0001599217-16-000012.txt : 20161114
0001599217-16-000012.hdr.sgml : 20161111
20161114155520
ACCESSION NUMBER: 0001599217-16-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001599217
IRS NUMBER: 364296290
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15785
FILM NUMBER: 161994564
BUSINESS ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: (630) 241-0833
MAIL ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599217
XXXXXXXX
09-30-2016
09-30-2016
Capstone Financial Advisors, Inc.
2001 BUTTERFIELD ROAD, SUITE 1750
DOWNERS GROVE
IL
60515
13F HOLDINGS REPORT
028-15785
N
Richard G Marks
COO
630-241-0833
Richard G Marks
Downers Grove
IL
11-14-2016
0
75
188379
false
INFORMATION TABLE
2
13FQ32016.xml
ALPHABET INC
COM
02079K305
221
275
SH
SOLE
0
0
275
ALPHABET INC
COM
02079K107
229
295
SH
SOLE
0
0
295
ALPS ETF TR
ETF
00162Q866
940
74068
SH
SOLE
0
0
74068
AMAZON COM INC
COM
023135106
910
1087
SH
SOLE
0
0
1087
AMGEN INC
COM
031162100
302
1809
SH
SOLE
0
0
1809
APPLE INC
COM
037833100
6234
55143
SH
SOLE
0
0
55143
ARCELORMITTAL SA LUXEMBOURG
ADR
03938L104
217
36000
SH
SOLE
0
0
36000
ARCHER DANIELS MIDLAND CO
COM
039483102
222
5253
SH
SOLE
0
0
5253
ARCOS DORADOS HOLDINGS INC
COM
G0457F107
606
115000
SH
SOLE
0
0
115000
AT&T INC
COM
00206R102
977
24069
SH
SOLE
0
0
24069
BANCO SANTANDER SA
ADR
05964H105
44
10000
SH
SOLE
0
0
10000
BERKSHIRE HATHAWAY INC DEL
COM
084670702
601
4158
SH
SOLE
0
0
4158
CBOE HLDGS INC
COM
12503M108
407
6274
SH
SOLE
0
0
6274
CENTURYLINK INC
COM
156700106
529
19289
SH
SOLE
0
0
19289
CHECK CAP LTD
SHS
M2361E112
49
24587
SH
SOLE
0
0
24587
CHESAPEAKE ENERGY CORP
COM
165167107
63
10000
SH
SOLE
0
0
10000
CHIPOTLE MEXICAN GRILL INC
COM
169656105
280
661
SH
SOLE
0
0
661
CIVEO CORP CDA
COM
17878Y108
11
10000
SH
SOLE
0
0
10000
CME GROUP INC
COM
12572Q105
3069
29360
SH
SOLE
0
0
29360
COSTCO WHSL CORP NEW
COM
22160K105
708
4645
SH
SOLE
0
0
4645
DIAGEO P L C
ADR
25243Q205
258
2227
SH
SOLE
0
0
2227
DISNEY WALT CO
COM
254687106
369
3974
SH
SOLE
0
0
3974
DUKE ENERGY CORP NEW
COM
26441C204
328
4102
SH
SOLE
0
0
4102
DUNKIN BRANDS GROUP INC
COM
265504100
2265
43496
SH
SOLE
0
0
43496
EXXON MOBIL CORP
COM
30231G102
288
3296
SH
SOLE
0
0
3296
FACEBOOK INC
CL A
30303M102
654
5095
SH
SOLE
0
0
5095
GERDAU S A
ADR
373737105
50
18400
SH
SOLE
0
0
18400
GLOBALSTAR INC
COM
378973408
52
43000
SH
SOLE
0
0
43000
GNC HLDGS INC
COM
36191G107
306
15000
SH
SOLE
0
0
15000
GRAINGER W W INC
COM
384802104
6116
27203
SH
SOLE
0
0
27203
GULF RESOURCES INC
COM
40251W309
32
15000
SH
SOLE
0
0
15000
INTEL CORP
COM
458140100
672
17790
SH
SOLE
0
0
17790
INTERNATIONAL BUSINESS MACH
COM
459200101
910
5731
SH
SOLE
0
0
5731
ISHARES TR
ETF
464287630
647
6181
SH
SOLE
0
0
6181
ISHARES TR
ETF
464287200
426
1958
SH
SOLE
0
0
1958
ISHARES TR
ETF
464287689
294
2296
PRN
SOLE
0
0
2296
ISHARES TR
ETF
