0001599863-18-000002.txt : 20180214 0001599863-18-000002.hdr.sgml : 20180214 20180214181638 ACCESSION NUMBER: 0001599863-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northeast Financial Consultants Inc CENTRAL INDEX KEY: 0001599863 IRS NUMBER: 061562117 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15844 FILM NUMBER: 18614978 BUSINESS ADDRESS: STREET 1: 518-B RIVERSIDE AVENUE STREET 2: 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268997 MAIL ADDRESS: STREET 1: PO BOX 2630 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599863 XXXXXXXX 12-31-2017 12-31-2017 Northeast Financial Consultants Inc

PO BOX 2630 WESTPORT CT 06880

13F HOLDINGS REPORT 028-15844 N Patrice Reilly 2032268997 Patrice Reilly Westport CT 02-14-2018 0 153 300909 false INFORMATION TABLE 2 2017Q4-Form13f-NFC.xml 2017Q4 NFC 3m Company COM 88579Y101 490 2084 SH SOLE 2084 0 0 Abbott Labs COM 002824100 252 4417 SH SOLE 4417 0 0 Abbvie Inc COM 00287Y109 313 3244 SH SOLE 3244 0 0 ALPS ETF TR Alerian MLP Index 00162Q866 130 12100 SH SOLE 12100 0 0 Alibaba Group Hldg Ltd Sponsored Ads 01609W102 1017 5771 SH SOLE 5771 0 0 Allergan Inc SHS G0177J108 638 3906 SH SOLE 3906 0 0 Alphabet Inc Cl A CAP STK CL A 02079K305 5254 4969 SH SOLE 4969 0 0 Alphabet Inc Cl C CAP STK CL C 02079K107 4835 4618 SH SOLE 4618 0 0 Altria Group Inc. COM 022095103 254 3569 SH SOLE 3569 0 0 Amazon.Com Inc COM 023135106 7154 6112 SH SOLE 6112 0 0 Amgen Inc COM 031162100 841 4837 SH SOLE 4837 0 0 Anadarko Pete Corp COM 032511107 868 16182 SH SOLE 16182 0 0 Apache Corp COM 037411105 201 4783 SH SOLE 4783 0 0 Apollo Invt Corp Com COM 03761U106 175 31000 SH SOLE 31000 0 0 Apple Computer Inc COM 037833100 3080 18168 SH SOLE 18168 0 0 Ares Capital Corp COM 04010L103 355 22600 SH SOLE 22600 0 0 Asterias Biotherapeutics Inc COM SER A 04624N107 1647 732265 SH SOLE 732265 0 0 AT&T Corp New COM 00206R102 260 6700 SH SOLE 6700 0 0 Autodesk Inc COM 052769106 731 6975 SH SOLE 6975 0 0 Automatic Data Processing Inc COM 053015103 1181 10083 SH SOLE 10083 0 0 Avangrid Inc COM 05351W103 1514 29936 SH SOLE 29936 0 0 Bank Of America Corp COM 060505104 732 24830 SH SOLE 24830 0 0 BERKSHIRE HATHAWAY INC CL A 084670108 1190 4 SH SOLE 4 0 0 Biocryst Pharmaceuticals Inc COM 09058V103 98 20000 SH SOLE 20000 0 0 Biogen Idec Inc COM 09062X103 873 2743 SH SOLE 2743 0 0 Blackrock Muni Hldgs Fd COM 09253N104 247 15000 SH SOLE 15000 0 0 Blackrock Muni Yield Fund COM 09253W104 566 39000 SH SOLE 39000 0 0 Blackstone Group LP COM 09253U108 863 26975 SH SOLE 26975 0 0 Boeing Co COM 097023105 828 2809 SH SOLE 2809 0 0 Brighthouse Financial COM 10922N103 393 6706 SH SOLE 6706 0 0 Broadcom Ltd SHS Y09827109 852 3320 SH SOLE 3320 0 0 CDK Global Inc COM 12508E101 217 3047 SH SOLE 3047 0 0 Cerner Corp COM 156782104 719 10675 SH SOLE 10675 0 0 Chesapeake Utils Corp COM 165303108 282 3600 SH SOLE 3600 0 0 Chevron Corp COM 166764100 7016 56050 SH SOLE 56050 0 0 Citigroup Inc COM NEW 