N-PX 1 paxtrustiii063014.txt PAX WORLD FUNDS SERIES TRUST III N-PX 06/30/14 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX REPORT ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 0001598735 PAX WORLD FUNDS SERIES TRUST III (Exact name of registrant as specified in charter) 30 Penhallow St, Ste. 400 Portsmouth, NH 03801 (Address of principal executive offices) Registrant's Telephone Number, Including Area Code: (800) 767-1729 Pax Ellevate Management LLC 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Attn: Joseph F. Keefe (Name and address of agent for service) Date of fiscal year end: December 31, 2014 Date of reporting period: July 1, 2013 - June 30, 2014 Item 1 - Proxy Voting Record Fund Name - Pax Ellevate Global Womens Index Fund 07/01/2013 - 06/30/2014 Effective June, 2014, the Pax World Global Womens Equality Fund (Predecessor Fund). a series of the Pax World Funds Series Trust I, was acquired by Pax Ellevate Global Womens Index Fund (Acquiring Fund),a series of this Registrant. All voting records of the Predecessor Fund for the period are reported by this Registrant as follows. ________________________________________________________________________________ 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda G. Alvarado Mgmt For For For 2 Elect Thomas K. Brown Mgmt For Against Against 3 Elect Vance D. Coffman Mgmt For Against Against 4 Elect Michael L. Eskew Mgmt For Against Against 5 Elect Herbert L. Henkel Mgmt For Against Against 6 Elect Muhtar Kent Mgmt For Against Against 7 Elect Edward M. Liddy Mgmt For Against Against 8 Elect Inge G. Thulin Mgmt For Against Against 9 Elect Robert J. Ulrich Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ ABB Ltd. Ticker Security ID: Meeting Date Meeting Status ABBN CUSIP 000375204 04/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against 3 Ratification of Board Mgmt For Against Against and Management Acts 4 Allocation of Mgmt For For For Profits/Dividends 5 Increase in Conditional Mgmt For Against Against Capital for Employee Incentive Plans 6 Amendments to Articles Mgmt For For For 7 Elect Roger Agnelli Mgmt For Against Against 8 Elect Matti Alahuhta Mgmt For Against Against 9 Elect Louis R. Hughes Mgmt For Against Against 10 Elect Michel de Rosen Mgmt For Against Against 11 Elect Michael Treschow Mgmt For Against Against 12 Elect Jacob Wallenberg Mgmt For Against Against 13 Elect Ying Yeh Mgmt For Against Against 14 Elect Hubertus von Mgmt For Against Against Grunberg as Chairman 15 Elect Michel de Rosen Mgmt For For For 16 Elect Michael Treschow Mgmt For For For 17 Elect Ying Yeh Mgmt For For For 18 Appointment of Mgmt For For For Independent Proxy 19 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Allergan, Inc. Ticker Security ID: Meeting Date Meeting Status AGN CUSIP 018490102 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David E.I. Pyott Mgmt For Against Against 2 Elect Michael R. Mgmt For Against Against Gallagher 3 Elect Deborah Dunsire Mgmt For Against Against 4 Elect Trevor M. Jones Mgmt For Against Against 5 Elect Louis J. Lavigne, Mgmt For Against Against Jr. 6 Elect Peter J. McDonnell Mgmt For Against Against 7 Elect Timothy D. Proctor Mgmt For Against Against 8 Elect Russell T. Ray Mgmt For Against Against 9 Elect Henri A. Termeer Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Amendment to Mgmt For For For Certificate of Incorporation Allowing Action by Written Consent 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For Against Against Barshefsky 2 Elect Ursula M. Burns Mgmt For Against Against 3 Elect Kenneth I. Mgmt For Against Against Chenault 4 Elect Peter Chernin Mgmt For Against Against 5 Elect Anne Lauvergeon Mgmt For For For 6 Elect Theodore J. Mgmt For Against Against Leonsis 7 Elect Richard C. Levin Mgmt For For For 8 Elect Richard A. McGinn Mgmt For Against Against 9 Elect Samuel J. Mgmt For Against Against Palmisano 10 Elect Steven S. Mgmt For Against Against Reinemund 11 Elect Daniel L. Vasella Mgmt For For For 12 Elect Robert D. Walter Mgmt For Against Against 13 Elect Ronald A. Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Employment Diversity Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Privacy and Data Security 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against For Against Regarding Retention of Shares Until Retirement ________________________________________________________________________________ American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 03027X100 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raymond P. Dolan Mgmt For For For 2 Elect Ronald M. Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For Against Against 5 Elect JoAnn A. Reed Mgmt For For For 6 Elect Pamela D.A. Reeve Mgmt For Against Against 7 Elect David E. Sharbutt Mgmt For For For 8 Elect James D. Taiclet, Mgmt For For For Jr. 9 Elect Samme L. Thompson Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ American Water Works Company, Inc. Ticker Security ID: Meeting Date Meeting Status AWK CUSIP 030420103 05/09/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Julie A. Dobson Mgmt For For For 2 Elect Paul J. Evanson Mgmt For For For 3 Elect Martha C. Goss Mgmt For For For 4 Elect Richard R. Grigg Mgmt For For For 5 Elect Julia L. Johnson Mgmt For For For 6 Elect George MacKenzie Mgmt For For For 7 Elect William J. Mgmt For For For Marrazzo 8 Elect Susan N. Story Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Leif Johansson Mgmt For Against Against 6 Elect Pascal Soriot Mgmt For For For 7 Elect Marc Dunoyer Mgmt For For For 8 Elect Genevieve B. Mgmt For For For Berger 9 Elect D. Bruce Mgmt For For For Burlington 10 Elect Ann Cairns Mgmt For For For 11 Elect Graham Chipchase Mgmt For For For 12 Elect Jean-Philippe Mgmt For Against Against Courtois 13 Elect Rudy H.P. Markham Mgmt For For For 14 Elect Nancy Rothwell Mgmt For For For 15 Elect Shriti Vadera Mgmt For For For 16 Elect John S. Varley Mgmt For For For 17 Elect Marcus Wallenberg Mgmt For For For 18 Remuneration Report Mgmt For For For (Advisory) 19 Remuneration Policy Mgmt For For For (Binding) 20 Authorisation of Mgmt For Against Against Political Donations 21 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 25 Performance Share Plan Mgmt For For For ________________________________________________________________________________ Autodesk, Inc. Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 01/14/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the 2012 Mgmt For For For Employee Stock Plan ________________________________________________________________________________ Autodesk, Inc. Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 06/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford W. Mgmt For For For Beveridge 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Thomas Georgens Mgmt For Against Against 5 Elect Per-Kristian Mgmt For For For Halvorsen 6 Elect Mary T. McDowell Mgmt For For For 7 Elect Lorrie M. Mgmt For For For Norrington 8 Elect Betsy Rafael Mgmt For For For 9 Elect Stacy J. Smith Mgmt For For For 10 Elect Steven M. West Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Executive Incentive Plan ________________________________________________________________________________ AXA S.A. Ticker Security ID: Meeting Date Meeting Status CS CINS F06106102 04/23/2014 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Remuneration of Henri Mgmt For For For de Castries, CEO 8 Remuneration of Denis Mgmt For For For Duverne, Deputy CEO 9 Related Party Mgmt For For For Transactions 10 Severance Agreement and Mgmt For For For Retirement Benefits of Henri de Castries, CEO 11 Severance Agreement and Mgmt For For For Retirement Benefits of Denis Duverne, Deputy CEO 12 Elect Henri de Castries Mgmt For Against Against 13 Elect Norbert Mgmt For Against Against Dentressangle 14 Elect Denis Duverne Mgmt For Against Against 15 Elect Isabelle Kocher Mgmt For Against Against 16 Elect Suet-Fern Lee Mgmt For Against Against 17 Directors' Fees Mgmt For For For 18 Authority to Repurchase Mgmt For For For Shares 19 Employee Stock Purchase Mgmt For Against Against Plan 20 Employee Stock Purchase Mgmt For Against Against Plan for Overseas Employees 21 Authority to Grant Mgmt For For For Stock Options 22 Authority to Grant Mgmt For For For Restricted Stock 23 Authority to Reduce Mgmt For For For Share Capital 24 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Larry D. Brady Mgmt For For For 2 Elect Clarence P. Mgmt For Against Against Cazalot, Jr. 3 Elect Martin S. Mgmt For For For Craighead 4 Elect Lynn L. Elsenhans Mgmt For For For 5 Elect Anthony G. Mgmt For Against Against Fernandes 6 Elect Claire W. Gargalli Mgmt For Against Against 7 Elect Pierre J. Jungels Mgmt For Against Against 8 Elect James A. Lash Mgmt For For For 9 Elect J. Larry Nichols Mgmt For Against Against 10 Elect James W. Stewart Mgmt For Against Against 