0001599217-19-000004.txt : 20190514
0001599217-19-000004.hdr.sgml : 20190514
20190514155401
ACCESSION NUMBER: 0001599217-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190514
DATE AS OF CHANGE: 20190514
EFFECTIVENESS DATE: 20190514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001599217
IRS NUMBER: 364296290
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15785
FILM NUMBER: 19822568
BUSINESS ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: (630) 241-0833
MAIL ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599217
XXXXXXXX
03-31-2019
03-31-2019
Capstone Financial Advisors, Inc.
2001 BUTTERFIELD ROAD, SUITE 1750
DOWNERS GROVE
IL
60515
13F HOLDINGS REPORT
028-15785
N
Richard G Marks
Secretary
630-241-0833
Richard G. Marks
Downers Grove
IL
05-14-2019
0
98
585089
false
INFORMATION TABLE
2
2019Q113FFilingCopy.xml
CAPSTONE FINANCIAL ADVISORS, INC. 2019 Q1 13F FILING
ALPS ETF TR
ALERIAN MLP
00162Q866
752
75000
SH
SOLE
0
0
75000
AT&T INC
COM
00206R102
267
8505
SH
SOLE
0
0
8505
ABERDEEN ASIA PACIFIC INCO
COM
003009107
80
19000
SH
SOLE
0
0
19000
ACETO CORP
COM
004446100
3
15000
SH
SOLE
0
0
15000
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
392
2147
SH
SOLE
0
0
2147
ALLIANCEBERNSTEIN GBL HGH
COM
01879R106
127
11000
SH
SOLE
0
0
11000
ALPHABET INC
CAP STK CL A
02079K305
252
214
SH
SOLE
0
0
214
AMAZON COM INC
COM
023135106
2441
1371
SH
SOLE
0
0
1371
AMGEN INC
COM
031162100
312
1644
SH
SOLE
0
0
1644
APPLE INC
COM
037833100
9674
50931
SH
SOLE
0
0
50931
ARCHER DANIELS MIDLAND CO
COM
039483102
220
5094
SH
SOLE
0
0
5094
BABCOCK & WILCOX ENTERPRIS
COM
05614L100
31
75000
SH
SOLE
0
0
75000
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
862
4290
SH
SOLE
0
0
4290
CBOE GLOBAL MARKETS INC
COM
12503M108
637
6678
SH
SOLE
0
0
6678
CME GROUP INC
COM CL A
12572Q105
4387
26657
SH
SOLE
0
0
26657
CARMAX INC
COM
143130102
398
5700
SH
SOLE
0
0
5700
CATERPILLAR INC DEL
COM
149123101
280
2068
SH
SOLE
0
0
2068
CELGENE CORP
COM
151020104
252
2674
SH
SOLE
0
0
2674
CEMEX SAB DE CV
SPON ADR NEW
151290889
70
15000
SH
SOLE
0
0
15000
CENTURYLINK INC
COM
156700106
439
36641
SH
SOLE
0
0
36641
CHESAPEAKE ENERGY CORP
COM
165167107
62
20000
SH
SOLE
0
0
20000
CHIPOTLE MEXICAN GRILL INC
COM
169656105
376
529
SH
SOLE
0
0
529
COSTCO WHSL CORP NEW
COM
22160K105
772
3188
SH
SOLE
0
0
3188
DIAGEO P L C
SPON ADR NEW
25243Q205
360
2200
SH
SOLE
0
0
2200
DISNEY WALT CO
COM DISNEY
254687106
445
4004
SH
SOLE
0
0
4004
DUKE ENERGY CORP NEW
COM NEW
26441C204
252
2800
SH
SOLE
0
0
2800
DUNKIN BRANDS GROUP INC
COM
265504100
4999
66563
SH
SOLE
0
0
66563
EXXON MOBIL CORP
COM
30231G102
317
3919
SH
SOLE
0
0
3919
FACEBOOK INC
CL A
30303M102
323
1937
SH
SOLE
0
0
1937
FIFTH THIRD BANCORP
COM
316773100
1808
71692
SH
SOLE
0
0
71692
FLEXSHARES TR
MORNSTAR USMKT
33939L100
3775
33235
SH
SOLE
0
0
33235
FLEXSHARES TR
M STAR DEV MKT
33939L803
1734
28586
SH
SOLE
0
0
28586
FRANCESCAS HLDGS CORP
COM
351793104
12
17433
SH
SOLE
0
0
17433
GENERAL ELECTRIC CO
COM
369604103
229
22924
SH
SOLE
0
0
22924
GERDAU S A
SPON ADR REP PFD
373737105
74
19000
SH
SOLE
0
0
19000
GRAINGER W W INC
COM
384802104
2772
9211
SH
SOLE
0
0
9211
HOME DEPOT INC
COM
437076102
224
1167
SH
SOLE
0
0
1167
INTEL CORP
COM
458140100
1118
20818
SH
SOLE
0
0
20818
INTERCONTINENTAL EXCHANGE
COM
45866F104
254
3336
SH
SOLE
0
0
3336
INTERNATIONAL BUSINESS MAC
COM
459200101
738
5229
SH
SOLE
0
0
5229
INVESCO EXCHANGE TRADED FD
S&P500 EQL WGT
46137V357
324
3106
SH
SOLE
0
0
3106
ISHARES TR
CORE S&P TTL STK
464287150
21288
330564
SH
SOLE
0
0
330564
ISHARES TR
CORE S&P500 ETF
464287200
220
774
SH
SOLE
0
0
774
ISHARES TR
CORE US AGGBD ET
464287226
906
8304
