Chief Compliance Officer

0001599863-15-000006.txt : 20150508 0001599863-15-000006.hdr.sgml : 20150508 20150508113621 ACCESSION NUMBER: 0001599863-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150508 DATE AS OF CHANGE: 20150508 EFFECTIVENESS DATE: 20150508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northeast Financial Consultants Inc CENTRAL INDEX KEY: 0001599863 IRS NUMBER: 061562117 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15844 FILM NUMBER: 15845124 BUSINESS ADDRESS: STREET 1: 16 KETCHUM ST STREET 2: 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268997 MAIL ADDRESS: STREET 1: PO BOX 2630 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599863 XXXXXXXX 03-31-2015 03-31-2015 Northeast Financial Consultants Inc

PO BOX 2630 WESTPORT CT 06880

13F HOLDINGS REPORT 028-15844 N Patrice S Reilly Chief Compliance Officer 203-226-8997 Patrice S Reilly Westport CT 05-08-2015 0 143 219843 false INFORMATION TABLE 2 2015Q1-Form13f-NFC.xml 2015 Q1 3m Company COM 88579Y101 251 1520 SH SOLE 1520 0 0 Alerian MLP Index ETN UNIT 00162Q866 223 13450 SH SOLE 13450 0 0 Amazon.Com Inc ALERIAN MLP 023135106 635 1707 SH SOLE 1707 0 0 Amer Intl Group Inc COM 026874784 219 4000 SH SOLE 4000 0 0 Amgen Inc COM NEW 031162100 564 3526 SH SOLE 3526 0 0 Anadarko Pete Corp COM 032511107 741 8945 SH SOLE 8945 0 0 Apache Corp COM 037411105 289 4783 SH SOLE 4783 0 0 Apollo Invt Corp Com COM 03761U106 2148 279900 SH SOLE 279900 0 0 Apple Computer Inc COM 037833100 3214 25826 SH SOLE 25826 0 0 Ares Capital Corp COM 04010L103 561 32700 SH SOLE 32700 0 0 AT&T Corp New COM 00206R102 224 6855 SH SOLE 6855 0 0 Autodesk Inc COM 052769106 401 6830 SH SOLE 6830 0 0 Automatic Data Processing Inc COM 053015103 718 8387 SH SOLE 8387 0 0 Bank Of America Corp COM 060505104 327 21270 SH SOLE 21270 0 0 BERKSHIRE HATHAWAY INCORPORATED CLASS A COM 084670108 870 4 SH SOLE 4 0 0 Biocryst Pharmaceuticals Inc CL A 09058V103 181 20000 SH SOLE 20000 0 0 Biogen Idec Inc COM 09062X103 1332 3156 SH SOLE 3156 0 0 Blackstone Group LP COM 09253U108 1685 43325 SH SOLE 43325 0 0 Broadcom Corp Cl A CL A 111320107 459 10596 SH SOLE 10596 0 0 Catamaran Corp Com Npv Isin #ca148887102 COM 148887102 368 6177 SH SOLE 6177 0 0 Cerner Corp COM 156782104 762 10400 SH SOLE 10400 0 0 Cerulean Pharma Inc Com Usd0.0001 COM 15708Q105 180 20000 SH SOLE 20000 0 0 Chesapeake Energy Corporation COM 165167107 448 31650 SH SOLE 31650 0 0 ChevronTexaco Corp COM 166764100 5010 47724 SH SOLE 47724 0 0 Comcast Corp CL A SPL 20030N200 1028 18340 SH SOLE 18340 0 0 Corning Inc COM 219350105 918 40464 SH SOLE 40464 0 0 CREE INC. COM 225447101 261 7345 SH SOLE 7345 0 0 CVS Health Corp COM 126650100 516 5000 SH SOLE 5000 0 0 Darling Ingredients Inc COM 237266101 140 10000 SH SOLE 10000 0 0 Deere & Company COM 244199105 1186 13522 SH SOLE 13522 0 0 Disney Walt Co COM 254687106 1243 11851 SH SOLE 11851 0 0 Du Pont E I DeNemours & Co COM 263534109 429 6000 SH SOLE 6000 0 0 Ecolab Inc COM 278865100 595 5200 SH SOLE 5200 0 0 Enbridge Energy Partners LP COM 29250R106 2365 65673 SH SOLE 65673 0 0 Enbridge Inc Com COM 29250N105 315 6500 SH SOLE 6500 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 950 15000 