0001580642-21-002208.txt : 20210505 0001580642-21-002208.hdr.sgml : 20210505 20210505143135 ACCESSION NUMBER: 0001580642-21-002208 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 EFFECTIVENESS DATE: 20210505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tortoise Investment Management, LLC CENTRAL INDEX KEY: 0001599511 IRS NUMBER: 201723529 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15827 FILM NUMBER: 21892650 BUSINESS ADDRESS: STREET 1: 2 WESTCHESTER PARK DRIVE STREET 2: SUITE 215 CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 914-686-0024 MAIL ADDRESS: STREET 1: 2 WESTCHESTER PARK DRIVE STREET 2: SUITE 215 CITY: WHITE PLAINS STATE: NY ZIP: 10604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599511 XXXXXXXX 03-31-2021 03-31-2021 false Tortoise Investment Management, LLC

2 Westchester Park Drive Suite 215 White Plains NY 10604

13F HOLDINGS REPORT 028-15827 N Mike Mattern 914-686-0024 /s/ Mike Mattern White Plains NY 05-04-2021 0 597 455187 INFORMATION TABLE 2 infotable.xml SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 4377 13255 SH SOLE 0 0 13255 ISHARES TR U.S. UTILITS ETF 464287697 8 96 SH SOLE 0 0 96 ISHARES TR CORE S&P MCP ETF 464287507 628 2412 SH SOLE 0 0 2412 ISHARES TR S&P MC 400VL ETF 464287705 67 656 SH SOLE 0 0 656 ISHARES TR S&P MC 400GR ETF 464287606 14 180 SH SOLE 0 0 180 ISHARES TR CORE S&P SCP ETF 464287804 6891 63492 SH SOLE 0 0 63492 ISHARES TR SP SMCP600VL ETF 464287879 3153 31297 SH SOLE 0 0 31297 ISHARES TR S&P SML 600 GWT 464287887 16 124 SH SOLE 0 0 124 ISHARES TR S&P 500 VAL ETF 464287408 4520 32000 SH SOLE 0 0 32000 ISHARES TR CORE S&P500 ETF 464287200 65295 164133 SH SOLE 0 0 164133 ISHARES TR S&P 500 GRWT ETF 464287309 235 3608 SH SOLE 0 0 3608 ISHARES TR RUS 1000 ETF 464287622 12035 53770 SH SOLE 0 0 53770 ISHARES TR RUS 1000 VAL ETF 464287598 382 2518 SH SOLE 0 0 2518 ISHARES TR RUS 1000 GRW ETF 464287614 535 2203 SH SOLE 0 0 2203 ISHARES TR RUSSELL 2000 ETF 464287655 1268 5740 SH SOLE 0 0 5740 ISHARES TR RUS 2000 VAL ETF 464287630 77 481 SH SOLE 0 0 481 ISHARES TR RUSSELL 3000 ETF 464287689 167 705 SH SOLE 0 0 705 ISHARES TR CORE S&P US VLU 464287663 8244 119648 SH SOLE 0 0 119648 ISHARES TR U.S. REAL ES ETF 464287739 30 328 SH SOLE 0 0 328 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 57 120 SH SOLE 0 0 120 SPDR S&P 500 ETF TR TR UNIT 78462F103 15612 39391 SH SOLE 0 0 39391 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 88 1377 SH SOLE 0 0 1377 ADOBE SYSTEMS INCORPORATED COM 00724F101 18 38 SH SOLE 0 0 38 AMERICAN INTL GROUP INC COM NEW 026874784 0 8 SH SOLE 0 0 8 AMAZON COM INC COM 023135106 569 184 SH SOLE 0 0 184 BRISTOL-MYERS SQUIBB CO COM 110122108 140 2224 SH SOLE 0 0 2224 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4653 18213 SH SOLE 0 0 18213 EMERSON ELEC CO COM 291011104 8 84 SH SOLE 0 0 84 ERICSSON ADR B SEK 10 294821608 1 80 SH SOLE 0 0 80 EXPEDITORS INTL WASH INC COM 302130109 57 529 SH SOLE 0 0 529 BOEING CO COM 097023105 42 165 SH SOLE 0 0 165 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 1629 159361 SH SOLE 0 0 159361 NISOURCE INC COM 65473P105 106 4400 SH SOLE 0 0 4400 EVERSOURCE ENERGY COM 30040W108 156 1797 SH SOLE 0 0 1797 REALTY INCOME CORP COM 756109104 26 408 SH SOLE 0 0 408 ONEOK INC NEW COM 682680103 23 460 SH SOLE 0 0 460 PERRIGO CO PLC SHS G97822103 12 300 SH SOLE 0 0 300 SYNOPSYS INC COM 871607107 13 51 SH SOLE 0 0 51 INVESCO QQQ TR UNIT SER 1 46090E103 494 1548 SH SOLE 0 0 1548 AMGEN INC COM 031162100 75 300 SH SOLE 0 0 300 ABBOTT LABS COM 002824100 53 444 SH SOLE 0 0 444 ADVANCED MICRO DEVICES INC COM 007903107 31 400 SH SOLE 0 0 400 EBAY INC. COM 278642103 3 50 SH SOLE 0 0 50 ALTRIA GROUP INC COM 02209S103 34 656 SH SOLE 0 0 656 INTEL CORP COM 458140100 121 1888 SH SOLE 0 0 1888 ILLINOIS TOOL WKS INC COM 452308109 62 281 SH SOLE 0 0 281 ISHARES TR RUS 2000 GRW ETF 464287648 75 249 SH SOLE 0 0 249 KEYCORP COM 493267108 16 800 SH SOLE 0 0 800 BLACKROCK MUNIVEST FD INC COM 09253R105 13 1401 SH SOLE 0 0 1401 NOKIA CORP SPONSORED ADR 654902204 0 1 SH SOLE 0 0 1 ORACLE CORP COM 68389X105 25 350 SH SOLE 0 0 350 QUALCOMM INC COM 747525103 21 155 SH SOLE 0 0 155 DISNEY WALT CO COM 254687106 379 2053 SH SOLE 0 0 2053 HONEYWELL INTL INC COM 438516106 43 200 SH SOLE 0 0 200 SHERWIN WILLIAMS CO COM 824348106 7 10 SH SOLE 0 0 10 SYSCO CORP COM 871829107 4 50 SH SOLE 0 0 50 US BANCORP DEL COM NEW 902973304 71 1277 SH SOLE 0 0 1277 JOHNSON & JOHNSON COM 478160104 456 2774 SH SOLE 0 0 2774 MEDTRONIC PLC SHS G5960L103 18 152 SH SOLE 0 0 152 PFIZER INC COM 717081103 184 5070 SH SOLE 0 0 5070 EXELON CORP COM 30161N101 53 1210 SH SOLE 0 0 1210 KROGER CO COM 501044101 3 75 SH SOLE 0 0 75 LOWES COS INC COM 548661107 29 154 SH SOLE 0 0 154 ISHARES TR MSCI EAFE ETF 464287465 