Chief Compliance Officer

0001599475-14-000001.txt : 20140211 0001599475-14-000001.hdr.sgml : 20140211 20140211121803 ACCESSION NUMBER: 0001599475-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNET MANAGEMENT USA, LLC CENTRAL INDEX KEY: 0001599475 IRS NUMBER: 295944541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1113 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15789 FILM NUMBER: 14592558 BUSINESS ADDRESS: STREET 1: 8201 GREENSBORO DR STREET 2: SUITE 211 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 5713137840 MAIL ADDRESS: STREET 1: 8201 GREENSBORO DR STREET 2: SUITE 211 CITY: MCLEAN STATE: VA ZIP: 22102 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599475 XXXXXXXX 12-31-2013 12-31-2013 SIGNET MANAGEMENT USA, LLC

8201 GREENSBORO DR SUITE 211 MCLEAN VA 22102

13F HOLDINGS REPORT 028-15789 N Michael Zuckerman Chief Compliance Officer 2122531361 Michael Zuckerman Asheville NC 02-11-2014 0 197 148717 false INFORMATION TABLE 2 form13f12312013submission.xml ISHARES CORE S&P500 ETF 464287200 40 215 SH SOLE 0 0 215 ISHARES RUS 1000 ETF 464287622 37 363 SH SOLE 0 0 363 ISHARES RUS 1000 VAL ETF 464287598 46 488 SH SOLE 0 0 488 ISHARES RUS 1000 GRW ETF 464287614 21 241 SH SOLE 0 0 241 ISHARES RUSSELL 2000 ETF 464287655 62 539 SH SOLE 0 0 539 ISHARES RUS 2000 VAL ETF 464287630 60 606 SH SOLE 0 0 606 CAPSTEAD MTG CORP COM NO PAR 14067E506 13 1049 SH SOLE 0 0 1049 BOEING CO COM 97023105 20 150 SH SOLE 0 0 150 HELMERICH & PAYNE INC COM 423452101 372 4427 SH SOLE 0 0 4427 HERSHEY CO COM 427866108 13 135 SH SOLE 0 0 135 AMGEN INC COM 31162100 23 200 SH SOLE 0 0 200 ABBOTT LABS COM 2824100 245 6400 SH SOLE 0 0 6400 EBAY INC COM 278642103 5 100 SH SOLE 0 0 100 HORMEL FOODS CORP COM 440452100 37 819 SH SOLE 0 0 819 INTEL CORP COM 458140100 8 300 SH SOLE 0 0 300 ILLINOIS TOOL WKS INC COM 452308109 13 160 SH SOLE 0 0 160 ISHARES RUS 2000 GRW ETF 464287648 23 167 SH SOLE 0 0 167 ORACLE CORP COM 68389X105 4 100 SH SOLE 0 0 100 DISNEY WALT CO COM DISNEY 254687106 6 85 SH SOLE 0 0 85 JOHNSON & JOHNSON COM 478160104 763 8326 SH SOLE 0 0 8326 MEDTRONIC INC COM 585055106 6 100 SH SOLE 0 0 100 PFIZER INC COM 717081103 352 11503 SH SOLE 0 0 11503 CHEVRON CORP NEW COM 166764100 420 3359 SH SOLE 0 0 3359 MICROSOFT CORP COM 594918104 373 9964 SH SOLE 0 0 9964 AT&T INC COM 00206R102 317 9029 SH SOLE 0 0 9029 BB&T CORP COM 54937107 187 5000 SH SOLE 0 0 5000 CA INC COM 12673P105 3616 107451 SH SOLE 0 0 107451 CISCO SYS INC COM 17275R102 25 1100 SH SOLE 0 0 1100 INTERNATIONAL BUSINESS MACHS COM 459200101 544 2902 SH SOLE 0 0 2902 