11 Elect Charles L. Watson Mgmt For Against Against 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Mgmt For Against Against Director and Officer long-Term Incentive Plan 15 Amendment to the 2002 Mgmt For For For Employee Long-Term Incentive Plan ________________________________________________________________________________ Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/08/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ruth E. Bruch Mgmt For For For 2 Elect Nicholas M. Mgmt For For For Donofrio 3 Elect Jeffrey A. Mgmt For For For Goldstein 4 Elect Gerald L. Hassell Mgmt For For For 5 Elect Edmund F. Kelly Mgmt For For For 6 Elect Richard J. Kogan Mgmt For For For 7 Elect Michael J. Mgmt For For For Kowalski 8 Elect John A. Luke, Jr. Mgmt For Against Against 9 Elect Mark A. Nordenberg Mgmt For For For 10 Elect Catherine A. Rein Mgmt For For For 11 Elect William C. Mgmt For For For Richardson 12 Elect Samuel C. Scott Mgmt For For For III 13 Elect Wesley W. von Mgmt For For For Schack 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Amendments to the Mgmt For For For Long-Term Incentive Plan 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/15/2014 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For Against Against (Binding) 3 Remuneration Report Mgmt For Against Against (Advisory) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Simon J. Lowth Mgmt For For For 6 Elect Pam Daley Mgmt For For For 7 Elect Martin Ferguson Mgmt For For For 8 Elect Vivienne Cox Mgmt For Against Against 9 Elect Chris Finlayson Mgmt For For For 10 Elect Andrew Gould Mgmt For Against Against 11 Elect Baroness Hogg Mgmt For For For 12 Elect John Hood Mgmt For Against Against 13 Elect Caio Koch-Weser Mgmt For For For 14 Elect LIM Haw Kuang Mgmt For For For 15 Elect Sir David Manning Mgmt For For For 16 Elect Mark Seligman Mgmt For Against Against 17 Elect Patrick W. Thomas Mgmt For Against Against 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authorisation of Mgmt For Against Against Political Donations 21 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Brown Shoe Company, Inc. Ticker Security ID: Meeting Date Meeting Status BWS CUSIP 115736100 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Lee Capps III Mgmt For Withhold Against 1.2 Elect Carla Hendra Mgmt For Withhold Against 1.3 Elect Patricia G. Mgmt For Withhold Against McGinnis 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CINS D2035M136 05/15/2014 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Ratification of Mgmt For TNA N/A Management Board Acts 9 Ratification of Mgmt For TNA N/A Supervisory Board Acts 10 Appointment of Auditor Mgmt For TNA N/A 11 Elect Johannes Geismann Mgmt For TNA N/A 12 Elect Lars Hinrichs Mgmt For TNA N/A 13 Elect Ulrich Schroder Mgmt For TNA N/A 14 Elect Karl-Heinz Mgmt For TNA N/A Streibich 15 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments; Increase in conditional capital ________________________________________________________________________________ DNB ASA Ticker Security ID: Meeting Date Meeting Status DNB CINS R1812S105 04/24/2014 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Agenda Mgmt For TNA N/A 7 Minutes Mgmt For TNA N/A 8 Accounts and Reports; Mgmt For TNA N/A Allocation of Profit/Dividends 9 Authority to Set Mgmt For TNA N/A Auditor's Fees 10 Election of Supervisory Mgmt For TNA N/A Board 11 Election of Control Mgmt For TNA N/A Committee 12 Election Committee Mgmt For TNA N/A 13 Governing Bodies Fees Mgmt For TNA N/A 14 Authority to Repurchase Mgmt For TNA N/A Shares 15 Compensation Guidelines Mgmt For TNA N/A (Advisory) 16 Incentive Guidelines Mgmt For TNA N/A (Binding) 17 Corporate Governance Mgmt For TNA N/A Report ________________________________________________________________________________ EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 04/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael W. Brown Mgmt For For For 2 Elect Randolph L. Cowen Mgmt For For For 3 Elect Gail Deegan Mgmt For For For 4 Elect James S. DiStasio Mgmt For Against Against 5 Elect John R. Egan Mgmt For Against Against 6 Elect William D. Green Mgmt For For For 7 Elect Edmund F. Kelly Mgmt For For For 8 Elect Jami Miscik Mgmt For Against Against 9 Elect Paul Sagan Mgmt For Against Against 10 Elect David N. Strohm Mgmt For Against Against 11 Elect Joseph M. Tucci Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against For Against Regarding