Senior Compliance Officer - Advisory Services

0001615774-19-008089.txt : 20190517 0001615774-19-008089.hdr.sgml : 20190517 20190517112444 ACCESSION NUMBER: 0001615774-19-008089 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 EFFECTIVENESS DATE: 20190517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Wealth Management, Inc. CENTRAL INDEX KEY: 0001599892 IRS NUMBER: 621518255 STATE OF INCORPORATION: TN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16196 FILM NUMBER: 19834719 BUSINESS ADDRESS: STREET 1: 40 S. MAIN STREET STREET 2: SUITE 1800 CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-251-1367 MAIL ADDRESS: STREET 1: 40 S. MAIN STREET STREET 2: SUITE 1800 CITY: MEMPHIS STATE: TN ZIP: 38103 FORMER COMPANY: FORMER CONFORMED NAME: Wunderlich Securities, Inc. DATE OF NAME CHANGE: 20140211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599892 XXXXXXXX 03-31-2019 03-31-2019 false B. Riley Wealth Management, Inc.

40 S. Main Street Suite 1800 Memphis TN 38103

13F HOLDINGS REPORT 028-16196 N Candy Palugi Senior Compliance Officer - Advisory Services 901-251-1361 /s/ Candy Palugi Memphis TN 05-16-2019 0 496 575619000 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM COM 002824100 530 6627 SH SOLE 0 0 6627 ABBOTT LABS COM 002824100 64 800 SH SOLE 800 0 0 ALBEMARLE CORP COM COM 012653101 214 2614 SH SOLE 0 0 2613 ALIMERA SCIENCES INC COM COM 016259103 148 139302 SH SOLE 0 0 139302 AMARIN CORP PLC SPONS ADR NEW ADR 023111206 298 14350 SH SOLE 0 0 14350 AMAZON.COM INC COM 023135106 11269 6328 SH SOLE 0 0 6328 AMAZON COM INC COM 023135106 192 108 SH SOLE 108 0 0 AMERICAN WATER WORKS CO COM 030420103 410 3932 SH SOLE 0 0 3932 AMGEN INC COM 031162100 294 1545 SH SOLE 0 0 1544 AMPHENOL CORP CL A COM 032095101 1713 18143 SH SOLE 0 0 18143 APOLLO SR FLOATING RATE FD I COM 037636107 727 49055 SH SOLE 49055 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 269 18342 SH SOLE 18342 0 0 APPLE INC COM 037833100 10968 57740 SH SOLE 0 0 57739 APPLE INC COM 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INC COM 00206R102 116 3702 SH SOLE 3702 0 0 ARK INNOVATION ETF ETF 00214Q104 428 9155 SH SOLE 0 0 9155 ABBVIE INC COM COM 00287Y109 789 9787 SH SOLE 0 0 9786 ABBVIE INC COM 00287Y109 69 853 SH SOLE 853 0 0 ADOBE SYS INC COM 00724F101 222 832 SH SOLE 0 0 832 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 1617 8863 SH SOLE 0 0 8863 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 83 455 SH SOLE 455 0 0 ALPHABET INC CAP STK CL C COM 02079K107 945 805 SH SOLE 0 0 805 ALPHABET INC CAP STK CL C 02079K107 205 175 SH SOLE 175 0 0 GOOGLE INC COM 02079K305 4384 3725 SH SOLE 0 0 3725 ALTRIA GROUP INC COM COM 02209S103 1210 21072 SH SOLE 0 0 21071 ALTRIA GROUP INC COM 02209S103 17 300 SH SOLE 300 0 0 AMERICAN TOWER CORP REIT 03027X100 378 1917 SH SOLE 0 0 1917 ARES CAP CORP COM 04010L103 1257 73333 SH SOLE 73333 0 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 188 12644 SH SOLE 12644 0 0 