Compliance Manager

0001598841-18-000005.txt : 20181025 0001598841-18-000005.hdr.sgml : 20181025 20181025170305 ACCESSION NUMBER: 0001598841-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181025 DATE AS OF CHANGE: 20181025 EFFECTIVENESS DATE: 20181025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisors Preferred, LLC CENTRAL INDEX KEY: 0001598841 IRS NUMBER: 364702719 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16005 FILM NUMBER: 181139553 BUSINESS ADDRESS: STREET 1: 1445 RESEARCH BOULEVARD STREET 2: #530 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-223-1998 MAIL ADDRESS: STREET 1: 1445 RESEARCH BOULEVARD STREET 2: #530 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001598841 XXXXXXXX 09-30-2018 09-30-2018 Advisors Preferred, LLC

1445 RESEARCH BOULEVARD #530 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-16005 N Angela Holland Compliance Manager 240-223-1988 Angela Holland Rockville MD 10-25-2018 1 208 223371 false 1 028-12656 Flexible Plan Investments LTD INFORMATION TABLE 2 APFLEX13FQ3.xml SPDR Gold Shares ETF 78463V107 354 3145 SH OTR 1 3145 0 0 SPDR Gold Shares ETF 78463V107 34 301 SH OTR 1 301 0 0 VelocityShares 3 Long Gold ETN linked to the S&P ETF 22542D688 13 1688 SH OTR 1 1688 0 0 AMC Networks Inc COM 00164V103 252 3806 SH OTR 1 3806 0 0 Aarons Inc COM 002535300 53 982 SH OTR 1 982 0 0 ABIOMED Inc COM 003654100 314 698 SH OTR 1 698 0 0 Activision Blizzard Inc COM 00507V109 50 601 SH OTR 1 601 0 0 Allison Transmission Holdings Inc COM 01973R101 71 1362 SH OTR 1 1362 0 0 American Axle & Manufacturing Holdings Inc COM 024061103 235 13468 SH OTR 1 13468 0 0 Ascena Retail Group Inc COM 04351G101 51 11163 SH OTR 1 11163 0 0 Avnet Inc COM 053807103 45 1009 SH OTR 1 1009 0 0 Barnes Noble Inc COM 067774109 54 9352 SH OTR 1 9352 0 0 Bed Bath Beyond Inc COM 075896100 42 2823 SH OTR 1 2823 0 0 Berkshire Hathaway Inc COM 084670702 68 317 SH OTR 1 317 0 0 Best Buy Co Inc COM 086516101 48 610 SH OTR 1 610 0 0 Big Lots Inc COM 089302103 53 1266 SH OTR 1 1266 0 0 BioTelemetry Inc COM 090672106 75 1165 SH OTR 1 1165 0 0 Broadridge Financial Solutions Inc COM 11133T103 312 2363 SH OTR 1 2363 0 0 Cigna Corp COM 125509109 55 264 SH OTR 1 264 0 0 CSX Corp COM 126408103 73 982 SH OTR 1 982 0 0 Celanese Corp COM 150870103 71 619 SH OTR 1 619 0 0 Clean Harbors Inc COM 184496107 71 998 SH OTR 1 998 0 0 Cleveland-Cliffs Inc COM 185899101 240 18995 SH OTR 1 18995 0 0 ConocoPhillips COM 20825C104 71 918 SH OTR 1 918 0 0 Cree Inc COM 225447101 68 1793 SH OTR 1 1793 0 0 RR Donnelley & Sons Co COM 257867200 48 8795 SH OTR 1 8795 0 