SH
SOLE
0
0
8304
ISHARES TR
MSCI EAFE ETF
464287465
2076
32000
PRN
SOLE
0
0
32000
ISHARES TR
RUS 1000 GRW ETF
464287614
17268
114088
PRN
SOLE
0
0
114088
ISHARES TR
RUS 2000 VAL ETF
464287630
309
2575
SH
SOLE
0
0
2575
ISHARES TR
RUSSELL 2000 ETF
464287655
252
1645
SH
SOLE
0
0
1645
ISHARES TR
RUSSELL 3000 ETF
464287689
368
2210
PRN
SOLE
0
0
2210
ISHARES TR
JPMORGAN USD EMG
464288281
300
2730
SH
SOLE
0
0
2730
ISHARES TR
GLB INFRASTR ETF
464288372
1140
25443
SH
SOLE
0
0
25443
ISHARES TR
CORE MSCI TOTAL
46432F834
7181
123669
SH
SOLE
0
0
123669
ISHARES TR
GLOBAL REIT ETF
46434V647
5783
216441
SH
SOLE
0
0
216441
JPMORGAN CHASE & CO
COM
46625H100
5399
53334
SH
SOLE
0
0
53334
JOHNSON & JOHNSON
COM
478160104
1543
11036
SH
SOLE
0
0
11036
LAMB WESTON HLDGS INC
COM
513272104
375
5003
SH
SOLE
0
0
5003
MFS INTER INCOME TR
SH BEN INT
55273C107
38
10000
SH
SOLE
0
0
10000
MCDONALDS CORP
COM
580135101
29014
152784
SH
SOLE
0
0
152784
MCDONALDS CORP
COM
580135101
950
5000
SH
Call
SOLE
0
0
5000
MCDONALDS CORP
COM
580135101
950
5000
SH
Put
SOLE
0
0
5000
MERCK & CO INC
COM
58933Y105
267
3215
SH
SOLE
0
0
3215
MICROSOFT CORP
COM
594918104
786
6662
SH
SOLE
0
0
6662
MYERS INDS INC
COM
628464109
228
13298
SH
SOLE
0
0
13298
NAVISTAR INTL CORP NEW
COM
63934E108
519
16054
SH
SOLE
0
0
16054
NETFLIX INC
COM
64110L106
225
631
SH
SOLE
0
0
631
NOODLES & CO
COM CL A
65540B105
170
25000
SH
SOLE
0
0
25000
NORTHERN TR CORP
COM
665859104
252
2790
SH
SOLE
0
0
2790
NUVEEN PFD & INCM SECURTIE
COM
67072C105
108
11966
SH
SOLE
0
0
11966
PENNEY J C CORP INC
COM
708160106
30
20000
SH
SOLE
0
0
20000
PFIZER INC
COM
717081103
320
7546
SH
SOLE
0
0
7546
PROSHARES TR
DJ BRKFLD GLB
74347B508
35892
817213
SH
SOLE
0
0
817213
QUALCOMM INC
COM
747525103
922
16162
SH
SOLE
0
0
16162
RITE AID CORP
COM
767754104
22
35000
SH
SOLE
0
0
35000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1657
5868
SH
SOLE
0
0
5868
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
22390
64823
SH
SOLE
0
0
64823
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1263
18565
SH
SOLE
0
0
18565
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1110
15000
SH
Put
SOLE
0
0
15000
STAGE STORES INC
COM NEW
85254C305
19
18403
SH
SOLE
0
0
18403
UNILEVER N V
N Y SHS NEW
904784709
1240
21268
SH
SOLE
0
0
21268
UNITEDHEALTH GROUP INC
COM
91324P102
400
1619
SH
SOLE
0
0
1619
VANGUARD GROUP
DIV APP ETF
921908844
44883
409365
SH
SOLE
0
0
409365
VANGUARD STAR FD
VG TL INTL STK F
921909768
49255
949046
SH
SOLE
0
0
949046
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
74592
918842
SH
SOLE
0
0
918842
VANGUARD TAX MANAGED INTL
FTSE DEV MKT ETF
921943858
2013
49250
SH
SOLE
0
0
49250
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
62338
1117766
SH
SOLE
0
0
1117766
VANGUARD INTL EQUITY INDEX
FTSE EMR MKT ETF
922042858
1446
34034
PRN
SOLE
0
0
34034
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
1448
27772
SH
SOLE
0
0
27772
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
140016
967565
SH
SOLE
0
0
967565
VERIZON COMMUNICATIONS INC
COM
92343V104
540
9134
SH
SOLE
0
0
9134
VISA INC
COM CL A
92826C839
322
2060
SH
SOLE
0
0
2060
WEC ENERGY GROUP INC
COM
92939U106
257
3249
SH
SOLE
0
0
3249
WALGREENS BOOTS ALLIANCE I
COM
931427108
443
6997
SH
SOLE
0
0
6997
WELBILT INC
COM
949090104
255
15593
SH
SOLE
0
0
15593
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
556
77592
SH
SOLE
0
0
77592
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
309
1757
SH
SOLE
0
0
1757
NOBLE CORP PLC
SHS USD
G65431101
29
10000
SH
SOLE
0
0
10000
WRIGHT MED GROUP N V
ORD SHS
N96617118
276
8783
SH
SOLE
0
0
8783
SEASPAN CORP
SHS
Y75638109
87
10000
SH
SOLE
0
0
10000