0001599217-20-000006.txt : 20200814 0001599217-20-000006.hdr.sgml : 20200814 20200813175341 ACCESSION NUMBER: 0001599217-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 201100501 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 06-30-2020 06-30-2020 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G Marks 630-241-0833 Richard G. Marks Downers Grove IL 08-13-2020 0 105 874261 false INFORMATION TABLE 2 Capstone13F2020Q2.xml CAPSTONE FINANCIAL ADVISORS, INC. 2020 Q2 13F AT&T INC COM 00206R102 258 8546 SH SOLE 0 0 8546 ABBOTT LABS COM 002824100 204 2226 SH SOLE 0 0 2226 ABBVIE INC COM 00287Y109 309 3147 SH SOLE 0 0 3147 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 72 19000 SH SOLE 0 0 19000 ALASKA AIR GROUP INC COM 011659109 210 5779 SH SOLE 0 0 5779 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 217 1006 SH SOLE 0 0 1006 AMAZON COM INC COM 023135106 4078 1478 SH SOLE 0 0 1478 AMGEN INC COM 031162100 389 1650 SH SOLE 0 0 1650 APPLE INC COM 037833100 16750 45916 SH SOLE 0 0 45916 ARCHER DANIELS MIDLAND CO COM 039483102 207 5195 SH SOLE 0 0 5195 BABCOCK & WILCOX ENTERPRISES COM 05614L209 34 14901 SH SOLE 0 0 14901 BANCO SANTANDER S.A. ADR 05964H105 36 15000 SH SOLE 0 0 15000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 745 4175 SH SOLE 0 0 4175 BEYOND MEAT INC COM 08862E109 282 2104 SH SOLE 0 0 2104 BLACKSTONE MTG TR INC COM CL A 09257W100 383 15895 SH SOLE 0 0 15895 BOEING CO COM 097023105 343 1871 SH SOLE 0 0 1871 BRISTOL-MYERS SQUIBB CO COM 110122108 226 3850 SH SOLE 0 0 3850 CBOE GLOBAL MARKETS INC COM 12503M108 642 6881 SH SOLE 0 0 6881 CIGNA CORP NEW COM 125523100 317 1690 SH SOLE 0 0 1690 CME GROUP INC COM 12572Q105 326 2000 SH Call SOLE 0 0 2000 CME GROUP INC COM 12572Q105 3630 22336 SH SOLE 0 0 22336 CARMAX INC COM 143130102 510 5700 SH SOLE 0 0 5700 CATERPILLAR INC DEL COM 149123101 351 2773 SH SOLE 0 0 2773 CEMEX SAB DE CV SPON ADR NEW 151290889 86 30000 SH SOLE 0 0 30000 CENTURYLINK INC COM 156700106 454 45298 SH SOLE 0 0 45298 CIVEO CORP CDA COM 17878Y108 12 20000 SH SOLE 0 0 20000 COCA COLA CO COM 191216100 653 14626 SH SOLE 0 0 14626 COHEN & STEERS QUALITY INCOM COM 19247L106 138 12600 SH SOLE 0 0 12600 COSTCO WHSL CORP NEW COM 22160K105 1108 3653 SH SOLE 0 0 3653 DISNEY WALT CO COM DISNEY 254687106 270 2424 SH SOLE 0 0 2424 DUKE ENERGY CORP NEW COM NEW 26441C204 250 3128 SH SOLE 0 0 3128 DUNKIN BRANDS GROUP INC COM 265504100 3783 57998 SH SOLE 0 0 57998 EXXON MOBIL CORP COM 30231G102 256 5730 SH SOLE 0 0 5730 FACEBOOK INC CL A 30303M102 202 890 SH SOLE 0 0 890 FIDELITY COVINGTON TR LOW VOLITY ETF 316092824 231 6306 SH SOLE 0 0 6306 FIFTH THIRD BANCORP COM 316773100 739 38342 SH SOLE 0 0 38342 FLEXSHARES TR MORNSTAR USMKT 33939L100 27607 243166 SH SOLE 0 0 243166 FLEXSHARES TR M STAR DEV MKT 33939L803 27241 509941 SH SOLE 0 0 509941 FORD MTR CO DEL COM 345370860 317 52088 SH SOLE 0 0 52088 GENERAL ELECTRIC CO COM 369604103 163 23813 SH SOLE 0 0 23813 GOGO INC COM 38046C109 124 39254 SH SOLE 0 0 39254 GRAINGER W W INC COM 384802104 314 1000 SH SOLE 0 0 1000 HOME DEPOT INC COM 437076102 283 1130 SH SOLE 0 0 1130 INTEL CORP COM 458140100 1184 19784 SH SOLE 0 0 19784 INTERCONTINENTAL EXCHANGE IN COM 45866F104 303 3307 SH SOLE 0 0 3307 INTERNATIONAL BUSINESS MACHS COM 459200101 651 5389 SH SOLE 0 0 5389 INVESCO QQQ TR UNIT SER 1 46090E103 359 1450 SH SOLE 0 0 1450 ISHARES TR CORE S&P TTL STK 464287150 15014 216213 SH SOLE 0 0 216213 ISHARES TR CORE S&P500 ETF 464287200 219 708 SH SOLE 0 0 708 ISHARES TR RUS 1000 GRW ETF 464287614 20642 107539 SH SOLE 0 0 107539 ISHARES TR RUS 1000 ETF 464287622 253235 1475042 SH SOLE 0 0 