1562 20593 SH SOLE 0 0 20593 CHEVRON CORP NEW COM 166764100 284 2708 SH SOLE 0 0 2708 MICROSOFT CORP COM 594918104 2025 8589 SH SOLE 0 0 8589 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 4 210 SH SOLE 0 0 210 UNITED PARCEL SERVICE INC CL B 911312106 13 76 SH SOLE 0 0 76 AT&T INC COM 00206R102 215 7091 SH SOLE 0 0 7091 PRUDENTIAL FINL INC COM 744320102 26 289 SH SOLE 0 0 289 CITIGROUP INC COM NEW 172967424 31 421 SH SOLE 0 0 421 CISCO SYS INC COM 17275R102 145 2801 SH SOLE 0 0 2801 DNP SELECT INCOME FD INC COM 23325P104 17 1700 SH SOLE 0 0 1700 INTERNATIONAL BUSINESS MACHS COM 459200101 512 3843 SH SOLE 0 0 3843 COCA COLA CO COM 191216100 16 296 SH SOLE 0 0 296 LOCKHEED MARTIN CORP COM 539830109 15 40 SH SOLE 0 0 40 PEPSICO INC COM 713448108 430 3039 SH SOLE 0 0 3039 JOHNSON CTLS INTL PLC SHS G51502105 43 728 SH SOLE 0 0 728 VERIZON COMMUNICATIONS INC COM 92343V104 177 3042 SH SOLE 0 0 3042 SPDR SER TR S&P 600 SMCP VAL 78464A300 2334 28462 SH SOLE 0 0 28462 ISHARES TR RUS MID CAP ETF 464287499 251 3400 SH SOLE 0 0 3400 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 24 694 SH SOLE 0 0 694 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 8 79 SH SOLE 0 0 79 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 25 186 SH SOLE 0 0 186 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9 75 SH SOLE 0 0 75 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 11 66 SH SOLE 0 0 66 ISHARES TR NASDAQ BIOTECH 464287556 91 603 SH SOLE 0 0 603 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 271 1841 SH SOLE 0 0 1841 WALGREENS BOOTS ALLIANCE INC COM 931427108 3 50 SH SOLE 0 0 50 BK OF AMERICA CORP COM 060505104 48 1233 SH SOLE 0 0 1233 STARBUCKS CORP COM 855244109 81 740 SH SOLE 0 0 740 ANALOG DEVICES INC COM 032654105 13 84 SH SOLE 0 0 84 AUTOMATIC DATA PROCESSING IN COM 053015103 14 72 SH SOLE 0 0 72 EXXON MOBIL CORP COM 30231G102 136 2436 SH SOLE 0 0 2436 AFLAC INC COM 001055102 9 175 SH SOLE 0 0 175 WEST PHARMACEUTICAL SVSC INC COM 955306105 56 200 SH SOLE 0 0 200 WALMART INC COM 931142103 15 113 SH SOLE 0 0 113 APPLIED MATLS INC COM 038222105 46 345 SH SOLE 0 0 345 ANTHEM INC COM 036752103 10 28 SH SOLE 0 0 28 WABTEC COM 929740108 1 7 SH SOLE 0 0 7 UNION PAC CORP COM 907818108 554 2512 SH SOLE 0 0 2512 UNILEVER PLC SPON ADR NEW 904767704 33 585 SH SOLE 0 0 585 ASTRAZENECA PLC SPONSORED ADR 046353108 11 228 SH SOLE 0 0 228 TEXAS INSTRS INC COM 882508104 137 726 SH SOLE 0 0 726 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 59 499 SH SOLE 0 0 499 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 14 225 SH SOLE 0 0 225 TOTAL SE SPONSORED ADS 89151E109 2 50 SH SOLE 0 0 50 TARGET CORP COM 87612E106 50 254 SH SOLE 0 0 254 COLGATE PALMOLIVE CO COM 194162103 344 4367 SH SOLE 0 0 4367 CAPITAL ONE FINL CORP COM 14040H105 21 166 SH SOLE 0 0 166 CABOT OIL & GAS CORP COM 127097103 22 1165 SH SOLE 0 0 1165 COSTCO WHSL CORP NEW COM 22160K105 706 2003 SH SOLE 0 0 2003 LILLY ELI & CO COM 532457108 47 250 SH SOLE 0 0 250 CVS HEALTH CORP COM 126650100 69 912 SH SOLE 0 0 912 STATE STR CORP COM 857477103 8 100 SH SOLE 0 0 100 DIAGEO PLC SPON ADR NEW 25243Q205 79 479 SH SOLE 0 0 479 SCHLUMBERGER LTD COM 806857108 5 200 SH SOLE 0 0 200 DANAHER CORPORATION COM 235851102 11 50 SH SOLE 0 0 50 MERCK & CO. INC COM 58933Y105 253 3276 SH SOLE 0 0 3276 FIFTH THIRD BANCORP COM 316773100 4 100 SH SOLE 0 0 100 PROCTER AND GAMBLE CO COM 742718109 178 1314 SH SOLE 0 0 1314 GENERAL ELECTRIC CO COM 369604103 59 4516 SH SOLE 0 0 4516 KIMBERLY-CLARK CORP COM 494368103 21 154 SH SOLE 0 0 154 GILEAD SCIENCES INC COM 375558103 29 445 SH SOLE 0 0 445 GOLDMAN SACHS GROUP INC COM 38141G104 33 100 SH SOLE 0 0 100 HSBC HLDGS PLC SPON ADR NEW 404280406 3 92 SH SOLE 0 0 92 HOME DEPOT INC COM 437076102 1604 5255 SH SOLE 0 0 5255 VIAVI SOLUTIONS INC COM 925550105 0 2 SH SOLE 0 0 2 MCDONALDS CORP COM 580135101 189 841 SH SOLE 0 0 841 NIKE INC CL B 654106103 20 152 SH SOLE 0 0 152 JPMORGAN CHASE & CO COM 46625H100 746 4902 SH SOLE 0 0 4902 MONDELEZ INTL INC CL A 609207105 267 4567 SH SOLE 0 0 4567 MATTEL INC COM 577081102 0 15 SH SOLE 0 0 15 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 1121 274197 SH SOLE 0 0 274197 HP INC COM 40434L105 3 100 SH SOLE 0 0 100 BOOKING HOLDINGS INC COM 09857L108 5 2 SH SOLE 0 0 2 WELLS FARGO CO NEW COM 949746101 16 400 SH SOLE 0 0 400 ISHARES TR 1 3 YR TREAS BD 464287457 143 1661 SH SOLE 0 0 1661 ISHARES TR BARCLAYS 7 10 YR 464287440 52 460 SH SOLE 0 0 460 ISHARES TR IBOXX INV CP ETF 464287242 105 810 SH SOLE 0 0 810 ROLLINS INC COM 775711104 58 1690 SH SOLE 0 0 1690 CORNING INC COM 219350105 4 100 SH SOLE 0 0 100 PROGRESSIVE CORP COM 743315103 10 100 SH SOLE 0 0 100 FISERV INC COM 337738108 6 48 SH SOLE 0 0 48 UNITEDHEALTH GROUP INC COM 91324P102 16 42 SH SOLE 0 0 42 OVINTIV