 0 50384 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 1002 32403 SH SOLE 0 0 32403 SPDR SERIES TRUST S&P DIVID ETF 78464A763 766 7122 SH SOLE 0 0 7122 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 7249 181869 SH SOLE 0 0 181869 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1267 34970 SH SOLE 0 0 34970 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 3422 90488 SH SOLE 0 0 90488 SPDR SERIES TRUST S&P BIOTECH 78464A870 440 4630 SH SOLE 0 0 4630 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 5711 125489 SH SOLE 0 0 125489 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3924 13763 SH SOLE 0 0 13763 SPDR SER TR BLOMBERG BRC INV 78468R200 330 10747 SH SOLE 0 0 10747 SPDR SER TR BLOOMBERG SRT TR 78468R408 393 14577 SH SOLE 0 0 14577 SPDR SER TR SPDR BLOOMBERG 78468R663 5331 58309 SH SOLE 0 0 58309 SPDR SER TR NUVEEN BLMBRG SR 78468R739 626 12749 SH SOLE 0 0 12749 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 567 14372 SH SOLE 0 0 14372 SPDR SER TR SSGA US LRG ETF 78468R804 3681 32229 SH SOLE 0 0 32229 SPDR SER TR PORTFOLIO SM ETF 78468R853 2089 64025 SH SOLE 0 0 64025 SALESFORCE COM INC COM 79466L302 529 3251 SH SOLE 0 0 3251 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 439 4312 SH SOLE 0 0 4312 SELECT SECTOR SPDR TR ENERGY 81369Y506 810 13428 SH SOLE 0 0 13428 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 440 14293 SH SOLE 0 0 14293 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 210 2578 SH SOLE 0 0 2578 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 866 9447 SH SOLE 0 0 9447 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 658 10291 SH SOLE 0 0 10291 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 927 23973 SH SOLE 0 0 23973 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 119 18200 SH SOLE 0 0 18200 SPROUTS FMRS MKT INC COM 85208M102 266 13757 SH SOLE 0 0 13757 TPG RE FIN TR INC COM 87266M107 238 11737 SH SOLE 0 0 11737 TESLA MTRS INC COM 88160R101 675 1613 SH SOLE 0 0 1613 3M CO COM 88579Y101 6685 37859 SH SOLE 0 0 37859 TORTOISE MLP FD INC COM 89148B101 6499 593018 SH SOLE 0 0 593018 TORTOISE ENERGY INDEPENDENC COM 89148K101 1447 333805 SH SOLE 0 0 333805 TRUIST FINL CORP COM 89832Q109 770 13665 SH SOLE 0 0 13665 UNITEDHEALTH GROUP INC COM 91324P102 1813 6166 SH SOLE 0 0 6166 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3483 118965 SH SOLE 0 0 118965 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 228 9013 SH SOLE 0 0 9013 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 285 3739 SH SOLE 0 0 3739 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 391 2040 SH SOLE 0 0 2040 VANGUARD WORLD FDS INF TECH ETF 92204A702 632 2579 SH SOLE 0 0 2579 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 517 6383 SH SOLE 0 0 6383 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 431 3236 SH SOLE 0 0 3236 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3614 39571 SH SOLE 0 0 39571 VEREIT INC COM 92339V100 1068 119567 SH SOLE 0 0 119567 VERIZON COMMUNICATIONS INC COM 92343V104 2400 39123 SH SOLE 0 0 39123 VERISK ANALYTICS INC COM 92345Y106 1004 6726 SH SOLE 0 0 6726 VIACOMCBS INC CL B 92556H206 588 14006 SH SOLE 0 0 14006 VISA INC COM CL A 92826C839 4425 23548 SH SOLE 0 0 23548 W P CAREY INC COM 92936U109 372 4708 SH SOLE 0 0 4708 WASTE MGMT INC DEL COM 94106L109 379 3330 SH SOLE 0 0 3330 WISDOMTREE TR EMG MKTS SMCAP 97717W281 291 6094 SH SOLE 0 0 6094 WISDOMTREE TR US MIDCP EARNING 97717W570 563 13725 SH SOLE 0 0 13725 WISDOMTREE TR INTL SMCAP DIV 97717W760 200 2813 SH SOLE 0 0 2813 WISDOMTREE TR US QTLR DIV GRT 97717X669 243 5002 SH SOLE 0 0 5002 ZOETIS INC CL A 98978V103 1465 11072 SH SOLE 0 0 11072 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2988 14190 SH SOLE 0 0 14190 EATON CORP PLC SHS G29183103 273 2885 SH SOLE 0 0 2885 LINDE PLC COM G5494J103 623 2925 SH SOLE 0 0 2925 MEDTRONIC PLC SHS G5960L103 2128 18760 SH SOLE 0 0 18760 CHUBB LIMITED COM H1467J104 777 4991 SH SOLE 0 0 4991 TE CONNECTIVITY LTD REG SHS H84989104 219 2286 SH SOLE 0 0 2286