AURORA CANNABIS INC COM 05156X108 115 12698 SH SOLE 12698 0 0 BCE INC COM NEW COM 05534B760 200 4513 SH SOLE 0 0 4512 BIOSCRIP INC COM COM 09069N108 210 105061 SH SOLE 0 0 105061 BLACKSTONE GROUP LP COM 09253U108 442 12628 SH SOLE 0 0 12627 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 105 3000 SH SOLE 3000 0 0 BLUEBIRD BIO INC COM COM 09609G100 315 2000 SH SOLE 0 0 2000 AVAGO TECHNOLOGIES LTD COM 11135F101 1881 6256 SH SOLE 0 0 6256 CAPSTONE TURBINE CORP COM 14067D409 9 10000 SH SOLE 0 0 10000 CATCHMARK TIMBER TR INC CL A REIT 14912Y202 130 13236 SH SOLE 0 0 13236 CHENIERE ENERGY PARTNERS L P COM UNIT REPTG LIMITED COM 16411Q101 650 15500 SH SOLE 0 0 15500 CISCO SYS INC COM 17275R102 1632 30220 SH SOLE 0 0 30220 CISCO SYS INC COM 17275R102 94 1740 SH SOLE 1740 0 0 CLIPPER RLTY INC COM REIT 18885T306 148 11073 SH SOLE 0 0 11072 COHEN &STEERS LTD DUR PFD I COM 19248C105 1764 74530 SH SOLE 74530 0 0 COMCAST CORP NEW CL A COM 20030N101 294 7351 SH SOLE 0 0 7351 COMCAST CORP NEW CL A 20030N101 20 500 SH SOLE 500 0 0 CONOCOPHILLIPS COM COM 20825C104 317 4751 SH SOLE 0 0 4750 CONOCOPHILLIPS COM 20825C104 9 134 SH SOLE 134 0 0 CONSTELLATION BRANDS INC CL A COM 21036P108 796 4539 SH SOLE 0 0 4539 COSTCO WHOLESALE CORP COM 22160K105 793 3275 SH SOLE 0 0 3274 COSTCO WHSL CORP NEW COM 22160K105 311 1285 SH SOLE 1285 0 0 COVETRUS INC COM COM 22304C100 204 6414 SH SOLE 0 0 6414 CROWN CASTLE INTL CORP REIT 22822V101 400 3123 SH SOLE 0 0 3123 DOMINION RESOURCES INC COM 25746U109 334 4351 SH SOLE 0 0 4351 DOWDUPONT INC COM COM 26078J100 1064 19961 SH SOLE 0 0 19960 DUKE ENERGY CORP NEW COM NEW COM 26441C204 232 2578 SH SOLE 0 0 2577 EATON VANCE TAX MANAGED GLOBAL EQUITY CEF 27829F108 103 12709 SH SOLE 0 0 12709 ELEMENT SOLUTIONS INC COM 28618M106 606 60000 SH SOLE 60000 0 0 EXXON MOBIL CORP COM COM 30231G102 2264 28024 SH SOLE 0 0 28023 EXXON MOBIL CORP COM 30231G102 17 209 SH SOLE 209 0 0 FACEBOOK INC CL A COM 30303M102 4867 29196 SH SOLE 0 0 29196 FACEBOOK INC CL A 30303M102 452 2709 SH SOLE 2709 0 0 FIRST TRUST VALUE LINE DIVIDEND FUND ETF 33734H106 408 12557 SH SOLE 0 0 12557 FIRST TR EXCH TRADED FD TECHNOLOGY ALPHADEX FD ETF 33734X176 757 11841 SH SOLE 0 0 11841 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 535 11195 SH SOLE 0 0 11195 FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND ETF 33738R506 549 18400 SH SOLE 0 0 18400 FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF ETF 33739P855 772 40600 SH SOLE 0 0 40600 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 990 16505 SH SOLE 0 0 11500 FIRST TR SR FLOATING RATE 2022 COM SHS CEF 33740K101 104 11878 SH SOLE 0 0 11878 GSV CAPITAL CORP CEF 36191J101 46 6125 SH SOLE 0 0 6125 GSV CAP CORP COM 36191J101 111 14600 SH SOLE 14600 0 0 GW PHARMACEUTICALS ADS ADR 36197T103 267 1582 SH SOLE 0 0 1582 GAIA INC NEW CL A COM 36269P104 132 14417 SH SOLE 0 0 14417 GAMING & LEISURE PPTYS REIT 36467J108 1655 42900 SH SOLE 0 0 42900 GEMPHIRE THERAPEUTICS INC COM