0001599217-18-000004.txt : 20180515 0001599217-18-000004.hdr.sgml : 20180515 20180515165634 ACCESSION NUMBER: 0001599217-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 18837482 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 03-31-2018 03-31-2018 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G. Marks 630-241-0833 Richard G. Marks Downers Grove IL 05-15-2018 0 94 303118 false INFORMATION TABLE 2 2018Q1_13F.xml CAPSTONE FINANCIAL ADVISORS, INC. Q1 2018 13F AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 158 70000 SH SOLE 0 0 70000 ALIBABA GROUP HLDG LTD ADS 01609W102 481 2621 SH SOLE 0 0 2621 ALPHABET INC CAP STK CL A 02079K305 213 205 SH SOLE 0 0 205 ALPHABET INC CAP STK CL C 02079K107 222 215 SH SOLE 0 0 215 ALPS ETF TR ETF 00162Q866 525 56075 SH SOLE 0 0 56075 AMAZON COM INC COM 023135106 1449 1001 SH SOLE 0 0 1001 AMGEN INC COM 031162100 285 1670 SH SOLE 0 0 1670 APPLE INC COM 037833100 9039 53877 SH SOLE 0 0 53877 ARCHER DANIELS MIDLAND CO COM 039483102 221 5094 SH SOLE 0 0 5094 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 597 65257 SH SOLE 0 0 65257 AT&T INC COM 00206R102 766 21475 SH SOLE 0 0 21475 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 44 10000 SH SOLE 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 608 3046 SH SOLE 0 0 3046 CATERPILLAR INC DEL COM 149123101 221 1497 SH SOLE 0 0 1497 CBOE GLOBAL MARKETS INC COM 12503M108 762 6675 SH SOLE 0 0 6675 CELGENE CORP COM 151020104 239 2674 SH SOLE 0 0 2674 CENTURYLINK INC COM 156700106 521 31712 SH SOLE 0 0 31712 CHECK CAP LTD SHS M2361E112 26 49587 SH SOLE 0 0 49587 CHESAPEAKE ENERGY CORP COM 165167107 30 10015 SH SOLE 0 0 10015 CHIPOTLE MEXICAN GRILL INC COM 169656105 207 642 SH SOLE 0 0 642 CME GROUP INC COM CL A 12572Q105 4655 28783 SH SOLE 0 0 28783 COSTCO WHSL CORP NEW COM 22160K105 643 3410 SH SOLE 0 0 3410 DIAGEO P L C ADR 25243Q205 302 2227 SH SOLE 0 0 2227 DISNEY WALT CO COM DISNEY 254687106 287 2857 SH SOLE 0 0 2857 DUKE ENERGY CORP NEW COM NEW 26441C204 217 2800 SH SOLE 0 0 2800 DUNKIN BRANDS GROUP INC COM 265504100 2716 45502 SH SOLE 0 0 45502 EVOLENT HEALTH INC CL A 30050B101 337 23682 SH SOLE 0 0 23682 EXXON MOBIL CORP COM 30231G102 309 4143 SH SOLE 0 0 4143 FACEBOOK INC CL A 30303M102 397 2482 SH SOLE 0 0 2482 FEDEX CORP COM 31428X106 226 940 SH SOLE 0 0 940 FLEXSHARES TR IBOXX 3R TARGT 33939L506 379 15555 SH SOLE 0 0 15555 GENERAL ELECTRIC CO COM 369604103 280 20808 SH SOLE 0 0 20808 GERDAU S A ADR 373737105 89 19000 SH SOLE 0 0 19000 GNC HLDGS INC COM CL A 36191G107 97 25000 SH SOLE 0 0 25000 GRAINGER W W INC COM 384802104 7619 26993 SH SOLE 0 0 26993 HABIT RESTAURANTS INC COM CL A 40449J103 88 10000 SH SOLE 0 0 10000 HOME DEPOT INC COM 437076102 280 1568 SH SOLE 0 0 1568 IDACORP INC COM 451107106 206 2334 SH SOLE 0 0 2334 INTEL CORP COM 458140100 1122 21544 SH SOLE 0 0 21544 INTERCONTINENTAL EXCHANGE IN COM 45866F104 244 3367 SH SOLE 0 0 3367 INTERNATIONAL BUSINESS MACHS COM 459200101 830 5409 SH SOLE 0 0 5409 ISHARES TR ETF 464287200 251 947 SH SOLE 0 0 947 ISHARES TR ETF 464287689 346 2210 PRN SOLE 0 0 2210 ISHARES TR ETF 464287614 16060 118011 PRN SOLE 0 0 118011 ISHARES TR ETF 464287507 