0001599863-19-000006.txt : 20190809
0001599863-19-000006.hdr.sgml : 20190809
20190809150106
ACCESSION NUMBER: 0001599863-19-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190809
DATE AS OF CHANGE: 20190809
EFFECTIVENESS DATE: 20190809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northeast Financial Consultants Inc
CENTRAL INDEX KEY: 0001599863
IRS NUMBER: 061562117
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15844
FILM NUMBER: 191012701
BUSINESS ADDRESS:
STREET 1: 518-B RIVERSIDE AVENUE
STREET 2: 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 2032268997
MAIL ADDRESS:
STREET 1: PO BOX 2630
CITY: WESTPORT
STATE: CT
ZIP: 06880
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06-30-2019
06-30-2019
Northeast Financial Consultants Inc
PO BOX 2630
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15844
N
Patrice S Reilly
CCO
2032268997
Patrice S Reilly
Westport
CT
08-09-2019
0
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SOLE
0
0
33063
ISHARES TR
CORE S&P SCP ETF
464287804
3753
47939
SH
SOLE
0
0
47939
JOHNSON & JOHNSON
COM
478160104
5509
39552
SH
SOLE
0
0
39552
JOHNSON CTLS INTL PLC
SHS
G51502105
776
18790
SH
SOLE
0
0
18790
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
224
8910
SH
SOLE
0
0
8910
JPMORGAN CHASE & CO
COM
46625H100
21573
192962
SH
SOLE
0
0
192962
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
291
19000
SH
SOLE
0
0
19000
KIMBERLY CLARK CORP
COM
494368103
998
7488
SH
SOLE
0
0
7488
KINDER MORGAN INC DEL
COM
49456B101
711
34072
SH
SOLE
0
0
34072
KKR & CO INC
CL A
48251W104
5644
223350
SH
SOLE
0
0
223350
KRAFT HEINZ CO
COM
500754106
234
7532
SH
SOLE
0
0
7532
L3 TECHNOLOGIES INC
COM
502413107
827
3373
SH
SOLE
0
0
3373
LIBERTY BROADBAND CORP
COM SER A
530307107
232
2256
SH
SOLE
0
0
2256
LIBERTY BROADBAND CORP
COM SER C
530307305
8334
79970
SH
SOLE
0
0
79970
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
276
10401
SH
SOLE
0
0
10401
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
251
6648
SH
SOLE
0
0
6648
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
261
6985
SH
SOLE
0
0
6985
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
542
14261
SH
SOLE
0
0
14261
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
219
1915
SH
SOLE
0
0
1915
LILLY ELI & CO
COM
532457108
3810
34388
SH
SOLE
0
0
34388
LIVENT CORP
COM
53814L108
185
26726
SH
SOLE
0
0
26726
LOCKHEED MARTIN CORP
COM
539830109
1219
3353
SH
SOLE
0
0
3353
MACROGENICS INC
COM
556099109
170
10000
SH
SOLE
0
0
10000
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4070
63594
PRN
SOLE
0
0
63594
MARATHON OIL CORP
COM
565849106
370
26046
SH
SOLE
0
0
26046
MASTERCARD INC
CL A
57636Q104
1158
4378
SH
SOLE
0
0
4378
MCDONALDS CORP
COM
580135101
3002
14457
SH
SOLE
0
0
14457
MEDTRONIC PLC
SHS
G5960L103
378
3880
SH
SOLE
0
0
3880
MERCK & CO INC
COM
58933Y105
9662
115233
SH
SOLE
0
0
115233
METLIFE INC
COM
59156R108
6707
135039
SH
SOLE
0
0
135039
METTLER TOLEDO INTERNATIONAL
COM
592688105
2088
2486
SH
SOLE
0
0
2486
MGM RESORTS INTERNATIONAL
COM
552953101
366
12821
SH
SOLE
0
0
12821
MICROSOFT CORP
COM
594918104
10292
76833
SH
SOLE
0
0
76833
MONDELEZ INTL INC
CL A
609207105
1455
26992
SH
SOLE
0
0
26992
MPLX LP
COM UNIT REP LTD
55336V100
13058
405648
PRN
SOLE
0
0
405648
NETFLIX INC
COM
64110L106
803
2255
SH
SOLE
0
0
2255
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
218
2261
SH
SOLE
0
0
2261
NIKE INC
CL B
654106103
800
9531
SH
SOLE
0
0
9531
NOBLE ENERGY INC
COM
655044105
217
9677
SH
SOLE
0
0
9677
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
456
13700
SH
SOLE
0
0
13700
NORFOLK SOUTHERN CORP
COM
655844108
286
1433
SH
SOLE
0
0
1433
NORTHROP GRUMMAN CORP
COM
666807102
940
2910
SH
SOLE
0
0
2910
NOVARTIS A G