SH SOLE 15000 0 0 Energy Transfer Partners LP UNIT LTD PARTN 29273R109 2740 49150 SH SOLE 49150 0 0 Enterprise Product Partners LP COM 293792107 4938 149968 SH SOLE 149968 0 0 Exxon Mobil Corp COM 30231G102 3441 40477 SH SOLE 40477 0 0 Fifth Street Finance Cp COM 31678A103 566 77600 SH SOLE 77600 0 0 First Trust Nasdaq 100 Ex-Tech Sector NASDAQ 100 EX 33733E401 1347 32500 SH SOLE 32500 0 0 Ford Mtr Co Del Com COM 345370860 646 40000 SH SOLE 40000 0 0 Freeport McMoran Copper & Gold Cl B CL A 35671D857 221 11686 SH SOLE 11686 0 0 Geeknet Inc New COM NEW 36846Q203 509 64789 SH SOLE 64789 0 0 General Electric Co COM 369604103 2405 96931 SH SOLE 96931 0 0 Google Inc Cl A CL A 38259P508 1588 2862 SH SOLE 2862 0 0 Google Inc Cl C CL C 38259P706 2171 3962 SH SOLE 3962 0 0 Guggenheim Spinoff ETF CL C 18383M605 3026 63694 SH SOLE 63694 0 0 Harris Corp Del COM 413875105 1454 18456 SH SOLE 18456 0 0 Home Depot Inc COM 437076102 738 6500 SH SOLE 6500 0 0 Illinois Tool Wks Inc COM 452308109 291 3000 SH SOLE 3000 0 0 Intl Business Machines COM 459200101 331 2060 SH SOLE 2060 0 0 Intl Flavors& Fragrances COM 459506101 5913 50365 SH SOLE 50365 0 0 Intrexon Corp COM 46122T102 227 5000 SH SOLE 5000 0 0 Investors Bancorp Inc Com COM 46146L101 239 20400 SH SOLE 20400 0 0 Ishares International Dividend COM 464288448 2498 74264 SH SOLE 74264 0 0 Ishares Nasdaq Biotechnology Index COM 464287556 1341 3905 SH SOLE 3905 0 0 Ishares Russell 1000 Value Index Fd COM 464287598 327 3169 SH SOLE 3169 0 0 Ishares Russell Midcap Value Index COM 464287473 767 10584 SH SOLE 10584 0 0 Ishares S&P Global Energy Sector COM 464287341 1219 34180 SH SOLE 34180 0 0 Ishares Select Divid Idx - Dow Jones COM 464287168 382 4900 SH SOLE 4900 0 0 Ishares Tr Russell 1000 Grw ETF CORE HIGH DV ETF 464287614 218 2204 SH SOLE 2204 0 0 Ishares Trust High Dividend ETF CORE HIGH DV ETF 46429B663 2142 28563 SH SOLE 28563 0 0 ISIS PHARMACEUTICALS INC. COM 464330109 243 3817 SH SOLE 3817 0 0 Johnson & Johnson COM 478160104 2179 21656 SH SOLE 21656 0 0 Johnson Ctls Inc COM 478366107 217 4300 SH SOLE 4300 0 0 JP Morgan Alerian MLP Index ALERIAN ML ETN 46625H365 1297 30300 SH SOLE 30300 0 0 JP Morgan Chase & Co COM 46625H100 873 14413 SH SOLE 14413 0 0 Kayne Anderson Energy Fd COM 48660P104 753 30475 SH SOLE 30475 0 0 Kayne Anderson Midstream Energy Fd Com U COM 48661E108 567 17300 SH SOLE 17300 0 0 Kayne Anderson MLP Invt Co COM 486606106 1315 37050 SH SOLE 37050 0 0 Keryx Biopharmaceuticals Inc COM 492515101 587 46100 SH SOLE 46100 0 0 Kimberly Clark Corp COM 494368103 327 3051 SH SOLE 3051 0 0 Kinder Morgan Inc COM 49456B101 10453 248517 SH SOLE 248517 0 0 KKR & Co LP COM UNITS 48248M102 1763 77300 SH SOLE 77300 0 0 L-3 Communications Hldgs Inc COM 502424104 415 3300 SH SOLE 3300 0 0 Liberty Interactive Corp Interactive Com INT COM SER A 53071M104 229 7833 SH SOLE 7833 0 0 Liberty Media Corp Del Com Ser C SER C 531229300 800 20950 SH SOLE 20950 0 0 LIBERTY MEDIA CORPORATION SER C 531229102 211 5475 SH SOLE 5475 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 3074 40077 SH SOLE 40077 0 0 Marathon Oil Corp COM 565849106 625 23940 SH SOLE 23940 0 0 Marathon Petroleum Corp Com COM 56585A102 627 6120 