0001580642-21-002208.txt : 20210505
0001580642-21-002208.hdr.sgml : 20210505
20210505143135
ACCESSION NUMBER: 0001580642-21-002208
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
EFFECTIVENESS DATE: 20210505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tortoise Investment Management, LLC
CENTRAL INDEX KEY: 0001599511
IRS NUMBER: 201723529
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15827
FILM NUMBER: 21892650
BUSINESS ADDRESS:
STREET 1: 2 WESTCHESTER PARK DRIVE
STREET 2: SUITE 215
CITY: WHITE PLAINS
STATE: NY
ZIP: 10604
BUSINESS PHONE: 914-686-0024
MAIL ADDRESS:
STREET 1: 2 WESTCHESTER PARK DRIVE
STREET 2: SUITE 215
CITY: WHITE PLAINS
STATE: NY
ZIP: 10604
13F-HR
1
primary_doc.xml
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03-31-2021
03-31-2021
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Tortoise Investment Management, LLC
2 Westchester Park Drive
Suite 215
White Plains
NY
10604
13F HOLDINGS REPORT
028-15827
N
Mike Mattern
CCO
914-686-0024
/s/ Mike Mattern
White Plains
NY
05-04-2021
0
597
455187
INFORMATION TABLE
2
infotable.xml
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
4377
13255
SH
SOLE
0
0
13255
ISHARES TR
U.S. UTILITS ETF
464287697
8
96
SH
SOLE
0
0
96
ISHARES TR
CORE S&P MCP ETF
464287507
628
2412
SH
SOLE
0
0
2412
ISHARES TR
S&P MC 400VL ETF
464287705
67
656
SH
SOLE
0
0
656
ISHARES TR
S&P MC 400GR ETF
464287606
14
180
SH
SOLE
0
0
180
ISHARES TR
CORE S&P SCP ETF
464287804
6891
63492
SH
SOLE
0
0
63492
ISHARES TR
SP SMCP600VL ETF
464287879
3153
31297
SH
SOLE
0
0
31297
ISHARES TR
S&P SML 600 GWT
464287887
16
124
SH
SOLE
0
0
124
ISHARES TR
S&P 500 VAL ETF
464287408
4520
32000
SH
SOLE
0
0
32000
ISHARES TR
CORE S&P500 ETF
464287200
65295
164133
SH
SOLE
0
0
164133
ISHARES TR
S&P 500 GRWT ETF
464287309
235
3608
SH
SOLE
0
0
3608
ISHARES TR
RUS 1000 ETF
464287622
12035
53770
SH
SOLE
0
0
53770
ISHARES TR
RUS 1000 VAL ETF
464287598
382
2518
SH
SOLE
0
0
2518
ISHARES TR
RUS 1000 GRW ETF
464287614
535
2203
SH
SOLE
0
0
2203
ISHARES TR
RUSSELL 2000 ETF
464287655
1268
5740
SH
SOLE
0
0
5740
ISHARES TR
RUS 2000 VAL ETF
464287630
77
481
SH
SOLE
0
0
481
ISHARES TR
RUSSELL 3000 ETF
464287689
167
705
SH
SOLE
0
0
705
ISHARES TR
CORE S&P US VLU
464287663
8244
119648
SH
SOLE
0
0
119648
ISHARES TR
U.S. REAL ES ETF
464287739
30
328
SH
SOLE
0
0
328
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
57
120
SH
SOLE
0
0
120
SPDR S&P 500 ETF TR
TR UNIT
78462F103
15612
39391
SH
SOLE
0
0
39391
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
88
1377
SH
SOLE
0
0
1377
ADOBE SYSTEMS INCORPORATED
COM
00724F101
18
38
SH
SOLE
0
0
38
AMERICAN INTL GROUP INC
COM NEW
026874784
0
8
SH
SOLE
0
0
8
AMAZON COM INC
COM
023135106
569
184
SH
SOLE
0
0
184
BRISTOL-MYERS SQUIBB CO
COM
110122108
140
2224
SH
SOLE
0
0
2224
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4653
18213
SH
SOLE
0
0
18213
EMERSON ELEC CO
COM
291011104
8
84
SH
SOLE
0
0
84
ERICSSON
ADR B SEK 10
294821608
1
80
SH
SOLE
0
0
80
EXPEDITORS INTL WASH INC
COM
302130109
57
529
SH
SOLE
0
0
529
BOEING CO
COM
097023105
42
165
SH
SOLE
0
0
165
NUVEEN CALIFORNIA MUNI VLU F
COM STK
67062C107
1629
159361
SH
SOLE
0
0
159361
NISOURCE INC
COM
65473P105
106
4400
SH
SOLE
0
0
4400
EVERSOURCE ENERGY
COM
30040W108
156
1797
SH
SOLE
0
0
1797
REALTY INCOME CORP
COM
756109104
26
408
SH
SOLE
0
0
408
ONEOK INC NEW
COM
682680103
23
460
SH
SOLE
0
0
460
PERRIGO CO PLC
SHS
G97822103
12
300
SH
SOLE
0
0
300
SYNOPSYS INC
COM
871607107
13
51
SH
SOLE
0
0
51
INVESCO QQQ TR
UNIT SER 1
46090E103
494
1548
SH
SOLE
0
0
1548
AMGEN INC
COM
031162100
75
300
SH
SOLE
0
0
300
ABBOTT LABS
COM
002824100
53
444
SH
SOLE
0
0
444
ADVANCED MICRO DEVICES INC
COM
007903107
31
400
SH
SOLE
0
0
400
EBAY INC.
