0001599863-21-000002.txt : 20210212
0001599863-21-000002.hdr.sgml : 20210212
20210212160712
ACCESSION NUMBER: 0001599863-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northeast Financial Consultants Inc
CENTRAL INDEX KEY: 0001599863
IRS NUMBER: 061562117
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15844
FILM NUMBER: 21627264
BUSINESS ADDRESS:
STREET 1: 518-B RIVERSIDE AVENUE
STREET 2: 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 2032268997
MAIL ADDRESS:
STREET 1: PO BOX 2630
CITY: WESTPORT
STATE: CT
ZIP: 06880
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599863
XXXXXXXX
12-31-2020
12-31-2020
Northeast Financial Consultants Inc
PO BOX 2630
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15844
N
Patrice Reilly
CCO
2032268997
Patrice Reilly
Westport
CT
02-12-2021
0
318
1206599
false
INFORMATION TABLE
2
2020Q4-Form13f-NFC.xml
3M CO
COM
88579Y101
371
2121
SH
SOLE
0
0
2121
ABBOTT LABS
COM
002824100
584
5331
SH
SOLE
0
0
5331
ABBVIE INC
COM
00287Y109
2006
18723
SH
SOLE
0
0
18723
ABIOMED INC
COM
003654100
587
1812
SH
SOLE
0
0
1812
ADOBE SYSTEMS INCORPORATED
COM
00724F101
209
417
SH
SOLE
0
0
417
ADVANCED MICRO DEVICES INC
COM
007903107
648
7068
SH
SOLE
0
0
7068
AGENUS INC
COM NEW
00847G705
129
40416
SH
SOLE
0
0
40416
ALBERTSONS COS INC
COMMON STOCK
013091103
4973
282900
SH
SOLE
0
0
282900
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1711
7351
SH
SOLE
0
0
7351
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
1147
33961
SH
SOLE
0
0
33961
ALLSTATE CORP
COM
020002101
562
5108
SH
SOLE
0
0
5108
ALPHABET INC
CAP STK CL A
02079K305
12805
7306
SH
SOLE
0
0
7306
ALPHABET INC
CAP STK CL C
02079K107
14577
8321
SH
SOLE
0
0
8321
ALTRIA GROUP INC
COM
02209S103
1545
37680
SH
SOLE
0
0
37680
AMAZON COM INC
COM
023135106
33973
10431
SH
SOLE
0
0
10431
AMC NETWORKS INC
CL A
00164V103
215
6014
SH
SOLE
0
0
6014
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
60
14000
SH
SOLE
0
0
14000
AMGEN INC
COM
031162100
1399
6086
SH
SOLE
0
0
6086
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
2380
48599
SH
SOLE
0
0
48599
APPLE INC
COM
037833100
31643
238470
SH
SOLE
0
0
238470
ARES CAPITAL CORP
COM
04010L103
2779
164506
SH
SOLE
0
0
164506
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
637
13535
SH
SOLE
0
0
13535
ARK ETF TR
NEXT GNRTN INTER
00214Q401
391
2670
SH
SOLE
0
0
2670
ARK ETF TR
INNOVATION ETF
00214Q104
768
6168
SH
SOLE
0
0
6168
ARK ETF TR
GENOMIC REV ETF
00214Q302
1626
17431
SH
SOLE
0
0
17431
ASTRAZENECA PLC
SPONSORED ADR
046353108
439
8790
SH
SOLE
0
0
8790
AT&T INC
COM
00206R102
513
17837
SH
SOLE
0
0
17837
ATHENE HOLDING LTD
CL A
G0684D107
1812
42000
SH
SOLE
0
0
42000
AUTODESK INC
COM
052769106
1296
4244
SH
SOLE
0
0
4244
