0001599217-14-000007.txt : 20140514
0001599217-14-000007.hdr.sgml : 20140514
20140514130155
ACCESSION NUMBER: 0001599217-14-000007
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140514
DATE AS OF CHANGE: 20140514
EFFECTIVENESS DATE: 20140514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001599217
IRS NUMBER: 364296290
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15785
FILM NUMBER: 14840453
BUSINESS ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: (630) 241-0833
MAIL ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001599217
XXXXXXXX
03-31-2014
03-31-2014
true
1
RESTATEMENT
Capstone Financial Advisors, Inc.
2001 BUTTERFIELD ROAD, SUITE 1750
DOWNERS GROVE
IL
60515
13F HOLDINGS REPORT
028-15785
N
Troy E. Bute
Chief Compliance Officer
630-241-0833
Troy E. Bute
Downers Grove
IL
05-14-2014
0
73
163402
false
INFORMATION TABLE
2
2014Q1_13F.xml
2014Q1_13F
ALCOA INC
COM
013817101
129
10000
SH
SOLE
0
0
10000
ALTRIA GROUP INC
COM
02209S103
209
5603
SH
SOLE
0
0
5603
AMAZON COM INC
COM
023135106
299
888
SH
SOLE
0
0
888
APPLE INC
COM
037833100
5919
11027
SH
SOLE
0
0
11027
ARCHER DANIELS MIDLAND CO
COM
039483102
228
5260
SH
SOLE
0
0
5260
AT&T INC
COM
00206R102
863
24605
SH
SOLE
0
0
24605
BERKSHIRE HATHAWAY INC DEL
COM
084670702
600
4805
SH
SOLE
0
0
4805
BERKSHIRE HATHAWAY INC DEL
COM
084670108
1499
800
SH
SOLE
0
0
800
BODY CENT CORP
COM
09689U102
32
30000
SH
SOLE
0
0
30000
BOEING CO
COM
097023105
235
1876
SH
SOLE
0
0
1876
BOX SHIPS INCORPORATED
SHS
Y09675102
72
30000
SH
SOLE
0
0
30000
CAL DIVE INTL INC DEL
COM
12802T101
51
30000
SH
SOLE
0
0
30000
CATAMARAN CORP
COM
148887102
755
16870
SH
SOLE
0
0
16870
CBOE HLDGS INC
COM
12503M108
355
6274
SH
SOLE
0
0
6274
CELGENE CORP
COM
151020104
232
1664
SH
SOLE
0
0
1664
CENTURYLINK INC
COM
156700106
359
10946
SH
SOLE
0
0
10946
CHEVRON CORP NEW
COM
166764100
339
2854
SH
SOLE
0
0
2854
CHIPOTLE MEXICAN GRILL INC
COM
169656105
358
631
SH
SOLE
0
0
631
CME GROUP INC
COM
12572Q105
2186
29535
SH
SOLE
0
0
29535
COLDWATER CREEK INC
COM
193068202
16
100000
SH
SOLE
0
0
100000
DISNEY WALT CO
COM
254687106
407
5078
SH
SOLE
0
0
5078
DOLAN CO
COM
25659P402
8
500000
SH
SOLE
0
0
500000
DOMINION RES INC VA NEW
COM
25746U109
277
3903
SH
SOLE
0
0
3903
DUNKIN BRANDS GROUP INC
COM
265504100
2240
44646
SH
SOLE
0
0
44646
DYNAVAX TECHNOLOGIES CORP
COM
268158102
75
41500
SH
SOLE
0
0
41500
EINSTEIN NOAH REST GROUP INC
COM
28257U104
330
20063
SH
SOLE
0
0
20063
EXXON MOBIL CORP
COM
30231G102
966
9885
SH
SOLE
0
0
9885
FORD MTR CO DEL
COM
345370860
213
13628
SH
SOLE
0
0
13628
FREESEAS INC
COM
Y26496300
25