COM 36870A108 12 10000 SH SOLE 0 0 10000 GENERAL MOTORS CORP COM 37045V100 143 3843 SH SOLE 0 0 3842 GENERAL MTRS CO COM 37045V100 148 4000 SH SOLE 4000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 592 14168 SH SOLE 0 0 14168 GLOBAL MED REIT INC COM NEW REIT 37954A204 189 19266 SH SOLE 0 0 19266 GOLDMAN SACHS GROUP INC COM 38141G104 429 2236 SH SOLE 0 0 2235 GOLDMAN SACHS MLP INCOME OPP FD COM SHS CEF 38147W103 15 1882 SH SOLE 0 0 1882 GOLDMAN SACHS MLP INC OPP FD COM SHS 38147W103 459 57122 SH SOLE 57122 0 0 HCA INC COM 40412C101 244 1871 SH SOLE 0 0 1870 HP INC COM COM 40434L105 28 1429 SH SOLE 0 0 1429 HP INC COM 40434L105 1148 59068 SH SOLE 59068 0 0 HIGHLAND GLOBAL ALLOCATION FD COM CEF 43010T104 399 30891 SH SOLE 0 0 30891 MNAEXIQ ETF TR IQ ARB MERGER ARBITRAGEETF ETF 45409B800 7952 249059 SH SOLE 0 0 249059 INTELLICHECK INC COM NEW COM 45817G201 104 29500 SH SOLE 0 0 29500 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 1415 28147 SH SOLE 0 0 28147 INTREXON CORP COM COM 46122T102 78 14800 SH SOLE 0 0 14800 VAN KAMPEN SENIOR INCOME TRUST CEF 46131H107 159 37951 SH SOLE 0 0 37951 POWERSHARES GLOBAL WATER PORTFOLIO EXCHANGE-TRADED FD ETF 46137V142 339 9973 SH SOLE 0 0 9972 GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT ETF 46137V357 4979 47674 SH SOLE 0 0 47673 POWERSHARES HY DIVIDEND ACHIEVERS ETF 46137V563 1127 63073 SH SOLE 0 0 63073 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 417 7548 SH SOLE 7548 0 0 POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO ETF 46137V837 595 10491 SH SOLE 0 0 10491 POWERSHARES SP500 LOW VOLATILITY ETF ETF 46138E354 804 15272 SH SOLE 0 0 15272 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 839 57881 SH SOLE 57881 0 0 INVESCO DWA TACTICAL SECTOR ROTATION ETF ETF 46138E826 1389 46634 SH SOLE 0 0 46634 ISHARES TR MSCI INDIA INDEX FD ETF 46429B598 291 8266 SH SOLE 0 0 8265 ISHARES TR FLTG RATE NT ETF 46429B655 1602 31458 SH SOLE 31458 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 463 6428 SH SOLE 6428 0 0 ISHARES TR MIN VOL USA ETF 46429B697 900 15305 SH SOLE 15305 0 0 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 418 7200 SH SOLE 0 0 7200 ISHARES TR CORE MSCI TOTAL 46432F834 65 1114 SH SOLE 1114 0 0 ISHARES TR CORE MSCI EAFE 46432F842 650 10693 SH SOLE 10693 0 0 ISHARES CORE MSCI EMERGING MKTS ETF 46434G103 1203 23267 SH SOLE 0 0 23267 J JILL INC COM 46620W102 110 20000 SH SOLE 20000 0 0 JPMORGAN CHASE & CO COM COM 46625H100 1623 16036 SH SOLE 0 0 16036 JPMORGAN CHASE &CO COM 46625H100 0 375 SH SOLE 43 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 3190 63410 SH SOLE 0 0 63410 JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF ETF 47103U852 564 10977 SH SOLE 0 0 10977 KINDER MORGAN INC COM 49456B101 316 15781 SH SOLE 0 0 15780 KRATOS DEFENSE & SEC SOLUTIONS COM NEW COM 50077B207 390 24935 SH SOLE 0 0 24935 LIMELIGHT NETWORKS INC COM COM 53261M104 119 36711 SH SOLE 0 0 36711 LUMENTUM HLDGS INC COM COM 55024U109 