AUTOMATIC DATA PROCESSING IN
COM
053015103
1948
11055
SH
SOLE
0
0
11055
AVANGRID INC
COM
05351W103
822
18083
SH
SOLE
0
0
18083
BECTON DICKINSON & CO
COM
075887109
200
800
SH
SOLE
0
0
800
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
22816
98402
SH
SOLE
0
0
98402
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
247
33157
SH
SOLE
0
0
33157
BIOGEN INC
COM
09062X103
951
3884
SH
SOLE
0
0
3884
BIONTECH SE
SPONSORED ADS
09075V102
245
3000
SH
Call
SOLE
0
0
3000
BIONTECH SE
SPONSORED ADS
09075V102
644
7895
SH
SOLE
0
0
7895
BK OF AMERICA CORP
COM
060505104
10823
357068
SH
SOLE
0
0
357068
BLACKROCK INC
COM
09247X101
559
775
SH
SOLE
0
0
775
BLACKROCK MUNIYIELD FD INC
COM
09253W104
364
25400
SH
SOLE
0
0
25400
BLACKROCK MUNIYIELD N Y QUAL
COM
09255E102
133
10000
SH
SOLE
0
0
10000
BLACKSTONE GROUP INC
COM CL A
09260D107
4486
69225
SH
SOLE
0
0
69225
BLACKSTONE MTG TR INC
COM CL A
09257W100
16544
600945
SH
SOLE
0
0
600945
BOEING CO
COM
097023105
984
4596
SH
SOLE
0
0
4596
BOSTON SCIENTIFIC CORP
COM
101137107
235
6530
SH
SOLE
0
0
6530
BP MIDSTREAM PARTNERS LP
UNIT LTD PTNR
0556EL109
519
49000
SH
SOLE
0
0
49000
BRISTOL-MYERS SQUIBB CO
COM
110122108
3704
59711
SH
SOLE
0
0
59711
BROADCOM INC
COM
11135F101
3645
8324
SH
SOLE
0
0
8324
BROADMARK RLTY CAP INC
COM
11135B100
35164
3447488
SH
SOLE
0
0
3447488
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
15010
363705
SH
SOLE
0
0
363705
CABLE ONE INC
COM
12685J105
11127
4995
SH
SOLE
0
0
4995
CAESARS ENTERTAINMENT INC NE
COM
12769G100
269
3618
SH
SOLE
0
0
3618
CANADIAN PAC RY LTD
COM
13645T100
377
1088
SH
SOLE
0
0
1088
CASEYS GEN STORES INC
COM
147528103
322
1800
SH
SOLE
0
0
1800
CBRE GROUP INC
CL A
12504L109
292
4663
SH
SOLE
0
0
4663
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
3527
89650
SH
SOLE
0
0
89650
CENTENE CORP DEL
COM
15135B101
384
6400
SH
SOLE
0
0
6400
CERENCE INC
COM
156727109
394
3921
SH
SOLE
0
0
3921
CERNER CORP
COM
156782104
816
10400
SH
SOLE
0
0
10400
CHART INDS INC
COM PAR $0.01
16115Q308
907
7700
SH
SOLE
0
0
7700
CHESAPEAKE UTILS CORP
COM
165303108
346
3200
SH
SOLE
0
0
3200
CHEVRON CORP NEW
COM
166764100
8738
103474
SH
SOLE
0
0
103474
CHEWY INC
CL A
16679L109
279
3100
SH
SOLE
0
0
3100
CHUBB LIMITED
COM
H1467J104
231
1500
SH
SOLE
0
0
1500
CISCO SYS INC
COM
17275R102
256
5712
SH
SOLE
0
0
5712
CITRIX SYS INC
COM
177376100
1135
8722
SH
SOLE
0
0
8722
CLOROX CO DEL
COM
189054109
202
1000
SH
SOLE
0
0
1000
COCA COLA CO
COM
191216100
1661
30291
SH
SOLE
0
0
30291
COMCAST CORP NEW
CL A
20030N101
1838
35085
SH
SOLE
0
0
35085
CONOCOPHILLIPS
COM
20825C104
422
10554
SH
SOLE
0
0
10554
CORNING INC
COM
219350105
1730
48063
SH
SOLE
0
0
48063
COSTCO WHSL CORP NEW
COM
22160K105
332
882
SH
SOLE
0
0
882
COVANTA HLDG CORP
