Chief Operating Officer

0001599330-14-000004.txt : 20140303 0001599330-14-000004.hdr.sgml : 20140303 20140228173305 ACCESSION NUMBER: 0001599330-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140228 EFFECTIVENESS DATE: 20140303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Joel Isaacson & Co., LLC CENTRAL INDEX KEY: 0001599330 IRS NUMBER: 271207072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15803 FILM NUMBER: 14657038 BUSINESS ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-302-6300 MAIL ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599330 XXXXXXXX 06-30-2013 06-30-2013 Joel Isaacson & Co., LLC

546 FIFTH AVENUE 20TH FLOOR NEW YORK NY 10036

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SOLE 0 0 800 MONDELEZ INTL INC CL A COM 609207105 377 13202 SH SOLE 0 0 13202 MONSANTO CO NEW DEL COM 61166W101 26 259 SH SOLE 0 0 259 MORGAN STANLEY COM 617446448 1513 61913 SH SOLE 0 0 61913 MOSAIC CO NEW COM 61945C103 54 1000 SH SOLE 0 0 1000 MOTOROLA SOLUTIONS INC COM 620076307 3 51 SH SOLE 0 0 51 NYSE EURONEXT N V MERGER ELECTION EXP: TBA AF COM 629491101 401 9692 SH SOLE 0 0 9692 NETFLIX INC COM 64110L106 95 450 SH SOLE 0 0 450 NEW RESIDENTIAL INV CORP COM 64828T102 26 3833 SH SOLE 0 0 3833 NEWCASTLE INVESTMENT CP REIT RET 65105M108 20 3834 SH SOLE 0 0 3834 NEWMONT MINING CORP COM 651639106 25 841 SH SOLE 0 0 841 NEXTERA ENERGY INC COM 65339F101 278 3406 SH SOLE 0 0 3406 NIKE INC CLASS B COM 654106103 77 1210 SH SOLE 0 0 1210 NISOURCE INC HOLDING CO ODDLOT TENDER EXP: 02/03/2 COM 65473P105 10 345 SH SOLE 0 0 345 NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPS ADR 654902204 1 368 SH SOLE 0 0 368 NORFOLK SOUTHERN CORP COM 655844108 73 1002 SH SOLE 0 0 1002 NOVARTIS A G SPON ADR FSPONSORED ADR ADR 66987V109 35 500 SH SOLE 0 0 500 NUANCE COMMUN INC COM 67020Y100 19 1012 SH SOLE 0 0 1012 NUCOR CORP COM 670346105 23 520 SH SOLE 0 0 520 NUVEEN N Y PERFORMANCE PLUS MUNI FD INC CEM 67062R104 272 18606 SH SOLE 0 0 18606 NUVEEN PREM INCM MUN II CEM 67063W102 203 15000 SH SOLE 0 0 15000 NUVEEN NY DIV AD MUNI FD CEM 67066X107 57 4100 SH SOLE 0 0 4100 NUVEEN DIVERSFD DIVID FD CEM 6706EP105 99 8173 SH SOLE 0 0 8173 NUVEEN PREM INC MUN FD 4 CEM 6706K4105 13 1050 SH SOLE 0 0 1050 NUVEEN QUAL PFD INC FD 2 CEM 67072C105 41 4700 SH SOLE 0 0 4700 NUVEEN BAB TERM FUND ** PENDING ENLISTMENT **-- BEST EFFO CEM 67074C103 19 1000 SH SOLE 0 0 1000 OAKTREE CAPITAL GROUP ** PENDING ENLISTMENT **-- BEST EFFO COM 674001201 158 3000 SH SOLE 0 0 3000 OCCIDENTAL PETE CORP COM 674599105 33 375 SH SOLE 0 0 375 OLD REPUBLIC INTL CORP COM 680223104 13 1000 SH SOLE 0 0 1000 OMNICOM GROUP INC COM 681919106 67 1060 SH SOLE 0 0 1060 OPKO HEALTH INC COM 68375N103 127 17835 SH SOLE 0 0 17835 ORACLE CORPORATION COM 68389X105 260 8464 SH SOLE 0 0 8464 