205 3625 SH SOLE 0 0 3625 MASTERCARD INC COM 57636Q104 307 1303 SH SOLE 0 0 1302 MERCK & CO INC COM 58933Y105 1599 19224 SH SOLE 0 0 19224 MERCK &CO INC COM 58933Y105 71 852 SH SOLE 852 0 0 NIO INC SPON ADS ADR 62914V106 115 22510 SH SOLE 0 0 22510 NETFLIX COM INC COM 64110L106 2011 5641 SH SOLE 0 0 5641 NEW AGE BEVERAGES CORP COM COM 64157V108 127 24187 SH SOLE 0 0 24187 NEXTERA ENERGY INC COM COM 65339F101 299 1547 SH SOLE 0 0 1547 NOVARTIS AG ADR ADR 66987V109 221 2303 SH SOLE 0 0 2303 NUVEEN CA SELECT TAX FREE PRTF SH BEN INT CEF 67063R103 395 28000 SH SOLE 0 0 28000 NVIDIA CORP COM 67066G104 676 3762 SH SOLE 0 0 3762 NUVEEN CA QUALTY MUN INCOME FD COM CEF 67066Y105 482 35000 SH SOLE 0 0 35000 NUVEEN CALIF MUNICPAL VALU FD2 COM CEF 6706EB106 373 23400 SH SOLE 0 0 23400 NUVEEN TAXABLE MUNICPL INCM COM 67074C103 251 12222 SH SOLE 12222 0 0 NUVEEN DOW 30 DYN OVERWRITE SHS CEF 67075F105 186 10315 SH SOLE 0 0 10315 NUVEEN HIGH INCOME 2020 TARGET COM CEF 67075L102 614 61798 SH SOLE 0 0 61798 NUVEEN CR OPPORTUNITIES 2022 COM CEF 67075U102 679 70459 SH SOLE 0 0 70459 NUVEEN HIGH INCOME NOVEMBER 20 COM CEF 67077N106 1053 107645 SH SOLE 0 0 107644 NUVEEN EMERGING MKTS DEBT 2022 COM CEF 67077P101 91 10528 SH SOLE 0 0 10528 O REILLY AUTOMOTIVE INC COM 67103H107 445 1147 SH SOLE 0 0 1147 OPKO HEALTH INC COM 68375N103 39 15000 SH SOLE 0 0 15000 OPPENHEIMER S&P ULTRA DIVIDEND REVENUE ETF ETF 68386C401 390 10300 SH SOLE 0 0 10300 ORACLE CORPORATION COM 68389X105 351 6537 SH SOLE 0 0 6537 PENNANTPARK FLOATING RATE CA COM 70806A106 2470 192844 SH SOLE 192844 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 2393 23995 SH SOLE 23995 0 0 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 9927 94060 SH SOLE 0 0 94059 PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD ETF 72201R783 289 2888 SH SOLE 0 0 2888 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 3126 30775 SH SOLE 0 0 28877 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 6537 64371 SH SOLE 64371 0 0 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 200 3972 SH SOLE 3972 0 0 PIMCO DYNAMIC CREDITINCOME FUND COM SHS CEF 72202D106 1363 58163 SH SOLE 0 0 58162 PLANET FITNESS INC CL A COM 72703H101 337 4900 SH SOLE 0 0 4900 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ETF ETF 74347B698 235 4037 SH SOLE 0 0 4037 PROSHARES TR PSHS CS 130/30 ETF 74347R248 11073 161880 SH SOLE 0 0 161879 PROTALIX BIOTHERAPEUTICS INC COM COM 74365A101 8 18329 SH SOLE 0 0 18329 RANGE RESOURCES CORP COM 75281A109 129 11472 SH SOLE 0 0 11472 RESTAURANT BRANDS INTL INC COM COM 76131D103 382 5867 SH SOLE 0 0 5867 SPDR S&P 500 ETF ETF 78462F103 141 500 SH Call SOLE 0 0 200 SPDR S&P 500 ETF ETF 78462F103 5524 19554 SH SOLE 0 0 19554 SPDR S&P 500 ETF TR TR UNIT 78462F103 1759 6226 SH SOLE 6226 0 0 SPDR GOLD ETF ETF 78463V107 2687 22022 SH SOLE 0 0 22022 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 770 16656 SH SOLE 16656 0 0 SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETF ETF 78463X756 4543 101926 SH SOLE 0 0 101926 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 444 8497 SH SOLE 0 0 8497 SPDR DJ WILSHIRE REIT (ETF) ETF 78464A607 412 4163 SH SOLE 0 0 4163 SPDR SER TR S&P DIVID ETF ETF 78464A763 240 2411 SH SOLE 0 0 2411 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 1299 26874 SH SOLE 0 0 26874 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 6135 23675 SH SOLE 0 0 23674 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 517 1995 SH SOLE 1995 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 3421 9905 SH SOLE 0 0 9904 SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF ETF 78468R663 1889 20621 SH SOLE 0 0 20620 SVB FINL GROUP COM COM 78486Q101 605 2719 SH SOLE 0 0 2719 SVMK INC COM 78489X103 2092 114897 SH SOLE 114897 0 0 SACHEM CAP CORP COM REIT 78590A109 72 16037 SH SOLE 0 0 16037 SALESFORCE COM COM 79466L302 573 3617 SH SOLE 0 0 3617 SECOND SIGHT MED PRODS INC COM COM 81362J100 39 48800 SH SOLE 0 0 48800 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 1275 13896 SH SOLE 0 0 13896 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 738 7498 SH SOLE 0 0 7498 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 517 7326 SH SOLE 0 0 4540 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 215 1888 SH SOLE 1888 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 614 23898 SH SOLE 0 0 23897 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 421 5607 SH SOLE 0 0 5607 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 1081 14609 SH SOLE 0 0 9990 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 616 13168 SH SOLE 0 0 7188 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 203 5618 SH SOLE 0 0 5617 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 991 17033 SH SOLE 0 0 17033 SELECT ENERGY SVCS INC CL A COM COM 81617J301 199 16531 SH SOLE 0 0 16531 SENIOR HOUSING PROPERTIES TRUST REIT 81721M109 322 27334 SH SOLE 0 0 27334 SENSUS HEATLHCARE INC COM COM 81728J109 117 16672 SH SOLE 0 0 16672 SEQUENTIAL BRNDS GROUP INC NEW COM COM 81734P107 14 11000 SH SOLE 0 0 11000 SERVICENOW INC COM COM 81762P102 439 1780 SH SOLE 0 0 1780 SHOPIFY INC CL A COM 82509L107 805 3897 SH SOLE 0 0 3897 SNAP INC CL A COM 83304A106 24 2150 SH SOLE 0 0 2150 SNAP INC CL A 83304A106 470 42648 SH SOLE 42648 0 0 SOLAR CAP LTD COM 83413U100 324 15542 SH SOLE 15542 0 0 SOLAR SR CAP LTD COM 83416M105 4762 277503 SH SOLE 277503 0 0 SONOS INC COM COM 83570H108 4 351 SH SOLE 0 0 351 SONOS INC COM 83570H108 1153 112010 SH SOLE 112010 0 0 SPROTT PHYSICAL GOLD TRUST CEF 85207H104 714 68348 SH SOLE 0 0 68348 STARWOOD PROPERTY TRUST REIT 85571B105 190 8505 SH SOLE 0 0 8505 STARWOOD PPTY TR INC COM 85571B105 34 1500 SH SOLE 1500 0 0 TPG SPECIALTY LENDING INC NOTE 4.500%12/1 87265KAB8 666 665000 SH SOLE 665000 0 0 TARGA RES CORP COM COM 87612G101 1176 28303 SH SOLE 0 0 28303 TELADOC HEALTH INC COM COM 87918A105 243 4373 SH SOLE 0 0 4373 TESLA MOTORS INC COM 