0 Ebix Inc COM 278715206 308 3888 SH OTR 1 3888 0 0 Electro Scientific Industries Inc COM 285229100 47 2678 SH OTR 1 2678 0 0 Entergy Corp COM 29364G103 256 3154 SH OTR 1 3154 0 0 FTD Cos Inc COM 30281V108 69 26347 SH OTR 1 26347 0 0 Facebook Inc COM 30303M102 50 302 SH OTR 1 302 0 0 Five Below Inc COM 33829M101 637 4901 SH OTR 1 4901 0 0 Fortinet Inc COM 34959E909 373 4038 SH OTR 1 4038 0 0 Gulfport Energy Corp COM 402635304 255 24527 SH OTR 1 24527 0 0 HNI Corp COM 404251100 69 1567 SH OTR 1 1567 0 0 Hill-Rom Holdings Inc COM 431475102 52 548 SH OTR 1 548 0 0 HollyFrontier Corp COM 436106108 48 682 SH OTR 1 682 0 0 IDEXX Laboratories Inc COM 45168D104 49 196 SH OTR 1 196 0 0 Illumina Inc COM 452327109 73 200 SH OTR 1 200 0 0 Ingevity Corp COM 45688C107 120 1175 SH OTR 1 1175 0 0 Insperity Inc COM 45778Q107 384 3254 SH OTR 1 3254 0 0 InterDigital Inc PA COM 45867G101 69 859 SH OTR 1 859 0 0 Kirklands Inc COM 497498105 52 5157 SH OTR 1 5157 0 0 Kroger Co The COM 501044101 53 1818 SH OTR 1 1818 0 0 LHC Group Inc COM 50187A107 319 3097 SH OTR 1 3097 0 0 Eli Lilly Co COM 532457108 73 678 SH OTR 1 678 0 0 Macys Inc COM 55616P104 53 1528 SH OTR 1 1528 0 0 Medifast Inc COM 58470H101 318 1436 SH OTR 1 1436 0 0 Methanex Corp COM 59151K108 71 898 SH OTR 1 898 0 0 Micron Technology Inc COM 595112103 612 13527 SH OTR 1 13527 0 0 Northern Oil and Gas Inc COM 665531109 254 63485 SH OTR 1 63485 0 0 Oasis Petroleum Inc COM 674215108 73 5138 SH OTR 1 5138 0 0 Ollies Bargain Outlet Holdings Inc COM 681116109 330 3436 SH OTR 1 3436 0 0 PBF Energy Inc COM 69318G106 50 1002 SH OTR 1 1002 0 0 PRA Health Sciences Inc COM 69354M108 51 460 SH OTR 1 460 0 0 PRA Group Inc COM 69354N106 70 1940 SH OTR 1 1940 0 0 Paylocity Holding Corp COM 70438V106 71 882 SH OTR 1 882 0 0 PayPal Holdings Inc COM 70450Y103 298 3391 SH OTR 1 3391 0 0 Pilgrim's Pride Corp COM 72147K108 71 3952 SH OTR 1 3952 0 0 Primerica Inc COM 74164M108 299 2484 SH OTR 1 2484 0 0 QAD Inc COM 74727D306 71 1254 SH OTR 1 1254 0 0 Ross Stores Inc COM 778296103 309 3117 SH OTR 1 3117 0 0 Ruths Hospitality Group Inc COM 783332109 52 1647 SH OTR 1 1647 0 0 SPS Commerce Inc COM 78463M107 73 736 SH OTR 1 736 0 0 SVB Financial Group COM 78486Q101 69 223 SH OTR 1 223 0 0 John B Sanfilippo Son Inc COM 800422107 50 705 SH OTR 1 705 0 0 Santander Consumer USA Holdings Inc COM 80283M101 242 12087 SH OTR 1 12087 0 0 SeaWorld Entertainment Inc COM 81282V100 73 2329 SH OTR 1 2329 0 0 SunCoke Energy Inc COM 86722A103 68 5818 SH OTR 1 5818 0 0 SUPERVALU Inc COM 868536301 47 1472 SH OTR 1 1472 0 0 Tabula Rasa HealthCare Inc COM 873379101 