0001599217-20-000008.txt : 20201113 0001599217-20-000008.hdr.sgml : 20201113 20201113154501 ACCESSION NUMBER: 0001599217-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 201311243 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 09-30-2020 09-30-2020 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G Marks 6302410833 Richard G Marks Downers Grove IL 11-13-2020 0 112 945734 false INFORMATION TABLE 2 13F2020Q3.xml CAPSTONE FINANCIAL ADVISORS INC 2020 Q3 13F AT&T INC COM 00206R102 558 19557 SH SOLE 0 0 19557 ABBOTT LABS COM 002824100 231 2126 SH SOLE 0 0 2126 ABBVIE INC COM 00287Y109 276 3147 SH SOLE 0 0 3147 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 76 19000 SH SOLE 0 0 19000 ADAMS DIVERSIFIED EQUITY FD COM 006212104 306 18895 SH SOLE 0 0 18895 ALASKA AIR GROUP INC COM 011659109 212 5779 SH SOLE 0 0 5779 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 296 1006 SH SOLE 0 0 1006 AMAZON COM INC COM 023135106 4679 1486 SH SOLE 0 0 1486 AMGEN INC COM 031162100 420 1651 SH SOLE 0 0 1651 APPLE INC COM 037833100 21415 184918 SH SOLE 0 0 184918 ARCHER DANIELS MIDLAND CO COM 039483102 242 5196 SH SOLE 0 0 5196 BABCOCK & WILCOX ENTERPRISES COM 05614L209 35 14901 SH SOLE 0 0 14901 BANCO SANTANDER S.A. ADR 05964H105 28 15000 SH SOLE 0 0 15000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 783 3675 SH SOLE 0 0 3675 BEYOND MEAT INC COM 08862E109 349 2104 SH SOLE 0 0 2104 BLACKSTONE MTG TR INC COM CL A 09257W100 659 30000 SH SOLE 0 0 30000 BOEING CO COM 097023105 313 1891 SH SOLE 0 0 1891 BRISTOL-MYERS SQUIBB CO COM 110122108 232 3850 SH SOLE 0 0 3850 BYLINE BANCORP INC COM 124411109 126 11201 SH SOLE 0 0 11201 CBOE GLOBAL MARKETS INC COM 12503M108 607 6913 SH SOLE 0 0 6913 CIGNA CORP NEW COM 125523100 456 2690 SH SOLE 0 0 2690 CME GROUP INC COM 12572Q105 3763 22488 SH SOLE 0 0 22488 CARMAX INC COM 143130102 524 5700 SH SOLE 0 0 5700 CATERPILLAR INC DEL COM 149123101 414 2773 SH SOLE 0 0 2773 CEMEX SAB DE CV SPON ADR NEW 151290889 114 30000 SH SOLE 0 0 30000 LUMEN TECHNOLOGIES INC COM 156700106 457 45302 SH SOLE 0 0 45302 CIVEO CORP CDA COM 17878Y108 14 20000 SH SOLE 0 0 20000 COCA COLA CO COM 191216100 725 14676 SH SOLE 0 0 14676 COHEN & STEERS QUALITY INCOM COM 19247L106 196 17600 SH SOLE 0 0 17600 COLGATE PALMOLIVE CO COM 194162103 270 3505 SH SOLE 0 0 3505 COSTCO WHSL CORP NEW COM 22160K105 1297 3654 SH SOLE 0 0 3654 DISNEY WALT CO COM DISNEY 254687106 303 2445 SH SOLE 0 0 2445 DUKE ENERGY CORP NEW COM NEW 26441C204 309 3486 SH SOLE 0 0 3486 DUNKIN BRANDS GROUP INC COM 265504100 5088 62115 SH SOLE 0 0 62115 EXXON MOBIL CORP COM 30231G102 311 9060 SH SOLE 0 0 9060 FACEBOOK INC CL A 30303M102 233 890 SH SOLE 0 0 890 FIFTH THIRD BANCORP COM 316773100 818 38355 SH SOLE 0 0 38355 FLEXSHARES TR MORNSTAR USMKT 33939L100 25357 207848 SH SOLE 0 0 207848 FLEXSHARES TR M STAR DEV MKT 33939L803 28483 508901 SH SOLE 0 0 508901 FORD MTR CO DEL COM 345370860 347 52088 SH SOLE 0 0 52088 GENERAL ELECTRIC CO COM 369604103 151 24315 SH SOLE 0 0 24315 GRAINGER W W INC COM 384802104 357 1000 SH SOLE 0 0 1000 HOME DEPOT INC COM 437076102 314 1130 SH SOLE 0 0 1130 INTEL CORP COM 458140100 1025 19794 SH SOLE 0 0 19794 INTERCONTINENTAL EXCHANGE IN COM 45866F104 270 2695 SH SOLE 0 0 2695 INTERNATIONAL BUSINESS MACHS COM 459200101 656 5393 SH SOLE 0 0 5393 INVESCO QQQ TR UNIT SER 1 46090E103 326 1174 SH SOLE 0 0 1174 ISHARES TR CORE S&P TTL STK 464287150 11086 146852 SH SOLE 0 0 146852 ISHARES TR CORE S&P500 ETF 464287200 238 708 SH SOLE 0 0 708 ISHARES TR RUS 1000 GRW ETF 464287614 23302 107439 SH SOLE 0 0 107439 ISHARES TR RUS 1000 ETF 464287622 281876 1506151 SH SOLE 0 0 1506151 ISHARES TR RUSSELL 2000 ETF 464287655 455 3039 SH SOLE 0 0 3036 ISHARES TR RUSSELL 3000 ETF 464287689 433 2210 SH SOLE 0 0 2210 ISHARES TR GLB INFRASTR ETF 464288372 15717 407396 SH SOLE 0 0 407396 ISHARES TR CORE MSCI TOTAL 