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PRN
SOLE
0
0
132228
ISHARES TR
ETF
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50742
PRN
SOLE
0
0
50742
ISHARES TR
ETF
464288687
516
13060
SH
SOLE
0
0
13060
ISHARES TR
ETF
464287226
402
3573
SH
SOLE
0
0
3573
JOHNSON & JOHNSON
COM
478160104
1480
12530
SH
SOLE
0
0
12530
JPMORGAN CHASE & CO
COM
46625H100
3877
58217
SH
SOLE
0
0
58217
MCDONALDS CORP
COM
580135101
11846
102684
SH
SOLE
0
0
102684
MICROSOFT CORP
COM
594918104
563
9783
SH
SOLE
0
0
9783
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
24
20000
SH
SOLE
0
0
20000
NAVISTAR INTL CORP NEW
COM
63934E108
202
8825
SH
SOLE
0
0
8825
NOODLES & CO
COM
65540B105
119
25000
SH
SOLE
0
0
25000
PEPSICO INC
COM
713448108
244
2241
SH
SOLE
0
0
2241
PETROLEO BRASILEIRO SA PETR
ADR
71654V408
93
10000
SH
SOLE
0
0
10000
PFIZER INC
COM
717081103
253
7461
SH
SOLE
0
0
7461
POWERSHARES QQQ TRUST
ETF
73935A104
240
2019
SH
SOLE
0
0
2019
PROCTER AND GAMBLE CO
COM
742718109
382
4261
SH
SOLE
0
0
4261
QUALCOMM INC
COM
747525103
1103
16101
SH
SOLE
0
0
16101
RESOLUTE FST PRODS INC
COM
76117W109
71
15000
SH
SOLE
0
0
15000
REX ENERGY CORPORATION
COM
761565100
6
10000
SH
SOLE
0
0
10000
SAFE BULKERS INC
COM
Y7388L103
28
20000
SH
SOLE
0
0
20000
SCHWAB STRATEGIC TR
ETF
808524102
967
18485
SH
SOLE
0
0
18485
SEADRILL LIMITED
SHS
G7945E105
24
10000
SH
SOLE
0
0
10000
SPDR S&P 500 ETF TR
ETF
78462F103
1395
6451
SH
SOLE
0
0
6451
SPDR S&P MIDCAP 400 ETF TR
ETF
78467Y107
24539
86935
SH
SOLE
0
0
86935
STARBUCKS CORP
COM
855244109
781
14424
SH
SOLE
0
0
14424
TESLA MTRS INC
COM
88160R101
235
1153
SH
SOLE
0
0
1153
TWILIO INC
COM
90138F102
257
4000
SH
SOLE
0
0
4000
UNILEVER N V
COM
904784709
1017
22070
SH
SOLE
0
0
22070
UNITED PARCEL SERVICE INC
COM
911312106
209
1910
SH
SOLE
0
0
1910
VALE S A
ADR
91912E105
110
20000
SH
SOLE
0
0
20000
VANGUARD INDEX FDS
ETF
922908769
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319268
PRN
SOLE
0
0
319268
VANGUARD INDEX FDS
ETF
922908553
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SH
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VANGUARD INTL EQUITY INDEX
ETF
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PRN
SOLE
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VANGUARD SPECIALIZED PORTFO
ETF
921908844
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603655
SH
SOLE
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603655
VANGUARD TAX MANAGED INTL F
ETF
921943858
542
14479
SH
SOLE
0
0
14479
VERIZON COMMUNICATIONS INC
COM
92343V104
474
9116
SH
SOLE
0
0
9116
VISA INC
COM
92826C839
369
4461
SH
SOLE
0
0
4461
WALGREENS BOOTS ALLIANCE IN
COM
931427108
750
9301
SH
SOLE
0
0
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WELLS FARGO & CO NEW
COM
949746101
557
12569
SH
SOLE
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12569