172967424 200 2700 SH SOLE 2700 0 0 Citrix Systems Inc COM 177376100 309 3516 SH SOLE 3516 0 0 Clorox Co Del COM 189054109 535 3600 SH SOLE 3600 0 0 Colgate-Palmolive Co COM 194162103 226 3000 SH SOLE 3000 0 0 Comcast Corp CL A SPL 20030N101 1081 26996 SH SOLE 26996 0 0 Corning Inc COM 219350105 1537 48063 SH SOLE 48063 0 0 CREE INC. COM 225447101 484 13039 SH SOLE 13039 0 0 Deere & Company COM 244199105 1681 10742 SH SOLE 10742 0 0 Disney Walt Co COM 254687106 1413 13143 SH SOLE 13143 0 0 DOLBY LABORATORIES INC COM 25659T107 270 4369 SH SOLE 4369 0 0 DowDuPont Inc COM 26078J100 512 7191 SH SOLE 7191 0 0 Ecolab Inc COM 278865100 386 2882 SH SOLE 2882 0 0 Enbridge Energy Partners LP COM 29250R106 251 18200 SH SOLE 18200 0 0 Energy Transfer Partners LP UNIT LTD PARTN 29273R109 1117 62358 SH SOLE 62358 0 0 Enterprise Product Partners LP COM 293792107 3777 142500 SH SOLE 142500 0 0 Exxon Mobil Corp COM 30231G102 811 9700 SH SOLE 9700 0 0 Facebook Inc Com COM 30303M102 361 2025 SH SOLE 2025 0 0 First Trust EXCH TRADED FD DJ Internet IDX 33733E302 7209 65614 SH SOLE 65614 0 0 First Trust EXCH TRADED FD Nasdaq 100 Ex 33733E401 1579 32500 SH SOLE 32500 0 0 Fluor Corp New COM 343412102 557 10788 SH SOLE 10788 0 0 Freeport McMoran Copper & Gold Cl B CL B 35671D857 700 36958 SH SOLE 36958 0 0 Goldman Sachs Group Inc COM 38141G104 710 2789 SH SOLE 2789 0 0 Golub Cap BDC Inc Com COM 38173M102 376 20690 SH SOLE 20690 0 0 RYDEX ETF TRUST Gugg S&P500 Eq Wt 78355W833 2432 20157 SH SOLE 20157 0 0 Harris Corp Del COM 413875105 2755 19456 SH SOLE 19456 0 0 Home Depot Inc COM 437076102 1278 6747 SH SOLE 6747 0 0 IMMUNOGEN INC. COM 45253H101 219 34315 SH SOLE 34315 0 0 Intl Business Machines COM 459200101 384 2509 SH SOLE 2509 0 0 Intl Flavors& Fragrances COM 459506101 3403 22305 SH SOLE 22305 0 0 Ionis Pharmaceuticals Inc COM 462222100 387 7703 SH SOLE 7703 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 579 4657 SH SOLE 4657 0 0 ISHARES TR Russell 2000 ETF 464287655 767 5035 SH SOLE 5035 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 799 8963 SH SOLE 8963 0 0 ISHARES TR RUS 1000 ETF 464287622 216 1458 SH SOLE 1458 0 0 ISHARES TR GLOBAL TECH ETF 464287291 246 1602 SH SOLE 1602 0 0 ISHARES TR SELECT DIVID ETF 464287168 482 4900 SH SOLE 4900 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 759 5640 SH SOLE 5640 0 0 ISHARES TR MSCI EAFE ETF 464287465 795 11312 SH SOLE 11312 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 330 7005 SH SOLE 7005 0 0 ISHARES TR RUS MID CAP ETF 464287499 419 2014 SH SOLE 2014 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 2429 26958 SH SOLE 26958 0 0 Johnson & Johnson COM 478160104 3647 26103 SH SOLE 26103 0 0 Johnson Ctls Int'l PLC SHS G51502105 596 15664 SH SOLE 15664 0 0 JP Morgan Chase & Co COM 46625H100 1710 15996 SH SOLE 15996 0 0 Kimberly Clark Corp COM 494368103 497 4123 SH SOLE 4123 0 0 Kinder Morgan Inc COM 49456B101 219 12146 SH SOLE 12146 0 0 KKR & Co LP COM UNITS 48248M102 838 39800 SH SOLE 39800 0 0 L3 Technologies Inc COM 502413107 655 3313 SH SOLE 3313 0 0 Liberty Broadband Corp Com Cl C Com Cl C 530307305 291 3427 SH SOLE 3427 0 0 Liberty Media Corp Com C SiriusXM Com C SiriusXM 531229607 645 16269 SH SOLE 16269 0 0 Lockheed Martin Corp COM 539830109 400 1247 SH SOLE 1247 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 1276 18000 SH SOLE 18000 0 0 Mcdonalds Corp COM 580135101 533 3100 SH SOLE 3100 0 0 Medtronic PLC SHS G5960L103 229 2847 SH SOLE 2847 0 0 Merck & Co Inc COM 589331107 206 3675 SH SOLE 3675 0 0 Metlife Inc Com COM 59156R108 4216 83384 SH SOLE 83384 0 0 Mettler-Toledo Intl COM 592688105 201 325 SH SOLE 325 0 0 Microsoft Corp COM 594918104 1018 11909 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Twitter Inc Com COM 90184L102 718 29928 SH SOLE 29928 0 0 Unitedhealth Group COM 91324P102 1226 5562 SH SOLE 5562 0 0 VANGUARD WORLD FUNDS COMSUM STP ETF 92204A207 353 2418 SH SOLE 2418 0 0 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 630 13730 SH SOLE 13730 0 0 VANGUARD WORLD FUNDS FINANCIALS ETF 92204A405 9659 137885 SH SOLE 137885 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 29453 209340 SH SOLE 209340 0 0 VANGUARD WHITEHALL FD HIGH DIV YLD 921946406 21870 255408 SH SOLE 255408 0 0 VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETF 922042874 345 5835 SH SOLE 5835 0 0 VANGUARD INTL EQUITY INDEX FDS ALLWRLD EX US 922042775 4578 83665 SH SOLE 83665 0 0 VANGUARD WHITEHALL FD INTL HIGH ETF 921946794 8328 124307 SH SOLE 124307 0 0 VANGUARD WORLD FUNDS MATERIALS ETF 92204A801 241 1765 SH SOLE 1765 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 477 3740 SH SOLE 3740 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1119 10033 SH SOLE 10033 0 0 VANGUARD INDEX FDS REIT ETF 922908553 344 4154 SH SOLE 4154 0 0 VANGUARD INDEX FDS S & P 500 ETF SHS 922908363 2436 9935 SH SOLE 9935 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 254 3210 SH SOLE 3210 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4140 31185 SH SOLE 31185 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2287 22417 SH SOLE 22417 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9351 68138 SH SOLE 68138 0 0 Vertex Pharmaceutcls Inc COM 92532F100 3598 24010 SH SOLE 24010 0 0 Visa Inc COM CL A 92826C839 298 2619 SH SOLE 2619 0 0 Vulcan Materials Co COM 929160109 1723 13426 SH SOLE 13426 0 0 Waste Management COM 94106L109 647 7500 SH SOLE 7500 0 0 Western Digital Corp COM 958102105 467 5884 SH SOLE 5884 0 0 Williams Cos Inc COM 969457100 273 8973 SH SOLE 8973 0 0 Williams Partners LP COM UNIT LP 96950F104 672 17333 SH SOLE 17333 0 0 Willis Towers Watson Pub Ltd SHS G96629103 551 3657 SH SOLE 3657 0 0 Wisdomtree Tr Europe SMCP Dvd ETF EUROPE SMCP DV 97717W869 709 10050 SH SOLE 10050 0 0 Wisdomtree Tr MDCP Earn ETF MDCP EARN FUND 97717W570 3689 92970 SH SOLE 92970 0 0 Zoetis Inc Com CL A 98978V103 687 9546 SH SOLE 9546 0 0