0001599444-14-000006.txt : 20140807 0001599444-14-000006.hdr.sgml : 20140807 20140807151924 ACCESSION NUMBER: 0001599444-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140807 DATE AS OF CHANGE: 20140807 EFFECTIVENESS DATE: 20140807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Guardian Asset Management, LLC CENTRAL INDEX KEY: 0001599444 IRS NUMBER: 462638414 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15799 FILM NUMBER: 141023510 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 646-568-4082 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599444 XXXXXXXX 06-30-2014 06-30-2014 Capital Guardian Asset Management, LLC
888 SEVENTH AVENUE 24TH FLOOR NEW YORK NY 10106
13F HOLDINGS REPORT 028-15799 N
Andrew McLaughlin VP 646-568-4083 Andrew McLaughlin New York NY 08-07-2014 0 133 236206 false
INFORMATION TABLE 2 13F_6-30-14.xml 3-D Systems Corp COM 88554d205 431 7200 SH SOLE 7200 0 0 3M Co COM 88579y101 2734 19090 SH SOLE 19090 0 0 Abbott Laboratories COM 002824100 613 15000 SH SOLE 15000 0 0 Abbvie Inc COM 00287y109 2581 45730 SH SOLE 45730 0 0 Ace Ltd COM h0023r105 436 4200 SH SOLE 4200 0 0 Actavis PLC COM g0083b108 278 1245 SH SOLE 1245 0 0 Advance Auto Parts Inc COM 00751y106 499 3700 SH SOLE 3700 0 0 Air Lease Corp Cl A COM 00912x302 1018 26375 SH SOLE 26375 0 0 Air Prods & Chems Inc COM 009158106 392 3050 SH SOLE 3050 0 0 Alexion Pharmaceuticals Inc COM 015351109 602 3850 SH SOLE 3850 0 0 Allergan Inc COM 018490102 1826 10790 SH SOLE 10790 0 0 Amazon.com Inc COM 023135106 5700 17549 SH SOLE 17549 0 0 Ambarella Inc COM g037ax101 2151 69000 SH SOLE 69000 0 0 American Express Co COM 025816109 5665 59712 SH SOLE 59712 0 0 American International Group I COM 026874784 842 15425 SH SOLE 15425 0 0 Anadarko Petroleum Corp COM 032511107 219 2000 SH SOLE 2000 0 0 Analog Devices Inc COM 032654105 540 9980 SH SOLE 9980 0 0 Ansys Inc COM 03662q105 398 5250 SH SOLE 5250 0 0 Apple Inc COM 037833100 933 10042 SH SOLE 10042 0 0 Automatic Data Processing Inc COM 053015103 737 9300 SH SOLE 9300 0 0 AutoZone Inc COM 053332102 2148 4005 SH SOLE 4005 0 0 Baker Hughes Inc COM 057224107 852 11450 SH SOLE 11450 0 0 Boeing Co COM 097023105 583 4585 SH SOLE 4585 0 0 BP Prudhoe Bay Royalty COM 055630107 533 5390 SH SOLE 5390 0 0 Bristol Myers Squibb Co COM 110122108 877 18075 SH SOLE 18075 0 0 Calgon Carbon Corp COM 129603106 1134 50800 SH SOLE 50800 0 0 Canadian National Railway Co COM 136375102 1249 19210 SH SOLE 19210 0 0 Capital One Financial Corp COM 14040h105 458 5540 SH SOLE 5540 0 0 Caterpillar Inc COM 149123101 2736 25175 SH SOLE 25175 0 0 Celgene Corp COM 151020104 5127 59700 SH SOLE 59700 0 0 Chevron Corp COM 166764100 3157 24184 SH SOLE 24184 0 0 Chubb Corp COM 171232101 223 2420 SH SOLE 2420 0 0 Coca-Cola Co COM 191216100 1249 29490 SH SOLE 29490 0 0 Colgate Palmolive Co COM 194162103 682 10000 SH SOLE 10000 0 0 ConocoPhillips COM 20825c104 2174 25359 SH SOLE 25359 0 0 CSX Corp COM 126408103 915 29700 SH SOLE 