COM
278642103
3
50
SH
SOLE
0
0
50
ALTRIA GROUP INC
COM
02209S103
34
656
SH
SOLE
0
0
656
INTEL CORP
COM
458140100
121
1888
SH
SOLE
0
0
1888
ILLINOIS TOOL WKS INC
COM
452308109
62
281
SH
SOLE
0
0
281
ISHARES TR
RUS 2000 GRW ETF
464287648
75
249
SH
SOLE
0
0
249
KEYCORP
COM
493267108
16
800
SH
SOLE
0
0
800
BLACKROCK MUNIVEST FD INC
COM
09253R105
13
1401
SH
SOLE
0
0
1401
NOKIA CORP
SPONSORED ADR
654902204
0
1
SH
SOLE
0
0
1
ORACLE CORP
COM
68389X105
25
350
SH
SOLE
0
0
350
QUALCOMM INC
COM
747525103
21
155
SH
SOLE
0
0
155
DISNEY WALT CO
COM
254687106
379
2053
SH
SOLE
0
0
2053
HONEYWELL INTL INC
COM
438516106
43
200
SH
SOLE
0
0
200
SHERWIN WILLIAMS CO
COM
824348106
7
10
SH
SOLE
0
0
10
SYSCO CORP
COM
871829107
4
50
SH
SOLE
0
0
50
US BANCORP DEL
COM NEW
902973304
71
1277
SH
SOLE
0
0
1277
JOHNSON & JOHNSON
COM
478160104
456
2774
SH
SOLE
0
0
2774
MEDTRONIC PLC
SHS
G5960L103
18
152
SH
SOLE
0
0
152
PFIZER INC
COM
717081103
184
5070
SH
SOLE
0
0
5070
EXELON CORP
COM
30161N101
53
1210
SH
SOLE
0
0
1210
KROGER CO
COM
501044101
3
75
SH
SOLE
0
0
75
LOWES COS INC
COM
548661107
29
154
SH
SOLE
0
0
154
ISHARES TR
MSCI EAFE ETF
464287465
1562
20593
SH
SOLE
0
0
20593
CHEVRON CORP NEW
COM
166764100
284
2708
SH
SOLE
0
0
2708
MICROSOFT CORP
COM
594918104
2025
8589
SH
SOLE
0
0
8589
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
4
210
SH
SOLE
0
0
210
UNITED PARCEL SERVICE INC
CL B
911312106
13
76
SH
SOLE
0
0
76
AT&T INC
COM
00206R102
215
7091
SH
SOLE
0
0
7091
PRUDENTIAL FINL INC
COM
744320102
26
289
SH
SOLE
0
0
289
CITIGROUP INC
COM NEW
172967424
31
421
SH
SOLE
0
0
421
CISCO SYS INC
COM
17275R102
145
2801
SH
SOLE
0
0
2801
DNP SELECT INCOME FD INC
COM
23325P104
17
1700
SH
SOLE
0
0
1700
INTERNATIONAL BUSINESS MACHS
COM
459200101
512
3843
SH
SOLE
0
0
3843
COCA COLA CO
COM
191216100
16
296
SH
SOLE
0
0
296
LOCKHEED MARTIN CORP
COM
539830109
15
40
SH
SOLE
0
0
40
PEPSICO INC
COM
713448108
430
3039
SH
SOLE
0
0
3039
JOHNSON CTLS INTL PLC
SHS
G51502105
43
728
SH
SOLE
0
0
728
VERIZON COMMUNICATIONS INC
COM
92343V104
177
3042
SH
SOLE
0
0
3042
SPDR SER TR
S&P 600 SMCP VAL
78464A300
2334
28462
SH
SOLE
0
0
28462
ISHARES TR
RUS MID CAP ETF
464287499
251
3400
SH
SOLE
0
0
3400
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
24
694
SH
SOLE
0
0
694
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
8
79
SH
SOLE
0
0
79
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
25
186
SH
SOLE
0
0
186
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
9
75
SH
SOLE
0
0
75
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
11
66
SH
SOLE
0
0
66
ISHARES TR
NASDAQ BIOTECH
464287556
91
603
SH
SOLE
0
0
603
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
271
1841
SH
SOLE
0
0
1841
WALGREENS BOOTS ALLIANCE INC
COM
931427108
3
50
SH
SOLE
0
0
50
BK OF AMERICA CORP
COM
060505104
48
1233
SH
SOLE
0
0
1233
STARBUCKS CORP
COM
855244109
81
740
SH
SOLE
0
0
740
ANALOG DEVICES INC
COM
032654105
13
84
SH
SOLE
0
0
84
AUTOMATIC DATA PROCESSING IN
COM
053015103
14
72
SH
SOLE
0
0
72
EXXON MOBIL CORP
COM
30231G102
136
2436
SH
SOLE
0
0
2436
AFLAC INC
COM
001055102
9
175
SH
SOLE
0
0
175
WEST PHARMACEUTICAL SVSC INC
COM
955306105
56
200
SH
SOLE
0
0
200
WALMART INC
COM
931142103
15
113
SH
SOLE
0
0
113
APPLIED MATLS INC
COM
038222105
46
345
SH
SOLE
0
0
345
ANTHEM INC
COM
036752103
10
28
SH
SOLE
0
0
28
WABTEC
COM
929740108
1
7
SH
SOLE
0
0
7
UNION PAC CORP
COM
907818108
554
2512
SH
SOLE
0
0
2512
UNILEVER PLC
SPON ADR NEW
904767704
33
585
SH
SOLE
0
0
585
ASTRAZENECA PLC
SPONSORED ADR
046353108
11
228
SH
SOLE
0
0
228
TEXAS INSTRS INC
COM
882508104
137
726
SH
SOLE
0
0
726
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
59
499
SH
SOLE
0
0
499
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
14
225
SH
SOLE
0
0
225
TOTAL SE
SPONSORED ADS
89151E109
2
50
SH
SOLE
0
0
50
TARGET CORP
COM
87612E106
50
254
SH
SOLE
0
0
254
COLGATE PALMOLIVE CO
COM
194162103
344
4367
SH
SOLE
0
0
4367
CAPITAL ONE FINL CORP
COM
14040H105
21
166
SH
SOLE
0
0
166
CABOT OIL & GAS CORP
COM
127097103
22
1165
SH
SOLE
0
0
1165
COSTCO WHSL CORP NEW
COM
22160K105
706
2003
SH
SOLE
0
0
2003
LILLY ELI & CO
COM
532457108
47
250
SH
SOLE
0
0
250
CVS HEALTH CORP
COM
126650100
69
912
SH
SOLE
0
0
912
STATE STR CORP
COM
857477103
8
100
SH
SOLE
0
0
100
DIAGEO PLC
SPON ADR NEW
25243Q205
79
479
SH
SOLE
0
0
479
SCHLUMBERGER LTD
COM
806857108
5
200
SH
SOLE
0
0
200
DANAHER CORPORATION
COM
235851102
11
50
SH
SOLE
0
0
50
MERCK & CO. INC
COM
58933Y105
253
3276
SH
SOLE
0
0
3276
FIFTH THIRD BANCORP
COM
316773100
4
100
SH
SOLE
0
0
100
PROCTER AND GAMBLE CO
COM
742718109
178
1314
SH
SOLE
0
0
1314
GENERAL ELECTRIC CO
COM
369604103
59
4516
SH
SOLE
0
0
4516
KIMBERLY-CLARK CORP
COM
494368103
21
154
SH
SOLE
0
0
154
GILEAD SCIENCES INC
COM
375558103
29
445
SH
SOLE
0
0
445
GOLDMAN SACHS GROUP INC
COM
38141G104
33
100
SH
SOLE
0
0
100
HSBC HLDGS PLC
SPON ADR NEW
404280406
3
92
SH
SOLE
0
0
92
HOME DEPOT INC
COM
437076102
1604
5255
SH
SOLE
0
0
5255
VIAVI SOLUTIONS INC
COM
925550105
0
2
SH
SOLE