SPONSORED ADR
66987V109
736
8056
SH
SOLE
0
0
8056
NUANCE COMMUNICATIONS INC
COM
67020Y100
250
15652
SH
SOLE
0
0
15652
NUCOR CORP
COM
670346105
554
10061
SH
SOLE
0
0
10061
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
177
12675
SH
SOLE
0
0
12675
NVIDIA CORP
COM
67066G104
391
2382
SH
SOLE
0
0
2382
OCCIDENTAL PETE CORP
COM
674599105
206
4098
SH
SOLE
0
0
4098
OLD DOMINION FREIGHT LINE IN
COM
679580100
200
1338
SH
SOLE
0
0
1338
OMNICELL INC
COM
68213N109
344
4000
SH
SOLE
0
0
4000
ORACLE CORP
COM
68389X105
434
7620
SH
SOLE
0
0
7620
PAYCHEX INC
COM
704326107
712
8649
SH
SOLE
0
0
8649
PAYPAL HLDGS INC
COM
70450Y103
302
2641
SH
SOLE
0
0
2641
PEPSICO INC
COM
713448108
2931
22349
SH
SOLE
0
0
22349
PETMED EXPRESS INC
COM
716382106
157
10000
SH
SOLE
0
0
10000
PFIZER INC
COM
717081103
103790
2395887
SH
SOLE
0
0
2395887
PHILIP MORRIS INTL INC
COM
718172109
3587
45674
SH
SOLE
0
0
45674
PHILLIPS 66
COM
718546104
1632
17450
SH
SOLE
0
0
17450
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
3686
74700
PRN
SOLE
0
0
74700
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
2622
107700
PRN
SOLE
0
0
107700
PNC FINL SVCS GROUP INC
COM
693475105
2129
15508
SH
SOLE
0
0
15508
PRIMERICA INC
COM
74164M108
244
2033
SH
SOLE
0
0
2033
PROCTER AND GAMBLE CO
COM
742718109
3557
32441
SH
SOLE
0
0
32441
PRUDENTIAL FINL INC
COM
744320102
388
3843
SH
SOLE
0
0
3843
PULTE GROUP INC
COM
745867101
832
26310
SH
SOLE
0
0
26310
QUALCOMM INC
COM
747525103
217
2850
SH
SOLE
0
0
2850
QURATE RETAIL INC
COM SER A
74915M100
238
19169
SH
SOLE
0
0
19169
RAYTHEON CO
COM NEW
755111507
1177
6769
SH
SOLE
0
0
6769
REGENERON PHARMACEUTICALS
COM
75886F107
381
1217
SH
SOLE
0
0
1217
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
222
3410
SH
SOLE
0
0
3410
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
9928
151010
SH
SOLE
0
0
151010
SALESFORCE COM INC
COM
79466L302
603
3977
SH
SOLE
0
0
3977
SCHLUMBERGER LTD
COM
806857108
293
7361
SH
SOLE
0
0
7361
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
728
15446
SH
SOLE
0
0
15446
SEATTLE GENETICS INC
COM
812578102
270
3900
SH
SOLE
0
0
3900
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
464
5013
SH
SOLE
0
0
5013
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
6621
84831
SH
SOLE
0
0
84831
SENSATA TECHNOLOGIES HLDNG P
SHS
G8060N102
2659
54273
SH
SOLE
0
0
54273
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
16672
804657
PRN
SOLE
0
0
804657
SIGA TECHNOLOGIES INC
COM
826917106
297
52339
SH
SOLE
0
0
52339
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
283
6500
SH
SOLE
0
0
6500
SMUCKER J M CO
COM NEW
832696405
231
2006
SH
SOLE
0
0
2006
SONOCO PRODS CO
COM
835495102
542
8300
SH
SOLE
0
0
8300
SPDR GOLD TRUST
GOLD SHS
78463V107
1757
13188
SH
SOLE
0
0
13188
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
830
8493
SH
SOLE
0
0
8493
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12807
43710
SH
SOLE
0
0
43710
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
326
920
SH
SOLE
0
0
920
SPDR SERIES TRUST
HLTH CR EQUIP
78464A581
350
4272
SH
SOLE
0
0
4272
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1222
12117
SH
SOLE
0
0
12117
SPDR SERIES TRUST
S&P 600 SML CAP
78464A813
33100
489421
SH
SOLE
0
0
489421
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
86
10000
SH
SOLE
0
0
10000
STARBUCKS CORP
COM
855244109
1339
15969
SH
SOLE
0
0
15969
STRYKER CORP
COM
863667101
802
3900
SH
SOLE
0
0
3900
TABLEAU SOFTWARE INC
CL A
87336U105
349
2100
SH
SOLE
0
0
2100
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
946
53444
SH
SOLE
0
0
53444
TE CONNECTIVITY LTD
REG SHS
H84989104
1075
11227
SH
SOLE
0
0
11227
TELEDYNE TECHNOLOGIES INC
COM
879360105
293
1069
SH
SOLE
0
0
1069
TELEFLEX INC
COM
879369106
281
850
SH