COM
22282E102
154
11747
SH
SOLE
0
0
11747
COVETRUS INC
COM
22304C100
285
9908
SH
SOLE
0
0
9908
CREE INC
COM
225447101
1304
12314
SH
SOLE
0
0
12314
CROWDSTRIKE HLDGS INC
CL A
22788C105
675
3185
SH
SOLE
0
0
3185
CSX CORP
COM
126408103
309
3400
SH
SOLE
0
0
3400
CUMMINS INC
COM
231021106
1311
5774
SH
SOLE
0
0
5774
CVS HEALTH CORP
COM
126650100
401
5873
SH
SOLE
0
0
5873
DEERE & CO
COM
244199105
4257
15824
SH
SOLE
0
0
15824
DEXCOM INC
COM
252131107
477
1289
SH
SOLE
0
0
1289
DISCOVERY INC
COM SER A
25470F104
532
17694
SH
SOLE
0
0
17694
DISNEY WALT CO
COM
254687106
11299
62364
SH
SOLE
0
0
62364
DOLBY LABORATORIES INC
COM CL A
25659T107
578
5953
SH
SOLE
0
0
5953
DOW INC
COM
260557103
231
4155
SH
SOLE
0
0
4155
DUKE ENERGY CORP NEW
COM NEW
26441C204
1133
12372
SH
SOLE
0
0
12372
DUPONT DE NEMOURS INC
COM
26614N102
208
2929
SH
SOLE
0
0
2929
DXC TECHNOLOGY CO
COM
23355L106
332
12909
SH
SOLE
0
0
12909
DYADIC INTL INC DEL
COM
26745T101
1345
250000
SH
SOLE
0
0
250000
ECOLAB INC
COM
278865100
673
3110
SH
SOLE
0
0
3110
EMERSON ELEC CO
COM
291011104
321
4000
SH
SOLE
0
0
4000
ENDO INTL PLC
SHS
G30401106
608
84704
SH
SOLE
0
0
84704
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
970
156899
SH
SOLE
0
0
156899
ENTERPRISE PRODS PARTNERS L
COM
293792107
7518
383747
SH
SOLE
0
0
383747
ETF MANAGERS TR
PRIME MOBILE PAY
26924G409
446
6709
SH
SOLE
0
0
6709
EXXON MOBIL CORP
COM
30231G102
4959
120304
SH
SOLE
0
0
120304
FACEBOOK INC
CL A
30303M102
4148
15185
SH
SOLE
0
0
15185
FIREEYE INC
COM
31816Q101
630
27337
SH
SOLE
0
0
27337
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
458
4250
SH
SOLE
0
0
4250
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
745
16776
SH
SOLE
0
0
16776
FIRST TR EXCHANGE-TRADED FD
NASDAQ 100 EX
33733E401
3315
41746
SH
SOLE
0
0
41746
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
46579
219474
SH
SOLE
0
0
219474
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
317
3144
SH
SOLE
0
0
3144
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
339
4400
SH
SOLE
0
0
4400
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
1104
31478
SH
SOLE
0
0
31478
FORD MTR CO DEL
COM
345370860
360
40948
SH
SOLE
0
0
40948
FREEPORT-MCMORAN INC
CL B
35671D857
1352
51958
SH
SOLE
0
0
51958
FREQUENCY THERAPEUTICS INC
COM
35803L108
201
5714
SH
SOLE
0
0
5714
GENERAL MTRS CO
COM
37045V100
274
6570
SH
SOLE
0
0
6570
GENUINE PARTS CO
COM
372460105
301
3000
SH
SOLE
0
0
3000
GLOBAL PMTS INC
COM
37940X102
224
1042
SH
SOLE
0
0
1042
GOLDMAN SACHS GROUP INC
COM
38141G104
2042
7743
SH
SOLE
0
0
7743
GOLUB CAP BDC INC
COM
38173M102
1190
84142
SH
SOLE
0
0
84142
GUARDANT HEALTH INC
COM
40131M109
710
5507
SH
SOLE
0
0
5507
HANNON ARMSTRONG SUST INFR C
COM
41068X100
2775
43755
SH
SOLE
0