INC COM 69047Q102 1 53 SH SOLE 0 0 53 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 222 804 SH SOLE 0 0 804 CROWN CASTLE INTL CORP NEW COM 22822V101 17 100 SH SOLE 0 0 100 ZIMMER BIOMET HOLDINGS INC COM 98956P102 26 165 SH SOLE 0 0 165 RAYTHEON TECHNOLOGIES CORP COM 75513E101 91 1177 SH SOLE 0 0 1177 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 38 270 SH SOLE 0 0 270 MARSH & MCLENNAN COS INC COM 571748102 11 90 SH SOLE 0 0 90 3M CO COM 88579Y101 594 3085 SH SOLE 0 0 3085 COMCAST CORP NEW CL A 20030N101 433 8001 SH SOLE 0 0 8001 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6715 32488 SH SOLE 0 0 32488 WASTE MGMT INC DEL COM 94106L109 10 81 SH SOLE 0 0 81 TEXTRON INC COM 883203101 20 350 SH SOLE 0 0 350 SMUCKER J M CO COM NEW 832696405 13 102 SH SOLE 0 0 102 NORFOLK SOUTHN CORP COM 655844108 78 289 SH SOLE 0 0 289 HUNTINGTON BANCSHARES INC COM 446150104 5 300 SH SOLE 0 0 300 FIRSTENERGY CORP COM 337932107 9 249 SH SOLE 0 0 249 NEXTERA ENERGY INC COM 65339F101 68 901 SH SOLE 0 0 901 DUKE ENERGY CORP NEW COM NEW 26441C204 34 350 SH SOLE 0 0 350 APPLE INC COM 037833100 7011 57397 SH SOLE 0 0 57397 AMERICAN AIRLS GROUP INC COM 02376R102 8 330 SH SOLE 0 0 330 ALLIANT ENERGY CORP COM 018802108 164 3025 SH SOLE 0 0 3025 CAMPBELL SOUP CO COM 134429109 10 200 SH SOLE 0 0 200 LIGHTBRIDGE CORP COM 53224K302 20 3180 SH SOLE 0 0 3180 THE ODP CORP COM 88337F105 1 15 SH SOLE 0 0 15 SPDR SER TR PRTFLO S&P500 VL 78464A508 51 1353 SH SOLE 0 0 1353 CATERPILLAR INC COM 149123101 24 105 SH SOLE 0 0 105 DUKE REALTY CORP COM NEW 264411505 50 1200 SH SOLE 0 0 1200 INTERNATIONAL PAPER CO COM 460146103 8 150 SH SOLE 0 0 150 KINDER MORGAN INC DEL COM 49456B101 225 13520 SH SOLE 0 0 13520 APA CORPORATION COM 03743Q108 2 127 SH SOLE 0 0 127 ISHARES TR MSCI EMG MKT ETF 464287234 1486 27855 SH SOLE 0 0 27855 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 157 885 SH SOLE 0 0 885 ELECTRONIC ARTS INC COM 285512109 7 51 SH SOLE 0 0 51 TAPESTRY INC COM 876030107 18 430 SH SOLE 0 0 430 DTE ENERGY CO COM 233331107 132 988 SH SOLE 0 0 988 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 241 1700 SH SOLE 0 0 1700 II-VI INC COM 902104108 5 80 SH SOLE 0 0 80 CHUBB LIMITED COM H1467J104 48 306 SH SOLE 0 0 306 L BRANDS INC COM 501797104 742 12000 SH SOLE 0 0 12000 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 72 3250 SH SOLE 0 0 3250 ROSS STORES INC COM 778296103 172 1438 SH SOLE 0 0 1438 TERADYNE INC COM 880770102 5 40 SH SOLE 0 0 40 ISHARES TR S&P 100 ETF 464287101 1425 7923 SH SOLE 0 0 7923 VERISIGN INC COM 92343E102 4 18 SH SOLE 0 0 18 AON PLC SHS CL A G0403H108 8 34 SH SOLE 0 0 34 AMERICAN EXPRESS CO COM 025816109 164 1158 SH SOLE 0 0 1158 GENERAL MLS INC COM 370334104 15 250 SH SOLE 0 0 250 HAWAIIAN ELEC INDUSTRIES COM 419870100 87 1947 SH SOLE 0 0 1947 LOEWS CORP COM 540424108 24 476 SH SOLE 0 0 476 S&P GLOBAL INC COM 78409V104 82 233 SH SOLE 0 0 233 SOUTHERN CO COM 842587107 4 65 SH SOLE 0 0 65 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8094 155510 SH SOLE 0 0 155510 PAYCHEX INC COM 704326107 13 131 SH SOLE 0 0 131 NORTHROP GRUMMAN CORP COM 666807102 17 53 SH SOLE 0 0 53 DXC TECHNOLOGY CO COM 23355L106 0 8 SH SOLE 0 0 8 CIGNA CORP NEW COM 125523100 13 53 SH SOLE 0 0 53 GLACIER BANCORP INC NEW COM 37637Q105 11 186 SH SOLE 0 0 186 TYLER TECHNOLOGIES INC COM 902252105 36 84 SH SOLE 0 0 84 TEMPLETON DRAGON FD INC COM 88018T101 16 668 SH SOLE 0 0 668 TORO CO COM 891092108 26 254 SH SOLE 0 0 254 PINNACLE WEST CAP CORP COM 723484101 16 200 SH SOLE 0 0 200 PNM RES INC COM 69349H107 105 2134 SH SOLE 0 0 2134 NETFLIX INC COM 64110L106 41 78 SH SOLE 0 0 78 ICU MED INC COM 44930G107 25 120 SH SOLE 0 0 120 CME GROUP INC COM 12572Q105 3 13 SH SOLE 0 0 13 ISHARES TR CORE US AGGBD ET 464287226 27 236 SH SOLE 0 0 236 WP CAREY INC COM 92936U109 34 477 SH SOLE 0 0 477 AMDOCS LTD SHS G02602103 14 205 SH SOLE 0 0 205 BIOGEN INC COM 09062X103 11 40 SH SOLE 0 0 40 WPP PLC NEW ADR 92937A102 20 308 SH SOLE 0 0 308 AIR TRANSPORT SERVICES GRP I COM 00922R105 20 700 SH SOLE 0 0 700 ISHARES TR SELECT DIVID ETF 464287168 125 1098 SH SOLE 0 0 1098 CARNIVAL CORP UNIT 99/99/9999 143658300 3 100 SH SOLE 0 0 100 CLOROX CO DEL COM 189054109 48 250 SH SOLE 0 0 250 HENRY SCHEIN INC COM 806407102 59 848 SH SOLE 0 0 848 WD-40 CO COM 929236107 26 85 SH SOLE 0 0 85 AIR PRODS & CHEMS INC COM 009158106 149 530 SH SOLE 0 0 530 SPX CORP COM 784635104 3 58 SH SOLE 0 0 58 DOLLAR GEN CORP NEW COM 256677105 11 55 SH SOLE 0 0 55 MUELLER INDS INC COM 624756102 75 1819 SH SOLE 0 0 1819 LENNAR CORP CL A 526057104 107 1059 SH SOLE 0 0 1059 CONSOLIDATED EDISON INC COM 209115104 35 463 SH SOLE 0 0 463 REDWOOD TR INC COM 758075402 2 200 SH SOLE 0 0 200 LUMEN TECHNOLOGIES INC COM 550241103 13 987 SH SOLE 0 0 987 DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 196 14970 SH SOLE 0 0 14970 CHECK POINT SOFTWARE TECH LT ORD M22465104 24 210 SH SOLE 0 0 210 NVIDIA CORPORATION COM 67066G104 9 16 SH SOLE 0 0 16 V F CORP COM 918204108 8 101 SH SOLE 0 0 101 TRAVELERS COMPANIES INC COM 89417E109 120 795 SH SOLE 0 0 795 AMERICAN ELEC PWR CO INC COM 025537101 59 697 SH SOLE 0 0 697 MONSTER BEVERAGE CORP NEW COM 61174X109 5 51 SH SOLE 0 0 51 BAKER HUGHES COMPANY CL A 05722G100 2 113 SH SOLE 0 0 113 WEYERHAEUSER CO MTN BE COM NEW 962166104 72 2020 SH SOLE 0 0 2020 NEW YORK CMNTY BANCORP INC COM 649445103 23 1854 SH SOLE 0 0 1854 L3HARRIS TECHNOLOGIES INC COM 502431109 16 81 SH SOLE 0 0 81 EATON CORP PLC SHS G29183103 10 70 SH SOLE 0 0 70 VORNADO RLTY TR SH BEN INT 929042109 9 209 SH SOLE 0 0 209 SOUTHWESTERN ENERGY CO COM 845467109 1 250 SH SOLE 0 0 250 GALLAGHER ARTHUR J & CO COM 363576109 22 174 SH SOLE 0 0 174 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 12 160 SH SOLE 0 0 160 LAUDER ESTEE COS INC CL A 518439104 26 89 SH SOLE 0 0 89 PRICE T ROWE GROUP INC COM 74144T108 484 2819 SH SOLE 0 0 2819 WEINGARTEN RLTY INVS SH BEN INT 948741103 6 225 SH SOLE 0 0 225 PENN NATL GAMING INC COM 707569109 5 50 SH SOLE 0 0 50 STANLEY BLACK & DECKER INC COM 854502101 127 637 SH SOLE 0 0 637 SNAP ON INC COM 833034101 76 331 SH SOLE 0 0 331 HUMANA INC COM 444859102 31 75 SH SOLE 0 0 75 CHURCH & DWIGHT INC COM 171340102 105 1206 SH SOLE 0 0 1206 NOVO-NORDISK A S ADR 670100205 15 228 SH SOLE 0 0 228 BECTON DICKINSON & CO COM 075887109 63 260 SH SOLE 0 0 260 ENTERPRISE PRODS PARTNERS L COM 293792107 302 13720 SH SOLE 0 0 13720 METLIFE INC COM 59156R108 12 204 SH SOLE 0 0 204 AMEDISYS INC COM 023436108 6 23 SH SOLE 0 0 23 YUM BRANDS INC COM 988498101 114 1050 SH SOLE 0 0 1050 AMPHENOL CORP NEW CL A 032095101 157 2376 SH SOLE 0 0 2376 TC ENERGY CORP COM 87807B107 52 1130 SH SOLE 0 0 1130 BALL CORP COM 058498106 8 98 SH SOLE 0 0 98 ALPHABET INC CAP STK CL A 02079K305 309 150 SH SOLE 0 0 150 SPDR GOLD TR GOLD SHS 78463V107 24 150 SH SOLE 0 0 150 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 1126 173160 SH SOLE 0 0 173160 DENTSPLY SIRONA INC COM 24906P109 57 900 SH SOLE 0 0 900 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 41 500 SH SOLE 0 0 500 LENNAR CORP CL B 526057302 2 26 SH SOLE 0 0 26 VANGUARD INDEX FDS VALUE ETF 922908744 5856 44545 SH SOLE 0 0 44545 REGENERON PHARMACEUTICALS COM 75886F107 9 20 SH SOLE 0 0 20 VANGUARD INDEX FDS MID CAP ETF 922908629 49 223 SH SOLE 0 0 223 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5837 35248 SH SOLE 0 0 35248 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 141 1538 SH SOLE 0 0 1538 INTUITIVE SURGICAL INC COM NEW 46120E602 60 81 SH SOLE 0 0 81 CHENIERE ENERGY INC COM NEW 16411R208 4 52 SH SOLE 0 0 52 BLACKROCK INC COM 09247X101 12 16 SH SOLE 0 0 16 OLIN CORP COM PAR $1 680665205 3 87 SH SOLE 0 0 87 VANGUARD INDEX FDS SMALL CP ETF 922908751 1914 8940 SH SOLE 0 0 8940 VANGUARD INDEX FDS GROWTH ETF 922908736 174 678 SH SOLE 0 0 678 ACCO BRANDS CORP COM 00081T108 0 11 SH SOLE 0 0 11 ASHLAND GLOBAL HLDGS INC COM 044186104 18 200 SH SOLE 0 0 200 NUVEEN AMT FREE MUN CR INC F COM 67071L106 234 13844 SH SOLE 0 0 13844 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 10 1075 SH SOLE 0 0 1075 EXPEDIA GROUP INC COM NEW 30212P303 5 30 SH SOLE 0 0 30 AMERIPRISE FINL INC COM 03076C106 35 150 SH SOLE 0 0 150 NUVEEN GEORGIA QLTY MUN INC COM 67072B107 20 1500 SH SOLE 0 0 1500 NUVEEN MUN VALUE FD INC COM 670928100 16 1450 SH SOLE 0 0 1450 WESTERN ASSET HIGH INCOME OP COM 95766K109 539 106142 SH SOLE 0 0 106142 CANADIAN NAT RES LTD COM 136385101 10 340 SH SOLE 0 0 340 ISHARES TR MICRO-CAP ETF 464288869 691 4701 SH SOLE 0 0 4701 ASML HOLDING N V N Y REGISTRY SHS N07059210 14 23 SH SOLE 0 0 23 VANGUARD WORLD FDS UTILITIES ETF 92204A876 141 1000 SH SOLE 0 0 1000 UFP INDUSTRIES INC COM 90278Q108 26 348 SH SOLE 0 0 348 LIVE NATION ENTERTAINMENT IN COM 538034109 57 669 SH SOLE 0 0 669 SPDR SER TR S&P DIVID ETF 78464A763 114 964 SH SOLE 0 0 964 WEBSTER FINL CORP CONN COM 947890109 6 100 SH SOLE 0 0 100 ANSYS INC COM 03662Q105 12 35 SH SOLE 0 0 35 THERMO FISHER SCIENTIFIC INC COM 883556102 11 25 SH SOLE 0 0 25 FIDELITY NATL INFORMATION SV COM 31620M106 2 15 SH SOLE 0 0 15 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 43 284 SH SOLE 0 0 284 WESTERN ASSET MUN PARTNERS F COM 95766P108 191 12495 SH SOLE 0 0 12495 SALESFORCE COM INC COM 79466L302 11 50 SH SOLE 0 0 50 CROCS INC COM 227046109 4 50 SH SOLE 0 0 50 TELLURIAN INC NEW COM 87968A104 0 12 SH SOLE 0 0 12 ONCTERNAL THERAPEUTICS INC COM 68236P107 96 11500 SH SOLE 0 0 11500 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 946 70350 SH SOLE 0 0 70350 ENBRIDGE INC COM 29250N105 1 24 SH SOLE 0 0 24 TEXAS ROADHOUSE INC COM 