1475042 ISHARES TR RUSSELL 2000 ETF 464287655 431 3012 SH SOLE 0 0 3012 ISHARES TR RUSSELL 3000 ETF 464287689 398 2210 SH SOLE 0 0 2210 ISHARES TR GLB INFRASTR ETF 464288372 15673 409316 SH SOLE 0 0 409316 ISHARES TR CORE MSCI TOTAL 46432F834 25068 459801 SH SOLE 0 0 459801 ISHARES TR GLOBAL REIT ETF 46434V647 18640 892717 SH SOLE 0 0 892717 ISHARES TR ULTR SH TRM BD 46434V878 1853 36657 SH SOLE 0 0 36657 JPMORGAN CHASE & CO COM 46625H100 4750 50501 SH SOLE 0 0 50501 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4785 93863 SH SOLE 0 0 93863 JOHNSON & JOHNSON COM 478160104 1312 9332 SH SOLE 0 0 9332 LAMB WESTON HLDGS INC COM 513272104 445 6955 SH SOLE 0 0 6955 MCDONALDS CORP COM 580135101 39396 213562 SH SOLE 0 0 213562 MERCK & CO. INC COM 58933Y105 264 3415 SH SOLE 0 0 3415 MICROSOFT CORP COM 594918104 2736 13442 SH SOLE 0 0 13442 MYERS INDS INC COM 628464109 362 24850 SH SOLE 0 0 24850 NETFLIX INC COM 64110L106 450 990 SH SOLE 0 0 990 NOODLES & CO COM CL A 65540B105 151 25000 SH SOLE 0 0 25000 PAYPAL HLDGS INC COM 70450Y103 222 1275 SH SOLE 0 0 1275 PELOTON INTERACTIVE INC CL A COM 70614W100 363 6282 SH SOLE 0 0 6282 PEPSICO INC COM 713448108 294 2223 SH SOLE 0 0 2223 PFIZER INC COM 717081103 268 8207 SH SOLE 0 0 8207 PROCTER AND GAMBLE CO COM 742718109 380 3180 SH SOLE 0 0 3180 PROSHARES TR DJ BRKFLD GLB 74347B508 40464 1020782 SH SOLE 0 0 1020782 QUALCOMM INC COM 747525103 1509 16548 SH SOLE 0 0 16548 RESOLUTE FST PRODS INC COM 76117W109 32 15000 SH SOLE 0 0 15000 SPDR S&P 500 ETF TR TR UNIT 78462F103 678 2200 SH Put SOLE 0 0 2200 SPDR S&P 500 ETF TR TR UNIT 78462F103 1760 5707 SH SOLE 0 0 5707 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2244 57497 SH SOLE 0 0 57497 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9138 28161 SH SOLE 0 0 28161 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1292 17585 SH SOLE 0 0 17585 TESLA INC COM 88160R101 328 304 SH SOLE 0 0 304 THERMO FISHER SCIENTIFIC INC COM 883556102 412 1136 SH SOLE 0 0 1136 UBER TECHNOLOGIES INC COM 90353T100 277 8915 SH SOLE 0 0 8915 UNILEVER N V N Y SHS NEW 904784709 1133 21268 SH SOLE 0 0 21268 UNITED STATES STL CORP NEW COM 912909108 92 12725 SH SOLE 0 0 12725 UNITEDHEALTH GROUP INC COM 91324P102 383 1299 SH SOLE 0 0 1299 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 24203 206542 SH SOLE 0 0 206542 VANGUARD STAR FDS VG TL INTL STK F 921909768 31489 640417 SH SOLE 0 0 640417 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 101492 1148877 SH SOLE 0 0 1148877 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 82456 1428296 SH SOLE 0 0 1428296 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 369 7760 SH SOLE 0 0 7760 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1263 23333 SH SOLE 0 0 23333 VANGUARD INDEX FDS TOTAL STK MKT 922908769 60629 387331 SH SOLE 0 0 387331 VERIZON COMMUNICATIONS INC COM 92343V104 467 8474 SH SOLE 0 0 8474 WEC ENERGY GROUP INC COM 92939U106 305 3481 SH SOLE 0 0 3481 WALGREENS BOOTS ALLIANCE INC COM 931427108 5208 122857 SH SOLE 0 0 122857 WELBILT INC COM 949090104 91 15017 SH SOLE 0 0 15017 WELLS FARGO CO NEW COM 949746101 307 11995 SH SOLE 0 0 11995 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 55 25000 SH SOLE 0 0 25000 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 225 53598 SH SOLE 0 0 53598 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 316 1473 SH SOLE 0 0 1473 MYOVANT SCIENCES LTD COM G637AM102 237 11500 SH SOLE 0 0 11500 NOBLE CORP PLC SHS USD G65431101 13 40000 SH SOLE 0 0 40000 ELASTIC N V ORD SHS N14506104 535 5800 SH SOLE 0 0 5800 WRIGHT MED GROUP N V ORD SHS N96617118 261 8783 SH SOLE 0 0 8783