COCA COLA CO COM 191216100 8 200 SH SOLE 0 0 200 PEPSICO INC COM 713448108 275 3316 SH SOLE 0 0 3316 VERIZON COMMUNICATIONS INC COM 92343V104 341 6944 SH SOLE 0 0 6944 XEROX CORP COM 984121103 330 27142 SH SOLE 0 0 27142 DEERE & CO COM 244199105 356 3900 SH SOLE 0 0 3900 BANK OF AMERICA CORPORATION COM 60505104 117 7519 SH SOLE 0 0 7519 EXXON MOBIL CORP COM 30231G102 466 4600 SH SOLE 0 0 4600 AFLAC INC COM 1055102 347 5199 SH SOLE 0 0 5199 WAL-MART STORES INC COM 931142103 360 4571 SH SOLE 0 0 4571 BED BATH & BEYOND INC COM 75896100 3354 41773 SH SOLE 0 0 41773 CARDINAL HEALTH INC COM 14149Y108 241 3600 SH SOLE 0 0 3600 TOTAL S A SPONSORED ADR 89151E109 292 4760 SH SOLE 0 0 4760 LILLY ELI & CO COM 532457108 891 17464 SH SOLE 0 0 17464 CVS CAREMARK CORPORATION COM 126650100 3780 52821 SH SOLE 0 0 52821 SLM CORP COM 78442P106 375 14254 SH SOLE 0 0 14254 MCKESSON CORP COM 58155Q103 3145 19485 SH SOLE 0 0 19485 MERCK & CO INC NEW COM 58933Y105 3042 60777 SH SOLE 0 0 60777 MICRON TECHNOLOGY INC COM 595112103 9 400 SH SOLE 0 0 400 ENTERGY CORP NEW COM 29364G103 3 55 SH SOLE 0 0 55 RAYTHEON CO COM NEW 755111507 517 5700 SH SOLE 0 0 5700 RAYMOND JAMES FINANCIAL INC COM 754730109 23 450 SH SOLE 0 0 450 REINSURANCE GROUP AMER INC COM NEW 759351604 449 5800 SH SOLE 0 0 5800 GENERAL ELECTRIC CO COM 369604103 56 2000 SH SOLE 0 0 2000 KIMBERLY CLARK CORP COM 494368103 347 3319 SH SOLE 0 0 3319 HOME DEPOT INC COM 437076102 351 4261 SH SOLE 0 0 4261 MCDONALDS CORP COM 580135101 2 25 SH SOLE 0 0 25 JPMORGAN CHASE & CO COM 46625H100 3286 56182 SH SOLE 0 0 56182 TJX COS INC NEW COM 872540109 1109 17400 SH SOLE 0 0 17400 MONDELEZ INTL INC CL A 609207105 317 8967 SH SOLE 0 0 8967 MATTEL INC COM 577081102 359 7538 SH SOLE 0 0 7538 HEWLETT PACKARD CO COM 428236103 174 6220 SH SOLE 0 0 6220 ISHARES 1-3 YR TR BD ETF 464287457 433 5127 SH SOLE 0 0 5127 ISHARES IBOXX INV CP ETF 464287242 234 2049 SH SOLE 0 0 2049 ITT EDUCATIONAL SERVICES INC COM 45068B109 154 4600 SH SOLE 0 0 4600 GOODYEAR TIRE & RUBR CO COM 382550101 3584 150275 SH SOLE 0 0 150275 FORD MTR CO DEL COM PAR $0.01 345370860 139 9000 SH SOLE 0 0 9000 UNITEDHEALTH GROUP INC COM 91324P102 755 10033 SH SOLE 0 0 10033 UNITED TECHNOLOGIES CORP COM 913017109 819 7200 SH SOLE 0 0 7200 MARRIOTT INTL INC NEW CL A 571903202 61 1240 SH SOLE 0 0 1240 3M CO COM 88579Y101 390 2778 SH SOLE 0 0 2778 CASH AMER INTL INC COM 14754D100 207 5400 SH SOLE 0 0 5400 COMCAST CORP NEW CL A 20030N101 3382 65078 SH SOLE 0 0 65078 BARRICK GOLD CORP COM 67901108 1 50 SH SOLE 0 0 50 FIRSTENERGY CORP COM 337932107 132 4000 SH SOLE 