0001599217-14-000009.txt : 20141113
0001599217-14-000009.hdr.sgml : 20141113
20141112184138
ACCESSION NUMBER: 0001599217-14-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001599217
IRS NUMBER: 364296290
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15785
FILM NUMBER: 141215725
BUSINESS ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: (630) 241-0833
MAIL ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599217
XXXXXXXX
09-30-2014
09-30-2014
Capstone Financial Advisors, Inc.
2001 BUTTERFIELD ROAD, SUITE 1750
DOWNERS GROVE
IL
60515
13F HOLDINGS REPORT
028-15785
N
Troy E. Bute
Chief Compliance Officer
630-241-0833
Troy E. Bute
Downers Grove
IL
11-12-2014
0
79
164301
false
INFORMATION TABLE
2
2014Q313F_Capstone.xml
2014Q313F_CAPSTONE
AEROPOSTALE
COM
007865108
41
12500
SH
SOLE
0
0
12500
ALCO STORES INC
COM
001600105
20
10000
SH
SOLE
0
0
10000
ALPHA NATURAL RESOURCES INC
COM
02076X102
25
10000
SH
SOLE
0
0
10000
AMAZON COM INC
COM
023135106
201
622
SH
SOLE
0
0
622
AMGEN INC
COM
031162100
210
1492
SH
SOLE
0
0
1492
APPLE INC
COM
037833100
7871
78123
SH
SOLE
0
0
78123
ARCHER DANIELS MIDLAND CO
COM
039483102
272
5331
SH
SOLE
0
0
5331
AT&T INC
COM
00206R102
954
27077
SH
SOLE
0
0
27077
BERKSHIRE HATHAWAY INC DEL
COM
084670108
1655
800
SH
SOLE
0
0
800
BERKSHIRE HATHAWAY INC DEL
COM
084670702
682
4935
SH
SOLE
0
0
4935
BIOGEN IDEC INC
COM
09062X103
281
850
SH
SOLE
0
0
850
BOX SHIPS INCORPORATED
SHS
Y09675102
90
75000
SH
SOLE
0
0
75000
CAL DIVE INTL INC DEL
COM
12802T101
82
85000
SH
SOLE
0
0
85000
CATAMARAN CORP
COM
148887102
717
17020
SH
SOLE
0
0
17020
CATERPILLAR INC DEL
COM
149123101
221
2235
SH
SOLE
0
0
2235
CBOE HLDGS INC
COM
12503M108
336
6274
SH
SOLE
0
0
6274
CELGENE CORP
COM
151020104
296
3128
SH
SOLE
0
0
3128
CENTURYLINK INC
COM
156700106
606
14819
SH
SOLE
0
0
14819
CHARLES & COLVARD LTD
COM
159765106
32
15000
SH
SOLE
0
0
15000
CHEVRON CORP NEW
COM
166764100
329
2754
SH
SOLE
0
0
2754
CHIPOTLE MEXICAN GRILL INC
COM
169656105
441
661
SH
SOLE
0
0
661
CLIFFS NAT RES INC
COM
18683K101
104
10000
SH
SOLE
0
0
10000
CME GROUP INC
COM
12572Q105
2368
29612
SH
SOLE
0
0
29612
COSTCO WHSL CORP NEW
COM
22160K105
477
3083
SH
SOLE
0
0
3803
DIAGEO P L C
ADR
25243Q205
255
2210
SH
SOLE
0
0
2210
DISNEY WALT CO
COM
254687106
424
4763
SH
SOLE
0
0
4763
DOMINION RES INC VA NEW
COM
25746U109
270
3903
SH
SOLE
0
0
3903
DRYSHIPS INC
COM
Y2109Q101
25
10000
SH
SOLE
0
0
10000
DUNKIN BRANDS GROUP INC
COM
265504100
1972
44001
SH
SOLE
0
0
44001
DYNAVAX TECHNOLOGIES CORP
COM
268158102
95
66500
SH
SOLE
0
0
66500
EXXON MOBIL CORP
COM
30231G102
728
7744
SH
SOLE
0
0
7744
FACEBOOK INC
COM
30303M102
290
3664
SH
SOLE
0
0
3664
FORD MTR CO DEL
COM
345370860
205
13842
SH
SOLE