0
43755
HCA HEALTHCARE INC
COM
40412C101
424
2576
SH
SOLE
0
0
2576
HIGHLAND TRANSCEND PARTNERS
UNIT 99/99/9999
G44690116
1571
149609
SH
SOLE
0
0
149609
HOME DEPOT INC
COM
437076102
6854
25805
SH
SOLE
0
0
25805
HONEYWELL INTL INC
COM
438516106
1273
5987
SH
SOLE
0
0
5987
ILLINOIS TOOL WKS INC
COM
452308109
1159
5683
SH
SOLE
0
0
5683
ILLUMINA INC
COM
452327109
296
800
SH
SOLE
0
0
800
IMMUNOGEN INC
COM
45253H101
221
34315
SH
SOLE
0
0
34315
INSPIRE MED SYS INC
COM
457730109
245
1300
SH
SOLE
0
0
1300
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
428
3714
SH
SOLE
0
0
3714
INTERNATIONAL BUSINESS MACHS
COM
459200101
966
7672
SH
SOLE
0
0
7672
INTERNATIONAL PAPER CO
COM
460146103
426
8560
SH
SOLE
0
0
8560
INVESCO EXCH TRADED FD TR II
KBW BK ETF
46138E628
462
9165
SH
SOLE
0
0
9165
INVESCO EXCHANGE TRADED FD T
S&P MDCP400 PR
46137V217
851
4200
SH
SOLE
0
0
4200
INVESCO EXCHANGE TRADED FD T
DYNMC PHRMCTLS
46137V662
574
8042
SH
SOLE
0
0
8042
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
704
9600
SH
SOLE
0
0
9600
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
246
16000
SH
SOLE
0
0
16000
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
1493
22000
SH
SOLE
0
0
22000
INVESCO QQQ TR
UNIT SER 1
46090E103
23895
76162
SH
SOLE
0
0
76162
INVESTORS BANCORP INC NEW
COM
46146L101
181
17150
SH
SOLE
0
0
17150
IONIS PHARMACEUTICALS INC
COM
462222100
438
7740
SH
SOLE
0
0
7740
IQVIA HLDGS INC
COM
46266C105
373
2080
SH
SOLE
0
0
2080
ISHARES INC
MSCI JPN ETF NEW
46434G822
287
4247
SH
SOLE
0
0
4247
ISHARES INC
CORE MSCI EMKT
46434G103
290
4677
SH
SOLE
0
0
4677
ISHARES TR
RUS 2000 GRW ETF
464287648
308
1075
SH
SOLE
0
0
1075
ISHARES TR
U.S. PHARMA ETF
464288836
248
1380
SH
SOLE
0
0
1380
ISHARES TR
RUS 2000 VAL ETF
464287630
205
1556
SH
SOLE
0
0
1556
ISHARES TR
CORE S&P500 ETF
464287200
672
1790
SH
SOLE
0
0
1790
ISHARES TR
MSCI USA QLT FCT
46432F339
210
1805
SH
SOLE
0
0
1805
ISHARES TR
20 YR TR BD ETF
464287432
291
1847
SH
SOLE
0
0
1847
ISHARES TR
MICRO-CAP ETF
464288869
237
2000
SH
SOLE
0
0
2000
ISHARES TR
PHLX SEMICND ETF
464287523
848
2237
SH
SOLE
0
0
2237
ISHARES TR
RUS 1000 ETF
464287622
530
2500
SH
SOLE
0
0
2500
ISHARES TR
CORE S&P MCP ETF
464287507
674
2934
SH
SOLE
0
0
2934
ISHARES TR
IBOXX INV CP ETF
464287242
416
3011
SH
SOLE
0
0
3011
ISHARES TR
GLOBAL TECH ETF
464287291
960
3199
SH
SOLE
0
0
3199
ISHARES TR
S&P MC 400GR ETF
464287606
294
4064
SH
SOLE
0
0
4064
ISHARES TR
MSCI EMG MKT ETF
464287234
250
4834
SH
SOLE
0
0
4834
ISHARES TR
SELECT DIVID ETF
464287168
535
5560
SH
SOLE
0
0
5560
ISHARES TR
S&P SML 600 GWT
464287887
658
5764
SH
SOLE
0
0
5764
ISHARES TR
SP SMCP600VL ETF
464287879
483
5937
SH
SOLE
0
0
5937
ISHARES TR
RUS MID CAP ETF
464287499
426
6208
SH
SOLE