882681109 50 519 SH SOLE 0 0 519 NUVEEN CALIF SELECT TAX FREE SH BEN INT 67063R103 13 800 SH SOLE 0 0 800 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 51 800 SH SOLE 0 0 800 NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 594 36961 SH SOLE 0 0 36961 WESTERN ASSET INTER MUNI FD COM 958435109 192 20645 SH SOLE 0 0 20645 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 3239 237273 SH SOLE 0 0 237273 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 49 100 SH SOLE 0 0 100 NEUBERGER BRMAN NY MUNI FD I COM 64124K102 10 800 SH SOLE 0 0 800 NUVEEN N Y MUN VALUE FD INC COM 67062M105 95 9750 SH SOLE 0 0 9750 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 1 20 SH SOLE 0 0 20 NUVEEN NEW YORK QLT MUN INC COM 67066X107 4941 346763 SH SOLE 0 0 346763 VANGUARD WORLD FDS INF TECH ETF 92204A702 39 108 SH SOLE 0 0 108 SPDR SER TR NUVEEN BLMBRG SR 78468R739 207 4180 SH SOLE 0 0 4180 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 98 6822 SH SOLE 0 0 6822 QURATE RETAIL INC COM SER A 74915M100 0 33 SH SOLE 0 0 33 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2 75 SH SOLE 0 0 75 COGNEX CORP COM 192422103 31 371 SH SOLE 0 0 371 RPC INC COM 749660106 9 1593 SH SOLE 0 0 1593 MASTERCARD INCORPORATED CL A 57636Q104 24 67 SH SOLE 0 0 67 MEDIFAST INC COM 58470H101 5 25 SH SOLE 0 0 25 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 5 370 SH SOLE 0 0 370 TRAVEL PLUS LEISURE CO COM 894164102 29 480 SH SOLE 0 0 480 WISDOMTREE TR INTL SMCAP DIV 97717W760 1282 17744 SH SOLE 0 0 17744 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 2113 33997 SH SOLE 0 0 33997 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 473 32910 SH SOLE 0 0 32910 WISDOMTREE TR INTL EQUITY FD 97717W703 26 500 SH SOLE 0 0 500 WISDOMTREE TR US TOTAL DIVIDND 97717W109 17 150 SH SOLE 0 0 150 ISHARES TR CORE S&P TTL STK 464287150 13996 152791 SH SOLE 0 0 152791 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 6 400 SH SOLE 0 0 400 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 238 16000 SH SOLE 0 0 16000 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 492 30436 SH SOLE 0 0 30436 NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063X100 1067 63405 SH SOLE 0 0 63405 VANGUARD INDEX FDS LARGE CAP ETF 922908637 575 3104 SH SOLE 0 0 3104 HEICO CORP NEW CL A 422806208 68 600 SH SOLE 0 0 600 GARTNER INC COM 366651107 132 721 SH SOLE 0 0 721 INVESCO TR INVT GRADE NEW YO COM 46131T101 3501 267054 SH SOLE 0 0 267054 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 1243 87801 SH SOLE 0 0 87801 NUVEEN N Y SELECT TAX FREE I SH BEN INT 67063V104 2423 167117 SH SOLE 0 0 167117 SL GREEN RLTY CORP COM 78440X804 14 207 SH SOLE 0 0 207 CAMBRIDGE BANCORP COM 132152109 42 500 SH SOLE 0 0 500 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 6 47 SH SOLE 0 0 47 EXACT SCIENCES CORP COM 30063P105 62 474 SH SOLE 0 0 474 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 295 19091 SH SOLE 0 0 19091 RICEBRAN TECHNOLOGIES COM NEW 762831204 0 39 SH SOLE 0 0 39 POWER INTEGRATIONS INC COM 739276103 28 348 SH SOLE 0 0 348 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3123 51472 SH SOLE 0 0 51472 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 85 1000 SH SOLE 0 0 1000 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 17 103 SH SOLE 0 0 103 ISHARES TR SHORT TREAS BD 464288679 1056 9555 SH SOLE 0 0 9555 DELTA AIR LINES INC DEL COM NEW 247361702 298 6172 SH SOLE 0 0 6172 MARKETAXESS HLDGS INC COM 57060D108 3 7 SH SOLE 0 0 7 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 27 125 SH SOLE 0 0 125 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 225 2653 SH SOLE 0 0 2653 ISHARES TR MSCI KLD400 SOC 464288570 11 142 SH SOLE 0 0 142 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4730 108048 SH SOLE 0 0 108048 BLACKSTONE GROUP INC COM 09260D107 30 400 SH SOLE 0 0 400 ISHARES TR MBS ETF 464288588 31364 289286 SH SOLE 0 0 289286 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 14 52 SH SOLE 0 0 52 BANK NEW YORK MELLON CORP COM 064058100 8 175 SH SOLE 0 0 175 ISHARES TR 3 7 YR TREAS BD 464288661 583 4490 SH SOLE 0 0 4490 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 15 84 SH SOLE 0 0 84 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 20 201 SH SOLE 0 0 201 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5730 116678 SH SOLE 0 0 116678 ISHARES TR NATIONAL MUN ETF 464288414 6817 58743 SH SOLE 0 0 58743 ISHARES INC MSCI BRIC INDX 464286657 1 20 SH SOLE 0 0 20 SPDR SER TR NUVEEN BRC MUNIC 78468R721 587 11372 SH SOLE 0 0 11372 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 6480 50482 SH SOLE 0 0 50482 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 15 198 SH SOLE 0 0 198 INVESCO EXCH TRADED FD TR II MSCI GBL TIMBR 46138E545 11 300 SH SOLE 0 0 300 