Chief Compliance Officer

0001599863-15-000008.txt : 20150813 0001599863-15-000008.hdr.sgml : 20150813 20150813145911 ACCESSION NUMBER: 0001599863-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 EFFECTIVENESS DATE: 20150813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northeast Financial Consultants Inc CENTRAL INDEX KEY: 0001599863 IRS NUMBER: 061562117 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15844 FILM NUMBER: 151050242 BUSINESS ADDRESS: STREET 1: 16 KETCHUM ST STREET 2: 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268997 MAIL ADDRESS: STREET 1: PO BOX 2630 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599863 XXXXXXXX 06-30-2015 06-30-2015 Northeast Financial Consultants Inc

PO BOX 2630 WESTPORT CT 06880

13F HOLDINGS REPORT 028-15844 N Patrice S Reilly Chief Compliance Officer 2032268997 Patrice S Reilly Westport CT 08-13-2015 0 151 223293 false INFORMATION TABLE 2 2015Q2-Form13f-NFC.xml 3m Company COM 88579Y101 235 1520 SH SOLE 1520 0 0 Allergan Inc SHS G0177J108 1026 3380 SH SOLE 3380 0 0 Amazon.Com Inc COM 023135106 741 1707 SH SOLE 1707 0 0 Amer Intl Group Inc COM 026874784 247 4000 SH SOLE 4000 0 0 Amgen Inc COM 031162100 541 3526 SH SOLE 3526 0 0 Anadarko Pete Corp COM 032511107 698 8945 SH SOLE 8945 0 0 Apache Corp COM 037411105 323 5599 SH SOLE 5599 0 0 Apollo Invt Corp Com COM 03761U106 1982 279900 SH SOLE 279900 0 0 Apple Computer Inc COM 037833100 2418 19276 SH SOLE 19276 0 0 Ares Capital Corp COM 04010L103 538 32700 SH SOLE 32700 0 0 AT&T Corp New COM 00206R102 243 6855 SH SOLE 6855 0 0 Autodesk Inc COM 052769106 342 6830 SH SOLE 6830 0 0 Automatic Data Processing Inc COM 053015103 750 9348 SH SOLE 9348 0 0 Bank Of America Corp COM 060505104 362 21288 SH SOLE 21288 0 0 BERKSHIRE HATHAWAY INCORPORATED CLASS A CL A 084670108 819 4 SH SOLE 4 0 0 Biocryst Pharmaceuticals Inc COM 09058V103 299 20000 SH SOLE 20000 0 0 Biogen Idec Inc COM 09062X103 1275 3156 SH SOLE 3156 0 0 Blackstone Group LP COM 09253U108 1771 43325 SH SOLE 43325 0 0 Broadcom Corp Cl A CL A 111320107 546 10596 SH SOLE 10596 0 0 Cablevision Sys Corpny Group Cl A Com CL A 12686C109 355 14816 SH SOLE 14816 0 0 Catamaran Corp Com COM 148887102 377 6177 SH SOLE 6177 0 0 Cerner Corp COM 156782104 718 10400 SH SOLE 10400 0 0 Cerulean Pharma Inc COM 15708Q105 92 20000 SH SOLE 20000 0 0 Chesapeake Energy Corporation COM 165167107 354 31650 SH SOLE 31650 0 0 ChevronTexaco Corp COM 166764100 4662 48324 SH SOLE 48324 0 0 Citrix Systems Inc COM 177376100 247 3516 SH SOLE 3516 0 0 Comcast Corp CL A SPL 20030N200 1099 18340 SH SOLE 18340 0 0 Corning Inc COM 219350105 798 40464 SH SOLE 40464 0 0 CREE INC. COM 225447101 339 13039 SH SOLE 13039 0 0 CVS Health Corp COM 126650100 524 5000 SH SOLE 5000 0 0 Darling