0
0
2
MCDONALDS CORP
COM
580135101
189
841
SH
SOLE
0
0
841
NIKE INC
CL B
654106103
20
152
SH
SOLE
0
0
152
JPMORGAN CHASE & CO
COM
46625H100
746
4902
SH
SOLE
0
0
4902
MONDELEZ INTL INC
CL A
609207105
267
4567
SH
SOLE
0
0
4567
MATTEL INC
COM
577081102
0
15
SH
SOLE
0
0
15
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
1121
274197
SH
SOLE
0
0
274197
HP INC
COM
40434L105
3
100
SH
SOLE
0
0
100
BOOKING HOLDINGS INC
COM
09857L108
5
2
SH
SOLE
0
0
2
WELLS FARGO CO NEW
COM
949746101
16
400
SH
SOLE
0
0
400
ISHARES TR
1 3 YR TREAS BD
464287457
143
1661
SH
SOLE
0
0
1661
ISHARES TR
BARCLAYS 7 10 YR
464287440
52
460
SH
SOLE
0
0
460
ISHARES TR
IBOXX INV CP ETF
464287242
105
810
SH
SOLE
0
0
810
ROLLINS INC
COM
775711104
58
1690
SH
SOLE
0
0
1690
CORNING INC
COM
219350105
4
100
SH
SOLE
0
0
100
PROGRESSIVE CORP
COM
743315103
10
100
SH
SOLE
0
0
100
FISERV INC
COM
337738108
6
48
SH
SOLE
0
0
48
UNITEDHEALTH GROUP INC
COM
91324P102
16
42
SH
SOLE
0
0
42
OVINTIV INC
COM
69047Q102
1
53
SH
SOLE
0
0
53
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
222
804
SH
SOLE
0
0
804
CROWN CASTLE INTL CORP NEW
COM
22822V101
17
100
SH
SOLE
0
0
100
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
26
165
SH
SOLE
0
0
165
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
91
1177
SH
SOLE
0
0
1177
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
38
270
SH
SOLE
0
0
270
MARSH & MCLENNAN COS INC
COM
571748102
11
90
SH
SOLE
0
0
90
3M CO
COM
88579Y101
594
3085
SH
SOLE
0
0
3085
COMCAST CORP NEW
CL A
20030N101
433
8001
SH
SOLE
0
0
8001
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
6715
32488
SH
SOLE
0
0
32488
WASTE MGMT INC DEL
COM
94106L109
10
81
SH
SOLE
0
0
81
TEXTRON INC
COM
883203101
20
350
SH
SOLE
0
0
350
SMUCKER J M CO
COM NEW
832696405
13
102
SH
SOLE
0
0
102
NORFOLK SOUTHN CORP
COM
655844108
78
289
SH
SOLE
0
0
289
HUNTINGTON BANCSHARES INC
COM
446150104
5
300
SH
SOLE
0
0
300
FIRSTENERGY CORP
COM
337932107
9
249
SH
SOLE
0
0
249
NEXTERA ENERGY INC
COM
65339F101
68
901
SH
SOLE
0
0
901
DUKE ENERGY CORP NEW
COM NEW
26441C204
34
350
SH
SOLE
0
0
350
APPLE INC
COM
037833100
7011
57397
SH
SOLE
0
0
57397
AMERICAN AIRLS GROUP INC
COM
02376R102
8
330
SH
SOLE
0
0
330
ALLIANT ENERGY CORP
COM
018802108
164
3025
SH
SOLE
0
0
3025
CAMPBELL SOUP CO
COM
134429109
10
200
SH
SOLE
0
0
200
LIGHTBRIDGE CORP
COM
53224K302
20
3180
SH
SOLE
0
0
3180
THE ODP CORP
COM
88337F105
1
15
SH
SOLE
0
0
15
SPDR SER TR
PRTFLO S&P500 VL
78464A508
51
1353
SH
SOLE
0
0
1353
CATERPILLAR INC
COM
149123101
24
105
SH
SOLE
0
0
105
DUKE REALTY CORP
COM NEW
264411505
50
1200
SH
SOLE
0
0
1200
INTERNATIONAL PAPER CO
COM
460146103
8
150
SH
SOLE
0
0
150
KINDER MORGAN INC DEL
COM
49456B101
225
13520
SH
SOLE
0
0
13520
APA CORPORATION
COM
03743Q108
2
127
SH
SOLE
0
0
127
ISHARES TR
MSCI EMG MKT ETF
464287234
1486
27855
SH
SOLE
0
0
27855
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
157
885
SH
SOLE
0
0
885
ELECTRONIC ARTS INC
COM
285512109
7
51
SH
SOLE
0
0
51
TAPESTRY INC
COM
876030107
18
430
SH
SOLE
0
0
430
DTE ENERGY CO
COM
233331107
132
988
SH
SOLE
0
0
988
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
241
1700
SH
SOLE
0
0
1700
II-VI INC
COM
902104108
5
80
SH
SOLE
0
0
80
CHUBB LIMITED
COM
H1467J104
48
306
SH
SOLE
0
0
306
L BRANDS INC
COM
501797104
742
12000
SH
SOLE
0
0
12000
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
72
3250
SH
SOLE
0
0
3250
ROSS STORES INC
COM
778296103
172
1438
SH
SOLE
0
0
1438
TERADYNE INC
COM
880770102
5
40
SH
SOLE
0
0
40
ISHARES TR
S&P 100 ETF
464287101
1425
7923
SH
SOLE
0
0
7923
VERISIGN INC
COM
92343E102
4
18
SH
SOLE
0
0
18
AON PLC
SHS CL A
G0403H108
8
34
SH
SOLE
0
0
34
AMERICAN EXPRESS CO
COM
025816109
164
1158
SH
SOLE
0
0
1158
GENERAL MLS INC
COM
370334104
15
250
SH
SOLE
0
0
250
HAWAIIAN ELEC INDUSTRIES
COM
419870100
87
1947
SH
SOLE
0
0
1947
LOEWS CORP
COM
540424108
24
476
SH
SOLE
0
0
476
S&P GLOBAL INC
COM
78409V104
82
233
SH
SOLE
0
0
233
SOUTHERN CO
COM
842587107
4
65
SH
SOLE
0
0
65
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
8094
155510
SH
SOLE
0
0
155510
PAYCHEX INC
COM
704326107
13
131
SH
SOLE
0
0
131
NORTHROP GRUMMAN CORP
COM
666807102
17
53
SH
SOLE
0
0
53
DXC TECHNOLOGY CO
COM
23355L106
0
8
SH
SOLE
0
0
8
CIGNA CORP NEW
COM
125523100
13
53
SH
SOLE
0
0
53
GLACIER BANCORP INC NEW
COM
37637Q105
11
186
SH
SOLE
0
0
186
TYLER TECHNOLOGIES INC
COM
902252105
36
84
SH
SOLE
0
0
84
TEMPLETON DRAGON FD INC
COM
88018T101
16
668
SH
SOLE
0
0
668
TORO CO
COM
891092108
26
254
SH
SOLE
0
0
254
PINNACLE WEST CAP CORP
COM
723484101
16
200
SH
SOLE
0
0
200
PNM RES INC
COM
69349H107
105
2134
SH
SOLE
0
0
2134
NETFLIX INC
COM
64110L106
41
78
SH
SOLE
0
0
78
ICU MED INC
COM
44930G107
25
120
SH
SOLE
0
0
120
CME GROUP INC
COM
12572Q105
3
13
SH
SOLE
0
0
13
ISHARES TR
CORE US AGGBD ET
464287226
27
236
SH
SOLE
0
0
236
WP CAREY INC
COM
92936U109
34
477
SH
SOLE
0
0
477
AMDOCS LTD
SHS
G02602103
14
205
SH
SOLE
0
0
205
BIOGEN INC
COM
09062X103
11
40
SH
SOLE
0
0
40
WPP PLC NEW
ADR
92937A102
20
308
SH
