0001599217-18-000009.txt : 20181120 0001599217-18-000009.hdr.sgml : 20181120 20181119184512 ACCESSION NUMBER: 0001599217-18-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181120 DATE AS OF CHANGE: 20181119 EFFECTIVENESS DATE: 20181120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 181193809 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 09-30-2018 09-30-2018 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G Marks 6302410833 Richard G. Marks Downers Grove IL 11-19-2018 0 88 402486 false INFORMATION TABLE 2 2018Q313Fv2.xml CAPSTONE FINANCIAL ADVISORS INC. 2018Q3 13F SEASPAN CORP SHS Y75638109 83 10000 SH SOLE 0 0 10000 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 24 10000 SH SOLE 0 0 10000 CHESAPEAKE ENERGY CORP COM 165167107 45 10000 SH SOLE 0 0 10000 JOHNSON & JOHNSON COM 478160104 1555 11253 SH SOLE 0 0 11253 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 608 12042 SH SOLE 0 0 12042 NUVEEN QUALITY MUNCP INCOME COM 67066V101 159 12447 PRN SOLE 0 0 12447 MYERS INDS INC COM 628464109 305 13100 SH SOLE 0 0 13100 AT&T INC COM 00206R102 494 14713 SH SOLE 0 0 14713 NAVISTAR INTL CORP NEW COM 63934E108 578 15017 SH SOLE 0 0 15017 SPHERE 3D CORP NEW COM NEW 84841L209 6 15120 SH SOLE 0 0 15120 QUALCOMM INC COM 747525103 1160 16101 SH SOLE 0 0 16101 STAGE STORES INC COM NEW 85254C305 36 18403 SH SOLE 0 0 18403 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1306 18551 SH SOLE 0 0 18551 GENERAL ELECTRIC CO COM 369604103 211 18714 SH SOLE 0 0 18714 GERDAU S A SPON ADR REP PFD 373737105 80 19000 SH SOLE 0 0 19000 PENNEY J C INC COM 708160106 33 20000 SH SOLE 0 0 20000 INTEL CORP COM 458140100 1023 21634 SH SOLE 0 0 21634 UNILEVER N V N Y SHS NEW 904784709 1208 21750 SH SOLE 0 0 21750 RITE AID CORP COM 767754104 32 25000 SH SOLE 0 0 25000 NOODLES & CO COM CL A 65540B105 303 25000 SH SOLE 0 0 25000 GNC HLDGS INC COM CL A 36191G107 104 25000 SH SOLE 0 0 25000 ULTA BEAUTY INC COM 90384S303 393 25387 SH SOLE 0 0 25387 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1201 27755 SH SOLE 0 0 27755 CME GROUP INC COM CL A 12572Q105 4890 28730 SH SOLE 0 0 28730 ISHARES TR MSCI EAFE ETF 464287465 2180 32065 PRN SOLE 0 0 32065 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1466 35758 PRN SOLE 0 0 35758 CENTURYLINK INC COM 156700106 777 36635 SH SOLE 0 0 36635 DUNKIN BRANDS GROUP INC COM 265504100 3354 45502 SH SOLE 0 0 45502 MB FINANCIAL INC NEW COM 55264U108 2224 48229 SH SOLE 0 0 48229 ALPS ETF TR ALERIAN MLP 00162Q866 532 49833 SH SOLE 0 0 49833 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 52 50000 SH SOLE 0 0 50000 APPLE INC COM 037833100 11697 51815 SH SOLE 0 0 51815 JPMORGAN CHASE & CO COM 46625H100 6499 57593 SH SOLE 0 0 57593 PROLOGIS INC COM 74340W103 662 64252 SH SOLE 0 0 64252 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 27928 76003 SH SOLE 0 0 76003 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 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