0001019056-19-000635.txt : 20191108 0001019056-19-000635.hdr.sgml : 20191108 20191108161022 ACCESSION NUMBER: 0001019056-19-000635 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gagnon Advisors, LLC CENTRAL INDEX KEY: 0001599466 IRS NUMBER: 203329575 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15744 FILM NUMBER: 191204159 BUSINESS ADDRESS: STREET 1: 1370 AVENUE OF THE AMERICAS STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-554-5050 MAIL ADDRESS: STREET 1: 1370 AVENUE OF THE AMERICAS STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Gagnon Advisors LLC DATE OF NAME CHANGE: 20140206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599466 XXXXXXXX 09-30-2019 09-30-2019 false Gagnon Advisors, LLC

1370 Avenue of the Americas 24th Floor New York NY 10019

13F HOLDINGS REPORT 028-15744 N Lisa Ferrante 212-554-5000 /s/ Lisa Ferrante New York NY 11-08-2019 0 32 161281 INFORMATION TABLE 2 infotable.xml AIR LEASE CORP CL A 00912X302 10662 254950 SH SOLE 0 0 254950 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 6493 528784 SH SOLE 0 0 528784 AMERESCO INC CL A 02361E108 10172 632952 SH SOLE 0 0 632952 APOLLO ENDOSURGERY INC COM 03767D108 1710 519846 SH SOLE 0 0 519846 BLACKLINE INC COM 09239B109 5921 123843 SH SOLE 0 0 123843 CAREDX INC COM 14167L103 6642 293785 SH SOLE 0 0 293785 CASTLIGHT HEALTH INC CL B 14862Q100 2693 1909825 SH SOLE 0 0 1909825 CELCUITY INC COM 15102K100 2252 132627 SH SOLE 0 0 132627 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 1524 249082 SH SOLE 0 0 249082 CNFINANCE HLDGS LTD SPONS ADS 18979T105 1099 181633 SH SOLE 0 0 181633 ENTERPRISE PRODS PARTNERS L COM 293792107 4889 171051 SH SOLE 0 0 171051 EQUINIX INC COM 29444U700 8793 15244 SH SOLE 0 0 15244 EVERBRIDGE INC COM 29978A104 7658 124100 SH SOLE 0 0 124100 FIVE9 INC COM 338307101 6569 122233 SH SOLE 0 0 122233 FLEXION THERAPEUTICS INC COM 33938J106 5911 431306 SH SOLE 0 0 431306 GENERAL FIN CORP DEL COM 369822101 7877 891024 SH SOLE 0 0 891024 GENERAL FIN CORP DEL SERIES C PREFERRED 369822507 1398 13329 SH SOLE 0 0 13329 INSTRUCTURE INC COM 45781U103 5149 132921 SH SOLE 0 0 132921 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 3092 313243 SH SOLE 0 0 313243 NAVIGATOR HOLDINGS LTD SHS Y62132108 7475 699871 SH SOLE 0 0 699871 NEW RELIC INC COM 64829B100 5355 87141 SH SOLE 0 0 87141 PACIRA BIOSCIENCES COM 695127100 7380 193860 SH SOLE 0 0 193860 PAN ORIENT ENERGY CORP COM 69806Y106 1841 1055022 SH SOLE 0 0 1055022 POWER SOLUTIONS INTL INC COM NEW 73933G202 3655 500701 SH SOLE 0 0 500701 PROFOUND MED CORP COM 74319B106 1885 2326925 SH SOLE 0 0 2326925 RUDOLPH TECHNOLOGIES INC COM 781270103 7119 270070 SH SOLE 0 0 270070 SECUREWORKS CORP CL A 81374A105 4530 350335 SH SOLE 0 0 350335 SUNCOR ENERGY INC NEW COM 867224107 6627 209861 SH SOLE 0 0 209861 TALEND SA ADS 874224207 1691 49773 SH SOLE 0 0 49773 WPX ENERGY INC COM 98212B103 3666 346144 SH SOLE 0 0 346144 YEXT INC COM 98585N106 5046 317529 SH SOLE 0 0 317529 ZUORA INC COM CL A 98983V106 4508 299526 SH SOLE 0 0 299526