0 0 4000 CSX CORP COM 126408103 3381 117512 SH SOLE 0 0 117512 APPLE INC COM 37833100 3971 7078 SH SOLE 0 0 7078 CAMPBELL SOUP CO COM 134429109 298 6883 SH SOLE 0 0 6883 COHEN & STEERS QUALITY RLTY COM 19247L106 60 6292 SH SOLE 0 0 6292 ISHARES MSCI EMG MKT ETF 464287234 21 500 SH SOLE 0 0 500 PETSMART INC COM 716768106 2789 38337 SH SOLE 0 0 38337 CITRIX SYS INC COM 177376100 32 500 SH SOLE 0 0 500 EQUIFAX INC COM 294429105 336 4856 SH SOLE 0 0 4856 ROSS STORES INC COM 778296103 3100 41367 SH SOLE 0 0 41367 SKYWORKS SOLUTIONS INC COM 83088M102 3124 109396 SH SOLE 0 0 109396 NATIONAL OILWELL VARCO INC COM 637071101 3341 42008 SH SOLE 0 0 42008 ARCHER DANIELS MIDLAND CO COM 39483102 452 10410 SH SOLE 0 0 10410 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 16 202 SH SOLE 0 0 202 L-3 COMMUNICATIONS HLDGS INC COM 502424104 331 3100 SH SOLE 0 0 3100 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 36 2076 SH SOLE 0 0 2076 HOLLYFRONTIER CORP COM 436106108 11 225 SH SOLE 0 0 225 PIMCO CORPORATE & INCOME OPP COM 72201B101 83 4815 SH SOLE 0 0 4815 LEXMARK INTL NEW CL A 529771107 160 4500 SH SOLE 0 0 4500 FIRST CASH FINL SVCS INC COM 31942D107 3092 50008 SH SOLE 0 0 50008 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2140 52019 SH SOLE 0 0 52019 ANNALY CAP MGMT INC COM 35710409 106 10672 SH SOLE 0 0 10672 TORO CO COM 891092108 763 12000 SH SOLE 0 0 12000 PLUM CREEK TIMBER CO INC COM 729251108 4 87 SH SOLE 0 0 87 PNC FINL SVCS GROUP INC COM 693475105 2930 37770 SH SOLE 0 0 37770 MYLAN INC COM 628530107 4533 104457 SH SOLE 0 0 104457 ARRIS GROUP INC NEW COM 04270V106 3964 162843 SH SOLE 0 0 162843 AUTOZONE INC COM 53332102 741 1550 SH SOLE 0 0 1550 AMDOCS LTD ORD G02602103 3065 74319 SH SOLE 0 0 74319 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 76 4252 SH SOLE 0 0 4252 SUNTRUST BKS INC COM 867914103 271 7360 SH SOLE 0 0 7360 MFA FINL INC COM 55272X102 3 464 SH SOLE 0 0 464 CARNIVAL CORP PAIRED CTF 143658300 8 200 SH SOLE 0 0 200 DARDEN RESTAURANTS INC COM 237194105 364 6700 SH SOLE 0 0 6700 LIFEPOINT HOSPITALS INC COM 53219L109 507 9600 SH SOLE 0 0 9600 IMPERIAL OIL LTD COM NEW 453038408 385 8700 SH SOLE 0 0 8700 CONSOLIDATED EDISON INC COM 209115104 1 25 SH SOLE 0 0 25 SYNGENTA AG SPONSORED ADR 87160A100 32 400 SH SOLE 0 0 400 AMERICAN CAP LTD COM 02503Y103 2939 187894 SH SOLE 0 0 187894 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 358 4746 SH SOLE 0 0 4746 UNIVERSAL HLTH SVCS INC CL B 913903100 837 10300 SH SOLE 0 0 10300 HARRIS CORP DEL COM 413875105 543 7780 SH SOLE 0 0 7780 RYDER SYS INC COM 783549108 