46432F834 26025 446100 SH SOLE 0 0 446100 ISHARES TR GLOBAL REIT ETF 46434V647 18783 893155 SH SOLE 0 0 893155 ISHARES TR ULTR SH TRM BD 46434V878 4748 93894 SH SOLE 0 0 93894 JPMORGAN CHASE & CO COM 46625H100 4862 50502 SH SOLE 0 0 50502 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 10380 203574 SH SOLE 0 0 203574 JOHNSON & JOHNSON COM 478160104 1368 9187 SH SOLE 0 0 9187 LAMB WESTON HLDGS INC COM 513272104 461 6955 SH SOLE 0 0 6955 MCDONALDS CORP COM 580135101 43267 197126 SH SOLE 0 0 197126 MERCK & CO. INC COM 58933Y105 283 3415 SH SOLE 0 0 3415 MICROSOFT CORP COM 594918104 2203 10474 SH SOLE 0 0 10474 MYERS INDS INC COM 628464109 376 28420 SH SOLE 0 0 28420 NAVISTAR INTL CORP NEW COM 63934E108 241 5525 SH SOLE 0 0 5525 NETFLIX INC COM 64110L106 219 438 SH SOLE 0 0 438 NEXTERA ENERGY INC COM 65339F101 201 726 SH SOLE 0 0 726 NIKE INC CL B 654106103 252 2004 SH SOLE 0 0 2004 NOODLES & CO COM CL A 65540B105 172 25000 SH SOLE 0 0 25000 NVIDIA CORPORATION COM 67066G104 259 479 SH SOLE 0 0 479 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 362 14890 SH SOLE 0 0 14890 NUVEEN PFD & INCM SECURTIES COM 67072C105 115 13000 SH SOLE 0 0 13000 PAYPAL HLDGS INC COM 70450Y103 314 1595 SH SOLE 0 0 1595 PELOTON INTERACTIVE INC CL A COM 70614W100 623 6282 SH SOLE 0 0 6282 PEPSICO INC COM 713448108 308 2224 SH SOLE 0 0 2224 PFIZER INC COM 717081103 478 13037 SH SOLE 0 0 13037 PROCTER AND GAMBLE CO COM 742718109 446 3209 SH SOLE 0 0 3209 PROSHARES TR DJ BRKFLD GLB 74347B508 39247 1025067 SH SOLE 0 0 1025067 QUALCOMM INC COM 747525103 1947 16548 SH SOLE 0 0 16548 RESOLUTE FST PRODS INC COM 76117W109 67 15000 SH SOLE 0 0 15000 SPDR S&P 500 ETF TR TR UNIT 78462F103 4052 12100 SH Put SOLE 0 0 12100 SPDR S&P 500 ETF TR TR UNIT 78462F103 2014 6014 SH SOLE 0 0 6014 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2290 57972 SH SOLE 0 0 57972 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 8821 26033 SH SOLE 0 0 26033 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1397 17544 SH SOLE 0 0 17544 TESLA INC COM 88160R101 750 1748 SH SOLE 0 0 1748 THE ONE GROUP HOSPITALITY IN COM 88338K103 40 20000 SH SOLE 0 0 20000 THERMO FISHER SCIENTIFIC INC COM 883556102 420 952 SH SOLE 0 0 952 UBER TECHNOLOGIES INC COM 90353T100 325 8915 SH SOLE 0 0 8915 UNILEVER N V N Y SHS NEW 904784709 1285 21268 SH SOLE 0 0 21268 UNITED STATES STL CORP NEW COM 912909108 97 13228 SH SOLE 0 0 13228 UNITEDHEALTH GROUP INC COM 91324P102 407 1305 SH SOLE 0 0 1305 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 24427 189859 SH SOLE 0 0 189859 VANGUARD STAR FDS VG TL INTL STK F 921909768 34766 666408 SH SOLE 0 0 666408 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 107304 1216322 SH SOLE 0 0 1216322 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 227 5545 SH SOLE 0 0 5545 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 88599 1522710 SH SOLE 0 0 1522710 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 391 7758 SH SOLE 0 0 7758 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1286 23622 SH SOLE 0 0 23622 VANGUARD INDEX FDS TOTAL STK MKT 922908769 63993 375745 SH SOLE 0 0 375745 VERIZON COMMUNICATIONS INC COM 92343V104 379 6371 SH SOLE 0 0 6371 WEC ENERGY GROUP INC COM 92939U106 360 3713 SH SOLE 0 0 3713 WALGREENS BOOTS ALLIANCE INC COM 931427108 4619 128584 SH SOLE 0 0 128584 WELBILT INC COM 949090104 93 15017 SH SOLE 0 0 15017 WELLS FARGO CO NEW COM 949746101 274 11675 SH SOLE 0 0 11675 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 48 25000 SH SOLE 0 0 25000 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 146 35719 SH SOLE 0 0 35719 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 333 1473 SH SOLE 0 0 1473 MYOVANT SCIENCES LTD COM G637AM102 162 11500 SH SOLE 0 0 11500 ELASTIC N V ORD SHS N14506104 626 5800 SH SOLE 0 0 5800 WRIGHT MED GROUP N V ORD SHS N96617118 268 8783 SH SOLE 0 0 8783