0001599217-17-000007.txt : 20171114
0001599217-17-000007.hdr.sgml : 20171114
20171114152008
ACCESSION NUMBER: 0001599217-17-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001599217
IRS NUMBER: 364296290
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15785
FILM NUMBER: 171200957
BUSINESS ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: (630) 241-0833
MAIL ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599217
XXXXXXXX
09-30-2017
09-30-2017
Capstone Financial Advisors, Inc.
2001 BUTTERFIELD ROAD, SUITE 1750
DOWNERS GROVE
IL
60515
13F HOLDINGS REPORT
028-15785
N
Richard G. Marks
COO
630-241-0833
Richard G Marks
Downers Grove
IL
11-14-2017
0
85
224932
false
INFORMATION TABLE
2
2017Q313F.xml
AEGEAN MARINE PETROLEUM NETW
SHS
Y0017S102
149
30000
SH
SOLE
0
0
30000
ALPHABET INC
CAP STK CL C
02079K107
289
301
SH
SOLE
0
0
301
ALPHABET INC
CAP STK CL A
02079K305
352
362
SH
SOLE
0
0
362
ALPS ETF TR
MLP
00162Q866
366
32652
SH
SOLE
0
0
32652
AMAZON COM INC
COM
023135106
1175
1222
SH
SOLE
0
0
1222
AMGEN INC
COM
031162100
348
1866
SH
SOLE
0
0
1866
APPLE INC
COM
037833100
8611
55874
SH
SOLE
0
0
55874
ARCHER DANIELS MIDLAND CO
COM
039483102
217
5094
SH
SOLE
0
0
5094
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
725
72172
SH
SOLE
0
0
72172
AT&T INC
COM
00206R102
832
21245
SH
SOLE
0
0
21245
BABCOCK & WILCOX ENTERPRIS I
COM
05614L100
50
15000
SH
SOLE
0
0
15000
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
568
3101
SH
SOLE
0
0
3101
CBOE HLDGS INC
COM
12503M108
697
6475
SH
SOLE
0
0
6475
CENTURYLINK INC
COM
156700106
374
19799
SH
SOLE
0
0
19799
CHECK CAP LTD
SHS
M2361E112
91
49587
SH
SOLE
0
0
49587
CHESAPEAKE ENERGY CORP
COM
165167107
43
10000
SH
SOLE
0
0
10000
CHEVRON CORP NEW
COM
166764100
279
2376
SH
SOLE
0
0
2376
CHIPOTLE MEXICAN GRILL INC
COM
169656105
203
661
SH
SOLE
0
0
661
CIVEO CORP CDA
COM
17878Y108
29
10000
SH
SOLE
0
0
10000
CME GROUP INC
COM CL A
12572Q105
3969
29256
SH
SOLE
0
0
29256
COSTCO WHSL CORP NEW
COM
22160K105
671
4087
SH
SOLE
0
0
4087
DIAGEO P L C
ADR
25243Q205
305
2305
SH
SOLE
0
0
2305
DISNEY WALT CO
COM
254687106
281
2853
SH
SOLE
0
0
2853
DUKE ENERGY CORP NEW
COM NEW
26441C204
344
4102
SH
SOLE
0
0
4102
DUNKIN BRANDS GROUP INC
COM
265504100
2306
43446
SH
SOLE
0
0
43446
EXXON MOBIL CORP
COM
30231G102
272
3324
SH
SOLE
0
0
3324
FACEBOOK INC
CL A
30303M102
681
3984
SH
SOLE
0
0
3984
FEDEX CORP
COM
31428X106
249
1105
SH
SOLE
0
0
1105
GERDAU S A
ADR
373737105
65
19000
SH
SOLE
0
0
19000
GLOBALSTAR INC
COM
378973408
70
43000
SH
SOLE
0
0
43000
GNC HLDGS INC
COM CL A
36191G107
221
25000
SH
SOLE
0
0
25000
GRAINGER W W INC
COM
384802104
4852
26993
SH
SOLE
0
0
26993
HOME DEPOT INC
COM
437076102
226
1383
SH
SOLE
0
0
1383
IDACORP INC
COM
451107106
205
2334
SH
SOLE
0
0
2334
INTEL CORP
COM
458140100
813
21354
SH
SOLE
0
0
21354
INTERNATIONAL BUSINESS MACHS
COM
459200101
855
5891
SH
SOLE
0
0
5891
ISHARES TR
ETF
464287614
15006
119987
PRN
SOLE
0
0
119987