Ingredients Inc COM 237266101 147 10000 SH SOLE 10000 0 0 Deere & Company COM 244199105 994 10242 SH SOLE 10242 0 0 Disney Walt Co COM 254687106 1353 11851 SH SOLE 11851 0 0 Du Pont E I DeNemours & Co COM 263534109 384 6000 SH SOLE 6000 0 0 Ecolab Inc COM 278865100 588 5200 SH SOLE 5200 0 0 Enbridge Energy Partners LP COM 29250R106 2190 65707 SH SOLE 65707 0 0 Enbridge Inc Com COM 29250N105 304 6500 SH SOLE 6500 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 321 5000 SH SOLE 5000 0 0 Energy Transfer Partners LP UNIT LTD PARTN 29273R109 2566 49150 SH SOLE 49150 0 0 Enterprise Product Partners LP COM 293792107 4484 150014 SH SOLE 150014 0 0 Exxon Mobil Corp COM 30231G102 3426 41177 SH SOLE 41177 0 0 F M C Corp New COM 302491303 893 17000 SH SOLE 17000 0 0 Fifth Street Finance Cp COM 31678A103 491 74900 SH SOLE 74900 0 0 First Trust Nasdaq 100 Ex-Tech Sector Nasdaq 100 Ex 33733E401 1361 32500 SH SOLE 32500 0 0 Fluor Corp New COM 343412102 356 6711 SH SOLE 6711 0 0 Ford Mtr Co Del Com COM 345370860 300 20000 SH SOLE 20000 0 0 Freeport McMoran Copper & Gold Cl B CL B 35671D857 216 11586 SH SOLE 11586 0 0 Geeknet Inc New COM 36846Q203 558 28000 SH SOLE 28000 0 0 General Electric Co COM 369604103 2576 96968 SH SOLE 96968 0 0 Gilead Sciences Inc COM 375558103 289 2469 SH SOLE 2469 0 0 Google Inc Cl A CL A 38259P508 1629 3017 SH SOLE 3017 0 0 Google Inc Cl C CL C 38259P706 2147 4124 SH SOLE 4124 0 0 Claymore Exchange Trd Fd Tr Guggenheim Spinoff ETF 18383M605 2873 62644 SH SOLE 62644 0 0 Harris Corp Del COM 413875105 1419 18456 SH SOLE 18456 0 0 Home Depot Inc COM 437076102 722 6500 SH SOLE 6500 0 0 Illinois Tool Wks Inc COM 452308109 275 3000 SH SOLE 3000 0 0 IMMUNOGEN INC. COM 45253H101 244 16985 SH SOLE 16985 0 0 Intl Business Machines COM 459200101 408 2509 SH SOLE 2509 0 0 Intl Flavors& Fragrances COM 459506101 5504 50365 SH SOLE 50365 0 0 Intrexon Corp COM 46122T102 244 5000 SH SOLE 5000 0 0 Investors Bancorp Inc Com COM 46146L101 251 20400 SH SOLE 20400 0 0 ISHARES TR INTL SEL DIV ETF 464288448 2551 78891 SH SOLE 78891 0 0 Ishares MSCI ACWI ETF 464288257 202 3400 SH SOLE 3400 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 327 3169 SH SOLE 3169 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 781 10584 SH SOLE 10584 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 1197 34222 SH SOLE 34222 0 0 ISHARES TR SELECT DIVID ETF 464287168 368 4900 SH SOLE 4900 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 218 2204 SH SOLE 2204 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 2104 28600 SH SOLE 28600 0 0 ISIS PHARMACEUTICALS INC. COM 464330109 220 3817 SH SOLE 3817 0 0 Johnson & Johnson COM 478160104 2111 21656 SH SOLE 21656 0 0 Johnson Ctls Inc COM 478366107 213 4300 SH SOLE 4300 0 0 JP