OREXIGEN THERAPEUTICS ** PENDING ENLISTMENT **-- BEST EFFO COM 686164104 2 318 SH SOLE 0 0 318 PNC FINL SERVICES GP INCODDLOT TENDER OFFER COM 693475105 102 1400 SH SOLE 0 0 1400 PPL CORPORATION COM 69351T106 73 2400 SH SOLE 0 0 2400 PVH CORP COM 693656100 33 264 SH SOLE 0 0 264 PALL CORP COM 696429307 229 3449 SH SOLE 0 0 3449 PANDORA MEDIA INC ** PENDING ENLISTMENT **-- BEST EFFO COM 698354107 141 7689 SH SOLE 0 0 7689 PAYCHEX INC COM 704326107 19 519 SH SOLE 0 0 519 PEPSICO INCORPORATED COM 713448108 825 10089 SH SOLE 0 0 10089 PFIZER INCORPORATED ODDLOT OFFER EXP: 08/05/0 COM 717081103 511 18241 SH SOLE 0 0 18241 PHILIP MORRIS INTL INC COM 718172109 467 5394 SH SOLE 0 0 5394 PHILLIPS 66 COM 718546104 47 802 SH SOLE 0 0 802 PIMCO EXCH TRADED FUND TOTAL RETURN UIE 72201R775 211 2000 SH SOLE 0 0 2000 PLAINS ALL AMERN PPLN LPWITH STOCK SPLIT SHARES UNIT LTD PAR MLP 726503105 20 360 SH SOLE 0 0 360 PLUM CREEK TIMBER CO REIT RET 729251108 176 3781 SH SOLE 0 0 3781 POSITRON CORP COM 737397109 8 1000000 SH SOLE 0 0 1000000 POWERSHS QQQ TRUST SER 1 UIE 73935A104 403 5659 SH SOLE 0 0 5659 POWERSHARES GLOBAL WATER** PENDING ENLISTMENT **-- BEST EFFO UIE 73935X575 9 400 SH SOLE 0 0 400 POWERSHS DB MULTI SECTORPOWERSHS DB AGRICULTURE FUND UIE 73936B408 121 4850 SH SOLE 0 0 4850 POWERSHS EXCH TRAD FD TRGLOBAL WATER PORTFOLIO UIE 73936T623 8 435 SH SOLE 0 0 435 PRAXAIR INC COM 74005P104 186 1611 SH SOLE 0 0 1611 PRECISION CASTPARTS CORP COM 740189105 4 17 SH SOLE 0 0 17 PROCTER & GAMBLE EXCHANGE OFFER EXP: 11/05/0 COM 742718109 3583 46544 SH SOLE 0 0 46544 PRUDENTIAL FINANCIAL INCODD LOT OFFER EXP: 10/29/0 COM 744320102 0 0 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 40 658 SH SOLE 0 0 658 RPM INTERNATIONAL INC DELAWARE COM 749685103 80 2500 SH SOLE 0 0 2500 RAMBUS INC DEL COM 750917106 0 30 SH SOLE 0 0 30 RANGE RESOURCES CORP COM 75281A109 4 47 SH SOLE 0 0 47 REGENERON PHARMS INC COM 75886F107 675 3000 SH SOLE 0 0 3000 REGIONS FINANCIAL CP NEW COM 7591EP100 5 500 SH SOLE 0 0 500 RESEARCH FRONTIERS INC COM 760911107 27 6850 SH SOLE 0 0 6850 RESEARCH IN MOTION LTD F FGC 760975102 0 30 SH SOLE 0 0 30 REYNOLDS AMERICAN INC COM 761713106 0 0 SH SOLE 0 0 0 RIO TINTO PLC SPON ADR FSPONSORED ADR 1 ADR REPS 4 ADR 767204100 29 700 SH SOLE 0 0 700 ROCKWELL AUTOMATION INC COM 773903109 76 920 SH SOLE 0 0 920 ROSS STORES INC COM 778296103 1070 16505 SH SOLE 0 0 16505 ROUSE PPTYS INC COM 779287101 3 146 SH SOLE 0 0 146 ROYAL DUTCH SHELL B PLCFSPONSORED ADR 1 ADR REPS 2 ADR 780259107 50 750 SH SOLE 0 0 750 ROYAL DUTCH SHELL A ADRFSPONSORED ADR ADR 780259206 166 2600 SH SOLE 0 0 2600 SLM CORPORATION COM 78442P106 46 2000 SH SOLE 0 0 2000 S P D R S&P 500 ETF TR EXPIRING 01/22/2118 UIE 78462F103 4228 26354 SH SOLE 0 0 26354 SPDR GOLD TRUST SPDR GOLD SHARES UIE 