0000950123-15-006314.txt : 20150515 0000950123-15-006314.hdr.sgml : 20150515 20150515131136 ACCESSION NUMBER: 0000950123-15-006314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Rock Financial LLC CENTRAL INDEX KEY: 0001599350 IRS NUMBER: 264538302 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15861 FILM NUMBER: 15867443 BUSINESS ADDRESS: STREET 1: 1250 4TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-570-4595 MAIL ADDRESS: STREET 1: 1250 4TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599350 XXXXXXXX 03-31-2015 03-31-2015 Silver Rock Financial LLC

1250 4th Street Santa Monica CA 90401

13F HOLDINGS REPORT 028-15861 N Michael W. Skarda 310-570-4595 /s/ Michael W. Skarda Santa Monica CA 05-15-2015 0 40 373445 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F Activision Blizzard, Inc. COM 00507V109 909 40000 SH SOLE 40000 0 0 Affimed Therapeutics BV COM N01045108 1082 171720 SH SOLE 171720 0 0 Ally Financial, Inc. COM 02005N100 6504 310000 SH SOLE 310000 0 0 Alpha Natural Resources, Inc. NOTE 3.750%12/1 02076XAE2 4750 12500000 PRN SOLE 12500000 0 0 American Capital, Ltd. COM 02504D108 5536 422630 SH SOLE 422630 0 0 American Realty Capital Properties, Inc. COM 02917T104 2425 246147 SH SOLE 246147 0 0 Apollo Group, Inc. CL A 037604105 378 20000 SH SOLE 20000 0 0 Apple, Inc. COM 037833100 12941 104000 SH SOLE 104000 0 0 AR Capital Acquisition UNIT 10/06/2019 00191R208 1493 150000 SH SOLE 150000 0 0 BHP Billiton Limited SPONSORED ADR 088606108 2881 62000 SH SOLE 62000 0 0 Boulevard Acquisition Corp UNIT 02/19/2019 10157P203 9126 900000 SH SOLE 900000 0 0 Century Communities COM 156504300 2716 140500 SH SOLE 140500 0 0 Chesapeake Energy Corporation COM 165167107 396 28000 SH SOLE 28000 0 0 Cumulus Media, Inc. CL A 231082108 6751 2733284 SH SOLE 2733284 0 0 Dean Foods Company COM NEW 242370203 11835 716000 SH SOLE 716000 0 0 Del Friscos Restaurant Group COM 245077102 3480 172700 SH SOLE 172700 0 0 Diamond Resorts Corporation COM 25272T104 17992 538189 SH SOLE 538189 0 0 DigitalGlobe Inc COM NEW 25389M877 2753 80813 SH SOLE 80813 0 0 EMC Corp Mass COM 268648102 13854 542000 SH SOLE 542000 0 0 General Nutrition Centers, Inc. COM CL A 36191G107 13700 279188 SH SOLE 279188 0 0 Global Brass & Coppr Hldgs Inc COM 37953G103 10231 662200 SH SOLE 662200 0 0 Google Inc CL A 38259P508 6435 11600 SH SOLE 11600 0 0 Harman Intl Inds Inc COM 413086109 4143 31000 SH SOLE 31000 0 0 Kite Pharma Inc COM 49803L109 10338 179225 SH SOLE 179225 0 0 Levy Acquisition Corp COM 52748T104 13150 1000000 SH SOLE 1000000 0 0 Levy Acquisition Corp *W 11/19/2018 52748T112 2043 498200 SH SOLE 498200 0 0 Magnetek Inc COM NEW 559424403 200 5186 SH SOLE 5186 0 0 Mcdonalds Corp COM 580135101 17637 181000 SH SOLE 181000 0 0 Oasis Petroleum, Inc. COM 674215108 4664 328000 SH SOLE 328000 0 0 Pinnacle Entmt Inc COM 723456109 2977 82500 SH SOLE 82500 0 0 Proshares Ultrashort PSHS ULTSH 20YRS 74347B201 637 15221 SH SOLE 15221 0 0 Regis Corporation COM 758932107 654 40000 SH SOLE 40000 0 0 Rio Tinto Finance PLC SPONSORED ADR 767204100 2732 66000 SH SOLE 66000 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 154823 750000 SH Call SOLE 750000 0 0 TriNet HR Corporation COM 896288107 4282 121551 SH SOLE 121551 0 0 Twitter Inc COM 90184L102 3451 68901 SH SOLE 68901 0 0 WebMD COM 94770V102 904 20623 SH SOLE 20623 0 0 Whiting Petroleum Corp COM 966387102 5188 167900 SH SOLE 167900 0 0 WL Ross Holding Corp COM SHS 92939D104 7000 700000 SH SOLE 700000 0 0 WL Ross Holding Corp *W EXP 06/11/201 92939D112 455 700000 SH SOLE 700000 0 0