388 4785 SH OTR 1 4785 0 0 Trex Co Inc COM 89531P105 70 911 SH OTR 1 911 0 0 TripAdvisor Inc COM 896945201 71 1391 SH OTR 1 1391 0 0 United Continental Holdings Inc COM 910047109 242 2712 SH OTR 1 2712 0 0 Urban Outfitters Inc COM 917047102 73 1790 SH OTR 1 1790 0 0 Vertex Pharmaceuticals Inc COM 92532F100 76 392 SH OTR 1 392 0 0 Vonage Holdings Corp COM 92886T201 71 5013 SH OTR 1 5013 0 0 WellCare Health Plans Inc COM 94946T106 76 237 SH OTR 1 237 0 0 Whiting Petroleum Corp COM 966387409 73 1378 SH OTR 1 1378 0 0 World Fuel Services Corp COM 981475106 47 1704 SH OTR 1 1704 0 0 World Wrestling Entertainment Inc COM 98156Q108 391 4044 SH OTR 1 4044 0 0 Mallinckrodt PLC COM G5785G107 250 8528 SH OTR 1 8528 0 0 ProShares Ultra SP500 ETF 74347R107 1302 10207 SH OTR 1 10207 0 0 ProShares Ultra Russell2000 ETF 74347R842 846 10005 SH OTR 1 10005 0 0 Apartment Investment Management Co REIT 03748R101 70 1575 SH OTR 1 1575 0 0 Apollo Commercial Real Estate Finance Inc REIT 03762U105 306 16204 SH OTR 1 16204 0 0 Macerich Co The REIT 554382101 69 1248 SH OTR 1 1248 0 0 National Retail Properties Inc REIT 637417106 74 1643 SH OTR 1 1643 0 0 National Storage Affiliates Trust REIT 637870106 71 2776 SH OTR 1 2776 0 0 Alerian MLP ETF ETF 00162Q866 143 13421 SH OTR 1 13421 0 0 Direxion All Cap Insider Sentiment Shares ETF 25459Y769 50 1221 SH OTR 1 1221 0 0 Hull Tactical US ETF ETF 301505806 78 2814 SH OTR 1 2814 0 0 Fidelity MSCI Information Technology Index ETF ETF 316092808 286 4251 SH OTR 1 4251 0 0 First Trust Dow Jones Internet Index Fund ETF 33733E302 32 225 SH OTR 1 225 0 0 First Trust S&P REIT Index Fund ETF 33734G108 97 4155 SH OTR 1 4155 0 0 First Trust Energy AlphaDEX Fund ETF 33734X127 24 1378 SH OTR 1 1378 0 0 First Trust Technology AlphaDEX Fund ETF 33734X176 57 904 SH OTR 1 904 0 0 First Trust Utilities AlphaDEX Fund ETF 33734X184 186 6747 SH OTR 1 6747 0 0 First Trust North American Energy Infrastructure ETF 33738D101 184 7840 SH OTR 1 7840 0 0 First Trust Exchange-Traded Fund III-First Trust ETF 33739P103 124 3053 SH OTR 1 3053 0 0 Global X MLP ETF ETF 37950E473 141 14718 SH OTR 1 14718 0 0 IQ Merger Arbitrage ETF ETF 45409B800 266 8378 SH OTR 1 8378 0 0 Invesco SP Spin-Off ETF ETF 46137V159 81 1468 SH OTR 1 1468 0 0 Invesco S&P 500 Equal Weight Utilities ETF ETF 46137V274 157 1789 SH OTR 1 1789 0 0 Invesco Global Listed Private Equity ETF ETF 46137V589 278 22580 SH OTR 1 22580 0 0 Invesco Dynamic Retail ETF ETF 46137V654 184 4508 SH OTR 1 4508 0 0 INVESCO DYNAMIC OIL & GAS SERVICES ETF ETF 46137V670 182 18 SH OTR 1 18 0 0 INVESCO DYNAMIC ENERGY