29700 0 0 Cummins Inc COM 231021106 5703 36960 SH SOLE 36960 0 0 CVS Caremark Corporation COM 126650100 2015 26732 SH SOLE 26732 0 0 D R Horton Inc COM 23331a109 4386 178420 SH SOLE 178420 0 0 Deere & Co COM 244199105 633 6986 SH SOLE 6986 0 0 Devon Energy Corp COM 25179m103 601 7570 SH SOLE 7570 0 0 DirecTV COM 25490a309 1322 15550 SH SOLE 15550 0 0 Disney Walt Co Disney COM 254687106 4228 49310 SH SOLE 49310 0 0 Dow Chemical Co COM 260543103 3313 64385 SH SOLE 64385 0 0 Du Pont E I de Nemours & Co COM 263534109 1432 21885 SH SOLE 21885 0 0 Duke Energy Corp COM 26441c204 334 4500 SH SOLE 4500 0 0 eLot Inc COM 29014q105 0 48640 SH SOLE 48640 0 0 EOG Resources Inc COM 26875p101 5899 50475 SH SOLE 50475 0 0 Evercore Partners Inc Class A COM 29977a105 2717 47130 SH SOLE 47130 0 0 Exxon Mobil Corp COM 30231g102 2270 22545 SH SOLE 22545 0 0 Facebook Inc Cl A COM 30303m102 5336 79295 SH SOLE 79295 0 0 Fidelity National Financial In COM 31620r105 259 7895 SH SOLE 7895 0 0 Flowserve Corp COM 34354p105 1606 21600 SH SOLE 21600 0 0 General Electric Co COM 369604103 3277 124681 SH SOLE 124681 0 0 Gilead Sciences Inc COM 375558103 6125 73874 SH SOLE 73874 0 0 Google Inc Cl A COM 38259p508 2684 4590 SH SOLE 4590 0 0 Google Inc Cl C COM 38259p706 2228 3873 SH SOLE 3873 0 0 Halliburton Co COM 406216101 2164 30471 SH SOLE 30471 0 0 Harley-Davidson Inc COM 412822108 300 4300 SH SOLE 4300 0 0 Hewlett Packard Co COM 428236103 3426 101710 SH SOLE 101710 0 0 Home Depot Inc COM 437076102 6783 83781 SH SOLE 83781 0 0 Honeywell Intl Inc COM 438516106 1066 11473 SH SOLE 11473 0 0 Hunt J B Trans Services Inc COM 445658107 2911 39460 SH SOLE 39460 0 0 Intel Corp COM 458140100 2613 84555 SH SOLE 84555 0 0 InvenSense Inc COM 46123d205 479 21100 SH SOLE 21100 0 0 Jazz Pharmaceuticals PLC USD COM g50871105 4696 31945 SH SOLE 31945 0 0 Johnson & Johnson COM 478160104 5320 50849 SH SOLE 50849 0 0 KLA-Tencor Corp COM 482480100 4695 64630 SH SOLE 64630 0 0 L-3 Communications Holdings In COM 502424104 724 6000 SH SOLE 6000 0 0 Lam Research Corp COM 512807108 770 11400 SH SOLE 11400 0 0 Las Vegas Sands Corp COM 517834107 1186 15555 SH SOLE 15555 0 0 Ligand Pharmaceuticals Inc COM 53220k504 1735 27850 SH SOLE 27850 0 0 Linear Technology Corp COM 535678106 515 10950 SH SOLE 10950 0 0 Lockheed Martin Corp COM 539830109 3092 19237 SH SOLE 19237 0 0 LyondellBasell Industries NV A COM n53745100 1364 13970 SH SOLE 13970 0 0 Macys Inc COM 55616p104 4498 77520 SH SOLE 77520 0 0 Marathon Oil Corp COM 565849106 2239 56080 SH SOLE 56080 0 0 Merck & Co Inc COM 58933y105 2184 37750 SH SOLE 37750 0 0 Michael Kors Holdings Ltd COM g60754101 2586 29175 SH SOLE 29175 0 0 Micron Technology Inc COM 595112103 7509 227890 SH SOLE 227890 0 0 Microsoft Corp COM 594918104 2113 50663 SH SOLE 50663 0 0 Monsanto Co COM 61166w101 2905 23285 SH SOLE 23285 0 0 Mylan Inc COM 628530107 1198 23230 SH SOLE 23230 0 0 Newmarket Corp COM 651587107 955 2435 SH SOLE 2435 0 0 Nextera Energy Inc COM 