SOLE
0
0
308
AIR TRANSPORT SERVICES GRP I
COM
00922R105
20
700
SH
SOLE
0
0
700
ISHARES TR
SELECT DIVID ETF
464287168
125
1098
SH
SOLE
0
0
1098
CARNIVAL CORP
UNIT 99/99/9999
143658300
3
100
SH
SOLE
0
0
100
CLOROX CO DEL
COM
189054109
48
250
SH
SOLE
0
0
250
HENRY SCHEIN INC
COM
806407102
59
848
SH
SOLE
0
0
848
WD-40 CO
COM
929236107
26
85
SH
SOLE
0
0
85
AIR PRODS & CHEMS INC
COM
009158106
149
530
SH
SOLE
0
0
530
SPX CORP
COM
784635104
3
58
SH
SOLE
0
0
58
DOLLAR GEN CORP NEW
COM
256677105
11
55
SH
SOLE
0
0
55
MUELLER INDS INC
COM
624756102
75
1819
SH
SOLE
0
0
1819
LENNAR CORP
CL A
526057104
107
1059
SH
SOLE
0
0
1059
CONSOLIDATED EDISON INC
COM
209115104
35
463
SH
SOLE
0
0
463
REDWOOD TR INC
COM
758075402
2
200
SH
SOLE
0
0
200
LUMEN TECHNOLOGIES INC
COM
550241103
13
987
SH
SOLE
0
0
987
DELAWARE INVTS NATL MUN INCO
SH BEN INT
24610T108
196
14970
SH
SOLE
0
0
14970
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
24
210
SH
SOLE
0
0
210
NVIDIA CORPORATION
COM
67066G104
9
16
SH
SOLE
0
0
16
V F CORP
COM
918204108
8
101
SH
SOLE
0
0
101
TRAVELERS COMPANIES INC
COM
89417E109
120
795
SH
SOLE
0
0
795
AMERICAN ELEC PWR CO INC
COM
025537101
59
697
SH
SOLE
0
0
697
MONSTER BEVERAGE CORP NEW
COM
61174X109
5
51
SH
SOLE
0
0
51
BAKER HUGHES COMPANY
CL A
05722G100
2
113
SH
SOLE
0
0
113
WEYERHAEUSER CO MTN BE
COM NEW
962166104
72
2020
SH
SOLE
0
0
2020
NEW YORK CMNTY BANCORP INC
COM
649445103
23
1854
SH
SOLE
0
0
1854
L3HARRIS TECHNOLOGIES INC
COM
502431109
16
81
SH
SOLE
0
0
81
EATON CORP PLC
SHS
G29183103
10
70
SH
SOLE
0
0
70
VORNADO RLTY TR
SH BEN INT
929042109
9
209
SH
SOLE
0
0
209
SOUTHWESTERN ENERGY CO
COM
845467109
1
250
SH
SOLE
0
0
250
GALLAGHER ARTHUR J & CO
COM
363576109
22
174
SH
SOLE
0
0
174
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
12
160
SH
SOLE
0
0
160
LAUDER ESTEE COS INC
CL A
518439104
26
89
SH
SOLE
0
0
89
PRICE T ROWE GROUP INC
COM
74144T108
484
2819
SH
SOLE
0
0
2819
WEINGARTEN RLTY INVS
SH BEN INT
948741103
6
225
SH
SOLE
0
0
225
PENN NATL GAMING INC
COM
707569109
5
50
SH
SOLE
0
0
50
STANLEY BLACK & DECKER INC
COM
854502101
127
637
SH
SOLE
0
0
637
SNAP ON INC
COM
833034101
76
331
SH
SOLE
0
0
331
HUMANA INC
COM
444859102
31
75
SH
SOLE
0
0
75
CHURCH & DWIGHT INC
COM
171340102
105
1206
SH
SOLE
0
0
1206
NOVO-NORDISK A S
ADR
670100205
15
228
SH
SOLE
0
0
228
BECTON DICKINSON & CO
COM
075887109
63
260
SH
SOLE
0
0
260
ENTERPRISE PRODS PARTNERS L
COM
293792107
302
13720
SH
SOLE
0
0
13720
METLIFE INC
COM
59156R108
12
204
SH
SOLE
0
0
204
AMEDISYS INC
COM
023436108
6
23
SH
SOLE
0
0
23
YUM BRANDS INC
COM
988498101
114
1050
SH
SOLE
0
0
1050
AMPHENOL CORP NEW
CL A
032095101
157
2376
SH
SOLE
0
0
2376
TC ENERGY CORP
COM
87807B107
52
1130
SH
SOLE
0
0
1130
BALL CORP
COM
058498106
8
98
SH
SOLE
0
0
98
ALPHABET INC
CAP STK CL A
02079K305
309
150
SH
SOLE
0
0
150
SPDR GOLD TR
GOLD SHS
78463V107
24
150
SH
SOLE
0
0
150
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
1126
173160
SH
SOLE
0
0
173160
DENTSPLY SIRONA INC
COM
24906P109
57
900
SH
SOLE
0
0
900
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
41
500
SH
SOLE
0
0
500
LENNAR CORP
CL B
526057302
2
26
SH
SOLE
0
0
26
VANGUARD INDEX FDS
VALUE ETF
922908744
5856
44545
SH
SOLE
0
0
44545
REGENERON PHARMACEUTICALS
COM
75886F107
9
20
SH
SOLE
0
0
20
VANGUARD INDEX FDS
MID CAP ETF
922908629
49
223
SH
SOLE
0
0
223
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
5837
35248
SH
SOLE
0
0
35248
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
141
1538
SH
SOLE
0
0
1538
INTUITIVE SURGICAL INC
COM NEW
46120E602
60
81
SH
SOLE
0
0
81
CHENIERE ENERGY INC
COM NEW
16411R208
4
52
SH
SOLE
0
0
52
BLACKROCK INC
COM
09247X101
12
16
SH
SOLE
0
0
16
OLIN CORP
COM PAR $1
680665205
3
87
SH
SOLE
0
0
87
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1914
8940
SH
SOLE
0
0
8940
VANGUARD INDEX FDS
GROWTH ETF
922908736
174
678
SH
SOLE
0
0
678
ACCO BRANDS CORP
COM
00081T108
0
11
SH
SOLE
0
0
11
ASHLAND GLOBAL HLDGS INC
COM
044186104
18
200
SH
SOLE
0
0
200
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
234
13844
SH
SOLE
0
0
13844
VIRTUS GLOBAL DIVID & INCOME
COM
92835W107
10
1075
SH
SOLE
0
0
1075
EXPEDIA GROUP INC
COM NEW
30212P303
5
30
SH
SOLE
0
0
30
AMERIPRISE FINL INC
COM
03076C106
35
150
SH
SOLE
0
0
150
NUVEEN GEORGIA QLTY MUN INC
COM
67072B107
20
1500
SH
SOLE
0
0
1500
NUVEEN MUN VALUE FD INC
COM
670928100
16
1450
SH
SOLE
0
0
1450
WESTERN ASSET HIGH INCOME OP
COM
95766K109
539
106142
SH
SOLE
0
0
106142
CANADIAN NAT RES LTD
COM
136385101
10
340
SH
SOLE
0
0
340
ISHARES TR
MICRO-CAP ETF
464288869
691
4701
SH
SOLE
0
0
4701
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
14
23
SH
SOLE
0
0
23
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
141
1000
SH
SOLE
0
0
1000
UFP INDUSTRIES INC
COM
90278Q108
26
348
SH
SOLE
0
0
348
LIVE NATION ENTERTAINMENT IN
COM
538034109
57
669
SH
SOLE
0
0
669
SPDR SER TR
S&P DIVID ETF
78464A763
114
964
SH
SOLE
0
0
964
WEBSTER FINL CORP CONN
COM
947890109
6
100
SH
SOLE
0
0
100
ANSYS INC
COM
03662Q105
12