0
0
6208
ISHARES TR
GLB INFRASTR ETF
464288372
299
6833
SH
SOLE
0
0
6833
ISHARES TR
RUS MD CP GR ETF
464287481
714
6956
SH
SOLE
0
0
6956
ISHARES TR
NASDAQ BIOTECH
464287556
1083
7150
SH
SOLE
0
0
7150
ISHARES TR
MSCI EAFE ETF
464287465
531
7275
SH
SOLE
0
0
7275
ISHARES TR
CORE MSCI EAFE
46432F842
625
9051
SH
SOLE
0
0
9051
ISHARES TR
RUS 1000 GRW ETF
464287614
2468
10235
SH
SOLE
0
0
10235
ISHARES TR
MSCI UK ETF NEW
46435G334
308
10500
SH
SOLE
0
0
10500
ISHARES TR
RUS 1000 VAL ETF
464287598
1602
11714
SH
SOLE
0
0
11714
ISHARES TR
CORE S&P SCP ETF
464287804
1090
11862
SH
SOLE
0
0
11862
ISHARES TR
U.S. TECH ETF
464287721
1734
20386
SH
SOLE
0
0
20386
ISHARES TR
RUSSELL 2000 ETF
464287655
4214
21491
SH
SOLE
0
0
21491
ISHARES TR
U.S. MED DVC ETF
464288810
8194
25035
SH
SOLE
0
0
25035
ISHARES TR
RUS MDCP VAL ETF
464287473
2690
27745
SH
SOLE
0
0
27745
ISHARES TR
CORE HIGH DV ETF
46429B663
2684
30618
SH
SOLE
0
0
30618
ISHARES TR
CHINA LG-CAP ETF
464287184
2214
47679
SH
SOLE
0
0
47679
ISHARES TR
S&P 500 GRWT ETF
464287309
3392
53156
SH
SOLE
0
0
53156
ISHARES TR
EXPANDED TECH
464287515
20691
58434
SH
SOLE
0
0
58434
ISHARES TR
MSCI INTL QUALTY
46434V456
4330
121416
SH
SOLE
0
0
121416
ISHARES TR
CORE DIV GRWTH
46434V621
44124
984470
SH
SOLE
0
0
984470
JOHNSON & JOHNSON
COM
478160104
6763
42975
SH
SOLE
0
0
42975
JOHNSON CTLS INTL PLC
SHS
G51502105
919
19726
SH
SOLE
0
0
19726
JPMORGAN CHASE & CO
COM
46625H100
14706
115734
SH
SOLE
0
0
115734
KIMBERLY-CLARK CORP
COM
494368103
592
4388
SH
SOLE
0
0
4388
KINDER MORGAN INC DEL
COM
49456B101
177
12960
SH
SOLE
0
0
12960
KKR & CO INC
COM
48251W104
5407
133550
SH
SOLE
0
0
133550
KRAFT HEINZ CO
COM
500754106
217
6247
SH
SOLE
0
0
6247
L3HARRIS TECHNOLOGIES INC
COM
502431109
2142
11330
SH
SOLE
0
0
11330
LIBERTY BROADBAND CORP
COM SER C
530307305
12453
78631
SH
SOLE
0
0
78631
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
246
10386
SH
SOLE
0
0
10386
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
287
6648
SH
SOLE
0
0
6648
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
608
13978
SH
SOLE
0
0
13978
LILLY ELI & CO
COM
532457108
5806
34388
SH
SOLE
0
0
34388
LITTELFUSE INC
COM
537008104
255
1000
SH
SOLE
0
0
1000
LOCKHEED MARTIN CORP
COM
539830109
1202
3386
SH
SOLE
0
0
3386
MACROGENICS INC
COM
556099109
229
10000
SH
SOLE
0
0
10000
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
2445
57621
SH
SOLE
0
0
57621
MARTIN MARIETTA MATLS INC
COM
573284106
258
910
SH
SOLE
0
0
910
MASTERCARD INCORPORATED
CL A
57636Q104
3869
10840
SH
SOLE
0
0
10840
MCDONALDS CORP
COM
580135101
1518
7073
SH
SOLE
0
0
7073
MEDTRONIC PLC
SHS
G5960L103
335
2861
SH
SOLE
0
0
2861
MERCK & CO. INC
COM
58933Y105
9495
116076
SH
SOLE
0
0
116076
MEREO BIOPHARMA GROUP PLC