LULULEMON ATHLETICA INC COM 550021109 7 24 SH SOLE 0 0 24 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 706 48767 SH SOLE 0 0 48767 WISDOMTREE TR EMG MKTS SMCAP 97717W281 4492 87574 SH SOLE 0 0 87574 ISHARES TR JPMORGAN USD EMG 464288281 11 105 SH SOLE 0 0 105 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 2388 89255 SH SOLE 0 0 89255 CHIMERA INVT CORP COM NEW 16934Q208 1 100 SH SOLE 0 0 100 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 31 288 SH SOLE 0 0 288 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 14 246 SH SOLE 0 0 246 ISHARES TR EAFE SML CP ETF 464288273 1441 20052 SH SOLE 0 0 20052 ISHARES TR CRE U S REIT ETF 464288521 67 1280 SH SOLE 0 0 1280 VISA INC COM CL A 92826C839 390 1840 SH SOLE 0 0 1840 PHILIP MORRIS INTL INC COM 718172109 44 500 SH SOLE 0 0 500 ISHARES TR MSCI ACWI EX US 464288240 300 5430 SH SOLE 0 0 5430 WISDOMTREE TR INDIA ERNGS FD 97717W422 30 940 SH SOLE 0 0 940 KEURIG DR PEPPER INC COM 49271V100 3 84 SH SOLE 0 0 84 SPDR SER TR S&P 600 SML CAP 78464A813 25 270 SH SOLE 0 0 270 SPDR SER TR PORTFOLIO S&P500 78464A854 90 1925 SH SOLE 0 0 1925 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 956 27025 SH SOLE 0 0 27025 ISHARES TR NEW YORK MUN ETF 464288323 428 7412 SH SOLE 0 0 7412 INVESCO EXCH TRADED FD TR II NY AMT FRE MUN 46138E529 1382 53716 SH SOLE 0 0 53716 PROSHARES TR PSHS ULTSH 20YRS 74347B201 1 62 SH SOLE 0 0 62 FIRST TR EXCHANGE-TRADED FD NASDAQ 100 EX 33733E401 15 190 SH SOLE 0 0 190 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1955 35294 SH SOLE 0 0 35294 MOLECULAR TEMPLATES INC COM 608550109 1 90 SH SOLE 0 0 90 PDF SOLUTIONS INC COM 693282105 4 250 SH SOLE 0 0 250 ISHARES TR MSCI ACWI ETF 464288257 80 838 SH SOLE 0 0 838 AGNC INVT CORP COM 00123Q104 21 1257 SH SOLE 0 0 1257 BGC PARTNERS INC CL A 05541T101 2 500 SH SOLE 0 0 500 ISHARES TR GL TIMB FORE ETF 464288174 682 7999 SH SOLE 0 0 7999 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2594 26665 SH SOLE 0 0 26665 VANECK VECTORS ETF TR LONG MUNI ETF 92189F536 611 28583 SH SOLE 0 0 28583 LENDINGTREE INC NEW COM 52603B107 1 3 SH SOLE 0 0 3 TRIPADVISOR INC COM 896945201 2 37 SH SOLE 0 0 37 ISHARES TR SHRT NAT MUN ETF 464288158 41 380 SH SOLE 0 0 380 NUVEEN AMT-FREE MUN VALUE FD COM 670695105 138 8384 SH SOLE 0 0 8384 NUVEEN NEW YORK MUN VALUE FD COM 670706100 1284 87438 SH SOLE 0 0 87438 SESEN BIO INC COM 817763105 15 5600 SH SOLE 0 0 5600 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 83 894 SH SOLE 0 0 894 ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 2 24 SH SOLE 0 0 24 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 958 9901 SH SOLE 0 0 9901 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2498 66399 SH SOLE 0 0 66399 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6354 66162 SH SOLE 0 0 66162 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1983 24033 SH SOLE 0 0 24033 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1880 18863 SH SOLE 0 0 18863 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1319 20206 SH SOLE 0 0 20206 PIMCO ETF TR INTER MUN BD ACT 72201R866 346 6154 SH SOLE 0 0 6154 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 77 1250 SH SOLE 0 0 1250 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3848 72105 SH SOLE 0 0 72105 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 5693 144413 SH SOLE 0 0 144413 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1824 57399 SH SOLE 0 0 57399 SPDR SER TR PORTFOLIO SHORT 78464A474 55 1750 SH SOLE 0 0 1750 MSG NETWORK INC CL A 553573106 30 2000 SH SOLE 0 0 2000 CARDIFF ONCOLOGY INC COM 14147L108 232 25000 SH SOLE 0 0 25000 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 23864 745037 SH SOLE 0 0 745037 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4 38 SH SOLE 0 0 38 NUVEEN TAXABLE MUNICPAL INM COM 67074C103 44 1944 SH SOLE 0 0 1944 SPDR SER TR PORTFLI MORTGAGE 78464A383 13 516 SH SOLE 0 0 516 TESLA INC COM 88160R101 688 1030 SH SOLE 0 0 1030 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 463 9026 SH SOLE 0 0 9026 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 578 10242 SH SOLE 0 0 10242 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1594 26059 SH SOLE 0 0 26059 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 488 1339 SH SOLE 0 0 1339 ESPORTS ENTMT GROUP INC COM 29667K306 3 200 SH SOLE 0 0 200 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 271 4867 SH SOLE 0 0 4867 SHOPIFY INC CL A 82509L107 155 140 SH SOLE 0 0 140 ISHARES TR 0-5 YR TIPS ETF 46429B747 1323 12510 SH SOLE 0 0 12510 SCHWAB STRATEGIC TR US REIT ETF 808524847 357 8695 SH SOLE 0 0 8695 VANGUARD STAR FDS VG TL INTL STK F 921909768 1052 16772 SH SOLE 0 0 16772 SPDR SER TR BLOMBRG BRC EMRG 78464A391 33 1280 SH SOLE 0 0 1280 SPDR SER TR NUVEEN BBG