ISHARES TR
ETF
464287465
2196
32065
PRN
SOLE
0
0
32065
ISHARES TR
ETF
464287200
431
1705
SH
SOLE
0
0
1705
ISHARES TR
ETF
464287689
330
2210
PRN
SOLE
0
0
2210
ISHARES TR
ETF
464287630
342
2753
SH
SOLE
0
0
2753
JOHNSON & JOHNSON
COM
478160104
1653
12718
SH
SOLE
0
0
12718
JPMORGAN CHASE & CO
COM
46625H100
5695
59623
SH
SOLE
0
0
59623
MB FINANCIAL INC NEW
COM
55264U108
2442
54253
SH
SOLE
0
0
54253
MCDONALDS CORP
COM
580135101
17047
108799
SH
SOLE
0
0
108799
MICROSOFT CORP
COM
594918104
670
8991
SH
SOLE
0
0
8991
MYERS INDS INC
COM
628464109
208
9932
SH
SOLE
0
0
9932
NAVISTAR INTL CORP NEW
COM
63934E108
380
8629
SH
SOLE
0
0
8629
NOBLE CORP PLC
SHS USD
G65431101
46
10000
SH
SOLE
0
0
10000
NOODLES & CO
COM CL A
65540B105
110
25000
SH
SOLE
0
0
25000
NORTHERN TR CORP
COM
665859104
265
2886
SH
SOLE
0
0
2886
PETROLEO BRASILEIRO SA PETRO
ADR
71654V408
100
10000
SH
SOLE
0
0
10000
PFIZER INC
COM
717081103
262
7341
SH
SOLE
0
0
7341
POWERSHARES ETF TR II
ETF
73937B571
200
6769
SH
SOLE
0
0
6769
PROCTER AND GAMBLE CO
COM
742718109
359
3948
SH
SOLE
0
0
3948
QUALCOMM INC
COM
747525103
835
16101
SH
SOLE
0
0
16101
RESOLUTE FST PRODS INC
COM
76117W109
126
25000
SH
SOLE
0
0
25000
RYANAIR HLDGS PLC
ADR
783513203
211
2000
SH
SOLE
0
0
2000
RYDEX ETF TRUST
ETF
78355W106
282
2950
SH
SOLE
0
0
2950
SCHWAB STRATEGIC TR
ETF
808524102
1137
18670
SH
SOLE
0
0
18670
SEADRILL LIMITED
SHS
G7945E105
18
50000
SH
SOLE
0
0
50000
SELECT SECTOR SPDR TR
ETF
81369Y803
212
3594
PRN
SOLE
0
0
3594
SPDR S&P 500 ETF TR
ETF
78462F103
2186
8700
SH
SOLE
0
0
8700
SPDR S&P MIDCAP 400 ETF TR
ETF
78467Y107
27730
84975
SH
SOLE
0
0
84975
STAGE STORES INC
COM NEW
85254C305
41
22035
SH
SOLE
0
0
22035
STARBUCKS CORP
COM
855244109
426
7922
SH
SOLE
0
0
7922
TESLA INC
COM
88160R101
381
1118
SH
SOLE
0
0
1118
UNILEVER N V
N Y SHS NEW
904784709
1295
21940
SH
SOLE
0
0
21940
UNITED PARCEL SERVICE INC
CL B
911312106
206
1715
SH
SOLE
0
0
1715
UNITEDHEALTH GROUP INC
COM
91324P102
225
1150
SH
SOLE
0
0
1150
VALE S A
ADR
91912E105
201
20000
SH
SOLE
0
0
20000
VANGUARD BD INDEX FD INC
ETF
921937835
3533
43110
SH
SOLE
0
0
43110
VANGUARD CHARLOTTE FDS
ETF
92203J407
1680
30776
SH
SOLE
0
0
30776
VANGUARD INDEX FDS
ETF
922908769
37668
290828
SH
SOLE
0
0
290828
VANGUARD INDEX FDS
ETF
922908553
416
5010
SH
SOLE
0
0
5010
VANGUARD INTL EQUITY INDEX F
ETF
922042858
1748
40120
PRN
SOLE
0
0
40120
VANGUARD SPECIALIZED PORTFOL
ETF
921908844
57014
601475
SH
SOLE
0
0
601475
VANGUARD STAR FD
ETF
921909768
3531
64524
SH
SOLE
0
0
64524
VANGUARD TAX MANAGED INTL FD
ETF
921943858
1921
44246
SH
SOLE
0
0
44246
VERIZON COMMUNICATIONS INC
COM
92343V104
366
7400
SH
SOLE
0
0
7400
VISA INC
COM CL A
92826C839
484
4599
SH
SOLE
0
0
4599
W P CAREY INC
COM
92936U109
270
4000
SH
SOLE
0
0
4000
WALGREENS BOOTS ALLIANCE INC
COM
931427108
639
8276
SH
SOLE
0
0
8276
WEC ENERGY GROUP INC
COM
92939U106
204
3249
SH
SOLE
0
0
3249
WELLS FARGO CO NEW
COM
949746101
421
7635
SH
SOLE
0
0
7635