411 5564 SH SOLE 0 0 5564 ROWAN COMPANIES PLC SHS CL A G7665A101 2484 70255 SH SOLE 0 0 70255 JACOBS ENGR GROUP INC DEL COM 469814107 3144 49911 SH SOLE 0 0 49911 RAYONIER INC COM 754907103 5 130 SH SOLE 0 0 130 DOVER CORP COM 260003108 3001 31086 SH SOLE 0 0 31086 SANOFI SPONSORED ADR 80105N105 355 6621 SH SOLE 0 0 6621 CUMMINS INC COM 231021106 2999 21275 SH SOLE 0 0 21275 WHIRLPOOL CORP COM 963320106 455 2900 SH SOLE 0 0 2900 ENTERPRISE PRODS PARTNERS L COM 293792107 3097 46718 SH SOLE 0 0 46718 AMEDISYS INC COM 23436108 123 8400 SH SOLE 0 0 8400 YUM BRANDS INC COM 988498101 60 800 SH SOLE 0 0 800 DST SYS INC DEL COM 233326107 681 7500 SH SOLE 0 0 7500 AETNA INC NEW COM 00817Y108 3147 45886 SH SOLE 0 0 45886 TRANSCANADA CORP COM 89353D107 3 75 SH SOLE 0 0 75 MICROCHIP TECHNOLOGY INC COM 595017104 342 7651 SH SOLE 0 0 7651 PAPA JOHNS INTL INC COM 698813102 3599 79284 SH SOLE 0 0 79284 SHIP FINANCE INTERNATIONAL L SHS G81075106 33 2000 SH SOLE 0 0 2000 MGM RESORTS INTERNATIONAL COM 552953101 2 100 SH SOLE 0 0 100 BALL CORP COM 58498106 661 12800 SH SOLE 0 0 12800 CBRE CLARION GLOBAL REAL EST COM 12504G100 249 31439 SH SOLE 0 0 31439 SPDR GOLD TRUST GOLD SHS 78463V107 75 643 SH SOLE 0 0 643 DEAN FOODS CO NEW COM NEW 242370203 9 500 SH SOLE 0 0 500 VANGUARD INDEX FDS VALUE ETF 922908744 42 545 SH SOLE 0 0 545 VANGUARD INDEX FDS MID CAP ETF 922908629 1464 13306 SH SOLE 0 0 13306 NU SKIN ENTERPRISES INC CL A 67018T105 8 55 SH SOLE 0 0 55 VANGUARD INDEX FDS SM CP VAL ETF 922908611 62 639 SH SOLE 0 0 639 VANGUARD INDEX FDS REIT ETF 922908553 18 279 SH SOLE 0 0 279 OLIN CORP COM PAR $1 680665205 378 13093 SH SOLE 0 0 13093 VANGUARD INDEX FDS SMALL CP ETF 922908751 54 490 SH SOLE 0 0 490 VANGUARD INDEX FDS GROWTH ETF 922908736 41 441 SH SOLE 0 0 441 NUVEEN QUALITY PFD INCOME FD COM 67071S101 175 22772 SH SOLE 0 0 22772 HANCOCK JOHN PFD INCOME FD I COM 41021P103 71 4575 SH SOLE 0 0 4575 EATON VANCE TX ADV GLBL DIV COM 27828S101 13 738 SH SOLE 0 0 738 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 278 41654 SH SOLE 0 0 41654 NASDAQ OMX GROUP INC COM 631103108 3438 86376 SH SOLE 0 0 86376 EUROPEAN EQUITY FUND COM 298768102 104 11616 SH SOLE 0 0 11616 VANGUARD INDEX FDS SML CP GRW ETF 922908595 74 604 SH SOLE 0 0 604 ROCK-TENN CO CL A 772739207 630 6000 SH SOLE 0 0 6000 STANTEC INC COM 85472N109 2985 48145 SH SOLE 0 0 48145 NEW GERMANY FD INC COM 644465106 53 2670 SH SOLE 0 0 2670 DRYSHIPS INC SHS Y2109Q101 753 160225 SH SOLE 0 0 160225 LINN ENERGY LLC UNIT LTD LIAB 536020100 154 5000 SH SOLE 0 0 5000 PHARMACYCLICS INC COM 716933106 11 100 