35
SH
SOLE
0
0
35
THERMO FISHER SCIENTIFIC INC
COM
883556102
11
25
SH
SOLE
0
0
25
FIDELITY NATL INFORMATION SV
COM
31620M106
2
15
SH
SOLE
0
0
15
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
43
284
SH
SOLE
0
0
284
WESTERN ASSET MUN PARTNERS F
COM
95766P108
191
12495
SH
SOLE
0
0
12495
SALESFORCE COM INC
COM
79466L302
11
50
SH
SOLE
0
0
50
CROCS INC
COM
227046109
4
50
SH
SOLE
0
0
50
TELLURIAN INC NEW
COM
87968A104
0
12
SH
SOLE
0
0
12
ONCTERNAL THERAPEUTICS INC
COM
68236P107
96
11500
SH
SOLE
0
0
11500
BLACKROCK MUNIYIELD N Y QUAL
COM
09255E102
946
70350
SH
SOLE
0
0
70350
ENBRIDGE INC
COM
29250N105
1
24
SH
SOLE
0
0
24
TEXAS ROADHOUSE INC
COM
882681109
50
519
SH
SOLE
0
0
519
NUVEEN CALIF SELECT TAX FREE
SH BEN INT
67063R103
13
800
SH
SOLE
0
0
800
INVESCO EXCHANGE TRADED FD T
GLOBAL DRGN CN
46137V571
51
800
SH
SOLE
0
0
800
NUVEEN SELECT TAX FREE INCOM
SH BEN INT
67063C106
594
36961
SH
SOLE
0
0
36961
WESTERN ASSET INTER MUNI FD
COM
958435109
192
20645
SH
SOLE
0
0
20645
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
3239
237273
SH
SOLE
0
0
237273
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
49
100
SH
SOLE
0
0
100
NEUBERGER BRMAN NY MUNI FD I
COM
64124K102
10
800
SH
SOLE
0
0
800
NUVEEN N Y MUN VALUE FD INC
COM
67062M105
95
9750
SH
SOLE
0
0
9750
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
1
20
SH
SOLE
0
0
20
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
4941
346763
SH
SOLE
0
0
346763
VANGUARD WORLD FDS
INF TECH ETF
92204A702
39
108
SH
SOLE
0
0
108
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
207
4180
SH
SOLE
0
0
4180
NUVEEN MASSACHUSETS QLT MUN
COM
67061E104
98
6822
SH
SOLE
0
0
6822
QURATE RETAIL INC
COM SER A
74915M100
0
33
SH
SOLE
0
0
33
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
2
75
SH
SOLE
0
0
75
COGNEX CORP
COM
192422103
31
371
SH
SOLE
0
0
371
RPC INC
COM
749660106
9
1593
SH
SOLE
0
0
1593
MASTERCARD INCORPORATED
CL A
57636Q104
24
67
SH
SOLE
0
0
67
MEDIFAST INC
COM
58470H101
5
25
SH
SOLE
0
0
25
NEUBERGER BRMAN CLIFRN MUNI
COM
64123C101
5
370
SH
SOLE
0
0
370
TRAVEL PLUS LEISURE CO
COM
894164102
29
480
SH
SOLE
0
0
480
WISDOMTREE TR
INTL SMCAP DIV
97717W760
1282
17744
SH
SOLE
0
0
17744
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
2113
33997
SH
SOLE
0
0
33997
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
473
32910
SH
SOLE
0
0
32910
WISDOMTREE TR
INTL EQUITY FD
97717W703
26
500
SH
SOLE
0
0
500
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
17
150
SH
SOLE
0
0
150
ISHARES TR
CORE S&P TTL STK
464287150
13996
152791
SH
SOLE
0
0
152791
NUVEEN ARIZONA QLTY MUN INC
COM
67061W104
6
400
SH
SOLE
0
0
400
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
238
16000
SH
SOLE
0
0
16000
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
492
30436
SH
SOLE
0
0
30436
NUVEEN SELECT TAX FREE INCOM
SH BEN INT
67063X100
1067
63405
SH
SOLE
0
0
63405
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
575
3104
SH
SOLE
0
0
3104
HEICO CORP NEW
CL A
422806208
68
600
SH
SOLE
0
0
600
GARTNER INC
COM
366651107
132
721
SH
SOLE
0
0
721
INVESCO TR INVT GRADE NEW YO
COM
46131T101
3501
267054
SH
SOLE
0
0
267054
NUVEEN MARYLAND QLT MUN INC
COM
67061Q107
1243
87801
SH
SOLE
0
0
87801
NUVEEN N Y SELECT TAX FREE I
SH BEN INT
67063V104
2423
167117
SH
SOLE
0
0
167117
SL GREEN RLTY CORP
COM
78440X804
14
207
SH
SOLE
0
0
207
CAMBRIDGE BANCORP
COM
132152109
42
500
SH
SOLE
0
0
500
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
6
47
SH
SOLE
0
0
47
EXACT SCIENCES CORP
COM
30063P105
62
474
SH
SOLE
0
0
474
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
295
19091
SH
SOLE
0
0
19091
RICEBRAN TECHNOLOGIES
COM NEW
762831204
0
39
SH
SOLE
0
0
39
POWER INTEGRATIONS INC
COM
739276103
28
348
SH
SOLE
0
0
348
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
3123
51472
SH
SOLE
0
0
51472
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
85
1000
SH
SOLE
0
0
1000
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
17
103
SH
SOLE
0
0
103
ISHARES TR
SHORT TREAS BD
464288679
1056
9555
SH
SOLE
0
0
9555
DELTA AIR LINES INC DEL
COM NEW
247361702
298
6172
SH
SOLE
0
0
6172
MARKETAXESS HLDGS INC
COM
57060D108
3
7
SH
SOLE
0
0
7
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
27
125
SH
SOLE
0
0
125
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
225
2653
SH
SOLE
0
0
2653
ISHARES TR
MSCI KLD400 SOC
464288570
11
142
SH
SOLE
0
0
142
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
4730
108048
SH
SOLE
0
0
108048
BLACKSTONE GROUP INC
COM
09260D107
30
400
SH
SOLE
0
0
400
ISHARES TR
MBS ETF
464288588
31364
289286
SH
SOLE
0
0
289286
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
14
52
SH
SOLE
0
0
52
BANK NEW YORK MELLON CORP
COM
064058100
8
175
SH
SOLE
0
0
175
ISHARES TR
3 7 YR TREAS BD
464288661
583
4490
SH
SOLE
0
0
4490
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
15
84
SH
SOLE
0
0
84
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
20
201
SH
SOLE
0
0
201
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