ADS
589492107
60
16667
SH
SOLE
0
0
16667
MERIDIAN CORPORATION
COM
58958P104
208
10000
SH
SOLE
0
0
10000
METLIFE INC
COM
59156R108
5442
115915
SH
SOLE
0
0
115915
METTLER TOLEDO INTERNATIONAL
COM
592688105
2683
2354
SH
SOLE
0
0
2354
MGM RESORTS INTERNATIONAL
COM
552953101
402
12750
SH
SOLE
0
0
12750
MICROSOFT CORP
COM
594918104
29704
133550
SH
SOLE
0
0
133550
MONDELEZ INTL INC
CL A
609207105
1530
26159
SH
SOLE
0
0
26159
MONSTER BEVERAGE CORP NEW
COM
61174X109
400
4320
SH
SOLE
0
0
4320
MORGAN STANLEY
COM NEW
617446448
336
4897
SH
SOLE
0
0
4897
MPLX LP
COM UNIT REP LTD
55336V100
8750
404158
SH
SOLE
0
0
404158
NETFLIX INC
COM
64110L106
1407
2602
SH
SOLE
0
0
2602
NIKE INC
CL B
654106103
1348
9531
SH
SOLE
0
0
9531
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
143
13700
SH
SOLE
0
0
13700
NORTHROP GRUMMAN CORP
COM
666807102
889
2917
SH
SOLE
0
0
2917
NUANCE COMMUNICATIONS INC
COM
67020Y100
678
15372
SH
SOLE
0
0
15372
NUCOR CORP
COM
670346105
515
9681
SH
SOLE
0
0
9681
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
168
10959
SH
SOLE
0
0
10959
NVIDIA CORPORATION
COM
67066G104
1985
3802
SH
SOLE
0
0
3802
OCCIDENTAL PETE CORP
COM
674599105
967
55836
SH
SOLE
0
0
55836
OKTA INC
CL A
679295105
229
900
SH
SOLE
0
0
900
OMNICELL COM
COM
68213N109
480
4000
SH
SOLE
0
0
4000
ORACLE CORP
COM
68389X105
212
3284
SH
SOLE
0
0
3284
ORION GROUP HOLDINGS INC
COM
68628V308
268
54041
SH
SOLE
0
0
54041
PAYCHEX INC
COM
704326107
280
3000
SH
SOLE
0
0
3000
PAYPAL HLDGS INC
COM
70450Y103
2274
9710
SH
SOLE
0
0
9710
PENTAIR PLC
SHS
G7S00T104
297
5595
SH
SOLE
0
0
5595
PEPSICO INC
COM
713448108
3389
22852
SH
SOLE
0
0
22852
PETMED EXPRESS INC
COM
716382106
321
10000
SH
SOLE
0
0
10000
PFIZER INC
COM
717081103
47566
1292199
SH
SOLE
0
0
1292199
PHILIP MORRIS INTL INC
COM
718172109
3189
38518
SH
SOLE
0
0
38518
PHILLIPS 66
COM
718546104
1449
20720
SH
SOLE
0
0
20720
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
1973
74700
SH
SOLE
0
0
74700
PIMCO ETF TR
ACTIVE BD ETF
72201R775
2237
19775
SH
SOLE
0
0
19775
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
29750
291551
SH
SOLE
0
0
291551
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
878
106500
SH
SOLE
0
0
106500
PPD INC
COM
69355F102
633
18500
SH
SOLE
0
0
18500
PRECIGEN INC
COM
74017N105
497
48755
SH
SOLE
0
0
48755
PROCTER AND GAMBLE CO
COM
742718109
3539
25433
SH
SOLE
0
0
25433
QUALCOMM INC
COM
747525103
251
1650
SH
SOLE
0
0
1650
QURATE RETAIL INC
COM SER A
74915M100
249
22663
SH
SOLE
0
0
22663
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
318
4444
SH
SOLE
0
0
4444
REGENERON PHARMACEUTICALS
COM
75886F107
649
1343
SH
SOLE
0
0
1343
RIO TINTO PLC
SPONSORED ADR
767204100
361
4800
SH
SOLE
0
0
4800