EXPLORATION & PRODUCTION ETF 46137V761 18 663 SH OTR 1 663 0 0 Invesco DWA Technology Momentum ETF ETF 46137V811 10 157 SH OTR 1 157 0 0 INVESCO DWA ENERGY MOMENTUM ETF ETF 46137V878 13 302 SH OTR 1 302 0 0 Invesco S&P SmallCap Health Care ETF ETF 46138E149 128 910 SH OTR 1 910 0 0 Invesco S&P SmallCap Consumer Discretionary ETF ETF 46138E180 74 1074 SH OTR 1 1074 0 0 iShares North American Tech-Software ETF ETF 464287515 48 233 SH OTR 1 233 0 0 iShares North American Tech ETF ETF 464287549 162 774 SH OTR 1 774 0 0 iShares Cohen & Steers REIT ETF ETF 464287564 110 1103 SH OTR 1 1103 0 0 iShares U.S. Consumer Services ETF ETF 464287580 81 384 SH OTR 1 384 0 0 iShares US Telecommunications ETF ETF 464287713 23 765 SH OTR 1 765 0 0 iShares Core US REIT ETF ETF 464288521 244 5043 SH OTR 1 5043 0 0 iShares Residential Real Estate ETF ETF 464288562 44 698 SH OTR 1 698 0 0 iShares U.S. Medical Devices ETF ETF 464288810 170 748 SH OTR 1 748 0 0 iShares U.S. Oil & Gas Exploration & Production ETF 464288851 19 249 SH OTR 1 249 0 0 SPDR Dow Jones REIT ETF ETF 78464A607 28 298 SH OTR 1 298 0 0 SPDR S&P Retail ETF ETF 78464A714 25 495 SH OTR 1 495 0 0 SPDR S&P Pharmaceuticals ETF ETF 78464A722 121 2495 SH OTR 1 2495 0 0 SPDR S&P Oil & Gas Exploration & Production ETF ETF 78464A730 12 267 SH OTR 1 267 0 0 SPDR SSgA Global Allocation ETF ETF 78467V400 39 1012 SH OTR 1 1012 0 0 Schwab U.S. REIT ETF ETF 808524847 46 1106 SH OTR 1 1106 0 0 Consumer Discretionary Select Sector SPDR Fund ETF 81369Y407 142 1213 SH OTR 1 1213 0 0 Real Estate Select Sector SPDR Fund ETF 81369Y860 66 2049 SH OTR 1 2049 0 0 Utilities Select Sector SPDR Fund ETF 81369Y886 58 1104 SH OTR 1 1104 0 0 VanEck Vectors Biotech ETF ETF 92189F726 18 138 SH OTR 1 138 0 0 Vanguard Health Care ETF ETF 92204A504 94 520 SH OTR 1 520 0 0 Vanguard Utilities ETF ETF 92204A876 66 556 SH OTR 1 556 0 0 WisdomTree Managed Futures Strategy Fund ETF 97717W125 278 6812 SH OTR 1 6812 0 0 Aflac Inc COM 001055102 678 14408 SH OTR 1 14408 0 0 Fiserv Inc COM 337738108 708 8589 SH OTR 1 8589 0 0 KapStone Paper and Packaging Corp COM 48562P103 683 20138 SH OTR 1 20138 0 0 Pfizer Inc COM 717081103 708 16054 SH OTR 1 16054 0 0 Sysco Corp COM 871829107 660 9017 SH OTR 1 9017 0 0 Waste Management Inc COM 94106L109 665 7356 SH OTR 1 7356 0 0 Alerian MLP ETF ETF 00162Q866 422 39559 SH OTR 1 39559 0 0 Arrow Dow Jones Global Yield ETF ETF 04273H104 692 39824 SH OTR 1 39824 0 0 Invesco Fundamental High Yield Corporate Bond ETF ETF 46138E719 1015 54771 SH OTR 1 54771 0 0 Invesco Senior Loan ETF ETF 46138G508 3407 147053 SH OTR 1 147053 0 