257 1372 PRN SOLE 0 0 1372 ISHARES TR ETF 464287465 2234 32065 PRN SOLE 0 0 32065 ISHARES TR ETF 464287309 252 1626 SH SOLE 0 0 1626 ISHARES TR ETF 464287408 345 3155 SH SOLE 0 0 3155 ISHARES TR 3 7 YR TREAS BD 464288661 276 2289 SH SOLE 0 0 2289 JOHNSON & JOHNSON COM 478160104 1555 12133 SH SOLE 0 0 12133 JPMORGAN CHASE & CO COM 46625H100 6333 57584 SH SOLE 0 0 57584 LAMB WESTON HLDGS INC COM 513272104 291 5000 SH SOLE 0 0 5000 MB FINANCIAL INC NEW COM 55264U108 1955 48304 SH SOLE 0 0 48304 MCDONALDS CORP COM 580135101 21438 137092 SH SOLE 0 0 137092 MICROSOFT CORP COM 594918104 751 8229 SH SOLE 0 0 8229 MYERS INDS INC COM 628464109 273 12924 SH SOLE 0 0 12924 NAVISTAR INTL CORP NEW COM 63934E108 298 8529 SH SOLE 0 0 8529 NETFLIX INC COM 64110L106 252 854 SH SOLE 0 0 854 NOBLE CORP PLC SHS USD G65431101 37 10000 SH SOLE 0 0 10000 NOODLES & CO COM CL A 65540B105 189 25000 SH SOLE 0 0 25000 NORTHERN TR CORP COM 665859104 298 2886 SH SOLE 0 0 2886 OFFICE DEPOT INC COM 676220106 32 15000 SH SOLE 0 0 15000 PFIZER INC COM 717081103 252 7114 SH SOLE 0 0 7114 POWERSHARES ETF TR II 1000 EQ WHT PT 73937B571 207 6769 SH SOLE 0 0 6769 PROCTER AND GAMBLE CO COM 742718109 248 3126 SH SOLE 0 0 3126 PROSHARES TR DJ BRKFLD GLB 74347B508 4699 117079 SH SOLE 0 0 117079 QUALCOMM INC COM 747525103 892 16101 SH SOLE 0 0 16101 RYANAIR HLDGS PLC ADR 783513203 246 2000 SH SOLE 0 0 2000 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 293 2950 SH SOLE 0 0 2950 SCHWAB STRATEGIC TR ETF 808524102 1186 18585 SH SOLE 0 0 18585 SEADRILL LIMITED SHS G7945E105 10 50000 SH SOLE 0 0 50000 SEASPAN CORP SHS Y75638109 67 10000 SH SOLE 0 0 10000 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 237 3619 PRN SOLE 0 0 3619 SPDR S&P 500 ETF TR ETF 78462F103 1996 7584 SH SOLE 0 0 7584 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 27728 81141 SH SOLE 0 0 81141 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 202 6675 SH SOLE 0 0 6675 STAGE STORES INC COM NEW 85254C305 40 18403 SH SOLE 0 0 18403 TESLA INC COM 88160R101 221 829 SH SOLE 0 0 829 UNILEVER N V N Y SHS NEW 904784709 1226 21750 SH SOLE 0 0 21750 UNITEDHEALTH GROUP INC COM 91324P102 252 1179 SH SOLE 0 0 1179 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 20272 253619 SH SOLE 0 0 253619 VANGUARD CHARLOTTE FDS ETF 92203J407 13265 242370 SH SOLE 0 0 242370 VANGUARD GROUP ETF 921908844 56690 561010 SH SOLE 0 0 561010 VANGUARD INDEX FDS TOTAL STK MKT 922908769 63575 468428 SH SOLE 0 0 468428 VANGUARD INDEX FDS ETF 922908553 459 6080 SH SOLE 0 0 6080 VANGUARD INTL EQUITY INDEX F ETF 922042858 1937 41235 PRN SOLE 0 0 41235 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 304 5585 SH SOLE 0 0 5585 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 438 8619 SH SOLE 0 0 8619 VANGUARD STAR FD VG TL INTL STK F 921909768 11190 197880 SH SOLE 0 0 197880 VANGUARD TAX MANAGED INTL FD ETF 921943858 1966 44430 SH SOLE 0 0 44430 VERIZON COMMUNICATIONS INC COM 92343V104 356 7445 SH SOLE 0 0 7445 VISA INC COM CL A 92826C839 370 3096 SH SOLE 0 0 3096 WALGREENS BOOTS ALLIANCE INC COM 931427108 430 6573 SH SOLE 0 0 6573 WEC ENERGY GROUP INC COM 92939U106 204 3249 SH SOLE 0 0 3249