Incorporation of Values in Political Spending ________________________________________________________________________________ General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradbury H. Mgmt For Against Against Anderson 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William T. Esrey Mgmt For For For 5 Elect Raymond V. Mgmt For Against Against Gilmartin 6 Elect Judith Richards Mgmt For Against Against Hope 7 Elect Heidi G. Miller Mgmt For For For 8 Elect Hilda Mgmt For For For Ochoa-Brillembourg 9 Elect Steve Odland Mgmt For Against Against 10 Elect Kendall J. Powell Mgmt For For For 11 Elect Michael D. Rose Mgmt For Against Against 12 Elect Robert L. Ryan Mgmt For For For 13 Elect Dorothy A. Terrell Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Post-Consumer Product Packaging ________________________________________________________________________________ Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 05/14/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Page Mgmt For Withhold Against 1.2 Elect Sergey Brin Mgmt For Withhold Against 1.3 Elect Eric E. Schmidt Mgmt For Withhold Against 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Diane B. Greene Mgmt For Withhold Against 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For Withhold Against 1.8 Elect Paul S. Otellini Mgmt For Withhold Against 1.9 Elect K. Ram Shriram Mgmt For Withhold Against 1.10 Elect Shirley M. Mgmt For Withhold Against Tilghman 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 5 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHoldr Against For Against Regarding Tax Policy Principles 8 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Grupa Lotos SA Ticker Security ID: Meeting Date Meeting Status CINS X32440103 06/30/2014 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Accounts and Reports 7 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 8 Presentation of Mgmt For For For Supervisory Board Report 9 Accounts and Reports Mgmt For For For 10 Accounts and Reports Mgmt For For For (Consolidated) 11 Coverage of Loss Mgmt For For For 12 Ratification of Mgmt For Against Against Management Board Acts 13 Ratification of Mgmt For Against Against Supervisory Board Acts 14 Purchase of Properties Mgmt For For For 15 Bonus Mgmt For For For 16 Supervisory Board Size Mgmt For Against Against 17 Election of Supervisory Mgmt For Against Against Board Members 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ H & M Hennes & Mauritz AB Ticker Security ID: Meeting Date Meeting Status HM-B CINS W41422101 04/29/2014 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Allocation of Mgmt For For For Profits/Dividends 17 Ratification of Board Mgmt For Against Against and Management Acts 18 Board Size Mgmt For For For 19 Directors and Auditors' Mgmt For Against Against Fees 20 Election of Directors Mgmt For Against Against 21 Nomination Committee Mgmt For Against Against 22 Remuneration Guidelines Mgmt For Against Against 23 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Henkel AG & Co. KGAA Ticker Security ID: Meeting Date Meeting Status HEN CINS D3207M102 04/04/2014 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For Against Against Personally Liable Partner's Acts 7 Ratification of Mgmt For Against Against Supervisory Board Acts 8 Ratification of Mgmt For Against Against Shareholder's Committee Acts 9 Appointment of Auditor Mgmt For For For 10 Elect Barbara Kux Mgmt For Against Against ________________________________________________________________________________ Hologic, Inc. Ticker Security ID: Meeting Date Meeting Status HOLX CUSIP 436440101 03/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jonathan Mgmt For Withhold Against Christodoro 1.2 Elect Sally W. Crawford Mgmt For Withhold Against 1.3 Elect Scott T. Garrett Mgmt For Withhold Against 1.4 Elect David R. LaVance, Mgmt For Withhold Against Jr. 1.5 Elect Nancy L. Leaming Mgmt For Withhold Against 1.6 Elect Lawrence M. Levy Mgmt For Withhold Against 1.7 Elect Stephen P. Mgmt For Withhold Against MacMillan 1.8 Elect Samuel Merksamer Mgmt For Withhold Against 1.9 Elect Christina Mgmt For Withhold Against Stamoulis 1.10 Elect Elaine S. Ullian Mgmt For Withhold Against 1.11 Elect Wayne Wilson Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Honda Motor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7267 CUSIP 438128308 06/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2.1 