0 iShares Select Dividend ETF ETF 464287168 3014 30209 SH OTR 1 30209 0 0 iShares Core U.S. Aggregate Bond ETF ETF 464287226 686 6500 SH OTR 1 6500 0 0 iShares 7-10 Year Treasury Bond ETF ETF 464287440 682 6743 SH OTR 1 6743 0 0 iShares iBoxx $ High Yield Corporate Bond ETF ETF 464288513 1022 11823 SH OTR 1 11823 0 0 JPMorgan Global Bond Opportunities ETF ETF 46641Q852 1041 20779 SH OTR 1 20779 0 0 PIMCO 0-5 Year High Yield Corporate Bond Index ETF 72201R783 2043 20307 SH OTR 1 20307 0 0 ProShares Short 20 Year Treasury ETF 74347X849 4056 173354 SH OTR 1 173354 0 0 SPDR Bloomberg Barclays Convertible Securities ETF 78464A359 1660 30771 SH OTR 1 30771 0 0 SPDR Bloomberg Barclays High Yield Bond ETF ETF 78464A417 1360 37714 SH OTR 1 37714 0 0 SPDR SSgA Income Allocation ETF ETF 78467V202 1027 31570 SH OTR 1 31570 0 0 SPDR Doubleline Total Return Tactical ETF ETF 78467V848 688 14565 SH OTR 1 14565 0 0 Schwab U.S. REIT ETF ETF 808524847 1854 44440 SH OTR 1 44440 0 0 Vanguard Short-Term Bond ETF ETF 921937827 298 3823 SH OTR 1 3823 0 0 Vanguard Total Bond Market ETF ETF 921937835 687 8723 SH OTR 1 8723 0 0 WisdomTree US LargeCap Dividend Fund ETF 97717W307 1107 11599 SH OTR 1 11599 0 0 Apollo Commercial Real Estate Finance Inc REIT 03762U105 669 35449 SH OTR 1 35449 0 0 ARMOUR Residential REIT Inc REIT 042315507 677 30141 SH OTR 1 30141 0 0 Invesco Mortgage Capital Inc REIT 46131B100 660 41699 SH OTR 1 41699 0 0 New York Mortgage Trust Inc REIT 649604501 647 106401 SH OTR 1 106401 0 0 iShares Russell Mid-Cap Growth ETF ETF 464287481 9840 72580 SH OTR 1 72580 0 0 iShares Russell 1000 Growth ETF ETF 464287614 18873 120997 SH OTR 1 120997 0 0 iShares Russell 2000 Growth ETF ETF 464287648 18774 87293 SH OTR 1 87293 0 0 iShares U.S. Real Estate ETF ETF 464287739 24914 311349 SH OTR 1 311349 0 0 iShares S&P Small-Cap 600 Value ETF ETF 464287879 28876 172983 SH OTR 1 172983 0 0 iShares Russell 2000 Growth ETF ETF 464287648 19095 88781 SH OTR 1 88781 0 0 SPDR SER TR S&P RETA ETF 81369Y407 22976 450333 SH OTR 1 450333 0 0 Invesco Ultra Short Duration ETF ETF 46090A887 502 10000 SH OTR 1 10000 0 0 Invesco QQQ Trust Series 1 ETF 46090E103 502 2700 SH OTR 1 2700 0 0 Invesco BulletShares 2018 Corporate Bond ETF ETF 46138J106 501 23700 SH OTR 1 23700 0 0 Invesco BulletShares 2019 Corporate Bond ETF ETF 46138J304 5017 238000 SH OTR 1 238000 0 0 Invesco BulletShares 2020 Corporate Bond ETF ETF 46138J502 6023 285700 SH OTR 1 285700 0 0 Invesco BulletShares 2021 Corporate Bond ETF ETF 46138J700 4013 193500 SH OTR 1 193500 0 0 SPDR Portfolio Short Term Corporate Bond ETF ETF 