0001599217-14-000002.txt : 20140211
0001599217-14-000002.hdr.sgml : 20140211
20140211102116
ACCESSION NUMBER: 0001599217-14-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
EFFECTIVENESS DATE: 20140211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001599217
IRS NUMBER: 364296290
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15785
FILM NUMBER: 14591840
BUSINESS ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: (630) 241-0833
MAIL ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599217
XXXXXXXX
12-31-2013
12-31-2013
Capstone Financial Advisors, Inc.
2001 BUTTERFIELD ROAD, SUITE 1750
DOWNERS GROVE
IL
60515
13F HOLDINGS REPORT
028-15785
N
Troy E. Bute
Chief Compliance Officer
630-241-0833
Troy E. Bute
Downers Grove
IL
02-10-2014
0
72
155150
false
INFORMATION TABLE
2
Form13f_2013Q4.xml
ALCOA INC
COM
013817101
106
10000
SH
SOLE
0
0
10000
ALTRIA GROUP INC
COM
02209S103
218
5675
SH
SOLE
0
0
5675
AMAZON COM INC
COM
023135106
447
1121
SH
SOLE
0
0
1121
APPLE INC
COM
037833100
6474
11540
SH
SOLE
0
0
11540
ARCHER DANIELS MIDLAND CO
COM
039483102
265
6100
SH
SOLE
0
0
6100
AT&T INC
COM
00206R102
626
17793
SH
SOLE
0
0
17793
BERKSHIRE HATHAWAY INC DEL CL A
COM
084670108
1423
800
SH
SOLE
0
0
800
BERKSHIRE HATHAWAY INC DEL CL B
COM
084670702
570
4805
SH
SOLE
0
0
4805
BOEING CO
COM
097023105
324
2377
SH
SOLE
0
0
2377
BOX SHIPS INCORPORATED
COM
Y09675102
49
15000
SH
SOLE
0
0
15000
CAL DIVE INTL INC DEL
COM
12802T101
60
30000
SH
SOLE
0
0
30000
CAREER EDUCATION CORP
COM
141665109
57
10000
SH
SOLE
0
0
10000
CATAMARAN CORP
COM
148887102
599
12624
SH
SOLE
0
0
12624
CATERPILLAR INC DEL
COM
149123101
632
6964
SH
SOLE
0
0
6964
CBOE HLDGS INC
COM
12503M108
326
6274
SH
SOLE
0
0
6274
CELGENE CORP
COM
151020104
206
1220
SH
SOLE
0
0
1220
CENTURYLINK INC
COM
156700106
346
10864
SH
SOLE
0
0
10864
CHEVRON CORP NEW
COM
166764100
532
4259
SH
SOLE
0
0
4259
CHIPOTLE MEXICAN GRILL INC
COM
169656105
328
616
SH
SOLE
0
0
616
CME GROUP INC
COM
12572Q105
2321
29582
SH
SOLE
0
0
29582
COLDWATER CREEK INC
COM
193068202
26
35000
SH
SOLE
0
0
35000
COSTCO WHSL CORP NEW
COM
22160K105
320
2692
SH
SOLE
0
0
2692
DESARROLLADORA HOMEX S A DE
ADR
25030W100
12
10000
SH
SOLE
0
0
10000
DISNEY WALT CO
COM
254687106
299
3909
SH
SOLE
0
0
3909
DOLAN CO
COM
25659P402
24
35000
SH
SOLE
0
0
35000
DOMINION RES INC VA NEW
COM
25746U109
252
3903
SH
SOLE
0
0
3903
DUKE ENERGY CORP NEW
COM
26441C204
332
4810
SH
SOLE
0
0
4810
DUNKIN BRANDS GROUP INC
COM
265504100
2003
41549
SH
SOLE
0
0
41549
DYNAVAX TECHNOLOGIES CORP
COM
268158102
81
41500
SH
SOLE
0
0
41500
EINSTEIN NOAH REST GROUP INC
COM