SH SOLE 6120 0 0 Markwest Energy Partners LP UNIT LTD PARTN 570759100 1755 26545 SH SOLE 26545 0 0 Medley Capital Corp COM 58503F106 503 54920 SH SOLE 54920 0 0 Merck & Co Inc COM 589331107 236 4105 SH SOLE 4105 0 0 Metlife Inc Com COM 59156R108 4846 95865 SH SOLE 95865 0 0 Mettler-Toledo Intl COM 592688105 411 1250 SH SOLE 1250 0 0 Monsanto Co New COM 61166W101 225 2000 SH SOLE 2000 0 0 Neuberger Berman MLP Income Fd Inc Com COM 64129H104 911 51690 SH SOLE 51690 0 0 Novartis AG ADR SPONSORED ADR 66987V109 247 2500 SH SOLE 2500 0 0 Nuveen Invt Quality Municipal Fund Inc COM 67062E103 355 22700 SH SOLE 22700 0 0 Omnicell Inc COM 68213N109 246 7000 SH SOLE 7000 0 0 Pepsico Inc COM 713448108 978 10233 SH SOLE 10233 0 0 Pfizer Inc COM 717081103 49164 1413155 SH SOLE 1413155 0 0 Phillips 66 Com COM 718546104 973 12375 SH SOLE 12375 0 0 Plains All American Pipeline LP UNIT LTD PARTN 726503105 7025 144041 SH SOLE 144041 0 0 Plains GP Hldgs LP (Corp) SHS A REP LTPN 72651A108 2425 85480 SH SOLE 85480 0 0 Powershares Buyback Shares ETF DYNA BUYBK ACH 73935X286 1905 38630 SH SOLE 38630 0 0 Powershares Pharma ETF DYN PHRMA PORT 73935X799 8724 114188 SH SOLE 114188 0 0 Powershs QQQ TRUST Ser ETF UNIT SER 1 73935A104 1836 17391 SH SOLE 17391 0 0 Procter & Gamble Co COM 742718109 898 10962 SH SOLE 10962 0 0 Prudential Finl Inc COM 744320102 251 3131 SH SOLE 3131 0 0 Rexahn Pharmaceuticals Inc COM 761640101 109 150000 SH SOLE 150000 0 0 Royal Dutch Shell ADR Cl B SPON ADR B 780259107 389 6200 SH SOLE 6200 0 0 Ryanair Hldgs Plc Adr SPON ADR 783513104 200 3000 SH SOLE 3000 0 0 SANDISK CORPORATION COM 80004C101 440 6910 SH SOLE 6910 0 0 Schlumberger Limited COM 806857108 254 3050 SH SOLE 3050 0 0 Schwab Charles Corp New COM 808513105 304 10000 SH SOLE 10000 0 0 Seagate Technology Plc Com Usd0.00001 SHS G7945M107 865 16623 SH SOLE 16623 0 0 Sigma Aldrich Corp COM 826552101 1327 9600 SH SOLE 9600 0 0 Smucker J M Co New COM 832696405 231 2000 SH SOLE 2000 0 0 Southwestern Energy Co Delaware COM 845467109 423 18240 SH SOLE 18240 0 0 SPDR Gold Tr Gold ETF GOLD SHS 78463V107 477 4200 SH SOLE 4200 0 0 SPDR S&P 500 Large Cap ETF TR UNIT 78462F103 714 3459 SH SOLE 3459 0 0 SPDR S&P 600 Small Cap ETF S&P 600 SML CAP 78464A813 289 2659 SH SOLE 2659 0 0 SPDR S&P Regional Bkg ETF S&P REGL BKG 78464A698 441 10800 SH SOLE 10800 0 0 SPDR Technology Sector ETF TECHNOLOGY 81369Y803 371 8950 SH SOLE 8950 0 0 Sunesis Pharmaceuticals Inc Com New COM NEW 867328601 27 11000 SH SOLE 11000 0 0 Thermo Fisher Scientific COM 883556102 873 6500 SH SOLE 6500 0 0 TJX Companies Inc COM 872540109 629 8979 SH SOLE 8979 0 0 Towers Watson & Co Com Usd0.01 Class A CL A 891894107 480 3630 SH SOLE 3630 0 0 Transocean Inc CL A H8817H100 421 28700 SH SOLE 28700 0 0 Tyco Intl Ltd New CL A G91442106 311 7216 SH SOLE 7216 0 0 Unitedhealth Group COM 91324P102 1161 9815 SH SOLE 9815 0 0 Vanguard Consumer Sector ETF COMSUM STP ETF 92204A207 285 2242 SH SOLE 2242 0 0 Vanguard Emerging Mkts ETF FTSE EMR MKT ETF 922042858 762 18667 SH SOLE 18667 0 0 Vanguard Finance Sector ETF FINANCIALS ETF 92204A405 668 13553 SH SOLE 13553 0 0 Vanguard High Dividend Yld ETF - 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