15000
SH
SOLE
0
0
15000
GENERAL ELECTRIC CO
COM
369604103
203
7843
SH
SOLE
0
0
7843
GOLD FIELDS LTD NEW
ADR
38059T106
40
10782
SH
SOLE
0
0
10782
GOOGLE INC
CL A
38259P508
460
413
SH
SOLE
0
0
413
GRAINGER W W INC
COM
384802104
4876
19298
SH
SOLE
0
0
19298
GULF RESOURCES INC
COM
40251W309
24
10000
SH
SOLE
0
0
10000
HERCULES OFFSHORE INC
COM
427093109
69
15000
SH
SOLE
0
0
15000
INTEL CORP
COM
458140100
604
23401
SH
SOLE
0
0
23401
INTERNATIONAL BUSINESS MACHS
COM
459200101
1675
8701
SH
SOLE
0
0
8701
ISHARES
ETF
464287598
240
2489
SH
SOLE
0
0
2489
ISHARES
ETF
464287200
258
1372
SH
SOLE
0
0
1372
ISHARES
ETF
464288687
827
21186
SH
SOLE
0
0
21186
JOHNSON & JOHNSON
COM
478160104
719
7321
SH
SOLE
0
0
7321
JPMORGAN CHASE & CO
COM
46625H100
3941
64909
SH
SOLE
0
0
64909
MASTERCARD INC
COM
57636Q104
203
2720
SH
SOLE
0
0
2720
MCDONALDS CORP
COM
580135101
14290
145770
SH
SOLE
0
0
145770
MGIC INVT CORP WIS
COM
552848103
136
16000
SH
SOLE
0
0
16000
MICROSOFT CORP
COM
594918104
336
8204
SH
SOLE
0
0
8204
NEWLEAD HOLDINGS LTD
COM
G64626156
16
10000
SH
SOLE
0
0
10000
PETROLEO BRASILEIRO SA PETRO
ADR
71654V408
255
19355
SH
SOLE
0
0
19355
PROCTER & GAMBLE CO
COM
742718109
473
5870
SH
SOLE
0
0
5870
QUALCOMM INC
COM
747525103
1324
16785
SH
SOLE
0
0
16785
ROYAL DUTCH SHELL PLC
ADR
780259206
344
4714
SH
SOLE
0
0
4714
RUBY TUESDAY INC
COM
781182100
59
10473
SH
SOLE
0
0
10473
SCHWAB STRATEGIC TR
ETF
808524102
293
6400
SH
SOLE
0
0
6400
SEQUENOM INC
COM
817337405
130
53000
SH
SOLE
0
0
53000
SPDR GOLD TRUST
ETF
78463V107
769
6218
SH
SOLE
0
0
6218
SPDR S&P 500 ETF TR
ETF
78462F103
877
4691
SH
SOLE
0
0
4691
SPDR S&P MIDCAP 400 ETF TR
ETF
78467Y107
26163
104413
SH
SOLE
0
0
104413
STARBUCKS CORP
COM
855244109
728
9918
SH
SOLE
0
0
9918
TRI-TECH HOLDING INC
COM
G9103F106
36
25000
SH
SOLE
0
0
25000
U S GEOTHERMAL INC
COM
90338S102
9
12500
SH
SOLE
0
0
12500
UNILEVER N V
ADR
904784709
837
20343
SH
SOLE
0
0
20343
UNILEVER PLC
ADR
904767704
489
11419
SH
SOLE
0
0
11419
VANGUARD INDEX FDS
ETF
922908553
705
9980
SH
SOLE
0
0
9980
VANGUARD INTL EQUITY INDEX F
ETF
922042775
211
4197
SH
SOLE
0
0
4197
VANGUARD SPECIALIZED PORTFOL
ETF
921908844
56194
746960
SH
SOLE
0
0
746960
VERIZON COMMUNICATIONS INC
COM
92343V104
579
12178
SH
SOLE
0
0
12178
VISA INC
COM
92826C839
232
1073
SH
SOLE
0
0
1073
WALGREEN CO
COM
931422109
705
10676
SH
SOLE
0
0
10676
WARREN RES INC
COM
93564A100
58
12000
SH
SOLE
0
0
12000
WELLS FARGO & CO NEW
COM
949746101
293
5885
SH
SOLE
0
0
5885
WISDOMTREE TR
ETF
97717X867
23394
510007
SH
SOLE
0
0
510007
XINYUAN REAL ESTATE CO LTD
ADR
98417P105
51
10000
SH
SOLE
0
0
10000