0
0
13842
FREESEAS INC
COM
Y26496300
3
15000
SH
SOLE
0
0
15000
GENERAL ELECTRIC CO
COM
369604103
208
8114
SH
SOLE
0
0
8114
GILEAD SCIENCES INC
COM
375558103
353
3317
SH
SOLE
0
0
3317
GLOBALSTAR INC
COM
378973408
84
23000
SH
SOLE
0
0
23000
GOOGLE INC
CL A
38259P508
510
866
SH
SOLE
0
0
866
GOOGLE INC
CL C
38259P706
265
459
SH
SOLE
0
0
459
GRAINGER W W INC
COM
384802104
4816
19138
SH
SOLE
0
0
19138
GULF RESOURCES INC
COM
40251W309
21
15000
SH
SOLE
0
0
15000
HERCULES OFFSHORE INC
COM
427093109
110
50000
SH
SOLE
0
0
50000
HOME DEPOT INC
COM
437076102
262
2856
SH
SOLE
0
0
2856
INTEL CORP
COM
458140100
820
23545
SH
SOLE
0
0
23545
INTERNATIONAL BUSINESS MACHS
COM
459200101
1544
8136
SH
SOLE
0
0
8136
ISHARES
ETF
464288687
513
12977
SH
SOLE
0
0
12977
ISHARES TR
ETF
464287200
415
2095
SH
SOLE
0
0
2095
ISHARES TR
ETF
464287598
281
2803
SH
SOLE
0
0
2803
JOHNSON & JOHNSON
COM
478160104
1488
13964
SH
SOLE
0
0
13964
JPMORGAN CHASE & CO
COM
46625H100
3865
64158
SH
SOLE
0
0
64158
MCDONALDS CORP
COM
580135101
12962
136712
SH
SOLE
0
0
136712
MERCK & CO INC NEW
COM
58933Y105
308
5202
SH
SOLE
0
0
5205
MICROSOFT CORP
COM
594918104
411
8872
SH
SOLE
0
0
8872
NII HLDGS INC
COM
62913F201
3
50000
SH
SOLE
0
0
50000
NOODLES & CO
CL A
65540B105
480
25000
SH
SOLE
0
0
25000
PROCTER & GAMBLE CO
COM
742718109
513
6122
SH
SOLE
0
0
6122
QUALCOMM INC
COM
747525103
1258
16820
SH
SOLE
0
0
16820
ROUNDYS INC
COM
779268101
47
15820
SH
SOLE
0
0
15820
ROYAL DUTCH SHELL PLC
ADR
780259206
266
3497
SH
SOLE
0
0
3497
RUBY TUESDAY INC
COM
781182100
62
10473
SH
SOLE
0
0
10473
SCHWAB STRATEGIC TR
ETF
808524102
504
10607
SH
SOLE
0
0
10607
SEQUENOM INC
COM
817337405
153
51500
SH
SOLE
0
0
51500
SPDR GOLD TRUST
ETF
78463V107
725
6238
SH
SOLE
0
0
6238
SPDR S&P 500 ETF TR
ETF
78462F103
1213
6156
SH
SOLE
0
0
6156
SPDR S&P MIDCAP 400 ETF TR
ETF
78467Y107
26281
105410
SH
SOLE
0
0
105410
STARBUCKS CORP
COM
855244109
751
9956
SH
SOLE
0
0
9956
U S GEOTHERMAL INC
COM
90338S102
6
10000
SH
SOLE
0
0
10000
UNILEVER N V
ADR
904784709
826
20825
SH
SOLE
0
0
20825
VALE S A
ADR
91912E105
110
10000
SH
SOLE
0
0
10000
VANGUARD INDEX FDS
ETF
922908553
805
11208
SH
SOLE
0
0
11208
VANGUARD INTL EQUITY INDEX F
ETF
922042775
207
4197
SH
SOLE
0
0
4197
VANGUARD SPECIALIZED PORTFOL
ETF
921908844
53645
697145
SH
SOLE
0
0
697145
VERIZON COMMUNICATIONS INC
COM
92343V104
490
9801
SH
SOLE
0
0
9801
VISA INC
COM
92826C839
202
946
SH
SOLE
0
0
946
WALGREEN CO
COM
931422109
641
10816
SH
SOLE
0
0
10816
WELLS FARGO & CO NEW
COM
949746101
248
4776
SH
SOLE
0
0
4776
WISDOMTREE TR
ETF
97717X867
22959
514780
SH
SOLE
0
0
514780
XINYUAN REAL ESTATE CO LTD
ADR
98417P105
74
25000
SH
SOLE
0
0
25000
ZOGENIX INC
COM
98978L105
18
15500
SH
SOLE
0
0
15500