0000950123-16-017563.txt : 20160516
0000950123-16-017563.hdr.sgml : 20160516
20160516151434
ACCESSION NUMBER: 0000950123-16-017563
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silver Rock Financial LLC
CENTRAL INDEX KEY: 0001599350
IRS NUMBER: 264538302
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1214
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15861
FILM NUMBER: 161653112
BUSINESS ADDRESS:
STREET 1: 1250 4TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-570-4595
MAIL ADDRESS:
STREET 1: 1250 4TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599350
XXXXXXXX
03-31-2016
03-31-2016
Silver Rock Financial LLC
1250 4th Street
Santa Monica
CA
90401
13F HOLDINGS REPORT
028-15861
N
Ralph Finerman
Manager
310-570-4510
/s/ Ralph Finerman
Santa Monica
CA
05-16-2016
0
28
98510
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACTIVISION BLIZZARD INC
COM
00507V109
1015
30000
SH
SOLE
30000
0
0
AGROFRESH SOLUTIONS
COM
00856G109
1736
271285
SH
SOLE
271285
0
0
AGROFRESH SOLUTIONS
*W EXP 07/31/202
00856G117
580
579752
SH
SOLE
579752
0
0
APOLLO ED GROUP INC
CL A
037604105
164
20000
SH
SOLE
20000
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
1460
85300
SH
SOLE
85300
0
0
APPLE INC
COM
037833100
11334
104000
SH
SOLE
104000
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
7342
754907
SH
SOLE
754907
0
0
CONSTELLIUM NV
CL A
N22035104
1448
278954
SH
SOLE
278954
0
0
CUMULUS MEDIA INC
CL A
231082108
269
579436
SH
SOLE
579436
0
0
DIAMOND RESORTS INTL INC
COM
25272T104
11017
431875
SH
SOLE
431875
0
0
DIGITALGLOBE INC
COM NEW
25389M877
1329
76764
SH
SOLE
76764
0
0
DISH NETWORK CORP
CL A
25470M109
1480
32000
SH
SOLE
32000
0
0
E M C CORP MASS
COM
268648102
8794
330000
SH
SOLE
330000
0
0
GNC HLDGS INC
COM CL A
36191G107
2610
82210
SH
SOLE
82210
0
0
GORES HLDGS INC
UNIT 99/99/9999
382866200
9980
1000000
SH
SOLE
1000000
0
0
GP INVTS ACQUISITION COR
UNIT 99/99/9999
G40357116
12381
1250000
SH
SOLE
1250000
0
0
HARMAN INTL INDS INC
COM
413086109
2806
31500
SH
SOLE
31500
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
42588J209
4910
500000
SH
SOLE
500000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
2287
28000
SH
SOLE
28000
0
0
KITE PHARMA INC
COM
49803L109
5013
109199
SH
SOLE
109199
0
0
PINNACLE ENTMT INC
COM
723456109
2896
82500
SH
SOLE
82500
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
561
15221
SH
SOLE
15221
0
0
REGIS CORP MINN
COM
758932107
608
40000
SH
SOLE
40000
0
0
TWITTER INC
COM
90184L102
1140
68901
SH
SOLE
68901
0
0
VEREIT INC
COM
92339V100
2360
266147
SH
SOLE
266147
0
0
VITAL THERAPIES INC
COM
92847R104
1734
191178
SH
SOLE
191178
0
0
WEBMD HEALTH CORP
COM
94770V102
1229
19623
SH
SOLE
19623
0
0
WHITING PETE CORP NEW
COM
966387102
27
3382
SH
SOLE
3382
0
0