28257U104
291
20063
SH
SOLE
0
0
20063
EXCEL TR INC
COM
30068C109
33
150000
SH
SOLE
0
0
150000
EXXON MOBIL CORP
COM
30231G102
1000
9883
SH
SOLE
0
0
9883
FORD MTR CO DEL
COM
345370860
186
12054
SH
SOLE
0
0
12054
FREESEAS INC
COM
Y26496300
36
15000
SH
SOLE
0
0
15000
GENERAL ELECTRIC CO
COM
369604103
229
8169
SH
SOLE
0
0
8169
GOLD FIELDS LTD NEW
ADR
38059T106
32
10000
SH
SOLE
0
0
10000
GOOGLE INC
COM
38259P508
821
733
SH
SOLE
0
0
733
GRAINGER W W INC
COM
384802104
3832
15003
SH
SOLE
0
0
15003
GULF RESOURCES INC
COM
40251W309
41
17237
SH
SOLE
0
0
17237
INTEL CORP
COM
458140100
619
23848
SH
SOLE
0
0
23848
INTERNATIONAL BUSINESS MACHS
COM
459200101
1668
8894
SH
SOLE
0
0
8894
ISHARES US PFD STK ETF
ETF
464288687
958
26020
SH
SOLE
0
0
26020
ISHARES CORE S&P 500 ETF
ETF
464287200
262
1412
SH
SOLE
0
0
1412
IVANHOE ENERGY INC
COM
465790301
31
50000
SH
SOLE
0
0
50000
JOHNSON & JOHNSON
COM
478160104
675
7367
SH
SOLE
0
0
7367
JPMORGAN CHASE & CO
COM
46625H100
3891
66539
SH
SOLE
0
0
66539
MASTERCARD INC
COM
57636Q104
308
369
SH
SOLE
0
0
369
MCDONALDS CORP
COM
580135101
13616
140331
SH
SOLE
0
0
140331
MGIC INVT CORP WIS
COM
552848103
135
16000
SH
SOLE
0
0
16000
MICROSOFT CORP
COM
594918104
314
8399
SH
SOLE
0
0
8399
NEWLEAD HOLDINGS LTD
COM
G64626149
27
15000
SH
SOLE
0
0
15000
PROCTER & GAMBLE CO
COM
742718109
494
6065
SH
SOLE
0
0
6065
QUALCOMM INC
COM
747525103
1321
17785
SH
SOLE
0
0
17785
ROYAL DUTCH SHELL PLC
ADR
780259206
336
4714
SH
SOLE
0
0
4714
RUBY TUESDAY INC
COM
781182100
73
10473
SH
SOLE
0
0
10473
SEQUENOM INC
COM
817337405
106
45500
SH
SOLE
0
0
45500
SPDR GOLD TRUST ETF
ETF
78463V107
702
6044
SH
SOLE
0
0
6044
SPDR S&P 500 ETF TR
ETF
78462F103
703
3806
SH
SOLE
0
0
3806
SPDR S&P MIDCAP 400 ETF TR
ETF
78467Y107
24749
101346
SH
SOLE
0
0
101346
STARBUCKS CORP
COM
855244109
834
10640
SH
SOLE
0
0
10640
TRI-TECH HOLDING INC
COM
G9103F106
35
25000
SH
SOLE
0
0
25000
UNILEVER N V
ADR
904784709
818
20343
SH
SOLE
0
0
20343
UNILEVER PLC
ADR
904767704
470
11412
SH
SOLE
0
0
11412
VANGUARD REIT INDEX FD ETF
ETF
922908553
258
3992
SH
SOLE
0
0
3992
VANGUARD INTL EQ ALLWRLD EX US ETF
ETF
922042775
205
4035
SH
SOLE
0
0
4035
VANGUARD DIVIDEND APPRECIATION ETF
ETF
921908844
54298
721663
SH
SOLE
0
0
721663
VERIZON COMMUNICATIONS INC
COM
92343V104
464
9439
SH
SOLE
0
0
9439
VISA INC
COM
92826C839
355
1594
SH
SOLE
0
0
1594
WALGREEN CO
COM
931422109
623
10852
SH
SOLE
0
0
10852
WELLS FARGO & CO NEW
COM
949746101
205
4518
SH
SOLE
0
0
4518
WISDOMTREE EM LOCAL DEBT ETF
ETF
97717X867
19784
429897
SH
SOLE
0
0
429897
XINYUAN REAL ESTATE CO LTD
ADR
98417P105
54
10000
SH
SOLE
0
0
10000