78464A474 501 16600 SH OTR 1 16600 0 0 Invesco Ultra Short Duration ETF ETF 46090A887 593 11800 SH OTR 1 11800 0 0 Invesco BulletShares 2018 Corporate Bond ETF ETF 46138J106 590 27900 SH OTR 1 27900 0 0 Invesco BulletShares 2019 Corporate Bond ETF ETF 46138J304 590 28000 SH OTR 1 28000 0 0 Invesco BulletShares 2020 Corporate Bond ETF ETF 46138J502 590 28000 SH OTR 1 28000 0 0 Invesco BulletShares 2021 Corporate Bond ETF ETF 46138J700 591 28500 SH OTR 1 28500 0 0 ISHARES SHORT-TERM CORPORATE BOND ETF ETF 464288646 591 11400 SH OTR 1 11400 0 0 iShares Floating Rate Bond ETF ETF 46429B655 490 9600 SH OTR 1 9600 0 0 iShares Short Maturity Bond ETF ETF 46431W507 281 5600 SH OTR 1 5600 0 0 PIMCO Enhanced Short Maturity Active ETF 72201R833 589 5800 SH OTR 1 5800 0 0 SPDR Portfolio Short Term Corporate Bond ETF ETF 78464A474 592 19600 SH OTR 1 19600 0 0 SPDR SSgA Ultra Short Term Bond ETF ETF 78467V707 371 9200 SH OTR 1 9200 0 0 SPDR Bloomberg Barclays Investment Grade Floating ETF 78468R200 591 19200 SH OTR 1 19200 0 0 Invesco Ultra Short Duration ETF ETF 46090A887 212 4230 SH OTR 1 4230 0 0 Invesco BulletShares 2018 Corporate Bond ETF ETF 46138J106 213 10060 SH OTR 1 10060 0 0 Invesco BulletShares 2019 Corporate Bond ETF ETF 46138J304 213 10090 SH OTR 1 10090 0 0 Invesco BulletShares 2020 Corporate Bond ETF ETF 46138J502 213 10090 SH OTR 1 10090 0 0 Invesco BulletShares 2021 Corporate Bond ETF ETF 46138J700 213 10250 SH OTR 1 10250 0 0 iShares Short-Term National Muni Bond ETF ETF 464288158 213 2030 SH OTR 1 2030 0 0 ISHARES SHORT-TERM CORPORATE BOND ETF ETF 464288646 213 4100 SH OTR 1 4100 0 0 iShares Floating Rate Bond ETF ETF 46429B655 213 4170 SH OTR 1 4170 0 0 iShares Short Maturity Bond ETF ETF 46431W507 101 2010 SH OTR 1 2010 0 0 PIMCO Enhanced Short Maturity Active ETF 72201R833 212 2090 SH OTR 1 2090 0 0 PIMCO Short Term Municipal Bond Active ETF 72201R874 214 4300 SH OTR 1 4300 0 0 SPDR Portfolio Short Term Corporate Bond ETF ETF 78464A474 212 7040 SH OTR 1 7040 0 0 SPDR SSgA Ultra Short Term Bond ETF ETF 78467V707 134 3330 SH OTR 1 3330 0 0 SPDR Bloomberg Barclays Investment Grade Floating ETF 78468R200 213 6910 SH OTR 1 6910 0 0 SPDR Nuveen Bloomberg Barclays Short Term ETF 78468R739 213 4460 SH OTR 1 4460 0 0 VanEck Vectors Short High-Yield Municipal Index ETF 92189F387 213 8760 SH OTR 1 8760 0 0 VanEck Vectors Investment Grade Floating Rate ETF ETF 92189F486 213 8400 SH OTR 1 8400 0 0 VanEck Vectors AMT-Free Short Municipal Index ETF ETF 92189F528 204 11880 SH OTR 1 11880 0 0 Vanguard Short-Term Bond ETF ETF 921937827 252 3230 SH OTR 1 3230 0 0