88160R101 423 1512 SH SOLE 0 0 1512 3M CO COM COM 88579Y101 414 1991 SH SOLE 0 0 1990 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 902 64322 SH SOLE 64322 0 0 TRINITY MERGER CORP COM CL A COM 89653L106 15 1500 SH SOLE 0 0 1500 TRINITY MERGER CORP COM CL A 89653L106 1482 145000 SH SOLE 145000 0 0 TWILIO INC CL A COM 90138F102 947 7334 SH SOLE 0 0 7334 TWILIO INC CL A 90138F102 28 217 SH SOLE 217 0 0 TWITTER INC COM COM 90184L102 234 7107 SH SOLE 0 0 7107 TWITTER INC COM 90184L102 253 7700 SH SOLE 7700 0 0 UNITEDHEALTH GROUP COM 91324P102 2303 9314 SH SOLE 0 0 9314 VALERO ENERGY CORP COM 91913Y100 227 2679 SH SOLE 0 0 2679 MARKET VECTORS ETF EMERGING MKTS LOCAL ETF ETF 92189H300 371 11125 SH SOLE 0 0 11125 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 269 4819 SH SOLE 0 0 4819 VANGUARD HEALTH CARE ETF ETF 92204A504 231 1338 SH SOLE 0 0 1338 VANGUARD INFORMATION TECHNOLOGY ETF 92204A702 180 897 SH SOLE 0 0 897 VANGUARD WORLD FDS INF TECH ETF 92204A702 70 347 SH SOLE 347 0 0 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 18545 232510 SH SOLE 0 0 232510 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 10631 133290 SH SOLE 133290 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 728 7955 SH SOLE 7955 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3811 43875 SH SOLE 43875 0 0 VERIZON COMMUNICATIONS COM 92343V104 3917 66245 SH SOLE 0 0 66244 VERIZON COMMUNICATIONS INC COM 92343V104 68 1155 SH SOLE 1155 0 0 VERMILLION INC COM NEW COM 92407M206 189 164321 SH SOLE 0 0 164321 VISA INC COM 92826C839 4811 30801 SH SOLE 0 0 30800 VUZIX CORP COM NEW COM 92921W300 35 11500 SH SOLE 0 0 11500 W P CAREY INC COM REIT 92936U109 221 2819 SH SOLE 0 0 2819 WASTE MANAGEMENT INC COM 94106L109 411 3952 SH SOLE 0 0 3951 WAYFAIR INC CL A COM 94419L101 261 1760 SH SOLE 0 0 1760 HEALTH CARE REIT INC REIT 95040Q104 277 3571 SH SOLE 0 0 3571 SALOMON BROS EMERGING MKTS DEBT FUND CEF 95766A101 164 12015 SH SOLE 0 0 12015 WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUND ETF 97717W430 9925 426895 SH SOLE 0 0 426895 WISDOMTREE DIVIDEND EFA INDEX ETF ETF 97717W703 3151 62234 SH SOLE 0 0 62234 WISDOMTREE TR GLB US QTLY DIV 97717W844 878 15733 SH SOLE 15733 0 0 XYLEM INC COM 98419M100 277 3500 SH SOLE 0 0 3500 XYLEM INC COM 98419M100 15 184 SH SOLE 184 0 0 ZILLOW GROUP INC CL C CAP STK COM 98954M200 12 350 SH SOLE 0 0 350 ZILLOW GROUP INC CL C CAP STK 98954M200 264 7600 SH SOLE 7600 0 0 ZSCALER INC COM COM 98980G102 457 6439 SH SOLE 0 0 6439 ALLERGAN PLC SHS COM G0177J108 423 2889 SH SOLE 0 0 2889 EATON CORP PLC SHS COM G29183103 424 5266 SH SOLE 0 0 5266 FRONTLINE LTD COM G3682E192 70 10900 SH SOLE 0 0 10900 WEATHERFORD INTL PLC ORD SHS COM G48833100 13 19036 SH SOLE 0 0 19036 TE CONNECTIVITY LTD COM H84989104 1476 18274 SH SOLE 0 0 18273 INTELSAT SA COM COM L5140P101 316 20200 SH SOLE 0 0 20200 ELASTIC N V ORD SHS COM N14506104 196 2450 SH SOLE 0 0 2450 ELASTIC N V ORD SHS N14506104 105 1320 SH SOLE 1320 0 0