SH SOLE 0 0 100 SILVER WHEATON CORP COM 828336107 2 100 SH SOLE 0 0 100 ISHARES SILVER TRUST ISHARES 46428Q109 3 150 SH SOLE 0 0 150 NEWMARKET CORP COM 651587107 3912 11706 SH SOLE 0 0 11706 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2 100 SH SOLE 0 0 100 NUVEEN QUALITY PFD INCOME FD COM 67072C105 210 25795 SH SOLE 0 0 25795 HORACE MANN EDUCATORS CORP N COM 440327104 368 11667 SH SOLE 0 0 11667 NATIONAL PRESTO INDS INC COM 637215104 258 3200 SH SOLE 0 0 3200 STIFEL FINL CORP COM 860630102 3412 71204 SH SOLE 0 0 71204 UNIFIRST CORP MASS COM 904708104 717 6700 SH SOLE 0 0 6700 LAZARD LTD SHS A G54050102 358 7908 SH SOLE 0 0 7908 CF INDS HLDGS INC COM 125269100 3567 15306 SH SOLE 0 0 15306 WESTERN UN CO COM 959802109 51 2948 SH SOLE 0 0 2948 PROSPECT CAPITAL CORPORATION COM 74348T102 15 1314 SH SOLE 0 0 1314 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 23 662 SH SOLE 0 0 662 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1864 23319 SH SOLE 0 0 23319 DISCOVER FINL SVCS COM 254709108 3576 63918 SH SOLE 0 0 63918 EAGLE BANCORP INC MD COM 268948106 1017 33205 SH SOLE 0 0 33205 TRANSOCEAN LTD REG SHS H8817H100 2 31 SH SOLE 0 0 31 WISDOMTREE TR EMG MKTS SMCAP 97717W281 4 89 SH SOLE 0 0 89 ISHARES JP MOR EM MK ETF 464288281 97 901 SH SOLE 0 0 901 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 8 300 SH SOLE 0 0 300 VISA INC COM CL A 92826C839 31 140 SH SOLE 0 0 140 ISHARES MSCI ISR CAP ETF 464286632 0 10 SH SOLE 0 0 10 HATTERAS FINL CORP COM 41902R103 9 576 SH SOLE 0 0 576 NANOVIRICIDES INC COM NEW 630087203 3 572 SH SOLE 0 0 572 LENDER PROCESSING SVCS INC COM 52602E102 4 100 SH SOLE 0 0 100 ARMOUR RESIDENTIAL REIT INC COM 42315101 787 196189 SH SOLE 0 0 196189 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 16 302 SH SOLE 0 0 302 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 71 SH SOLE 0 0 71 TESLA MTRS INC COM 88160R101 30 200 SH SOLE 0 0 200 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 1 30 SH SOLE 0 0 30 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 279 11196 SH SOLE 0 0 11196 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 10 500 SH SOLE 0 0 500 GRIFOLS S A SP ADR REP B NVT 398438408 0 1 SH SOLE 0 0 1 OCEAN RIG UDW INC SHS Y64354205 193 10000 SH SOLE 0 0 10000 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 7 124 SH SOLE 0 0 124 FACEBOOK INC CL A 30303M102 224 4104 SH SOLE 0 0 4104 ABBVIE INC COM 00287Y109 36 685 SH SOLE 0 0 685 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 6 230 SH SOLE 0 0 230 CAMBRIA ETF TR CAMBRIA FGN SHR 132061300 4 150 SH SOLE 0 0 150