SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Alvarez Alejandro A

(Last)

(First)

(Middle)

850 DIXIE HIGHWAY

(Street)

LOUISVILLE

40210

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2014

3. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, CPO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B Common	1,018.074⁽¹⁾	I	By 401k

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	05/01/2014	⁽²⁾	Class B Common	452	⁽³⁾	D
Restricted Stock Units	05/01/2016	⁽⁴⁾	Class B Common	280	⁽³⁾	D
Restricted Stock Units	05/01/2017	⁽⁵⁾	Class B Common	119	⁽³⁾	D
Stock Appreciation Right	05/01/2012	04/30/2019	Class B Common	4,728	$27.05	D
Stock Appreciation Right	05/01/2013	04/30/2020	Class B Common	2,178	$38.43	D
Stock Appreciation Right	05/01/2014	04/30/2021	Class B Common	5,757	$46.4	D
Stock Appreciation Right	05/01/2015	04/30/2022	Class B Common	3,050	$58.7	D
Stock Appreciation Right	05/01/2016	04/30/2023	Class B Common	3,458	$72.42	D

Explanation of Responses:

1. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of January 30, 2014.

2. The restricted stock units vest May 1, 2014.

3. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

4. The restricted stock units vest May 1, 2016.

5. The restricted stock units vest May 1, 2017.

Remarks:

Exhibit 24 - Alejandro A. Alvarez Power of Attorney.

	Kelly A. Bowen, Attorney in Fact for Alejandro A. Alvarez	02/03/2014
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.