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
356
10600
SH
SOLE
0
0
10600
SALESFORCE COM INC
COM
79466L302
2342
10524
SH
SOLE
0
0
10524
SCHLUMBERGER LTD
COM
806857108
417
19088
SH
SOLE
0
0
19088
SCHWAB CHARLES CORP
COM
808513105
5333
100554
SH
SOLE
0
0
100554
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
255
2800
SH
SOLE
0
0
2800
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
443
6912
SH
SOLE
0
0
6912
SEA LTD
SPONSORD ADS
81141R100
575
2890
SH
SOLE
0
0
2890
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1155
18575
SH
SOLE
0
0
18575
SEAGEN INC
COM
81181C104
562
3209
SH
SOLE
0
0
3209
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
288
3985
SH
SOLE
0
0
3985
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
732
6455
SH
SOLE
0
0
6455
SELECT SECTOR SPDR TR
ENERGY
81369Y506
332
8760
SH
SOLE
0
0
8760
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1068
17038
SH
SOLE
0
0
17038
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
505
17143
SH
SOLE
0
0
17143
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
13193
101466
SH
SOLE
0
0
101466
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
5636
559096
SH
SOLE
0
0
559096
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
274
6500
SH
SOLE
0
0
6500
SMUCKER J M CO
COM NEW
832696405
231
2000
SH
SOLE
0
0
2000
SONOCO PRODS CO
COM
835495102
492
8300
SH
SOLE
0
0
8300
SPDR GOLD TR
GOLD SHS
78463V107
2109
11827
SH
SOLE
0
0
11827
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
524
4114
SH
SOLE
0
0
4114
SPDR S&P 500 ETF TR
TR UNIT
78462F103
27251
72887
SH
SOLE
0
0
72887
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
386
920
SH
SOLE
0
0
920
SPDR SER TR
HLTH CR EQUIP
78464A581
486
4272
SH
SOLE
0
0
4272
SPDR SER TR
COMP SOFTWARE
78464A599
804
5220
SH
SOLE
0
0
5220
SPDR SER TR
S&P DIVID ETF
78464A763
941
8886
SH
SOLE
0
0
8886
SPDR SER TR
S&P 600 SML CAP
78464A813
4220
53050
SH
SOLE
0
0
53050
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
34
10000
SH
SOLE
0
0
10000
SQUARE INC
CL A
852234103
246
1129
SH
SOLE
0
0
1129
STARBUCKS CORP
COM
855244109
1587
14834
SH
SOLE
0
0
14834
STONECO LTD
COM CL A
G85158106
203
2420
SH
SOLE
0
0
2420
STRYKER CORPORATION
COM
863667101
974
3975
SH
SOLE
0
0
3975
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
386
3541
SH
SOLE
0
0
3541
TE CONNECTIVITY LTD
REG SHS
H84989104
1132
9354
SH
SOLE
0
0
9354
TECHNIPFMC PLC
COM
G87110105
250
26600
SH
SOLE
0
0
26600
TELEFLEX INCORPORATED
COM
879369106
350
850
SH
SOLE
0
0
850
TESLA INC
COM
88160R101
772
1094
SH
SOLE
0
0
1094
TEXAS INSTRS INC
COM
882508104
2161
13167
SH
SOLE
0
0
13167
THERMO FISHER SCIENTIFIC INC
COM
883556102
3048
6544
SH
SOLE
0
0
6544
TJX COS INC NEW
COM
872540109
1226
17958
SH
SOLE
0
0
17958
