SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Cadwallader Brian J
(Last) (First) (Middle)
5757 N GREEN BAY AVE
(Street)
MILWAUKEE WI 53209
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Asst. Secy & Gen Counsel
3. Date of Earliest Transaction (Month/Day/Year)
10/07/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/07/2015 F 444 D $43.86 4,044.437(1) D
Common Stock 10/07/2015 M 116.657 A $43.86 4,161.094 D
Common Stock 10/07/2015 D 116.657 D $43.86 4,044.437 D
Common Stock 10/07/2015 A 3,060 A $0 7,104.437 D
Common Stock 10/07/2015 A 9,182 A $0 16,286.437 D
Common Stock 5,590.951(2) I By 401(k) Plan Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units - Restricted Stock Plan (3) 10/07/2015 M 116.657 (4) (4) Common Stock 116.657 $0 14,426.032(5) D
Phantom Stock Units - Restricted Stock Plan (3) 10/07/2015 A 9,183 (4) (4) Common Stock 9,183 $0 23,609.032 D
Phantom Stock Units - Restricted Stock Plan (3) 10/07/2015 A 27,548 (4) (4) Common Stock 27,548 $0 51,157.032 D
Employee Stock Option (Right to Buy) $43.86 10/07/2015 A 40,836 10/07/2017(6) 10/07/2025 Common Stock 40,836 $0 40,836 D
Employee Stock Option (Right to Buy) $50.23 11/18/2016(6) 11/18/2024 Common Stock 30,566 30,566 D
Employee Stock Option (Right to Buy) $30.54 10/01/2012 10/01/2020 Common Stock 12,000 12,000 D
Employee Stock Option (Right to Buy) $28.54 10/07/2013 10/07/2021 Common Stock 12,500 12,500 D
Employee Stock Option (Right to Buy) $27.85 10/05/2014 10/05/2022 Common Stock 16,100 16,100 D
Employee Stock Option (Right to Buy) $48.37 11/19/2015(6) 11/19/2023 Common Stock 14,455 14,455 D
Explanation of Responses:
1. The balance includes 36.788 shares acquired via dividend reinvestment on July 2, 2015 at $50.39 per share.
2. The number of underlying securities is based on the stock fund balance on September 30, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 30, 2015 stock fund price of $41.36 per share.
3. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
4. The phantom stock units accrue under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with or retirement from the company. The units may be transferred into an alternative investment account at any time.
5. The balance includes 291.677 phantom stock units acquired via dividend reinvestment on January 5, April 2, and July 2, 2015, at prices ranging from $46.31 to $50.16 per unit.
6. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after the grant date.
/s/ Angela M. Blair, Attorney-in-Fact for Brian J. Cadwallader 10/08/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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