BRCLY 78464A284 767 12925 SH SOLE 0 0 12925 ISHARES INC EM MKT SM-CP ETF 464286475 145 2527 SH SOLE 0 0 2527 FORTUNE BRANDS HOME & SEC IN COM 34964C106 5 50 SH SOLE 0 0 50 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 53 727 SH SOLE 0 0 727 XYLEM INC COM 98419M100 25 241 SH SOLE 0 0 241 ISHARES INC MSCI EMERG MRKT 464286533 1437 22756 SH SOLE 0 0 22756 ISHARES INC JP MORGAN EM ETF 464286517 1271 29853 SH SOLE 0 0 29853 ISHARES INC MSCI FRONTIER 464286145 31 1035 SH SOLE 0 0 1035 PHILLIPS 66 COM 718546104 12 150 SH SOLE 0 0 150 EPAM SYS INC COM 29414B104 48 120 SH SOLE 0 0 120 ORGANOVO HLDGS INC COM NEW 68620A203 0 18 SH SOLE 0 0 18 ISHARES TR CMBS ETF 46429B366 9493 176253 SH SOLE 0 0 176253 PIMCO ETF TR ACTIVE BD ETF 72201R775 52 479 SH SOLE 0 0 479 ALLISON TRANSMISSION HLDGS I COM 01973R101 4 100 SH SOLE 0 0 100 FACEBOOK INC CL A 30303M102 216 733 SH SOLE 0 0 733 INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 46138E297 3 120 SH SOLE 0 0 120 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 51 158 SH SOLE 0 0 158 SERVICENOW INC COM 81762P102 20 40 SH SOLE 0 0 40 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 145 5700 SH SOLE 0 0 5700 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 3 50 SH SOLE 0 0 50 ISHARES INC CORE MSCI EMKT 46434G103 18609 289137 SH SOLE 0 0 289137 ISHARES TR CORE MSCI TOTAL 46432F834 5547 78933 SH SOLE 0 0 78933 ISHARES TR CORE MSCI EAFE 46432F842 10024 139124 SH SOLE 0 0 139124 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 132 2570 SH SOLE 0 0 2570 ISHARES TR GNMA BOND ETF 46429B333 227 4520 SH SOLE 0 0 4520 NUVEEN INTER DURATION MUN TE COM 670671106 1218 85273 SH SOLE 0 0 85273 ABBVIE INC COM 00287Y109 38 352 SH SOLE 0 0 352 ZOETIS INC CL A 98978V103 448 2847 SH SOLE 0 0 2847 NUVEEN INT DUR QUAL MUN TRM COM 670677103 958 65351 SH SOLE 0 0 65351 LUMINAR TECHNOLOGIES INC COM CL A 550424105 4 175 SH SOLE 0 0 175 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 559 12231 SH SOLE 0 0 12231 T-MOBILE US INC COM 872590104 2 13 SH SOLE 0 0 13 IQVIA HLDGS INC COM 46266C105 6 30 SH SOLE 0 0 30 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 3 55 SH SOLE 0 0 55 SPDR SER TR BLOMBERG 1 10 YR 78468R861 33 1595 SH SOLE 0 0 1595 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 13 345 SH SOLE 0 0 345 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 31 1021 SH SOLE 0 0 1021 RADA ELECTR INDS LTD COM PAR NEW M81863124 8 700 SH SOLE 0 0 700 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 239 21599 SH SOLE 0 0 21599 VEEVA SYS INC CL A COM 922475108 14 55 SH SOLE 0 0 55 PROSHARES TR S&P 500 DV ARIST 74348A467 9 109 SH SOLE 0 0 109 ISHARES TR 0-5YR INVT GR CP 46434V100 983 18992 SH SOLE 0 0 18992 TWITTER INC COM 90184L102 84 1315 SH SOLE 0 0 1315 KARYOPHARM THERAPEUTICS INC COM 48576U106 23 2200 SH SOLE 0 0 2200 SPDR SER TR PORTFOLIO S&P600 78468R853 87 2048 SH SOLE 0 0 2048 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 1867 74602 SH SOLE 0 0 74602 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 108 945 SH SOLE 0 0 945 FIDELITY COVINGTON TRUST MSCI MATLS INDEX 316092881 170 3849 SH SOLE 0 0 3849 ISHARES TR HDG MSCI EAFE 46434V803 157 4767 SH SOLE 0 0 4767 ALPHABET INC CAP STK CL C 02079K107 350 169 SH SOLE 0 0 169 ISHARES TR CORE DIV GRWTH 46434V621 10 205 SH SOLE 0 0 205 ISHARES TR CORE MSCI EURO 46434V738 21 395 SH SOLE 0 0 395 RELMADA THERAPEUTICS INC COM 75955J402 153 4335 SH SOLE 0 0 4335 SYNCHRONY FINANCIAL COM 87165B103 1 20 SH SOLE 0 0 20 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 23 100 SH SOLE 0 0 100 CDK GLOBAL INC COM 12508E101 5 100 SH SOLE 0 0 100 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 5 60 SH SOLE 0 0 60 AVANOS MED INC COM 05350V106 2 39 SH SOLE 0 0 39 URBAN EDGE PPTYS COM 91704F104 6 340 SH SOLE 0 0 340 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 353 12838 SH SOLE 0 0 12838 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 446 9244 SH SOLE 0 0 9244 WISDOMTREE TR EUR HDG SMLCAP 97717X552 34 1000 SH SOLE 0 0 1000 BLUEPRINT MEDICINES CORP COM 09627Y109 94 966 SH SOLE 0 0 966 KEMPHARM INC COM NEW 488445206 11 1200 SH SOLE 0 0 1200 CHEMOURS CO COM 163851108 1 30 SH SOLE 0 0 30 TELADOC HEALTH INC COM 87918A105 218 1198 SH SOLE 0 0 1198 KRAFT HEINZ CO COM 500754106 16 407 SH SOLE 0 0 407 PAYPAL HLDGS INC COM 70450Y103 16 65 SH SOLE 0 0 65 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1146 20977 SH SOLE 0 0 20977 HEWLETT PACKARD ENTERPRISE C COM 42824C109 2 100 SH SOLE 0 0 100 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 52 1267 SH SOLE 0 0 1267 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 10 258 SH SOLE 0 0 258 SPDR SER TR SPDR S&P 500 ETF 78468R796 325 3305 SH SOLE 0 0 3305 EDITAS MEDICINE INC COM 28106W103 29 685 SH SOLE 0 0 685 FORTIVE