Chief Compliance Officer

0001599863-19-000004.txt : 20190514 0001599863-19-000004.hdr.sgml : 20190514 20190513173453 ACCESSION NUMBER: 0001599863-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northeast Financial Consultants Inc CENTRAL INDEX KEY: 0001599863 IRS NUMBER: 061562117 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15844 FILM NUMBER: 19819652 BUSINESS ADDRESS: STREET 1: 518-B RIVERSIDE AVENUE STREET 2: 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268997 MAIL ADDRESS: STREET 1: PO BOX 2630 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599863 XXXXXXXX 03-31-2019 03-31-2019 Northeast Financial Consultants Inc

PO BOX 2630 WESTPORT CT 06880

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922908538 1854 17183 SH SOLE 0 0 17183 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 5120 39770 SH SOLE 0 0 39770 VANGUARD INDEX FDS TOTAL STK MKT 922908769 21631 149480 SH SOLE 0 0 149480 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 84407 539617 SH SOLE 0 0 539617 VANGUARD INTL EQUITY INDEX FTSE EUROPE ETF 922042874 1224 22835 SH SOLE 0 0 22835 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 1112 26160 SH SOLE 0 0 26160 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 8647 172433 SH SOLE 0 0 172433 VANGUARD TAX MANAGED INTL FTSE DEV MKT ETF 921943858 224 5486 SH SOLE 0 0 5486 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 6402 105195 SH SOLE 0 0 105195 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 56317 657449 SH SOLE 0 0 657449 VANGUARD WORLD FDS INF TECH ETF 92204A702 324 1614 SH SOLE 0 0 1614 VANGUARD WORLD FDS MATERIALS ETF 92204A801 333 2708 SH SOLE 0 0 2708 VANGUARD WORLD FDS ENERGY ETF 92204A306 432 2972 SH SOLE 0 0 2972 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 536 6000 SH SOLE 0 0 6000 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 28435 440587 SH SOLE 0 0 440587 VARONIS SYS INC COM 922280102 209 3500 SH SOLE 0 0 3500 VERIZON COMMUNICATIONS INC COM 92343V104 1455 24603 SH SOLE 0 0 24603 VERTEX PHARMACEUTICALS INC COM 92532F100 758 4121 SH SOLE 0 0 4121 VISA INC COM CL A 92826C839 1086 6956 SH SOLE 0 0 6956 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 274 15058 SH SOLE 0 0 15058 WABCO HLDGS INC COM 92927K102 260 1975 SH SOLE 0 0 1975 WALGREENS BOOTS ALLIANCE I COM 931427108 525 8300 SH SOLE 0 0 8300 WALMART INC COM 931142103 439 4500 SH SOLE 0 0 4500 WASTE MGMT INC DEL COM 94106L109 5522 53140 SH SOLE 0 0 53140 WATSCO INC COM 942622200 994 6940 SH SOLE 0 0 6940 WEATHERFORD INTL PLC ORD SHS G48833100 42 60182 SH SOLE 0 0 60182 WELLS FARGO CO NEW PERP PFD CNV A 949746804 2171 1680 SH SOLE 0 0 1680 WELLS FARGO CO NEW COM 949746101 1210 25042 SH SOLE 0 0 25042 WESTERN DIGITAL CORP COM 958102105 345 7177 SH SOLE 0 0 7177 WILLIAMS COS INC DEL COM 969457100 844 29402 SH SOLE 0 0 29402 WILLIS TOWERS WATSON PUB L SHS G96629103 642 3657 SH SOLE 0 0 3657 WISDOMTREE TR EUROPE SMCP DV 97717W869 430 7360 SH SOLE 0 0 7360 WISDOMTREE TR US QTLY DIV GRT 97717X669 963 22371 SH SOLE 0 0 22371 WISDOMTREE TR US MIDCAP FUND 97717W570 5878 149406 SH SOLE 0 0 149406 ZOETIS INC CL A 98978V103 2057 20432 SH SOLE 0 0 20432