Elect Fumihiko Ike Mgmt For Withhold Against 2.2 Elect Takanobu Itoh Mgmt For Withhold Against 2.3 Elect Tetsuo Iwamura Mgmt For Withhold Against 2.4 Elect Takashi Yamamoto Mgmt For Withhold Against 2.5 Elect Yoshiharu Yamamoto Mgmt For Withhold Against 2.6 Elect Toshihiko Nonaka Mgmt For Withhold Against 2.7 Elect Masahiro Yoshida Mgmt For Withhold Against 2.8 Elect Nobuo Kuroyanagi Mgmt For Withhold Against 2.9 Elect Hideko Kunii Mgmt For For For 2.10 Elect Yuji Shiga Mgmt For Withhold Against 2.11 Elect Kohhei Takeuchi Mgmt For Withhold Against 2.12 Elect Shinji Aoyama Mgmt For Withhold Against 2.13 Elect Noriya Kaihara Mgmt For Withhold Against ________________________________________________________________________________ Hyflux Ltd. Ticker Security ID: Meeting Date Meeting Status 600 CINS Y3817K105 04/24/2014 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect TEO Kiang Kok Mgmt For Against Against 4 Elect Christopher Mgmt For Against Against Murugasu 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Issuance of Shares w/ Mgmt For Against Against or w/o Preemptive Rights 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Mgmt For Against Against Preferred Shares 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Mgmt For For For Shares 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Intercontinental Hotels Group Ticker Security ID: Meeting Date Meeting Status CINS G4804L130 06/30/2014 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Special Dividend and Mgmt For For For Share Consolidation 2 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain J. P. Belda Mgmt For Against Against 2 Elect William R. Brody Mgmt For For For 3 Elect Kenneth I. Mgmt For Against Against Chenault 4 Elect Michael L. Eskew Mgmt For Against Against 5 Elect David N. Farr Mgmt For For For 6 Elect Shirley A. Jackson Mgmt For For For 7 Elect Andrew N. Liveris Mgmt For Against Against 8 Elect W. James Mgmt For Against Against McNerney, Jr. 9 Elect James W. Owens Mgmt For For For 10 Elect Virginia M. Mgmt For Against Against Rometty 11 Elect Joan E. Spero Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Elect Lorenzo H. Mgmt For Against Against Zambrano Trevino 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Re-approve Performance Mgmt For For For Goals of the Company's Long-Term Incentive Awards 17 2014 Employees Stock Mgmt For For For Purchase Plan 18 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 01/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher W. Mgmt For Against Against Brody 2 Elect William V. Mgmt For Against Against Campbell 3 Elect Scott D. Cook Mgmt For Against Against 4 Elect Diane B. Greene Mgmt For Against Against 5 Elect Edward A. Kangas Mgmt For Against Against 6 Elect Suzanne Nora Mgmt For Against Against Johnson 7 Elect Dennis D. Powell Mgmt For Against Against 8 Elect Brad D. Smith Mgmt For Against Against 9 Elect Jeff Weiner Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2005 Mgmt For Against Against Equity Compensation Plan 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Natalie A. Black Mgmt For Withhold Against 1.2 Elect Raymond L. Conner Mgmt For For For 1.3 Elect William H. Lacy Mgmt For For For 1.4 Elect Alex A. Molinaroli Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kingfisher plc Ticker Security ID: Meeting Date Meeting Status KGF CINS G5256E441 06/12/2014 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Daniel Bernard Mgmt For Against Against 6 Elect Andrew Bonfield Mgmt For For For 7 Elect Pascal Cagni Mgmt For For For 8 Elect Clare Chapman Mgmt For For For 9 Elect Ian Cheshire Mgmt For For For 10 Elect Anders Dahlvig Mgmt For For For 11 Elect Janis Kong Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For Against Against 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Tible Mgmt For For For 15 Elect Karen Witts Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authorisation of Mgmt For Against Against Political Donations 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Authority to Repurchase Mgmt For For For Shares 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 29 Amendments to Articles Mgmt For For For 30 Kingfisher Incentive Mgmt For For For Share Plan ________________________________________________________________________________ Komatsu Limited Ticker Security ID: Meeting Date Meeting Status 6301 CINS J35759125 06/18/2014 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kunio