FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/10/2014 |
3. Issuer Name and Ticker or Trading Symbol
Dolby Laboratories, Inc. [ DLB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B Common Stock | (1) | (1) | Class A Common Stock | 22,888,660 | $0 | D(2) |
Explanation of Responses: |
1. Shares of Class B Common Stock are convertible at any time at the option of the holder into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. |
2. On October 10, 2014, 18,888,660 shares of the Issuer's Class B Common Stock were transferred to the Marital Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Marital Trust"), dispositive power of which is held solely by Dagmar Dolby as the Trustee of the Marital Trust and voting power of which is shared by the Trustee and David E. Dolby, son of Dagmar Dolby, as Special Trustee of the Marital Trust. Such shares were transferred to the Marital Trust by another trust of which Dagmar Dolby and David E. Dolby serve as the Trustee and Special Trustee, respectively, and such transfer was made for tax and estate planning purposes and no reporting person received any funds or other consideration in exchange for such transfer. |
Remarks: |
Exhibit Index: Exhibit 24.1: Power of Attorney -- Marital Trust |
/s/ Daniel Rodriguez, Attorney-in-Fact for the Marital Trust under the Dolby Family Trust instrument, dated May 7, 1999 | 10/14/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |