Chief Compliance Officer

0001104659-20-095968.txt : 20200817 0001104659-20-095968.hdr.sgml : 20200817 20200817121127 ACCESSION NUMBER: 0001104659-20-095968 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200817 EFFECTIVENESS DATE: 20200817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Toroso Investments, LLC CENTRAL INDEX KEY: 0001600064 IRS NUMBER: 454779500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19397 FILM NUMBER: 201108690 BUSINESS ADDRESS: STREET 1: 898 N. BROADWAY STREET 2: STE. 2 CITY: MASSAPEQUA STATE: NY ZIP: 11758 BUSINESS PHONE: 646-545-2195 MAIL ADDRESS: STREET 1: 898 N. BROADWAY STREET 2: STE. 2 CITY: MASSAPEQUA STATE: NY ZIP: 11758 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600064 XXXXXXXX 06-30-2020 06-30-2020 false Toroso Investments, LLC

898 N. Broadway Ste. 2 Massapequa NY 11758

13F HOLDINGS REPORT 028-19397 N Daniel Carlson Chief Compliance Officer 844-986-7676 /s/ Daniel Carlson Massapequa NY 08-13-2020 2 332 736392 1 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 2 0001483801 028-13818 CSat Investment Advisory, L.P. INFORMATION TABLE 2 infotable.xml APPLE INC COM 037833100 966 2648 SH SOLE 2648 0 0 ISHARES TR CORE US AGGBD ET 464287226 4473 37846 SH SOLE 37846 0 0 AMAZON COM INC COM 023135106 416 151 SH SOLE 151 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 515 9886 SH SOLE 9886 0 0 ARK ETF TR INNOVATION ETF 00214Q104 414 5814 SH SOLE 5814 0 0 TIDAL ETF TR AWARE ULTRASHR 886364108 2992 60818 SH SOLE 60818 0 0 INVESCO EXCHANGE-TRADED FD T TAXABLE MUN BD 46138G805 2194 66692 SH SOLE 66692 0 0 BECTON DICKINSON & CO COM 075887109 275 1150 SH SOLE 1150 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 503 5500 SH SOLE 5500 0 0 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 301 14917 SH SOLE 14917 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 220 2498 SH SOLE 2498 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 745 4176 SH SOLE 4176 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 424 4546 SH SOLE 4546 0 0 COEUR MNG INC COM NEW 192108504 1447 284861 SH SOLE 284861 0 0 EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 4013 228477 SH SOLE 228477 0 0 CISCO SYS INC COM 17275R102 209 4493 SH SOLE 4493 0 0 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 2364 101584 SH SOLE 101584 0 0 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 789 33469 SH SOLE 33469 0 0 ISHARES TR JPMORGAN USD EMG 464288281 2848 26080 SH SOLE 26080 0 0 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 566 12129 SH SOLE 12129 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 34 25000 SH SOLE 25000 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 7761 129379 SH SOLE 129379 0 0 TIDAL ETF TR SOFI GIG ETF 886364504 277 11632 SH SOLE 11632 0 0 SPDR GOLD TR GOLD SHS 78463V107 6776 40488 SH SOLE 40488 0 0 CREDIT SUISSE AG NASSAU BRH X LINK GOLD SHS 22542D480 426 43134 SH SOLE 43134 0 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 3996 47839 SH SOLE 47839 0 0 U S GLOBAL INVS INC CL A 902952100 350 185611 SH SOLE 185611 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 326 5214 SH SOLE 5214 0 0 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 1106 21937 SH SOLE 21937 0 0 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 629 21448 SH SOLE 21448 0 0 ISHARES GOLD TRUST ISHARES 464285105 828 48743 SH SOLE 48743 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 214 1779 SH SOLE 1779 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 3226 26478 SH SOLE 26478 0 0 ISHARES TR CORE S&P MCP ETF 464287507 364 2051 SH SOLE 2051 0 0 KRANESHARES TR QUADRTC INT RT 500767736 518 19119 SH SOLE 19119 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1811 12650 SH SOLE 12650 0 0 8I ENTERPRISES ACQUISITION C *W EXP 10/29/202 G2956M112 4 10700 SH SOLE 10700 0 0 JOHNSON & JOHNSON COM 478160104 213 1515 SH SOLE 1515 0 0 JPMORGAN CHASE & CO COM 46625H100 256 2726 SH SOLE 2726 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 663 13070 SH SOLE 13070 0 0 KRANESHARES TR EMRNG MKT CONS 500767876 309 11912 SH SOLE 11912 0 0 SPDR SER TR S&P KENSHO NEW 78468R648 2259 60680 SH SOLE 60680 0 0 GLOBAL X FDS CONSCIOUS COS 37954Y731 2353 106615 SH SOLE 106615 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2150 15990 SH SOLE 15990 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1122 11043 SH SOLE 11043 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 2060 39458 SH Call SOLE 39458 0 0 MICROSOFT CORP COM 594918104 1142 5616 SH SOLE 5616 0 0 ISHARES TR NATIONAL MUN ETF 464288414 320 2780 SH SOLE 2780 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 592 11854 SH SOLE 11854 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 100 25865 SH SOLE 25865 0 0 NEUBERGER BERMAN MLP AND ENR COM 64129H104 29 10000 SH SOLE 10000 0 0 ISHARES TR NEW YORK MUN ETF 464288323 425 7398 SH SOLE 7398 0 0 OSI ETF TR OSHS GBL INTER 67110P704 361 9534 SH SOLE 9534 0 0 ORACLE CORP COM 68389X105 285 5159 SH SOLE 5159 0 0 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 2799 140948 SH SOLE 140948 0 0 PIMCO NEW YORK MUN FD II COM 72200Y102 181 17540 SH SOLE 17540 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 728 2942 SH SOLE 2942 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 293 6751 SH SOLE 6751 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 315 3104 SH SOLE 3104 0 0 ETF SER SOLUTIONS REVERSE WEIGHT 26922A685 166 11495 SH SOLE 11495 0 0 ISHARES TR SHORT TREAS BD 464288679 509 4600 SH SOLE 4600 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2097 24217 SH SOLE 24217 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3487 11308 SH SOLE 11308 0 0 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 323 10530 SH SOLE 10530 0 0 TARGET HOSPITALITY CORP COM 87615L107 25 15000 SH SOLE 15000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 288 1762 SH SOLE 1762 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 636 12855 SH SOLE 12855 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 866 1457 SH SOLE 1457 0 0 SSGA ACTIVE ETF TR ULT SHT TRM BD 78467V707 6289 155916 SH SOLE 155916 0 0 VISA INC COM CL A 92826C839 318 1648 SH SOLE 1648 0 0 VANGUARD TAX- MANAGED FDS FTSE DEV MKT ETF 921943858 835 21528 SH SOLE 21528 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1075 14373 SH SOLE 14373 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5349 34178 SH SOLE 34178 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 409 10329 SH SOLE 10329 0 0 WISDOMTREE INVTS INC COM 97717P104 154 44457 SH SOLE 44457 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 336 15000 SH SOLE 15000 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 446 8255 SH SOLE 8255 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 373 9875 SH SOLE 9875 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 607 5812 SH SOLE 5812 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 431 3381 SH SOLE 3381 0 0 SPDR SER TR S&P METALS MNG 78464A755 365 17270 SH SOLE 17270 0 0 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 218 8314 SH SOLE 8314 0 0 PIMCO ETF TR 25YR+ ZERO U S 72201R882 1091 6314 SH SOLE 6314 0 0 APPLE INC COM 037833100 903 2475 SH DFND 1 0 0 2475 AMAZON COM INC COM 023135106 138 50 SH DFND 1 0 0 50 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1030 11658 SH DFND 1 0 0 11658 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 402 2250 SH DFND 1 0 0 2250 JPMORGAN CHASE & CO COM 46625H100 35 370 SH DFND 1 0 0 370 MICROSOFT CORP COM 594918104 301 1480 SH DFND 1 0 0 1480 SPDR S&P 500 ETF TR TR UNIT 78462F103 771 2500 SH DFND 1 0 0 2500 VISA INC COM CL A 92826C839 175 906 SH DFND 1 0 0 906 VANGUARD TAX- MANAGED FDS FTSE DEV MKT ETF 921943858 2462 63475 SH DFND 1 0 0 63475 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3044 76855 SH DFND 1 0 0 76855 ISHARES TR RUS 1000 ETF 464287622 1041 6065 SH DFND 1 0 0 6065 SAP SE SPON ADR 803054204 297 2121 SH DFND 1 0 0 2121 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 279 4912 SH DFND 1 0 0 4912 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 305 6527 SH DFND 1 0 0 6527 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1056 22179 SH DFND 1 0 0 22179 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2282 29058 SH DFND 1 0 0 29058 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 2254 34742 SH DFND 1 0 0 34742 FLEXSHARES TR MORNSTAR UPSTR 33939L407 358 12956 SH DFND 1 0 0 12956 SPDR S&P 500 ETF TR TR UNIT 78462F103 946 12400 SH DFND 1 0 0 12400 IQVIA HLDGS INC COM 46266C105 229 1611 SH DFND 1 0 0 1611 DISNEY WALT CO COM DISNEY 254687106 496 4449 SH DFND 2 0 0 4449 JD.COM INC SPON ADR CL A 47215P106 2780 46203 SH DFND 2 0 0 46203 BAIDU INC SPON ADR REP A 056752108 1241 10353 SH DFND 2 0 0 10353 BANCO SANTANDER S.A. ADR 05964H105 760 315283 SH DFND 2 0 0 315283 ALPHABET INC CAP STK CL A 02079K305 3932 2773 SH DFND 2 0 0 2773 ALPHABET INC CAP STK CL C 02079K107 1955 1383 SH DFND 2 0 0 1383 COMCAST CORP NEW CL A 20030N101 483 12401 SH DFND 2 0 0 12401 SILVERGATE CAP CORP CL A 82837P408 2397 171242 SH DFND 2 0 0 171242 CHARTER COMMUNICATIONS INC NEW CL A 16119P108 390 764 SH DFND 2 0 0 764 SQUARE INC CL A 852234103 5148 49058 SH DFND 2 0 0 49058 FACEBOOK INC CL A 30303M102 2528 11131 SH DFND 2 0 0 11131 MASTERCARD INCORPORATED CL A 57636Q104 1288 4356 SH DFND 2 0 0 4356 SCOTTS MIRACLE GRO CO CL A 810186106 671 4990 SH DFND 2 0 0 4990 SNAP INC CL A 83304A106 386 16427 SH DFND 2 0 0 16427 MONDELEZ INTL INC CL A 609207105 341 6665 SH DFND 2 0 0 6665 LYFT INC CL A COM 55087P104 249 7554 SH DFND 2 0 0 7554 UNITED PARCEL SERVICE INC CL B 911312106 231 2076 SH DFND 2 0 0 2076 FREEPORT- MCMORAN INC CL B 35671D857 1086 93853 SH DFND 2 0 0 93853 NIKE INC CL B 654106103 662 6753 SH DFND 2 0 0 6753 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3764 21088 SH DFND 2 0 0 21088 BK OF AMERICA CORP COM 060505104 466 19627 SH DFND 2 0 0 19627 BRISTOL-MYERS SQUIBB CO COM 110122108 783 13311 SH DFND 2 0 0 13311 OVERSTOCK COM INC DEL COM 690370101 728 25614 SH DFND 2 0 0 25614 SOUTHERN COPPER CORP COM 84265V105 1723 43336 SH DFND 2 0 0 43336 AT&T INC COM 00206R102 572 18932 SH DFND 2 0 0 18932 UPWORK INC COM 91688F104 322 22275 SH DFND 2 0 0 22275 VERIZON COMMUNICATIONS INC COM 92343V104 656 11893 SH DFND 2 0 0 11893 WISDOMTREE INVTS INC COM 97717P104 885 255183 SH DFND 2 0 0 255183 WALMART INC COM 931142103 1335 11145 SH DFND 2 0 0 11145 LIVENT CORP COM 53814L108 149 24135 SH DFND 2 0 0 24135 SIRIUS XM HOLDINGS INC COM 82968B103 63 10677 SH DFND 2 0 0 10677 ABBVIE INC COM 00287Y109 626 6380 SH DFND 2 0 0 6380 BOEING CO COM 097023105 640 3490 SH DFND 2 0 0 3490 COSTCO WHSL CORP NEW COM 22160K105 368 1215 SH DFND 2 0 0 1215 HONEYWELL INTL INC COM 438516106 244 1690 SH DFND 2 0 0 1690 IQVIA HLDGS INC COM 46266C105 212 1492 SH DFND 2 0 0 1492 LOCKHEED MARTIN CORP COM 539830109 300 822 SH DFND 2 0 0 822 NEXTERA ENERGY INC COM 65339F101 323 1345 SH DFND 2 0 0 1345 NETFLIX INC COM 64110L106 781 1716 SH DFND 2 0 0 1716 PHILIP MORRIS INTL INC COM 718172109 293 4179 SH DFND 2 0 0 4179 TESLA INC COM 88160R101 929 860 SH DFND 2 0 0 860 UNITEDHEALTH GROUP INC COM 91324P102 750 2542 SH DFND 2 0 0 2542 WELLS FARGO CO NEW COM 949746101 247 9639 SH DFND 2 0 0 9639 MICROSOFT CORP COM 594918104 9532 46837 SH DFND 2 0 0 46837 APPLE INC COM 037833100 6516 17862 SH DFND 2 0 0 17862 AMAZON COM INC COM 023135106 6260 2269 SH DFND 2 0 0 2269 EXXON MOBIL CORP COM 30231G102 4135 92468 SH DFND 2 0 0 92468 DEERE & CO COM 244199105 3861 24570 SH DFND 2 0 0 24570 CHEVRON CORP NEW COM 166764100 3692 41373 SH DFND 2 0 0 41373 DOCUSIGN INC COM 256163106 3378 19614 SH DFND 2 0 0 19614 NVIDIA CORPORATION COM 67066G104 3374 8882 SH DFND 2 0 0 8882 INTERCONTINENTAL EXCHANGE INC COM 45866F104 3263 35623 SH DFND 2 0 0 35623 INTERNATIONAL BUSINESS MACHS C COM 459200101 2523 20893 SH DFND 2 0 0 20893 ADVANCED MICRO DEVICES INC COM 007903107 2244 42654 SH DFND 2 0 0 42654 ORACLE CORP COM 68389X105 2241 40544 SH DFND 2 0 0 40544 JOHNSON & JOHNSON COM 478160104 1778 12644 SH DFND 2 0 0 12644 CORTEVA INC COM 22052L104 1701 63502 SH DFND 2 0 0 63502 PROCTER AND GAMBLE CO COM 742718109 1684 14086 SH DFND 2 0 0 14086 SALESFORCE COM INC COM 79466L302 1647 8790 SH DFND 2 0 0 8790 JPMORGAN CHASE & CO. COM 46625H100 1577 16765 SH DFND 2 0 0 16765 CME GROUP INC COM 12572Q105 1520 9354 SH DFND 2 0 0 9354 ECOLAB INC COM 278865100 1517 7626 SH DFND 2 0 0 7626 AKAMAI TECHNOLOGIES INC COM 00971T101 1257 11736 SH DFND 2 0 0 11736 SERVICENOW INC COM 81762P102 1211 2990 SH DFND 2 0 0 2990 GOLDMAN SACHS GROUP INC COM 38141G104 1148 5808 SH DFND 2 0 0 5808 INTEL CORP COM 458140100 1131 18909 SH DFND 2 0 0 18909 HOME DEPOT INC COM 437076102 1102 4401 SH DFND 2 0 0 4401 MERCK & CO. INC COM 58933Y105 1093 14131 SH DFND 2 0 0 14131 NASDAQ INC COM 631103108 1070 8955 SH DFND 2 0 0 8955 ADOBE INC COM 00724F101 1044 2398 SH DFND 2 0 0 2398 CONOCOPHILLIPS COM 20825C104 1034 24609 SH DFND 2 0 0 24609 PAYPAL HLDGS INC COM 70450Y103 932 5348 SH DFND 2 0 0 5348 ABBOTT LABS COM 002824100 904 9889 SH DFND 2 0 0 9889 CISCO SYS INC COM 17275R102 881 18883 SH DFND 2 0 0 18883 COCA COLA CO COM 191216100 880 19695 SH DFND 2 0 0 19695 PFIZER INC COM 717081103 809 24736 SH DFND 2 0 0 24736 PEPSICO INC COM 713448108 791 5977 SH DFND 2 0 0 5977 LILLY ELI & CO COM 532457108 735 4474 SH DFND 2 0 0 4474 THERMO FISHER SCIENTIFIC INC C COM 883556102 719 1983 SH DFND 2 0 0 1983 FIDELITY NATL INFORMATION SVCS COM 31620M106 707 5270 SH DFND 2 0 0 5270 GENERAL ELECTRIC CO COM 369604103 702 102821 SH DFND 2 0 0 102821 SIGNATURE BK NEW YORK N Y COM 82669G104 653 6112 SH DFND 2 0 0 6112 AMERICAN EXPRESS CO COM 025816109 642 6740 SH DFND 2 0 0 6740 MCDONALDS CORP COM 580135101 618 3348 SH DFND 2 0 0 3348 AMGEN INC COM 031162100 609 2584 SH DFND 2 0 0 2584 AMERICAN TOWER CORP COM 03027X100 594 2299 SH DFND 2 0 0 2299 QUALCOMM INC COM 747525103 583 6392 SH DFND 2 0 0 6392 TORO CO COM 891092108 564 8497 SH DFND 2 0 0 8497 AMERICAN WTR WKS CO INC NEW COM 030420103 539 4187 SH DFND 2 0 0 4187 DANAHER CORPORATION COM 235851102 510 2885 SH DFND 2 0 0 2885 UNION PAC CORP COM 907818108 494 2920 SH DFND 2 0 0 2920 TEXAS INSTRS INC COM 882508104 491 3869 SH DFND 2 0 0 3869 LOWES COS INC COM 548661107 491 3635 SH DFND 2 0 0 3635 GILEAD SCIENCES INC COM 375558103 465 6049 SH DFND 2 0 0 6049 CF INDS HLDGS INC COM 125269100 443 15739 SH DFND 2 0 0 15739 STARBUCKS CORP COM 855244109 403 5483 SH DFND 2 0 0 5483 3M CO COM 88579Y101 396 2538 SH DFND 2 0 0 2538 EBAY INC. COM 278642103 389 7408 SH DFND 2 0 0 7408 VERTEX PHARMACEUTICALS INC COM 92532F100 374 1288 SH DFND 2 0 0 1288 INTUIT COM 461202103 366 1237 SH DFND 2 0 0 1237 MOSAIC CO NEW COM 61945C103 365 29159 SH DFND 2 0 0 29159 REGENERON PHARMACEUTICALS COM 75886F107 342 548 SH DFND 2 0 0 548 UBER TECHNOLOGIES INC COM 90353T100 341 10967 SH DFND 2 0 0 10967 TWITTER INC COM 90184L102 334 11212 SH DFND 2 0 0 11212 EQUINIX INC COM 29444U700 326 464 SH DFND 2 0 0 464 XYLEM INC COM 98419M100 319 4906 SH DFND 2 0 0 4906 FIRST SOLAR INC COM 336433107 311 6292 SH DFND 2 0 0 6292 DUPONT DE NEMOURS INC COM 26614N102 304 5716 SH DFND 2 0 0 5716 STRYKER CORPORATION COM 863667101 287 1593 SH DFND 2 0 0 1593 COLGATE PALMOLIVE CO COM 194162103 286 3910 SH DFND 2 0 0 3910 BOSTON SCIENTIFIC CORP COM 101137107 284 8081 SH DFND 2 0 0 8081 ETSY INC COM 29786A106 272 2565 SH DFND 2 0 0 2565 BOOKING HOLDINGS INC COM 09857L108 272 171 SH DFND 2 0 0 171 TARGET CORP COM 87612E106 269 2246 SH DFND 2 0 0 2246 TJX COS INC NEW COM 872540109 262 5175 SH DFND 2 0 0 5175 SHERWIN WILLIAMS CO COM 824348106 249 431 SH DFND 2 0 0 431 APPLIED MATLS INC COM 038222105 248 4097 SH DFND 2 0 0 4097 CSX CORP COM 126408103 241 3453 SH DFND 2 0 0 3453 MICRON TECHNOLOGY INC COM 595112103 233 4522 SH DFND 2 0 0 4522 ANALOG DEVICES INC COM 032654105 202 1648 SH DFND 2 0 0 1648 VISA INC COM CL A 92826C839 1574 8148 SH DFND 2 0 0 8148 SLACK TECHNOLOGIES INC COM CL A 83088V102 215 6931 SH DFND 2 0 0 6931 LENDINGCLUB CORP COM NEW 52603A208 145 31886 SH DFND 2 0 0 31886 CITIGROUP INC COM NEW 172967424 244 4769 SH DFND 2 0 0 4769 F M C CORP COM NEW 302491303 1035 10389 SH DFND 2 0 0 10389 AMERICAN INTL GROUP INC COM NEW 026874784 499 16019 SH DFND 2 0 0 16019 INTUITIVE SURGICAL INC COM NEW 46120E602 309 543 SH DFND 2 0 0 543 VANGUARD FTSE DEVELOPED ETF FTSE DEV MKT ETF 921943858 25904 667790 SH DFND 2 0 0 667790 VANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETF 922042858 40119 1012848 SH DFND 2 0 0 1012848 FIVERR INTL LTD ORD SHS M4R82T106 327 4430 SH DFND 2 0 0 4430 CNH INDL N V SHS N20944109 693 98572 SH DFND 2 0 0 98572 STRATASYS LTD SHS M85548101 195 12283 SH DFND 2 0 0 12283 MEDTRONIC PLC SHS G5960L103 573 6247 SH DFND 2 0 0 6247 GRANITESHARES GOLD TR SHS BEN SHS BEN INT 38748G101 76691 4323050 SH DFND 2 0 0 4323050 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2379 11081 SH DFND 2 0 0 11081 SAP SE SPON ADR 803054204 1361 9722 SH DFND 2 0 0 9722 SOCIEDAD QUIMICA Y MINERA DE S SPON ADR SER B 833635105 608 23333 SH DFND 2 0 0 23333 BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR 05946K101 414 121862 SH DFND 2 0 0 121862 ING GROEP N.V. SPONSORED ADR 456837103 728 105461 SH DFND 2 0 0 105461 LINE CORP SPONSORED ADR 53567X101 2967 59252 SH DFND 2 0 0 59252 RIO TINTO PLC SPONSORED ADR 767204100 5151 91682 SH DFND 2 0 0 91682 VEDANTA LTD SPONSORED ADR 92242Y100 301 53617 SH DFND 2 0 0 53617 CANAAN INC SPONSORED ADS 134748102 783 412129 SH DFND 2 0 0 412129 ONECONNECT FINL TECHNOLOGY CO SPONSORED ADS 68248T105 1424 77975 SH DFND 2 0 0 77975 TAIWAN SEMICONDUCTOR MFG LTD S SPONSORED ADS 874039100 1666 29340 SH DFND 2 0 0 29340 VALE S A SPONSORED ADS 91912E105 2876 278960 SH DFND 2 0 0 278960 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 81 14789 SH DFND 2 0 0 14789 PINDUODUO INC SPONSORED ADS 722304102 327 3809 SH DFND 2 0 0 3809 BHP GROUP LTD SPONSORED ADS 088606108 6452 129738 SH DFND 2 0 0 129738 NETEASE INC SPONSORED ADS 64110W102 1973 4595 SH DFND 2 0 0 4595 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1719 7970 SH DFND 2 0 0 7970 VANGUARD INDEX FDS TOTAL STK M TOTAL STK MKT 922908769 64020 408994 SH DFND 2 0 0 408994 BP PLC SPONSORED ADR 055622104 1471 63059 SH DFND 2 0 0 63059 ENI S P A SPONSORED ADR 26874R108 651 33790 SH DFND 2 0 0 33790 ECOPETROL S A SPONSORED ADS 279158109 427 38381 SH DFND 2 0 0 38381 EQUINOR ASA SPONSORED ADR 29446M102 909 62742 SH DFND 2 0 0 62742 WORLD GOLD TR SPDR GLD MINIS SPDR GLD MINIS 98149E204 14145 796454 SH DFND 2 0 0 796454 ALTRIA GROUP INC COM 02209S103 565 14400 SH DFND 2 0 0 14400 PETROCHINA CO LTD SPONSORED ADR 71646E100 1891 57175 SH DFND 2 0 0 57175 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2334 71412 SH DFND 2 0 0 71412 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 1147 27347 SH DFND 2 0 0 27347 TOTAL S.A. SPONSORED ADS 89151E109 1766 45911 SH DFND 2 0 0 45911 BROADCOM INC COM 11135F101 610 1932 SH DFND 2 0 0 1932 BLACKROCK INC COM 09247X101 215 396 SH DFND 2 0 0 396 BIOMARIN PHARMACEUTICAL INC COM 09061G101 204 1653 SH DFND 2 0 0 1653 CROWN CASTLE INTL CORP NEW COM 22822V101 216 1293 SH DFND 2 0 0 1293 CNOOC LIMITED SPONSORED ADR 126132109 964 8542 SH DFND 2 0 0 8542 CIGNA CORP NEW COM 125523100 319 1702 SH DFND 2 0 0 1702 DOMINION ENERGY INC COM 25746U109 275 3393 SH DFND 2 0 0 3393 FISERV INC COM 337738108 354 3623 SH DFND 2 0 0 3623 GLOBAL PMTS INC COM 37940X102 307 1811 SH DFND 2 0 0 1811 LINDE PLC SHS G5494J103 215 1013 SH DFND 2 0 0 1013 MERCADOLIBRE INC COM 58733R102 285 289 SH DFND 2 0 0 289 PROTO LABS INC COM 743713109 218 1942 SH DFND 2 0 0 1942 SOLAREDGE TECHNOLOGIES INC COM 83417M104 447 3219 SH DFND 2 0 0 3219 SHOPIFY INC CL A 82509L107 212 223 SH DFND 2 0 0 223 S&P Global Inc COM 78409V104 211 639 SH DFND 2 0 0 639 T-MOBILE US INC COM 872590104 382 3664 SH DFND 2 0 0 3664 2U INC COM 90214J101 252 6630 SH DFND 2 0 0 6630 JOYY INC ADS REPSTG COM A 46591M109 225 2545 SH DFND 2 0 0 2545 CVS HEALTH CORP COM 126650100 1367 21042 SH DFND 2 0 0 21042 ZOOM VIDEO COMMUNICATIONS INC CL A 98980L101 935 3687 SH DFND 2 0 0 3687 NEWMONT CORP COM 651639106 813 13173 SH