65339f101 615 6000 SH SOLE 6000 0 0 Nike Inc Cl B COM 654106103 1853 23888 SH SOLE 23888 0 0 Norwegian Cruise Line Holdings COM g66721104 385 12150 SH SOLE 12150 0 0 NuVasive Inc COM 670704105 2002 56290 SH SOLE 56290 0 0 NXP Semiconductors NV COM n6596x109 8363 126370 SH SOLE 126370 0 0 Occidental Petroleum Corp COM 674599105 287 2800 SH SOLE 2800 0 0 Packaging Corp America COM 695156109 373 5222 SH SOLE 5222 0 0 Parker Hannifin Corp COM 701094104 458 3645 SH SOLE 3645 0 0 Pfizer Inc COM 717081103 210 7088 SH SOLE 7088 0 0 Polymet Mining Corp COM 731916102 12 11500 SH SOLE 11500 0 0 Priceline Group Inc COM 741503403 812 675 SH SOLE 675 0 0 Qualcomm Inc COM 747525103 523 6600 SH SOLE 6600 0 0 Rayonier Advanced Materials In COM 75508b104 338 8717 SH SOLE 8717 0 0 Regeneron Pharmaceuticals COM 75886f107 2339 8280 SH SOLE 8280 0 0 Restoration Hardware Holdings COM 761283100 3105 33370 SH SOLE 33370 0 0 Schlumberger Ltd COM 806857108 3512 29779 SH SOLE 29779 0 0 Seagate Technology PLC COM g7945m107 278 4900 SH SOLE 4900 0 0 Sigma Aldrich Corp COM 826552101 2258 22250 SH SOLE 22250 0 0 Spectra Energy Corp COM 847560109 293 6892 SH SOLE 6892 0 0 Tesla Motors Inc COM 88160r101 408 1700 SH SOLE 1700 0 0 Under Armour Inc Cl A COM 904311107 2186 36750 SH SOLE 36750 0 0 Union Pacific Corp COM 907818108 598 5994 SH SOLE 5994 0 0 United Parcel Service Inc Cl B COM 911312106 988 9620 SH SOLE 9620 0 0 United Rentals Inc COM 911363109 314 3000 SH SOLE 3000 0 0 United Technologies Corp COM 913017109 1138 9860 SH SOLE 9860 0 0 United Therapeutics Corp COM 91307c102 482 5450 SH SOLE 5450 0 0 Verizon Communications Inc COM 92343v104 433 8850 SH SOLE 8850 0 0 VF Corp COM 918204108 4331 68740 SH SOLE 68740 0 0 Wal Mart Stores Inc COM 931142103 425 5662 SH SOLE 5662 0 0 Walgreen Co COM 931422109 419 5650 SH SOLE 5650 0 0 Westlake Chem Corp COM 960413102 3122 37275 SH SOLE 37275 0 0 Whiting Petroleum Corp COM 966387102 2221 27675 SH SOLE 27675 0 0 Whiting USA Tr II COM 966388100 235 18500 SH SOLE 18500 0 0 Yelp Inc Cl A COM 985817105 866 11300 SH SOLE 11300 0 0 Royal Dutch Shell PLC Sp ADR A COM 780259206 206 2500 SH SOLE 2500 0 0 Capital Guardian Funds Tr Core MUT FUND 14019l103 411 39052 SH SOLE 39052 0 0 Fidelity Puritan Fund MUT FUND 316345107 562 25000 SH SOLE 25000 0 0 Wall Str Fund Inc MUT FUND 932083108 344 24024 SH SOLE 24024 0 0 Brookfield Infrast Partners LP MLP g16252101 229 5500 SH SOLE 5500 0 0 Annaly Cap Mgmt Inc MLP 035710409 171 15000 SH SOLE 15000 0 0 Capstead Mtg Corp CMO 14067e506 235 17900 SH SOLE 17900 0 0 CBRE Group Inc Cl A COM 12504l109 2069 64570 SH SOLE 64570 0 0 Rayonier Inc COM 754907103 930 26150 SH SOLE 26150 0 0 Strategic Hotels & Resorts Inc REIT 86272t106 345 29500 SH SOLE 29500 0 0 Ventas Inc COM 92276f100 445 6940 SH SOLE 6940 0 0 W P Carey Inc COM 92936u109 1201 18650 SH SOLE 18650 0 0 Weyerhaeuser Co COM 962166104 3789 114500 SH SOLE 114500 0 0 eLot Inc Wt Exp 122606 COM 29014q113 2 215969 SH SOLE 215969 0 0