Chief Compliance Officer

0001599863-18-000008.txt : 20181108 0001599863-18-000008.hdr.sgml : 20181108 20181108172336 ACCESSION NUMBER: 0001599863-18-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181108 DATE AS OF CHANGE: 20181108 EFFECTIVENESS DATE: 20181108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northeast Financial Consultants Inc CENTRAL INDEX KEY: 0001599863 IRS NUMBER: 061562117 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15844 FILM NUMBER: 181170699 BUSINESS ADDRESS: STREET 1: 518-B RIVERSIDE AVENUE STREET 2: 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268997 MAIL ADDRESS: STREET 1: PO BOX 2630 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599863 XXXXXXXX 09-30-2018 09-30-2018 Northeast Financial Consultants Inc

PO BOX 2630 WESTPORT CT 06880

13F HOLDINGS REPORT 028-15844 N Patrice S Reilly Chief Compliance Officer 2032268997 Patrice S Reilly Westport CT 11-08-2018 0 149 364232 false INFORMATION TABLE 2 2018Q3-Form13f-NFC.xml NFC Q3 2018 3m Company COM 88579Y101 499 2370 SH SOLE 2370 0 0 Abbott Labs COM 002824100 251 3427 SH SOLE 3427 0 0 Abbvie Inc COM 00287Y109 426 4511 SH SOLE 4511 0 0 ALPS ETF TR Alerian MLP Index 00162Q866 129 12100 SH SOLE 12100 0 0 Alibaba Group Hldg Ltd Sponsored Ads 01609W102 905 5498 SH SOLE 5498 0 0 Alphabet Inc Cl A CAP STK CL A 02079K305 6813 5643 SH SOLE 5643 0 0 Alphabet Inc Cl C CAP STK CL C 02079K107 6094 5106 SH SOLE 5106 0 0 Altria Group Inc. 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Yield NY QTLY COM 09255E102 166 14500 SH SOLE 14500 0 0 Blackrock Muni Yield Fund COM 09253W104 262 20000 SH SOLE 20000 0 0 Blackstone Group LP COM 09253U108 1371 36016 SH SOLE 36016 0 0 Blackstone Mortgage Tr COM CL A 09257W100 659 19676 SH SOLE 19676 0 0 Boeing Co COM 097023105 1078 2900 SH SOLE 2900 0 0 Cerner Corp COM 156782104 669 10400 SH SOLE 10400 0 0 Chesapeake Utils Corp COM 165303108 302 3600 SH SOLE 3600 0 0 Chevron Corp COM 166764100 5741 46955 SH SOLE 46955 0 0 Cisco Systems Inc COM 17275R102 277 5712 SH SOLE 5712 0 0 Citigroup Inc COM 172967424 545 7600 SH SOLE 7600 0 0 Corning Inc COM 219350105 1428 40464 SH SOLE 40464 0 0 CSX Corp COM 126408103 271 3672 SH SOLE 3672 0 0 Deere & Company COM 244199105 1962 13052 SH SOLE 13052 0 0 Disney Walt Co COM 254687106 1661 14210 SH SOLE 14210 0 0 DowDuPont Inc COM 26078J100 792 12322 SH SOLE 12322 0 0 Ecolab Inc COM 278865100 374 2390 SH SOLE 2390 0 0 Enbridge Energy Partners LP COM 29250R106 193 17600 SH SOLE 17600 0 0 Energy 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