0001599217-17-000003.txt : 20170512
0001599217-17-000003.hdr.sgml : 20170512
20170512144409
ACCESSION NUMBER: 0001599217-17-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
EFFECTIVENESS DATE: 20170512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001599217
IRS NUMBER: 364296290
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15785
FILM NUMBER: 17837984
BUSINESS ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: (630) 241-0833
MAIL ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599217
XXXXXXXX
03-31-2017
03-31-2017
Capstone Financial Advisors, Inc.
2001 BUTTERFIELD ROAD, SUITE 1750
DOWNERS GROVE
IL
60515
13F HOLDINGS REPORT
028-15785
N
Richard G Marks
COO
630-241-0833
Richard G Marks
Downers Grove
IL
05-12-2017
0
74
197193
false
INFORMATION TABLE
2
13F12017.xml
CAPSTONE FINANCIAL ADVISORS INC 2017 QUARTER 1 2017
ALPHABET INC
COM
02079K107
261
315
SH
SOLE
0
0
315
ALPS ETF TR
ETF
00162Q866
386
30354
SH
SOLE
0
0
30354
AMAZON COM INC
COM
023135106
997
1125
SH
SOLE
0
0
1125
AMGEN INC
COM
031162100
264
1610
SH
SOLE
0
0
1610
APPLE INC
COM
037833100
7930
55203
SH
SOLE
0
0
55203
ARCELORMITTAL SA LUXEMBO
ADR
03938L104
175
21000
SH
SOLE
0
0
21000
ARCHER DANIELS MIDLAND C
COM
039483102
235
5094
SH
SOLE
0
0
5094
ARCOS DORADOS HOLDINGS I
COM
G0457F107
928
115250
SH
SOLE
0
0
115250
AT&T INC
COM
00206R102
907
21825
SH
SOLE
0
0
21825
BERKSHIRE HATHAWAY INC D
COM
084670702
610
3658
SH
SOLE
0
0
3658
BLACKROCK MUNIVEST FD IN
COM
09253R105
135
14015
SH
SOLE
0
0
14015
CBOE HLDGS INC
COM
12503M108
533
6574
SH
SOLE
0
0
6574
CENTURYLINK INC
COM
156700106
443
18794
SH
SOLE
0
0
18794
CHECK CAP LTD
SHS
M2361E112
63
29587
SH
SOLE
0
0
29587
CHESAPEAKE ENERGY CORP
COM
165167107
59
10000
SH
SOLE
0
0
10000
CHIPOTLE MEXICAN GRILL I
COM
169656105
294
661
SH
SOLE
0
0
661
CIVEO CORP CDA
COM
17878Y108
30
10000
SH
SOLE
0
0
10000
CME GROUP INC
COM
12572Q105
3488
29361
SH
SOLE
0
0
29361
COSTCO WHSL CORP NEW
COM
22160K105
685
4086
SH
SOLE
0
0
4086
DIAGEO P L C
ADR
25243Q205
257
2227
SH
SOLE
0
0
2227
DISNEY WALT CO
COM
254687106
339
2991
SH
SOLE
0
0
2991
DUKE ENERGY CORP NEW
COM
26441C204
336
4102
SH
SOLE
0
0
4102
DUNKIN BRANDS GROUP INC
COM
265504100
2376
43446
SH
SOLE
0
0
43446
EXXON MOBIL CORP
COM
30231G102
269
3286
SH
SOLE
0
0
3286
FACEBOOK INC
CL A
30303M102
570
4013
SH
SOLE
0
0
4013
GERDAU S A
ADR
373737105
66
19000
SH
SOLE
0
0
19000
GLOBALSTAR INC
COM
378973408
69
43000
SH
SOLE
0
0
43000
GNC HLDGS INC
COM
36191G107
184
25000
SH
SOLE
0
0
25000
GRAINGER W W INC
COM
384802104
6283
26993
SH
SOLE
0
0
26993
GULF RESOURCES INC
COM
40251W309
27
15000
SH
SOLE
0
0
15000