Morgan Chase & Co ALERIAN ML ETN 46625H365 1200 30300 SH SOLE 30300 0 0 JP Morgan Chase & Co COM 46625H100 842 12425 SH SOLE 12425 0 0 Kayne Anderson Energy Fd COM 48660P104 666 31500 SH SOLE 31500 0 0 Kayne Anderson Midstream Energy Fd Com U COM 48661E108 511 17300 SH SOLE 17300 0 0 Kayne Anderson MLP Invt Co COM 486606106 1017 33150 SH SOLE 33150 0 0 Keryx Biopharmaceuticals Inc COM 492515101 460 46100 SH SOLE 46100 0 0 Kimberly Clark Corp COM 494368103 323 3051 SH SOLE 3051 0 0 Kinder Morgan Inc COM 49456B101 9596 249967 SH SOLE 249967 0 0 KKR & Co LP COM UNITS 48248M102 1721 75300 SH SOLE 75300 0 0 L-3 Communications Hldgs Inc COM 502424104 403 3553 SH SOLE 3553 0 0 Liberty Interactive Corp Interactive Com INT COM SER A 53071M104 217 7833 SH SOLE 7833 0 0 Liberty Media Corp Del Com Ser C SER C 531229300 752 20950 SH SOLE 20950 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2942 40095 SH SOLE 40095 0 0 Marathon Oil Corp COM 565849106 635 23940 SH SOLE 23940 0 0 Marathon Petroleum Corp Com COM 56585A102 640 12240 SH SOLE 12240 0 0 Markwest Energy Partners LP UNIT LTD PARTN 570759100 1497 26545 SH SOLE 26545 0 0 Medley Capital Corp COM 58503F106 489 54920 SH SOLE 54920 0 0 Merck & Co Inc COM 589331107 234 4105 SH SOLE 4105 0 0 Metlife Inc Com COM 59156R108 5088 90878 SH SOLE 90878 0 0 Mettler-Toledo Intl COM 592688105 427 1250 SH SOLE 1250 0 0 Monsanto Co New COM 61166W101 213 2000 SH SOLE 2000 0 0 National Oilwell Varco Inc COM 637071101 220 4562 SH SOLE 4562 0 0 Neuberger Berman MLP Income Fd Inc Com COM 64129H104 844 51690 SH SOLE 51690 0 0 Novartis AG ADR SPONSORED ADR 66987V109 246 2500 SH SOLE 2500 0 0 Nucor Corp COM 670346105 356 8081 SH SOLE 8081 0 0 Nuveen Invt Quality Municipal Fund Inc COM 67062E103 329 22700 SH SOLE 22700 0 0 Omnicell Inc COM 68213N109 264 7000 SH SOLE 7000 0 0 Pepsico Inc COM 713448108 955 10233 SH SOLE 10233 0 0 Pfizer Inc COM 717081103 47628 1420455 SH SOLE 1420455 0 0 Phillips 66 Com COM 718546104 957 11875 SH SOLE 11875 0 0 Plains All American Pipeline LP UNIT LTD PARTN 726503105 6305 144708 SH SOLE 144708 0 0 Plains GP Hldgs LP (Corp) SHS A REP LTPN 72651A108 2209 85480 SH SOLE 85480 0 0 Powershares Buyback Shares ETF DYNA BUYBK ACH 73935X286 1878 38630 SH SOLE 38630 0 0 Powershares KBW Bank ETF KBW BK PORT 73937B746 537 13500 SH SOLE 13500 0 0 Powershares Pharma ETF DYN PHRMA PORT 73935X799 9757 124549 SH SOLE 124549 0 0 Powershs QQQ TRUST Ser ETF UNIT SER 0 73935A104 2336 21814 SH SOLE 21814 0 0 Procter & Gamble Co COM 742718109 858 10962 SH SOLE 10962 0 0 Prudential Finl Inc COM 744320102 274 3131 SH SOLE 3131 0 0 Rexahn Pharmaceuticals Inc COM 761640101 91 150000 SH SOLE 150000 0 0 Royal Dutch Shell ADR Cl B SPON ADR B 780259107 356 6200 SH SOLE 6200 0 0 Ryanair Hldgs Plc