0000950123-14-002098.txt : 20140213 0000950123-14-002098.hdr.sgml : 20140213 20140213133112 ACCESSION NUMBER: 0000950123-14-002098 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Rock Financial LLC CENTRAL INDEX KEY: 0001599350 IRS NUMBER: 264538302 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15861 FILM NUMBER: 14604727 BUSINESS ADDRESS: STREET 1: 1250 4TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-570-4595 MAIL ADDRESS: STREET 1: 1250 4TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599350 XXXXXXXX 12-31-2013 12-31-2013 Silver Rock Financial LLC

1250 4TH STREET SANTA MONICA CA 90401

13F HOLDINGS REPORT 028-15861 N Michael W. Skarda 310-570-4595 /S/ Michael W. Skarda Santa Monica CA 02-13-2014 0 42 787078 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ADT CORPORATION Common 00101J106 6459 215000 SH SOLE 215000 0 0 ACTIVISION BLIZZARD INC Common 00507V109 685 40000 SH SOLE 40000 0 0 ADVANCE AUTO PARTS INC Common 00751Y106 6774 59000 SH SOLE 59000 0 0 ADVANCE AUTO PARTS INC Option 00751Y106 6774 59000 SH Put SOLE 59000 0 0 ALPHA NATURAL RESOURCES Note 3.75% 02076XAE2 9703 10200000 PRN SOLE 10200000 0 0 APOLLO EDUCATION GROUP INC Cl A 037604105 646 20000 SH SOLE 20000 0 0 APOLLO RESIDENTIAL MORTGAGE Common 03763V102 7967 493000 SH SOLE 493000 0 0 APPLE INC Common 037833100 8010 16000 SH SOLE 16000 0 0 ARRIS GROUP INC NEW Common 04270V106 6475 250000 SH SOLE 250000 0 0 AXIALL CORPORATION Common 05463D100 2354 59000 SH SOLE 59000 0 0 BIOSCRIP INC BIOS Common 09069N108 1021 120000 SH SOLE 120000 0 0 BROADCOM CORP Cl A 111320107 6547 220000 SH SOLE 220000 0 0 CORNING INC Common 219350105 1721 100000 SH SOLE 100000 0 0 CUMULUS MEDIA INC Cl A 231082108 3178 475000 SH SOLE 475000 0 0 DEAN FOODS COMPANY Common 242370203 7268 460000 SH SOLE 460000 0 0 DEVON ENERGY CORPORATION Common 25179M103 11074 187000 SH SOLE 187000 0 0 DIGITALGLOBE INC Common 25389M877 4657 121975 SH SOLE 121975 0 0 EMC CORP MASS Common 268648102 9042 373000 SH SOLE 373000 0 0 EASTMAN CHEMICAL CO Common 277432100 7016 90000 SH SOLE 90000 0 0 EXPEDIA INC Common 30212P303 11956 184000 SH SOLE 184000 0 0 GNC HOLDINGS INC Common Cl A 36191G107 22482 439865 SH SOLE 439865 0 0 GLOBAL BRASS AND COPPER HOLDINGS INC Common 37953G103 7711 446000 SH SOLE 446000 0 0 GOLDCORP INC Common 380956409 4505 181000 SH SOLE 181000 0 0 HARMAN INTERNATIONAL INDUSTRIES INC Common 413086109 3206 31000 SH SOLE 31000 0 0 HERTZ GLOBAL HLDGS INC Common 42805T105 6687 257000 SH SOLE 257000 0 0 KBR INC Common 48242W106 10235 327000 SH SOLE 327000 0 0 K12 INC Common 48273U102 49993 2277586 SH SOLE 2277586 0 0 LEVY ACQUISITION CORP Unit 52748T203 14070 1400000 SH SOLE 1400000 0 0 MICROSOFT CORP Common 594918104 10406 275000 SH SOLE 275000 0 0 OCCIDENTAL PETE CORP Common 674599105 6130 70000 SH SOLE 70000 0 0 OMNICOM GROUP INC Common 681919106 6024 83000 SH SOLE 83000 0 0 PINNACLE ENTERTAINMENT INC Common 723456109 1803 82500 SH SOLE 82500 0 0 PROSHARES TR PSHS ULTSH 20 YRS 74347B201 435 6221 SH SOLE 6221 0 0 REGIS CORPORATION Common 758932107 493 40000 SH SOLE 40000 0 0 SPFR S&P 500 ETF TR Option 78462F103 488505 2645000 SH Call SOLE 2645000 0 0 SAFEWAY INC Common 786514208 11715 375000 SH SOLE 375000 0 0 SEAWORLD ENTERTAINMENT INC Common 81282V100 8948 276000 SH SOLE 276000 0 0 STAPLES INC Common 855030102 1283 97500 SH SOLE 97500 0 0 TIME WARNER CABLE INC Common 88732J207 7463 56000 SH SOLE 56000 0 0 VERSO PAPER CORP Common 92531L108 781 260424 SH SOLE 260424 0 0 WEBMD HEALTH CORP Common 94770V102 988 20623 SH SOLE 20623 0 0 VANTAGE DRILLING COMPANY Common G93205113 3889 2385855 SH SOLE 2385855 0 0