SOLE
0
0
850
TERRAFORM PWR INC
COM CL A
88104R209
199
13905
SH
SOLE
0
0
13905
TEXAS INSTRS INC
COM
882508104
1846
16088
SH
SOLE
0
0
16088
THE CHARLES SCHWAB CORPORATI
COM
808513105
4060
101014
SH
SOLE
0
0
101014
THERMO FISHER SCIENTIFIC INC
COM
883556102
3544
12069
SH
SOLE
0
0
12069
TJX COS INC NEW
COM
872540109
1075
20320
SH
SOLE
0
0
20320
TRANSOCEAN LTD
REG SHS
H8817H100
2054
320500
SH
SOLE
0
0
320500
TWITTER INC
COM
90184L102
1026
29391
SH
SOLE
0
0
29391
TYLER TECHNOLOGIES INC
COM
902252105
2605
12061
SH
SOLE
0
0
12061
UNITED PARCEL SERVICE INC
CL B
911312106
236
2281
SH
SOLE
0
0
2281
UNITED TECHNOLOGIES CORP
COM
913017109
650
4994
SH
SOLE
0
0
4994
UNITEDHEALTH GROUP INC
COM
91324P102
1278
5236
SH
SOLE
0
0
5236
UNIVERSAL CORP VA
COM
913456109
668
11000
SH
SOLE
0
0
11000
US BANCORP DEL
COM NEW
902973304
295
5624
SH
SOLE
0
0
5624
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
279
10900
SH
SOLE
0
0
10900
VANECK VECTORS ETF TR
VIETNAM ETF
92189F817
176
10976
SH
SOLE
0
0
10976
VANGUARD GROUP
DIV APP ETF
921908844
21769
189033
SH
SOLE
0
0
189033
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1059
7091
SH
SOLE
0
0
7091
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
4491
16685
SH
SOLE
0
0
16685
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1915
17198
SH
SOLE
0
0
17198
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
4859
37220
SH
SOLE
0
0
37220
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
22378
149094
SH
SOLE
0
0
149094
VANGUARD INDEX FDS
GROWTH ETF
922908736
90558
554244
SH
SOLE
0
0
554244
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
854
20085
SH
SOLE
0
0
20085
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1254
22835
SH
SOLE
0
0
22835
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
7541
147891
SH
SOLE
0
0
147891
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
229
5486
SH
SOLE
0
0
5486
VANGUARD WHITEHALL FDS INC
INTL HIGH ETF
921946794
4344
70776
SH
SOLE
0
0
70776
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
56983
652134
SH
SOLE
0
0
652134
VANGUARD WORLD FDS
INF TECH ETF
92204A702
340
1614
SH
SOLE
0
0
1614
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
374
2514
SH
SOLE
0
0
2514
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
347
2708
SH
SOLE
0
0
2708
VANGUARD WORLD FDS
ENERGY ETF
92204A306
510
6000
SH
SOLE
0
0
6000
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
19314
279874
SH
SOLE
0
0
279874
VARONIS SYS INC
COM
922280102
217
3500
SH
SOLE
0
0
3500
VERIZON COMMUNICATIONS INC
COM
92343V104
1435
25121
SH
SOLE
0
0
25121
VERTEX PHARMACEUTICALS INC
COM
92532F100
756
4121
SH
SOLE
0
0
4121
VISA INC
COM CL A
92826C839
1120
6456
SH
SOLE
0
0
6456
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
246
15058
SH
SOLE
0
0
15058
WABCO HLDGS INC
COM
92927K102
262
1975
SH
SOLE
0
0
1975
WALGREENS BOOTS ALLIANCE INC
COM
931427108
454
8300
SH
SOLE
0
0
8300
WALMART INC
COM
931142103
497
4500
SH
SOLE
0
0
4500
WASTE MGMT INC DEL
COM
94106L109
6142
53240
SH
SOLE
0
0
53240
WATSCO INC
COM
942622200
1135
6940
SH
SOLE
0
0
6940
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
2292
1680
SH
SOLE
0
0
1680
WELLS FARGO CO NEW
COM
949746101
1138
24042
SH
SOLE
0
0
24042
WESTERN DIGITAL CORP
COM
958102105
471
9898
SH
SOLE
0
0
9898
WILLIAMS COS INC DEL
COM
969457100
824
29402
SH
SOLE
0
0
29402
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
700
3657
SH
SOLE
0
0
3657
WISDOMTREE TR
EUROPE SMCP DV
97717W869
254
4360
SH
SOLE
0
0
4360
WISDOMTREE TR
US QTLY DIV GRT
97717X669
977
22383
SH
SOLE
0
0
22383
WISDOMTREE TR
US MIDCAP FUND
97717W570
5124
128106
SH
SOLE
0
0
128106
ZAFGEN INC
COM
98885E103
28
23243
SH
SOLE
0
0
23243
ZOETIS INC
CL A
98978V103
2307
20330
SH
SOLE
0
0
20330