78463V107 213 1788 SH SOLE 0 0 1788 SPDR S & P INTL DIVIDEND UIE 78463X772 1520 34821 SH SOLE 0 0 34821 SPDR BARCLAYS ETF HIGH YIELD VERY LIQUID INDEX UIE 78464A417 158 4000 SH SOLE 0 0 4000 SPDR DOW JONES REIT UIE 78464A607 30 400 SH SOLE 0 0 400 SPDR S&P DIVIDEND ETF UIE 78464A763 68831 1038169 SH SOLE 0 0 1038169 SPDR S&P BANK ETF UIE 78464A797 43 1500 SH SOLE 0 0 1500 SPDR S&P MIDCAP 400 ETF UIE 78467Y107 116 554 SH SOLE 0 0 554 SALIENT MIDSTREAM & MLP ** PENDING ENLISTMENT **-- BEST EFFO CEM 79471V105 46 2000 SH SOLE 0 0 2000 SANOFI SYNTHELABO ADR FSPONSORED ADR ADR 80105N105 32 627 SH SOLE 0 0 627 S A P AKTIENGESELL ADR FSPONSORED ADR ADR 803054204 74 1016 SH SOLE 0 0 1016 SAREPTA THERAPEUTICS COM 803607100 76 2000 SH SOLE 0 0 2000 SCHLUMBERGER LTD F FGO 806857108 245 3417 SH SOLE 0 0 3417 THE CHARLES SCHWAB CORP COM 808513105 425 20000 SH SOLE 0 0 20000 SCHW US BRD MKT ETF UIE 808524102 162 4152 SH SOLE 0 0 4152 SCHW US SCAP ETF UIE 808524607 13 300 SH SOLE 0 0 300 SEALED AIR CORP NEW COM 81211K100 48 2000 SH SOLE 0 0 2000 SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT UIE 81369Y506 56 718 SH SOLE 0 0 718 SECTOR SPDR FINCL SELECTSHARES OF BENEFICIAL INT UIE 81369Y605 146 7500 SH SOLE 0 0 7500 SEMPRA ENERGY COM 816851109 84 1026 SH SOLE 0 0 1026 SIEMENS A G ADR F1 ADR REP 1 ORD ADR 826197501 61 600 SH SOLE 0 0 600 SILVER BAY RLTY TR CORP COM 82735Q102 8 488 SH SOLE 0 0 488 SIRONA DENTAL SYSTEMS COM 82966C103 25 375 SH SOLE 0 0 375 SIRIUS XM RADIO INC TENDER OFFER EXP: 04/20/2 COM 82967N108 104 31094 SH SOLE 0 0 31094 SMITH A O COM 831865209 82 2250 SH SOLE 0 0 2250 SONOCO PRODUCTS CO COM 835495102 113 3256 SH SOLE 0 0 3256 THE SOUTHERN COMPANY COM 842587107 131 2973 SH SOLE 0 0 2973 SPROTT PHYS SIL TR ETF F ISSUE POSPON CEM 85207K107 8 1000 SH SOLE 0 0 1000 STAR GAS PARTNERS LP SBI MLP 85512C105 33 6800 SH SOLE 0 0 6800 STARBUCKS CORP COM 855244109 89 1352 SH SOLE 0 0 1352 STARWOOD HTLS & RSTS NEW COM 85590A401 75 1195 SH SOLE 0 0 1195 STATE STREET CORP ** SECONDARY OFFERING **FOR IPO USE COM 857477103 63 960 SH SOLE 0 0 960 SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT MLP 864482104 9 190 SH SOLE 0 0 190 SYSCO CORPORATION COM 871829107 18 530 SH SOLE 0 0 530 TCW STRATEGIC INCM FUND CEM 872340104 4 660 SH SOLE 0 0 660 T J X COS INC COM 872540109 275 5500 SH SOLE 0 0 5500 TAIWAN SEMICONDUCTR ADRFSPONSORED ADR ADR 874039100 55 3000 SH SOLE 0 0 3000 TARGA RESOURCES PTNR LP ** PENDING ENLISTMENT **--BEST EFFOR MLP 87611X105 133 2643 SH SOLE 0 0 2643 TARGET CORPORATION COM 87612E106 99 1440 SH SOLE 0 0 1440 TARGA RESOURCES CORP ** PENDING ENLISTMENT **-- BEST EFFO COM 87612G101 6 93 SH SOLE 0 0 93 TARGETED MED PHARMA INC COM 876140104 1 500 SH SOLE 0 0 500 TELEFONICA BRASIL ADR FSPONSORED ADR 1 ADR REPS 1 ADR 87936R106 0 1 SH