Noji Mgmt For Against Against 4 Elect Tetsuji Ohhashi Mgmt For Against Against 5 Elect Mikio Fujitsuka Mgmt For Against Against 6 Elect Fujitoshi Takamura Mgmt For Against Against 7 Elect Hisashi Shinozuka Mgmt For Against Against 8 Elect Kazunori Kuromoto Mgmt For Against Against 9 Elect Masanao Mori Mgmt For Against Against 10 Elect Kohichi Ikeda Mgmt For Against Against 11 Elect Masayuki Oku Mgmt For Against Against 12 Elect Mitoji Yabunaka Mgmt For Against Against 13 Elect Hirohide Mgmt For For For Yamaguchi as Statutory Auditor 14 Bonus Mgmt For Against Against 15 Stock Option Mgmt For Against Against Compensation for Employees of the Company and Directors of Major Subsidiaries ________________________________________________________________________________ Legrand Ticker Security ID: Meeting Date Meeting Status LGR CINS F56196185 05/27/2014 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Olivier Bazil Mgmt For Against Against 8 Elect Francois Grappotte Mgmt For Against Against 9 Elect Dongsheng Li Mgmt For Against Against 10 Elect Gilles Schnepp Mgmt For Against Against 11 Remuneration of Gilles Mgmt For For For Schnepp, Chairman and CEO 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For Against Against Shares Through Private Placement 18 Greenshoe Mgmt For Against Against 19 Authority to Increase Mgmt For For For Capital Through Capitalizations 20 Employee Stock Purchase Mgmt For Against Against Plan 21 Authority to Increase Mgmt For Against Against Capital in Consideration for Contribution in Kind 22 Global Ceiling on Mgmt For Against Against Capital Increases 23 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Marks and Spencer Group plc Ticker Security ID: Meeting Date Meeting Status MKS CINS G5824M107 07/09/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Patrick Mgmt For For For Bousquet-Chavanne 5 Elect Andy Halford Mgmt For For For 6 Elect Steve Rowe Mgmt For For For 7 Elect Manvinder Banga Mgmt For For For 8 Elect Marc Bolland Mgmt For For For 9 Elect Miranda Curtis Mgmt For For For 10 Elect John Dixon Mgmt For For For 11 Elect Martha Lane Fox Mgmt For For For 12 Elect Steven Holliday Mgmt For For For 13 Elect Jan du Plessis Mgmt For For For 14 Elect Alan Stewart Mgmt For For For 15 Elect Robert Swannell Mgmt For For For 16 Elect Laura Wade-Gery Mgmt For For For 17 Appointment of Auditor Mgmt For Against Against 18 Authority to Set Mgmt For Against Against Auditor's Fees 19 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 23 Authorisation of Mgmt For Against Against Political Donations ________________________________________________________________________________ MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay S. Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Freiberg Mgmt For For For 6 Elect Julius Genachowski Mgmt For For For 7 Elect Merit E. Janow Mgmt For For For 8 Elect Nancy J. Karch Mgmt For For For 9 Elect Marc Olivie Mgmt For For For 10 Elect Rima Qureshi Mgmt For For For 11 Elect Jose Octavio Mgmt For For For Reyes Lagunes 12 Elect Jackson P. Tai Mgmt For Against Against 13 Elect Edward Suning Tian Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven A. Ballmer Mgmt For Against Against 2 Elect Dina Dublon Mgmt For For For 3 Elect William H. Gates Mgmt For For For III 4 Elect Maria Klawe Mgmt For For For 5 Elect Stephen J. Luczo Mgmt For For For 6 Elect David F. Marquardt Mgmt For For For 7 Elect Charles H. Noski Mgmt For For For 8 Elect Helmut G. W. Panke Mgmt For For For 9 Elect John W. Thompson Mgmt For Against Against 10 Approval of the Mgmt For For For Material Terms of the Executive Officer Incentive Plan 11 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mylan Inc. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 04/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Heather Bresch Mgmt For For For 2 Elect Wendy Cameron Mgmt For Against Against 3 Elect Robert J. Cindrich Mgmt For For For 4 Elect Robert J. Coury Mgmt For For For 5 Elect JoEllen Lyons Mgmt For For For Dillon 6 Elect Neil F. Dimick Mgmt For For For 7 Elect Melina Higgins Mgmt For For For 8 Elect Douglas J. Leech Mgmt For For For 9 Elect Rajiv Malik Mgmt For For For 10 Elect Joseph C. Maroon Mgmt For For For 11 Elect Mark Parrish Mgmt For Against Against 12 Elect Rodney L. Piatt Mgmt For Against Against 13 Elect Randall L. Mgmt For For For Vanderveen 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ National Australia Bank Limited