TRANE TECHNOLOGIES PLC
SHS
G8994E103
1195
8230
SH
SOLE
0
0
8230
TRANSOCEAN LTD
REG SHS
H8817H100
612
265000
SH
SOLE
0
0
265000
TWITTER INC
COM
90184L102
1694
31276
SH
SOLE
0
0
31276
UNITED PARCEL SERVICE INC
CL B
911312106
6264
37196
SH
SOLE
0
0
37196
UNITEDHEALTH GROUP INC
COM
91324P102
1620
4621
SH
SOLE
0
0
4621
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
1846
20934
SH
SOLE
0
0
20934
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
434
1621
SH
SOLE
0
0
1621
VANGUARD INDEX FDS
VALUE ETF
922908744
475
3989
SH
SOLE
0
0
3989
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1501
7076
SH
SOLE
0
0
7076
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1189
9992
SH
SOLE
0
0
9992
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1453
10220
SH
SOLE
0
0
10220
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
5903
17176
SH
SOLE
0
0
17176
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
28499
146419
SH
SOLE
0
0
146419
VANGUARD INDEX FDS
GROWTH ETF
922908736
167289
660335
SH
SOLE
0
0
660335
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
331
6607
SH
SOLE
0
0
6607
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1436
23835
SH
SOLE
0
0
23835
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
3115
53380
SH
SOLE
0
0
53380
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
45515
322415
SH
SOLE
0
0
322415
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
431
7083
SH
SOLE
0
0
7083
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
51249
560036
SH
SOLE
0
0
560036
VANGUARD WORLD FDS
INF TECH ETF
92204A702
590
1667
SH
SOLE
0
0
1667
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
451
2596
SH
SOLE
0
0
2596
VANGUARD WORLD FDS
ENERGY ETF
92204A306
418
8056
SH
SOLE
0
0
8056
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
6331
86910
SH
SOLE
0
0
86910
VARONIS SYS INC
COM
922280102
573
3500
SH
SOLE
0
0
3500
VERIZON COMMUNICATIONS INC
COM
92343V104
1321
22487
SH
SOLE
0
0
22487
VERTEX PHARMACEUTICALS INC
COM
92532F100
1050
4444
SH
SOLE
0
0
4444
VIATRIS INC
COM
92556V106
3558
189854
SH
SOLE
0
0
189854
VISA INC
COM CL A
92826C839
2266
10361
SH
SOLE
0
0
10361
WALMART INC
COM
931142103
1316
9127
SH
SOLE
0
0
9127
WASTE MGMT INC DEL
COM
94106L109
5268
44668
SH
SOLE
0
0
44668
WESTERN DIGITAL CORP.
COM
958102105
689
12433
SH
SOLE
0
0
12433
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
758
3596
SH
SOLE
0
0
3596
WISDOMTREE TR
US QTLY DIV GRT
97717X669
1098
20351
SH
SOLE
0
0
20351
WISDOMTREE TR
US MIDCAP FUND
97717W570
2488
57255
SH
SOLE
0
0
57255
WORKDAY INC
CL A
98138H101
293
1223
SH
SOLE
0
0
1223
ZOETIS INC
CL A
98978V103
3914
23648
SH
SOLE
0
0
23648
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
362
1073
SH
SOLE
0
0
1073