CORP COM 34959J108 2 23 SH SOLE 0 0 23 ISHARES INC ESG AWR MSCI EM 46434G863 4 100 SH SOLE 0 0 100 ISHARES TR ESG AW MSCI EAFE 46435G516 5 61 SH SOLE 0 0 61 VALVOLINE INC COM 92047W101 14 549 SH SOLE 0 0 549 NUSHARES ETF TR NUVEEN ENHNC YLD 67092P102 124 5000 SH SOLE 0 0 5000 ADVANSIX INC COM 00773T101 0 8 SH SOLE 0 0 8 YUM CHINA HLDGS INC COM 98850P109 62 1050 SH SOLE 0 0 1050 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 35 435 SH SOLE 0 0 435 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 5758 229686 SH SOLE 0 0 229686 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 4 102 SH SOLE 0 0 102 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 465 5845 SH SOLE 0 0 5845 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 2577 50769 SH SOLE 0 0 50769 JBG SMITH PPTYS COM 46590V100 11 341 SH SOLE 0 0 341 BRIGHTHOUSE FINL INC COM 10922N103 0 7 SH SOLE 0 0 7 G1 THERAPEUTICS INC COM 3621LQ109 72 2988 SH SOLE 0 0 2988 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 10 SH SOLE 0 0 10 ISHARES TR ESG AWRE 1 5 YR 46435G243 2 75 SH SOLE 0 0 75 DUPONT DE NEMOURS INC COM 26614N102 7 91 SH SOLE 0 0 91 ROKU INC COM CL A 77543R102 42 130 SH SOLE 0 0 130 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 24 665 SH SOLE 0 0 665 BEYOND AIR INC COM 08862L103 1 100 SH SOLE 0 0 100 NEWMARK GROUP INC CL A 65158N102 2 231 SH SOLE 0 0 231 DOCUSIGN INC COM 256163106 36 180 SH SOLE 0 0 180 WYNDHAM HOTELS & RESORTS INC COM 98311A105 33 480 SH SOLE 0 0 480 ISHARES TR ESG AWARE MSCI 46435U663 30 775 SH SOLE 0 0 775 PERSPECTA INC COM 715347100 0 4 SH SOLE 0 0 4 EVERGY INC COM 30034W106 19 312 SH SOLE 0 0 312 APTINYX INC COM 03836N103 1 205 SH SOLE 0 0 205 ARLO TECHNOLOGIES INC COM 04206A101 2 300 SH SOLE 0 0 300 ELANCO ANIMAL HEALTH INC COM 28414H103 6 200 SH SOLE 0 0 200 VANGUARD WORLD FD ESG US STK ETF 921910733 621 8426 SH SOLE 0 0 8426 VANGUARD WORLD FD ESG INTL STK ETF 921910725 141 2291 SH SOLE 0 0 2291 ALLOGENE THERAPEUTICS INC COM 019770106 22 628 SH SOLE 0 0 628 LINDE PLC SHS G5494J103 25 88 SH SOLE 0 0 88 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 3508 68735 SH SOLE 0 0 68735 MODERNA INC COM 60770K107 6 45 SH SOLE 0 0 45 DELL TECHNOLOGIES INC CL C 24703L202 37 416 SH SOLE 0 0 416 DOW INC COM 260557103 10 155 SH SOLE 0 0 155 PRECISION BIOSCIENCES INC COM 74019P108 1 111 SH SOLE 0 0 111 PAGERDUTY INC COM 69553P100 20 500 SH SOLE 0 0 500 CORTEVA INC COM 22052L104 7 155 SH SOLE 0 0 155 CHANGE HEALTHCARE INC COM 15912K100 25 1129 SH SOLE 0 0 1129 INMODE LTD SHS M5425M103 7 100 SH SOLE 0 0 100 ENVISTA HOLDINGS CORPORATION COM 29415F104 11 262 SH SOLE 0 0 262 AMERICAN CENTY ETF TR US SML CP VALU 025072877 21 290 SH SOLE 0 0 290 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 287 4618 SH SOLE 0 0 4618 NATURA &CO HLDG S A ADS 63884N108 1 75 SH SOLE 0 0 75 1LIFE HEALTHCARE INC COM 68269G107 6 165 SH SOLE 0 0 165 CURIOSITYSTREAM INC COM CL A 23130Q107 27 2000 SH SOLE 0 0 2000 CARRIER GLOBAL CORPORATION COM 14448C104 15 350 SH SOLE 0 0 350 OTIS WORLDWIDE CORP COM 68902V107 12 175 SH SOLE 0 0 175 KEROS THERAPEUTICS INC COM 492327101 6 93 SH SOLE 0 0 93 GENERATION BIO CO COM 37148K100 144 5075 SH SOLE 0 0 5075 APPHARVEST INC COM 03783T103 1 75 SH SOLE 0 0 75 IAC INTERACTIVECORP NEW COM 44891N109 10 46 SH SOLE 0 0 46 MATCH GROUP INC NEW COM 57667L107 8 59 SH SOLE 0 0 59 ROCKET COS INC COM CL A 77311W101 5 200 SH SOLE 0 0 200 APPLE INC COM 037833100 9 1600 SH Put SOLE 0 0 1600 VONTIER CORPORATION COM 928881101 0 9 SH SOLE 0 0 9 MICROSOFT CORP COM 594918104 2 1500 SH Put SOLE 0 0 1500 VIATRIS INC COM 92556V106 8 580 SH SOLE 0 0 580 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 3208 113855 SH SOLE 0 0 113855 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 627 22498 SH SOLE 0 0 22498 PETRA ACQUISITION INC COM 716421102 5 500 SH SOLE 0 0 500 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 157 5591 SH SOLE 0 0 5591 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 5 500 SH SOLE 0 0 500 VISA INC COM CL A 92826C839 5 1500 SH Put SOLE 0 0 1500 SPDR S&P 500 ETF TR TR UNIT 78462F103 9 2600 SH Put SOLE 0 0 2600 AFFIRM HLDGS INC COM CL A 00827B106 8 110 SH SOLE 0 0 110 HOME DEPOT INC COM 437076102 1 1000 SH Put SOLE 0 0 1000 GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 5 500 SH SOLE 0 0 500 BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 5 500 SH SOLE 0 0 500 TELADOC HEALTH INC COM 87918A105 51 800 SH Put SOLE 0 0 800 SPDR S&P 500 ETF TR TR UNIT 78462F103 4 1500 SH Put SOLE 0 0 1500 SPDR S&P 500 ETF TR TR UNIT 78462F103 10 3500 SH Put SOLE 0 0 3500 SPDR S&P 500 ETF TR TR UNIT 78462F103 14 3700 SH Put SOLE 0 0 3700 MALACCA STRAITS ACQUISITION COM CL A G5859B117 5 500 SH SOLE 0 0 500 DELTA AIR LINES INC DEL COM NEW 247361702 5 3500 SH Put SOLE 0 0 3500