Ticker Security ID: Meeting Date Meeting Status NAB CINS Q65336119 12/19/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities 3 Remuneration Report Mgmt For For For 4 Equity Grant (MD/CEO Mgmt For For For Cameron Clyne) 5 Re-elect Daniel T. Mgmt For Against Against Gilbert 6 Re-elect Jillian S. Mgmt For Against Against Segal 7 Re-elect Anthony KT Yuen Mgmt For Against Against 8 Elect David Barrow Mgmt Against Against For 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ National Grid Plc Ticker Security ID: Meeting Date Meeting Status NG CINS G6375K151 07/29/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Sir Peter Gershon Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Andrew Bonfield Mgmt For For For 6 Elect Thomas B. King Mgmt For For For 7 Elect Nick Winser Mgmt For For For 8 Elect Philip Aiken Mgmt For Against Against 9 Elect Nora Brownell Mgmt For For For 10 Elect Jonathan Dawson Mgmt For For For 11 Elect Paul Golby Mgmt For For For 12 Elect Ruth Kelly Mgmt For For For 13 Elect Maria Richter Mgmt For For For 14 Elect Mark Williamson Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Directors' Remuneration Mgmt For For For Report 18 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Natura Cosmeticos SA Ticker Security ID: Meeting Date Meeting Status NATU3 CINS P7088C106 04/11/2014 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Board Size Mgmt For For For 7 Election of Board Mgmt For Against Against Member(s) Representative of Minority Shareholders 8 Remuneration Policy Mgmt For Against Against 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Natura Cosmeticos SA Ticker Security ID: Meeting Date Meeting Status NATU3 CINS P7088C106 04/11/2014 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Management Board Size and Elections 4 Amendments to Articles Mgmt For For For Regarding Management Responsibilities 5 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Nestle S.A. Ticker Security ID: Meeting Date Meeting Status NESN CINS H57312649 04/10/2014 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Ratification of Board Mgmt For TNA N/A and Management Acts 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Amendments to Articles Mgmt For TNA N/A 7 Elect Peter Mgmt For TNA N/A Brabeck-Letmathe 8 Elect Paul Bulcke Mgmt For TNA N/A 9 Elect Andreas Koopmann Mgmt For TNA N/A 10 Elect Rolf Hanggi Mgmt For TNA N/A 11 Elect Beat Hess Mgmt For TNA N/A 12 Elect Daniel Borel Mgmt For TNA N/A 13 Elect Steven G. Hoch Mgmt For TNA N/A 14 Elect Naina Lal Kidwai Mgmt For TNA N/A 15 Elect Titia de Lange Mgmt For TNA N/A 16 Elect Jean-Pierre Roth Mgmt For TNA N/A 17 Elect Ann Veneman Mgmt For TNA N/A 18 Elect Henri de Castries Mgmt For TNA N/A 19 Elect Eva Cheng Mgmt For TNA N/A 20 Election of Chairman Mgmt For TNA N/A 21 Elect Beat Hess as Mgmt For TNA N/A Compensation Committee Member 22 Elect Daniel Borel as Mgmt For TNA N/A Compensation Committee Member 23 Elect Andreas Koopmann Mgmt For TNA N/A as Compensation Committee Member 24 Elect Jean-Pierre Roth Mgmt For TNA N/A as Compensation Committee Member 25 Appointment of Auditor Mgmt For TNA N/A 26 Appointment of Mgmt For TNA N/A Independent Proxy 27 Non-Voting Agenda Item N/A N/A TNA N/A 28 MANAGEMENT RECOMMENDS A Mgmt For TNA N/A FOR VOTE ON THIS PROPOSAL: Management recommends a FOR vote on this proposal: Vote in accordance with the proposal of the Board of Directors 29 PLEASE NOTE THAT THIS Mgmt For TNA N/A RESOLUTION IS A SHAREHOLDER PROPOSAL: Vote against the proposal of the Board of Directors 30 PLEASE NOTE THAT THIS Mgmt For TNA N/A RESOLUTION IS A SHAREHOLDER PROPOSAL: Abstain ________________________________________________________________________________ Nike Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan B. Graf, Jr. Mgmt For For For 1.2 Elect John C. Lechleiter Mgmt For Withhold Against 1.3 Elect Phyllis M. Wise Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 05/14/2014 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For Against Against Management Board Acts 4 Ratification of Mgmt For Against Against Supervisory Board Acts 5 Supervisory Board Mgmt For For For Members' Fees 6 Appointment of Auditor Mgmt For For For 7 Long Term Incentive Mgmt For For For Plan 2014 8 Matching Share Plan Mgmt For For For 9 Elect Murtadha Al Mgmt For Against Against Hashmi 10 Elect Alyazia Al Kuwaiti Mgmt For Against Against 11 Elect Wolfgang C.G. Mgmt For Against Against Berndt 12 Elect