5730
116678
SH
SOLE
0
0
116678
ISHARES TR
NATIONAL MUN ETF
464288414
6817
58743
SH
SOLE
0
0
58743
ISHARES INC
MSCI BRIC INDX
464286657
1
20
SH
SOLE
0
0
20
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
587
11372
SH
SOLE
0
0
11372
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
6480
50482
SH
SOLE
0
0
50482
FIRST TR EXCHANGE TRADED FD
WTR ETF
33733B100
15
198
SH
SOLE
0
0
198
INVESCO EXCH TRADED FD TR II
MSCI GBL TIMBR
46138E545
11
300
SH
SOLE
0
0
300
LULULEMON ATHLETICA INC
COM
550021109
7
24
SH
SOLE
0
0
24
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
706
48767
SH
SOLE
0
0
48767
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
4492
87574
SH
SOLE
0
0
87574
ISHARES TR
JPMORGAN USD EMG
464288281
11
105
SH
SOLE
0
0
105
INVESCO EXCH TRADED FD TR II
NATL AMT MUNI
46138E537
2388
89255
SH
SOLE
0
0
89255
CHIMERA INVT CORP
COM NEW
16934Q208
1
100
SH
SOLE
0
0
100
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
31
288
SH
SOLE
0
0
288
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
14
246
SH
SOLE
0
0
246
ISHARES TR
EAFE SML CP ETF
464288273
1441
20052
SH
SOLE
0
0
20052
ISHARES TR
CRE U S REIT ETF
464288521
67
1280
SH
SOLE
0
0
1280
VISA INC
COM CL A
92826C839
390
1840
SH
SOLE
0
0
1840
PHILIP MORRIS INTL INC
COM
718172109
44
500
SH
SOLE
0
0
500
ISHARES TR
MSCI ACWI EX US
464288240
300
5430
SH
SOLE
0
0
5430
WISDOMTREE TR
INDIA ERNGS FD
97717W422
30
940
SH
SOLE
0
0
940
KEURIG DR PEPPER INC
COM
49271V100
3
84
SH
SOLE
0
0
84
SPDR SER TR
S&P 600 SML CAP
78464A813
25
270
SH
SOLE
0
0
270
SPDR SER TR
PORTFOLIO S&P500
78464A854
90
1925
SH
SOLE
0
0
1925
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
956
27025
SH
SOLE
0
0
27025
ISHARES TR
NEW YORK MUN ETF
464288323
428
7412
SH
SOLE
0
0
7412
INVESCO EXCH TRADED FD TR II
NY AMT FRE MUN
46138E529
1382
53716
SH
SOLE
0
0
53716
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
1
62
SH
SOLE
0
0
62
FIRST TR EXCHANGE-TRADED FD
NASDAQ 100 EX
33733E401
15
190
SH
SOLE
0
0
190
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
1955
35294
SH
SOLE
0
0
35294
MOLECULAR TEMPLATES INC
COM
608550109
1
90
SH
SOLE
0
0
90
PDF SOLUTIONS INC
COM
693282105
4
250
SH
SOLE
0
0
250
ISHARES TR
MSCI ACWI ETF
464288257
80
838
SH
SOLE
0
0
838
AGNC INVT CORP
COM
00123Q104
21
1257
SH
SOLE
0
0
1257
BGC PARTNERS INC
CL A
05541T101
2
500
SH
SOLE
0
0
500
ISHARES TR
GL TIMB FORE ETF
464288174
682
7999
SH
SOLE
0
0
7999
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
2594
26665
SH
SOLE
0
0
26665
VANECK VECTORS ETF TR
LONG MUNI ETF
92189F536
611
28583
SH
SOLE
0
0
28583
LENDINGTREE INC NEW
COM
52603B107
1
3
SH
SOLE
0
0
3
TRIPADVISOR INC
COM
896945201
2
37
SH
SOLE
0
0
37
ISHARES TR
SHRT NAT MUN ETF
464288158
41
380
SH
SOLE
0
0
380
NUVEEN AMT-FREE MUN VALUE FD
COM
670695105
138
8384
SH
SOLE
0
0
8384
NUVEEN NEW YORK MUN VALUE FD
COM
670706100
1284
87438
SH
SOLE
0
0
87438
SESEN BIO INC
COM
817763105
15
5600
SH
SOLE
0
0
5600
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
83
894
SH
SOLE
0
0
894
ETF MANAGERS TR
BLUESTAR ISRAEL
26924G870
2
24
SH
SOLE
0
0
24
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
958
9901
SH
SOLE
0
0
9901
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2498
66399
SH
SOLE
0
0
66399
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
6354
66162
SH
SOLE
0
0
66162
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1983
24033
SH
SOLE
0
0
24033
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1880
18863
SH
SOLE
0
0
18863
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1319
20206
SH
SOLE
0
0
20206
PIMCO ETF TR
INTER MUN BD ACT
72201R866
346
6154
SH
SOLE
0
0
6154
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
77
1250
SH
SOLE
0
0
1250
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
3848
72105
SH
SOLE
0
0
72105
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
5693
144413
SH
SOLE
0
0
144413
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1824
57399
SH
SOLE
0
0
57399
SPDR SER TR
PORTFOLIO SHORT
78464A474
55
1750
SH
SOLE
0
0
1750
MSG NETWORK INC
CL A
553573106
30
2000
SH
SOLE
0
0
2000
CARDIFF ONCOLOGY INC
COM
14147L108
232
25000
SH
SOLE
0
0
25000
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
23864
745037
SH
SOLE
0
0
745037
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
4
38
SH
SOLE
0
0
38
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
44
1944
SH
SOLE
0
0
1944
SPDR SER TR
PORTFLI MORTGAGE
78464A383
13
516
SH
SOLE
0
0
516
TESLA INC
COM
88160R101
688
1030
SH
SOLE
0
0
1030
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
463
9026
SH
SOLE
0
0
9026
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
578
10242
SH
SOLE
0
0
10242
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1594
26059
SH
SOLE
0
0
26059
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
488
1339
SH
SOLE
0
0
1339
ESPORTS ENTMT GROUP INC
COM
29667K306
3
200
SH
SOLE
0
0
200
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
271
4867
SH
SOLE
0
0
4867
SHOPIFY INC
CL A