SOLE 0 0 1 TELEFONICA SPON ADR FSPONSORED ADR 1 ADR REP 3 ADR 879382208 8 600 SH SOLE 0 0 600 TELLABS INC COM 879664100 10 5000 SH SOLE 0 0 5000 TEMPLETON GLOBAL INCM FD CEM 880198106 56 6471 SH SOLE 0 0 6471 TERADYNE INCORPORATED COM 880770102 24 1368 SH SOLE 0 0 1368 TEVA PHARM INDS LTD ADRFWITH STOCK SPLIT SHARES ADR 881624209 376 9598 SH SOLE 0 0 9598 TEXAS INSTRUMENTS INC COM 882508104 56 1600 SH SOLE 0 0 1600 THERMO FISHER SCIENTIFIC COM 883556102 42 500 SH SOLE 0 0 500 THESTREET INC COM 88368Q103 0 100 SH SOLE 0 0 100 THOMSON REUTERS CORP F FGC 884903105 37 1140 SH SOLE 0 0 1140 3M COMPANY COM 88579Y101 190 1735 SH SOLE 0 0 1735 TIFFANY & CO NEW COM 886547108 32 436 SH SOLE 0 0 436 TIME WARNER INC NEW COM 887317303 103 1774 SH SOLE 0 0 1774 TIME WARNER CABLE COM 88732J207 196 1741 SH SOLE 0 0 1741 TOMPKINS FINANCIAL CP COM 890110109 45 1000 SH SOLE 0 0 1000 TORONTO DOMINION BANK F FGC 891160509 40 500 SH SOLE 0 0 500 TORTOISE MLP FUND INC ** PENDING ENLISTMENT **-- BEST EFFO CEM 89148B101 58 2000 SH SOLE 0 0 2000 TOTAL S A ADR F1 ADR REP 1 ORD ADR 89151E109 37 750 SH SOLE 0 0 750 TOTAL SYSTEMS SERVICES COM 891906109 5 200 SH SOLE 0 0 200 TRAVELERS COMPANIES INC COM 89417E109 58 724 SH SOLE 0 0 724 TWO HARBORS INVESTMENT COM 90187B101 77 7500 SH SOLE 0 0 7500 U S BANCORP DEL NEW COM 902973304 146 4037 SH SOLE 0 0 4037 ULTRALIFE CORP COM 903899102 3 750 SH SOLE 0 0 750 UNDER ARMOUR INC ** PENDING ENLISTMENT ** COM 904311107 13 210 SH SOLE 0 0 210 UNILEVER PLC ADR NEW FWITH STOCK SPLIT SHARES 1 ADR REP 4 ADR 904767704 22 540 SH SOLE 0 0 540 UNILEVER N V NY SHS NEWFWITH STOCK SPLIT SHARES 1 NEW YORK S ADR 904784709 434 11050 SH SOLE 0 0 11050 UNION PACIFIC CORP COM 907818108 15 100 SH SOLE 0 0 100 UNITED TECHNOLOGIES CORP COM 913017109 179 1925 SH SOLE 0 0 1925 UNITEDHEALTH GROUP INC COM 91324P102 33 508 SH SOLE 0 0 508 V F CORPORATION COM 918204108 33 170 SH SOLE 0 0 170 VANGUARD DIV APPRCIATION UIE 921908844 22243 336004 SH SOLE 0 0 336004 VANGUARD WHITEHALL FUNDSHIGH DIVIDEND YIELD UIE 921946406 12944 229625 SH SOLE 0 0 229625 VANGUARD TOTAL WORLD STOCK ETF UIE 922042742 21 400 SH SOLE 0 0 400 VANGUARD FTSE EMERGING MARKETS ETF UIE 922042858 157 4051 SH SOLE 0 0 4051 VANGUARD REIT UIE 922908553 344 5011 SH SOLE 0 0 5011 VANGUARD SMALL CAP GRWTH UIE 922908595 54 525 SH SOLE 0 0 525 VANGUARD SMALL CAP VALUE UIE 922908611 298 3557 SH SOLE 0 0 3557 VANGUARD MID CAP UIE 922908629 2740 28801 SH SOLE 0 0 28801 VANGUARD LARGE CAP UIE 922908637 22 295 SH SOLE 0 0 295 VANGUARD TOTAL STOCK MKTSTK MKT VIPERS UIE 922908769 905 10952 SH SOLE 0 0 10952 VERIZON COMMUNICATIONS COM 92343V104 1015 20168 SH SOLE 0 0 20168 VIACOM INC CL B NEW COM 92553P201 6 81 SH SOLE 0 0 81 VICAL INC COM 925602104 37 11800 SH SOLE 0 0 11800 VISA INC ** PENDING ENLISTMENT **--BEST EFFOR COM 92826C839 20 108 SH SOLE 0 0 108 VITACOST.COM INC ** PENDING ENLISTMENT **-- BEST EFFO COM 92847A200 68 8000 SH SOLE 0 0 8000 VITAMIN SHOPPE INC ** PENDING ENLISTMENT **-- BEST EFFO COM 92849E101 1031 23000 SH SOLE 0 0 23000 VMWARE INC ** PENDING ENLISTMENT **-- BEST EFFO COM 928563402 7 100 SH SOLE 0 0 100 VODAFONE GROUP NEW ADR FSPONSORED ADR 1 ADR REP 10 ADR 92857W209 345 12006 SH SOLE 0 0 12006 VORNADO REALTY TRUST REIT RET 929042109 111 1340 SH SOLE 0 0 1340 VRINGO INC COM 92911N104 48 15000 SH SOLE 0 0 15000 W P P PLC ADR NEW FSPONSORED ADR 1 ADR REPS 5 ADR 92937A102 17 200 SH SOLE 0 0 200 WAL-MART STORES INC COM 931142103 184 2468 SH SOLE 0 0 2468 WALGREEN COMPANY COM 931422109 57 1293 SH SOLE 0 0 1293 WASTE MANAGEMENT INC DEL COM 94106L109 81 2000 SH SOLE 0 0 2000 WELLPOINT INC COM 94973V107 189 2312 SH SOLE 0 0 2312 WELLS FARGO & CO NEW COM 949746101 501 12131 SH SOLE 0 0 12131 WSTRN ASSET EMERGNG MKTSEMERGING MARKETS INCOME FUND CEM 95766E103 66 5000 SH SOLE 0 0 5000 WESTERN UNION COMPANY COM 959802109 5 313 SH SOLE 0 0 313 WEYERHAEUSER CO TENDER OFFER EXP: 01/13/0 COM 962166104 2 69 SH SOLE 0 0 69 WILLIAMS PARTNERS LP ** PENDING ENLISTMENT **-- BEST EFFO MLP 96950F104 99 1921 SH SOLE 0 0 1921 WISCONSIN EGY CP HLDG CO COM 976657106 16 388 SH SOLE 0 0 388 WISDOMTREE INTL SMCP DIVINTL SMALLCAP DIVIDEND UIE 97717W760 306 5850 SH SOLE 0 0 5850 WYNN RESORTS COM 983134107 6 50 SH SOLE 0 0 50 XILINX INC COM 983919101 236 5964 SH SOLE 0 0 5964 YAMANA GOLD INC F FGC 98462Y100 4 452 SH SOLE 0 0 452 YUM BRANDS INC COM 988498101 107 1545 SH SOLE 0 0 1545 ZALE CORPORATION NEW TENDER OFFER COM 988858106 64 7000 SH SOLE 0 0 7000 ZIMMER HOLDINGS INC COM 98956P102 6 80 SH SOLE 0 0 80 TELENET GP HLDG NV ORD F UFO B89957110 69 1500 SH SOLE 0 0 1500 A O N PLC FCLASS A FGO G0408V102 98 1522 SH SOLE 0 0 1522 ASSURED GUARANTY LTD F** PENDING ENLISTMENT **-- BEST EFFO FGO G0585R106 842 38173 SH SOLE 0 0 38173 ACCENTURE PLC CL A F FGO G1151C101 24 330 SH SOLE 0 0 330 BROOKFIELD PROP PART LPF FGO G16249107 2 116 SH SOLE 0 0 116 GREENLIGHT CAPITAL RE F** PENDING ENLISTMENT **-- BEST EFFO FGO G4095J109 25 1000 SH SOLE 0 0 1000 INGERSOLL RAND CL A NEWFIRELAND FGO G47791101 1213 21851 SH SOLE 0 0 21851 SIGNET JEWELERS LTD F FGO G81276100 84 1250 SH SOLE 0 0 1250 VELTI LTD F FGO G93285107 6 4000 SH SOLE 0 0 4000 WILLIS GRP HLDGS PUBLICF FGO G96666105 10 245 SH SOLE 0 0 245 ACE LIMITED NEW F FGO H0023R105 89 1000 SH SOLE 0 0 1000 FOSTER WHEELER AG ORD F FGO H27178104 22 1000 SH SOLE 0 0 1000 TYCO INTL LTD NEW F FGO H89128104 16 500 SH SOLE 0 0 500 G WILLI FOOD INTL LTD F FGO M52523103 19 2800 SH SOLE 0 0 2800 DE MASTER BLNDRS ORD F TENDER OFFER EXP: 8/15/1 UFO N2563N109 37 2300 SH SOLE 0 0 2300 VISTAPRINT N V F FGO N93540107 138 2800 SH SOLE 0 0 2800