HOME DEPOT INC
COM
437076102
203
1383
SH
SOLE
0
0
1383
INTEL CORP
COM
458140100
770
21337
SH
SOLE
0
0
21337
INTERNATIONAL BUSINESS M
COM
459200101
1055
6059
SH
SOLE
0
0
6059
ISHARES TR
ETF
464287630
479
4050
SH
SOLE
0
0
4050
ISHARES TR
ETF
464287200
414
1745
SH
SOLE
0
0
1745
ISHARES TR
ETF
464287689
309
2210
PRN
SOLE
0
0
2210
ISHARES TR
ETF
464287614
14045
123419
PRN
SOLE
0
0
123419
ISHARES TR
ETF
464287465
2023
32485
PRN
SOLE
0
0
32485
ISHARES TR
ETF
464287226
204
1875
SH
SOLE
0
0
1875
JOHNSON & JOHNSON
COM
478160104
1569
12599
SH
SOLE
0
0
12599
JPMORGAN CHASE & CO
COM
46625H100
5161
58751
SH
SOLE
0
0
58751
MB FINANCIAL INC NEW
COM
55264U108
2561
59810
SH
SOLE
0
0
59810
MCDONALDS CORP
COM
580135101
14236
109841
SH
SOLE
0
0
109841
MICROSOFT CORP
COM
594918104
539
8186
SH
SOLE
0
0
8186
NAVISTAR INTL CORP NEW
COM
63934E108
217
8825
SH
SOLE
0
0
8825
NOODLES & CO
COM
65540B105
144
25000
SH
SOLE
0
0
25000
NORTHERN TR CORP
COM
665859104
250
2886
SH
SOLE
0
0
2886
PETROLEO BRASILEIRO SA P
ADR
71654V408
97
10000
SH
SOLE
0
0
10000
PFIZER INC
COM
717081103
264
7719
SH
SOLE
0
0
7719
PROCTER AND GAMBLE CO
COM
742718109
362
4028
SH
SOLE
0
0
4028
QUALCOMM INC
COM
747525103
923
16101
SH
SOLE
0
0
16101
RESOLUTE FST PRODS INC
COM
76117W109
136
25000
SH
SOLE
0
0
25000
REX ENERGY CORPORATION
COM
761565100
9
20000
SH
SOLE
0
0
20000
RYDEX ETF TRUST
ETF
78355W106
268
2950
SH
SOLE
0
0
2950
SCHWAB STRATEGIC TR
ETF
808524102
1067
18701
SH
SOLE
0
0
18701
SEADRILL LIMITED
SHS
G7945E105
50
30000
SH
SOLE
0
0
30000
SPDR S&P 500 ETF TR
ETF
78462F103
1948
8265
SH
SOLE
0
0
8265
SPDR S&P MIDCAP 400 ETF
ETF
78467Y107
27003
86431
SH
SOLE
0
0
86431
STAGE STORES INC
COM
85254C305
26
10173
SH
SOLE
0
0
10173
STARBUCKS CORP
COM
855244109
630
10796
SH
SOLE
0
0
10796
SUPERVALU INC
COM
868536103
39
10000
SH
SOLE
0
0
10000
TESLA INC
COM
88160R101
234
840
SH
SOLE
0
0
840
UNILEVER N V
COM
904784709
1090
21940
SH
SOLE
0
0
21940
VALE S A
ADR
91912E105
190
20000
SH
SOLE
0
0
20000
VANGUARD BD INDEX FD INC
ETF
921937835
225
2779
SH
SOLE
0
0
2779
VANGUARD INDEX FDS
ETF
922908769
28410
234173
PRN
SOLE
0
0
234173
VANGUARD INDEX FDS
ETF
922908553
414
5010
SH
SOLE
0
0
5010
VANGUARD INTL EQUITY IND
ETF
922042858
1579
39759
PRN
SOLE
0
0
39759
VANGUARD SPECIALIZED POR
ETF
921908844
55095
612574
SH
SOLE
0
0
612574
VANGUARD TAX MANAGED INT
ETF
921943858
1695
43130
SH
SOLE
0
0
43130
VERIZON COMMUNICATIONS I
COM
92343V104
360
7390
SH
SOLE
0
0
7390
VISA INC
COM
92826C839
415
4670
SH
SOLE
0
0
4670
WALGREENS BOOTS ALLIANCE
COM
931427108
703
8469
SH
SOLE
0
0
8469
WELLS FARGO & CO NEW
COM
949746101
583
10469
SH
SOLE
0
0
10469