82509L107
155
140
SH
SOLE
0
0
140
ISHARES TR
0-5 YR TIPS ETF
46429B747
1323
12510
SH
SOLE
0
0
12510
SCHWAB STRATEGIC TR
US REIT ETF
808524847
357
8695
SH
SOLE
0
0
8695
VANGUARD STAR FDS
VG TL INTL STK F
921909768
1052
16772
SH
SOLE
0
0
16772
SPDR SER TR
BLOMBRG BRC EMRG
78464A391
33
1280
SH
SOLE
0
0
1280
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
767
12925
SH
SOLE
0
0
12925
ISHARES INC
EM MKT SM-CP ETF
464286475
145
2527
SH
SOLE
0
0
2527
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
5
50
SH
SOLE
0
0
50
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
53
727
SH
SOLE
0
0
727
XYLEM INC
COM
98419M100
25
241
SH
SOLE
0
0
241
ISHARES INC
MSCI EMERG MRKT
464286533
1437
22756
SH
SOLE
0
0
22756
ISHARES INC
JP MORGAN EM ETF
464286517
1271
29853
SH
SOLE
0
0
29853
ISHARES INC
MSCI FRONTIER
464286145
31
1035
SH
SOLE
0
0
1035
PHILLIPS 66
COM
718546104
12
150
SH
SOLE
0
0
150
EPAM SYS INC
COM
29414B104
48
120
SH
SOLE
0
0
120
ORGANOVO HLDGS INC
COM NEW
68620A203
0
18
SH
SOLE
0
0
18
ISHARES TR
CMBS ETF
46429B366
9493
176253
SH
SOLE
0
0
176253
PIMCO ETF TR
ACTIVE BD ETF
72201R775
52
479
SH
SOLE
0
0
479
ALLISON TRANSMISSION HLDGS I
COM
01973R101
4
100
SH
SOLE
0
0
100
FACEBOOK INC
CL A
30303M102
216
733
SH
SOLE
0
0
733
INVESCO EXCH TRADED FD TR II
S&P EMRNG MKTS
46138E297
3
120
SH
SOLE
0
0
120
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
51
158
SH
SOLE
0
0
158
SERVICENOW INC
COM
81762P102
20
40
SH
SOLE
0
0
40
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
145
5700
SH
SOLE
0
0
5700
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
3
50
SH
SOLE
0
0
50
ISHARES INC
CORE MSCI EMKT
46434G103
18609
289137
SH
SOLE
0
0
289137
ISHARES TR
CORE MSCI TOTAL
46432F834
5547
78933
SH
SOLE
0
0
78933
ISHARES TR
CORE MSCI EAFE
46432F842
10024
139124
SH
SOLE
0
0
139124
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
132
2570
SH
SOLE
0
0
2570
ISHARES TR
GNMA BOND ETF
46429B333
227
4520
SH
SOLE
0
0
4520
NUVEEN INTER DURATION MUN TE
COM
670671106
1218
85273
SH
SOLE
0
0
85273
ABBVIE INC
COM
00287Y109
38
352
SH
SOLE
0
0
352
ZOETIS INC
CL A
98978V103
448
2847
SH
SOLE
0
0
2847
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
958
65351
SH
SOLE
0
0
65351
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
4
175
SH
SOLE
0
0
175
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
559
12231
SH
SOLE
0
0
12231
T-MOBILE US INC
COM
872590104
2
13
SH
SOLE
0
0
13
IQVIA HLDGS INC
COM
46266C105
6
30
SH
SOLE
0
0
30
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
3
55
SH
SOLE
0
0
55
SPDR SER TR
BLOMBERG 1 10 YR
78468R861
33
1595
SH
SOLE
0
0
1595
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
13
345
SH
SOLE
0
0
345
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
31
1021
SH
SOLE
0
0
1021
RADA ELECTR INDS LTD
COM PAR NEW
M81863124
8
700
SH
SOLE
0
0
700
EMPIRE ST RLTY OP L P
UNIT LTD PRTNSP
292102100
239
21599
SH
SOLE
0
0
21599
VEEVA SYS INC
CL A COM
922475108
14
55
SH
SOLE
0
0
55
PROSHARES TR
S&P 500 DV ARIST
74348A467
9
109
SH
SOLE
0
0
109
ISHARES TR
0-5YR INVT GR CP
46434V100
983
18992
SH
SOLE
0
0
18992
TWITTER INC
COM
90184L102
84
1315
SH
SOLE
0
0
1315
KARYOPHARM THERAPEUTICS INC
COM
48576U106
23
2200
SH
SOLE
0
0
2200
SPDR SER TR
PORTFOLIO S&P600
78468R853
87
2048
SH
SOLE
0
0
2048
VANECK VECTORS ETF TR
SHRT HGH YLD MUN
92189F387
1867
74602
SH
SOLE
0
0
74602
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
108
945
SH
SOLE
0
0
945
FIDELITY COVINGTON TRUST
MSCI MATLS INDEX
316092881
170
3849
SH
SOLE
0
0
3849
ISHARES TR
HDG MSCI EAFE
46434V803
157
4767
SH
SOLE
0
0
4767
ALPHABET INC
CAP STK CL C
02079K107
350
169
SH
SOLE
0
0
169
ISHARES TR
CORE DIV GRWTH
46434V621
10
205
SH
SOLE
0
0
205
ISHARES TR
CORE MSCI EURO
46434V738
21
395
SH
SOLE
0
0
395
RELMADA THERAPEUTICS INC
COM
75955J402
153
4335
SH
SOLE
0
0
4335
SYNCHRONY FINANCIAL
COM
87165B103
1
20
SH
SOLE
0
0
20
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
23
100
SH
SOLE
0
0
100
CDK GLOBAL INC
COM
12508E101
5
100
SH
SOLE
0
0
100
ARK ETF TR
AUTNMUS TECHNLGY
00214Q203
5
60
SH
SOLE
0
0
60
AVANOS MED INC
COM
05350V106
2
39
SH
SOLE
0
0
39
URBAN EDGE PPTYS
COM
91704F104
6
340
SH
SOLE
0
0
340
FIDELITY COVINGTON TRUST
MSCI RL EST ETF
316092857
353
12838
SH
SOLE
0
0
12838
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
446
9244
SH
SOLE
0
0
9244
WISDOMTREE TR
EUR HDG SMLCAP
97717X552
34
1000
SH
SOLE
0
0
1000
BLUEPRINT MEDICINES CORP
COM
09627Y109
94
966
SH
SOLE
0
0
966
KEMPHARM INC
COM NEW
488445206
11
1200
SH
SOLE
0
0
1200
CHEMOURS CO
COM
163851108
1
30
SH
SOLE
0
0
30
TELADOC HEALTH INC
COM
87918A105
218
1198
SH
SOLE
0
0
1198
KRAFT HEINZ CO
COM
500754106
16
407
SH
SOLE
0
0
407
PAYPAL HLDGS INC
COM
70450Y103
16
65
SH
SOLE
0
0
65
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
1146
20977
SH
SOLE
0
0
20977
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
2
100
SH
SOLE
0
0
100
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
52
1267
SH
SOLE
0
0
1267
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