Adr SPON ADR 783513104 214 3000 SH SOLE 3000 0 0 SANDISK CORPORATION COM 80004C101 402 6910 SH SOLE 6910 0 0 Schlumberger Limited COM 806857108 263 3050 SH SOLE 3050 0 0 Schwab Charles Corp New COM 808513105 326 10000 SH SOLE 10000 0 0 Seagate Technology Plc Com SHS G7945M107 790 16623 SH SOLE 16623 0 0 Sigma Aldrich Corp COM 826552101 1338 9600 SH SOLE 9600 0 0 Smucker J M Co New COM 832696405 217 2000 SH SOLE 2000 0 0 SPDR Gold Tr Gold ETF GOLD SHS 78463V107 472 4200 SH SOLE 4200 0 0 SPDR S&P 500 Large Cap ETF TR UNIT 78462F103 954 4634 SH SOLE 4634 0 0 SPDR S&P 600 Small Cap ETF S&P 600 SML CAP 78464A813 350 3229 SH SOLE 3229 0 0 SPDR S&P Regional Bkg ETF S&P REGL BKG 78464A698 477 10800 SH SOLE 10800 0 0 SPDR Technology Sector ETF TECHNOLOGY 81369Y803 370 8950 SH SOLE 8950 0 0 Starz Liberty Cap Com Ser A 85571Q102 245 5475 SH SOLE 5475 0 0 Sunesis Pharmaceuticals Inc Com New COM NEW 867328601 33 11000 SH SOLE 11000 0 0 TE Connectivity LTD REG SHS G9144P105 494 7690 SH SOLE 7690 0 0 Thermo Fisher Scientific COM 883556102 843 6500 SH SOLE 6500 0 0 TJX Companies Inc COM 872540109 594 8979 SH SOLE 8979 0 0 Towers Watson & Co ComClass A CL A 891894107 457 3630 SH SOLE 3630 0 0 Tyco Intl Ltd New SHS G91442106 561 14580 SH SOLE 14580 0 0 Unitedhealth Group COM 91324P102 1197 9815 SH SOLE 9815 0 0 Vanguard Consumer Sector ETF COMSUM STP ETF 92204A207 280 2242 SH SOLE 2242 0 0 Vanguard Emerging Mkts ETF FTSE EMR MKT ETF 922042858 763 18667 SH SOLE 18667 0 0 Vanguard Finance Sector ETF FINANCIALS ETF 92204A405 673 13553 SH SOLE 13553 0 0 Vanguard High Dividend Yld ETF - Whitehall HIGH DIV YLD 921946406 2660 39514 SH SOLE 39514 0 0 Vanguard Materials Sector ETF MATERIALS ETF 92204A801 811 7533 SH SOLE 7533 0 0 Vanguard REIT Index - ETF MATERIALS ETF 922908553 657 8800 SH SOLE 8800 0 0 Vanguard Sm Cap Value Indx Fds SM CP VAL ETF 922908611 1405 13035 SH SOLE 13035 0 0 Vanguard Star Fd Total Intl Stocks MATERIALS ETF 921909768 232 4600 SH SOLE 4600 0 0 Vanguard Total Stock Mkt Indx - ETF MATERIALS ETF 922908769 5674 53015 SH SOLE 53015 0 0 Verizon Communications COM 92343V104 282 6047 SH SOLE 6047 0 0 Vertex Pharmaceutcls Inc COM 92532F100 2887 23385 SH SOLE 23385 0 0 Walgreens Boots Allianc COM 931427108 227 2693 SH SOLE 2693 0 0 Wells Fargo & Co Newperp Pfd Conv Cl A 7 PERP PFD CNV A 949746804 529 450 SH SOLE 450 0 0 Western Digital Corp COM 958102105 235 3000 SH SOLE 3000 0 0 Williams Cos Inc COM 969457100 789 13750 SH SOLE 13750 0 0 Williams Partners LP COM UNIT LP 96950F104 2605 53782 SH SOLE 53782 0 0 Wisdomtree Europe Sm Cap Dvd ETF EUROPE SMCP DV 97717W869 2744 48010 SH SOLE 48010 0 0 Wisdomtree MidCap ETF MDCP EARN FUND 97717W570 7986 84052 SH SOLE 84052 0 0 Zoetis Inc Com CL A 98978V103 458 9500 SH SOLE 9500 0 0