DFND 2 0 0 13173 AUTODESK INC COM 052769106 757 3163 SH DFND 2 0 0 3163 EOG RES INC COM 26875P101 671 13239 SH DFND 2 0 0 13239 ALEXION PHARMACEUTICALS INC COM 015351109 548 4878 SH DFND 2 0 0 4878 BECTON DICKINSON & CO COM 075887109 517 2160 SH DFND 2 0 0 2160 ENPHASE ENERGY INC COM 29355A107 496 10421 SH DFND 2 0 0 10421 FEDEX CORP COM 31428X106 420 2993 SH DFND 2 0 0 2993 MARVELL TECHNOLOGY GROUP LTD O ORD G5876H105 409 11673 SH DFND 2 0 0 11673 OCCIDENTAL PETE CORP COM 674599105 365 19965 SH DFND 2 0 0 19965 PIONEER NAT RES CO COM 723787107 323 3308 SH DFND 2 0 0 3308 WILLIAMS COS INC COM 969457100 316 16601 SH DFND 2 0 0 16601 HESS CORP COM 42809H107 302 5828 SH DFND 2 0 0 5828 AGCO CORP COM 001084102 301 5436 SH DFND 2 0 0 5436 MARKEL CORP COM 570535104 288 312 SH DFND 2 0 0 312 IDEX CORP COM 45167R104 277 1753 SH DFND 2 0 0 1753 NEUROCRINE BIOSCIENCES INC COM 64125C109 274 2246 SH DFND 2 0 0 2246 PTC INC COM 69370C100 272 3501 SH DFND 2 0 0 3501 DEXCOM INC COM 252131107 272 671 SH DFND 2 0 0 671 AXON ENTERPRISE INC COM 05464C101 271 2757 SH DFND 2 0 0 2757 ILLUMINA INC COM 452327109 257 693 SH DFND 2 0 0 693 KIMBERLY CLARK CORP COM 494368103 256 1814 SH DFND 2 0 0 1814 ACTIVISION BLIZZARD INC COM 00507V109 256 3371 SH DFND 2 0 0 3371 AIR PRODS & CHEMS INC COM 009158106 245 1013 SH DFND 2 0 0 1013 APOLLO GLOBAL MGMT INC COM CL A 03768E105 241 4830 SH DFND 2 0 0 4830 NORTONLIFELOCK INC. COM 668771108 238 12023 SH DFND 2 0 0 12023 EVEREST RE GROUP LTD COM G3223R108 234 1133 SH DFND 2 0 0 1133 ILLINOIS TOOL WKS INC COM 452308109 231 1323 SH DFND 2 0 0 1323 LAM RESEARCH CORP COM 512807108 223 689 SH DFND 2 0 0 689 ZYNGA INC CL A 98986T108 219 22963 SH DFND 2 0 0 22963 VISTRA CORP COM 92840M102 219 11737 SH DFND 2 0 0 11737 CHEGG INC COM 163092109 216 3218 SH DFND 2 0 0 3218 SOLARWINDS CORP COM 83417Q105 214 12137 SH DFND 2 0 0 12137 LENDINGTREE INC NEW COM 52603B107 214 738 SH DFND 2 0 0 738 LUMENTUM HLDGS INC COM 55024U109 212 2603 SH DFND 2 0 0 2603 DROPBOX INC CL A 26210C104 211 9693 SH DFND 2 0 0 9693 EDWARDS LIFESCIENCES CORP COM 28176E108 210 3042 SH DFND 2 0 0 3042 NISOURCE INC COM 65473P105 208 9161 SH DFND 2 0 0 9161 BAXTER INTL INC COM 071813109 208 2419 SH DFND 2 0 0 2419 HORIZON THERAPEUTICS PUB LTD S SHS G46188101 208 3738 SH DFND 2 0 0 3738 ALTICE USA INC CL A 02156K103 206 9147 SH DFND 2 0 0 9147 HAIN CELESTIAL GROUP INC COM 405217100 181 5759 SH DFND 2 0 0 5759 CADENCE DESIGN SYSTEM INC COM 127387108 164 1705 SH DFND 2 0 0 1705 GRAINGER W W INC COM 384802104 68 215 SH DFND 2 0 0 215 ISHARES INC CORE MSCI EMKT 46434G103 71192 1495639 SH SOLE 1495639 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 49544 1480706 SH SOLE 1480706 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 39470 1620958 SH SOLE 1620958 0 0 DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 26460 594339 SH SOLE 594339 0 0