10
258
SH
SOLE
0
0
258
SPDR SER TR
SPDR S&P 500 ETF
78468R796
325
3305
SH
SOLE
0
0
3305
EDITAS MEDICINE INC
COM
28106W103
29
685
SH
SOLE
0
0
685
FORTIVE CORP
COM
34959J108
2
23
SH
SOLE
0
0
23
ISHARES INC
ESG AWR MSCI EM
46434G863
4
100
SH
SOLE
0
0
100
ISHARES TR
ESG AW MSCI EAFE
46435G516
5
61
SH
SOLE
0
0
61
VALVOLINE INC
COM
92047W101
14
549
SH
SOLE
0
0
549
NUSHARES ETF TR
NUVEEN ENHNC YLD
67092P102
124
5000
SH
SOLE
0
0
5000
ADVANSIX INC
COM
00773T101
0
8
SH
SOLE
0
0
8
YUM CHINA HLDGS INC
COM
98850P109
62
1050
SH
SOLE
0
0
1050
SPDR INDEX SHS FDS
MSCI EAFE FS ETF
78470E106
35
435
SH
SOLE
0
0
435
INVESCO ACTIVELY MANAGED ETF
VAR RATE INVT
46090A879
5758
229686
SH
SOLE
0
0
229686
NUSHARES ETF TR
NUVEEN ESG SMLCP
67092P607
4
102
SH
SOLE
0
0
102
SPDR INDEX SHS FDS
MSCI EMR MKT ETF
78470E205
465
5845
SH
SOLE
0
0
5845
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
2577
50769
SH
SOLE
0
0
50769
JBG SMITH PPTYS
COM
46590V100
11
341
SH
SOLE
0
0
341
BRIGHTHOUSE FINL INC
COM
10922N103
0
7
SH
SOLE
0
0
7
G1 THERAPEUTICS INC
COM
3621LQ109
72
2988
SH
SOLE
0
0
2988
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
0
10
SH
SOLE
0
0
10
ISHARES TR
ESG AWRE 1 5 YR
46435G243
2
75
SH
SOLE
0
0
75
DUPONT DE NEMOURS INC
COM
26614N102
7
91
SH
SOLE
0
0
91
ROKU INC
COM CL A
77543R102
42
130
SH
SOLE
0
0
130
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
24
665
SH
SOLE
0
0
665
BEYOND AIR INC
COM
08862L103
1
100
SH
SOLE
0
0
100
NEWMARK GROUP INC
CL A
65158N102
2
231
SH
SOLE
0
0
231
DOCUSIGN INC
COM
256163106
36
180
SH
SOLE
0
0
180
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
33
480
SH
SOLE
0
0
480
ISHARES TR
ESG AWARE MSCI
46435U663
30
775
SH
SOLE
0
0
775
PERSPECTA INC
COM
715347100
0
4
SH
SOLE
0
0
4
EVERGY INC
COM
30034W106
19
312
SH
SOLE
0
0
312
APTINYX INC
COM
03836N103
1
205
SH
SOLE
0
0
205
ARLO TECHNOLOGIES INC
COM
04206A101
2
300
SH
SOLE
0
0
300
ELANCO ANIMAL HEALTH INC
COM
28414H103
6
200
SH
SOLE
0
0
200
VANGUARD WORLD FD
ESG US STK ETF
921910733
621
8426
SH
SOLE
0
0
8426
VANGUARD WORLD FD
ESG INTL STK ETF
921910725
141
2291
SH
SOLE
0
0
2291
ALLOGENE THERAPEUTICS INC
COM
019770106
22
628
SH
SOLE
0
0
628
LINDE PLC
SHS
G5494J103
25
88
SH
SOLE
0
0
88
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
3508
68735
SH
SOLE
0
0
68735
MODERNA INC
COM
60770K107
6
45
SH
SOLE
0
0
45
DELL TECHNOLOGIES INC
CL C
24703L202
37
416
SH
SOLE
0
0
416
DOW INC
COM
260557103
10
155
SH
SOLE
0
0
155
PRECISION BIOSCIENCES INC
COM
74019P108
1
111
SH
SOLE
0
0
111
PAGERDUTY INC
COM
69553P100
20
500
SH
SOLE
0
0
500
CORTEVA INC
COM
22052L104
7
155
SH
SOLE
0
0
155
CHANGE HEALTHCARE INC
COM
15912K100
25
1129
SH
SOLE
0
0
1129
INMODE LTD
SHS
M5425M103
7
100
SH
SOLE
0
0
100
ENVISTA HOLDINGS CORPORATION
COM
29415F104
11
262
SH
SOLE
0
0
262
AMERICAN CENTY ETF TR
US SML CP VALU
025072877
21
290
SH
SOLE
0
0
290
AMERICAN CENTY ETF TR
INTL SMCP VLU
025072802
287
4618
SH
SOLE
0
0
4618
NATURA &CO HLDG S A
ADS
63884N108
1
75
SH
SOLE
0
0
75
1LIFE HEALTHCARE INC
COM
68269G107
6
165
SH
SOLE
0
0
165
CURIOSITYSTREAM INC
COM CL A
23130Q107
27
2000
SH
SOLE
0
0
2000
CARRIER GLOBAL CORPORATION
COM
14448C104
15
350
SH
SOLE
0
0
350
OTIS WORLDWIDE CORP
COM
68902V107
12
175
SH
SOLE
0
0
175
KEROS THERAPEUTICS INC
COM
492327101
6
93
SH
SOLE
0
0
93
GENERATION BIO CO
COM
37148K100
144
5075
SH
SOLE
0
0
5075
APPHARVEST INC
COM
03783T103
1
75
SH
SOLE
0
0
75
IAC INTERACTIVECORP NEW
COM
44891N109
10
46
SH
SOLE
0
0
46
MATCH GROUP INC NEW
COM
57667L107
8
59
SH
SOLE
0
0
59
ROCKET COS INC
COM CL A
77311W101
5
200
SH
SOLE
0
0
200
APPLE INC
COM
037833100
9
1600
SH
Put
SOLE
0
0
1600
VONTIER CORPORATION
COM
928881101
0
9
SH
SOLE
0
0
9
MICROSOFT CORP
COM
594918104
2
1500
SH
Put
SOLE
0
0
1500
VIATRIS INC
COM
92556V106
8
580
SH
SOLE
0
0
580
DIMENSIONAL ETF TRUST
US CORE EQT MKT
25434V104
3208
113855
SH
SOLE
0
0
113855
DIMENSIONAL ETF TRUST
INTL CORE EQT MK
25434V203
627
22498
SH
SOLE
0
0
22498
PETRA ACQUISITION INC
COM
716421102
5
500
SH
SOLE
0
0
500
DIMENSIONAL ETF TRUST
EMGR CRE EQT MNG
25434V302
157
5591
SH
SOLE
0
0
5591
VISTAS MEDIA ACQUISITION CO
COM CL A
92840T107
5
500
SH
SOLE
0
0
500
VISA INC
COM CL A
92826C839
5
1500
SH
Put
SOLE
0
0
1500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9
2600
SH
Put
SOLE
0
0
2600
AFFIRM HLDGS INC
COM CL A
00827B106
8
110
SH
SOLE
0
0
110
HOME DEPOT INC
COM
437076102
1
1000
SH
Put
SOLE
0
0
1000
GROWTH CAP ACQUISITION CORP
UNIT 06/01/2027
39986V206
5
500
SH
SOLE
0
0
500
BITE ACQUISITION CORP
UNIT 99/99/9999
09175K204
5
500
SH
SOLE
0
0
500
TELADOC HEALTH INC
COM
87918A105
51
800
SH
Put
SOLE
0
0
800
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4
1500
SH
Put
SOLE
0
0
1500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10
3500
SH
Put
SOLE
0
0
3500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
14
3700
SH
Put
SOLE
0
0
3700
MALACCA STRAITS ACQUISITION
COM CL A
G5859B117
5
500
SH
SOLE
0
0
500
DELTA AIR LINES INC DEL
COM NEW
247361702
5
3500
SH
Put
SOLE
0
0
3500