Elif Mgmt For Against Against Bilgi-Zapparoli 13 Elect Helmut Draxler Mgmt For Against Against 14 Elect Roy A. Franklin Mgmt For Against Against 15 Elect Rudolf Kemler Mgmt For Against Against 16 Elect Wolfram Littich Mgmt For Against Against 17 Elect Herbert Stepic Mgmt For Against Against 18 Elect Herbert Werner Mgmt For Against Against 19 Increase in Authorized Mgmt For Against Against Capital for Employee Incentive Plans ________________________________________________________________________________ Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey S. Berg Mgmt For For For 1.2 Elect Raymond Bingham Mgmt For Withhold Against 1.3 Elect Michael J. Boskin Mgmt For For For 1.4 Elect Safra A. Catz Mgmt For Withhold Against 1.5 Elect Bruce R. Chizen Mgmt For Withhold Against 1.6 Elect George H. Conrades Mgmt For Withhold Against 1.7 Elect Lawrence J. Mgmt For For For Ellison 1.8 Elect Hector Mgmt For For For Garcia-Molina 1.9 Elect Jeffrey O. Henley Mgmt For For For 1.10 Elect Mark V. Hurd Mgmt For For For 1.11 Elect Naomi O. Seligman Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2000 Mgmt For Against Against Long-Term Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Human Rights Committee 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 7 Shareholder Proposal ShrHoldr Against For Against Regarding Counting Abstentions 8 Shareholder Proposal ShrHoldr Against For Against Regarding the Use of Multiple Metrics for Executive Performance Measures 9 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans ________________________________________________________________________________ Pentair Ltd. Ticker Security ID: Meeting Date Meeting Status PNR CUSIP H6169Q108 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glynis A. Bryan Mgmt For Against Against 2 Elect Jerry W. Burris Mgmt For For For 3 Elect Carol Anthony Mgmt For For For Davidson 4 Elect T. Michael Glenn Mgmt For Against Against 5 Elect David H. Y. Ho Mgmt For For For 6 Elect Randall J. Hogan Mgmt For For For 7 Elect David A. Jones Mgmt For Against Against 8 Elect Ronald L. Merriman Mgmt For For For 9 Elect William T. Monahan Mgmt For Against Against 10 Elect Billie Ida Mgmt For For For Williamson 11 Elect Randall J. Hogan Mgmt For Against Against as Chairman of the Board of Directors 12 Elect David A. Jones Mgmt For Against Against 13 Elect Glynis A. Bryan Mgmt For Against Against 14 Elect T. Michael Glenn Mgmt For Against Against 15 Elect William T. Monahan Mgmt For Against Against 16 Elect Proxy Voting Mgmt For For For Services Gmbh as the Independent Proxy 17 Accounts and Reports Mgmt For For For 18 Indemnification of Mgmt For For For Directors and Officers 19 Appointment of Mgmt For For For Statutory Auditor 20 Appointment of Mgmt For For For Independent Auditor 21 Appointment of Special Mgmt For For For Auditor 22 Allocation of Available Mgmt For For For Earnings 23 Dividend from Capital Mgmt For For For Reserves 24 Advisory Vote on Mgmt For Against Against Executive Compensation 25 Renewal of Authorized Mgmt For For For Capital ________________________________________________________________________________ Pentair Ltd. Ticker Security ID: Meeting Date Meeting Status PNR CUSIP H6169Q111 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Redomestication from Mgmt For Against Against Switzerland to Ireland 2 Elimination of Voting Mgmt For For For Restrictions on 20% Holders 3 Reduction in Share Mgmt For For For Premium Account ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Dina Dublon Mgmt For For For 5 Elect Rona A. Fairhead Mgmt For For For 6 Elect Ray L. Hunt Mgmt For For For 7 Elect Alberto Ibarguen Mgmt For For For 8 Elect Indra K. Nooyi Mgmt For For For 9 Elect Sharon Percy Mgmt For For For Rockefeller 10 Elect James J. Schiro Mgmt For For For 11 Elect Lloyd G. Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Elect Alberto Weisser Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approval of Executive Mgmt For For For Incentive Compensation Plan 17 Shareholder Proposal ShrHoldr Against Abstain Against Regarding Approval of Political Contributions Policy 18 Shareholder Proposal ShrHoldr Against For Against Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis A. Ausiello Mgmt For For For 2 Elect W. Don Cornwell Mgmt For For For 3 Elect Frances D. Mgmt For For For Fergusson 4 Elect Helen H. Hobbs Mgmt For For For 5 Elect Constance J. Mgmt For For For Horner 6 Elect James M. Kilts Mgmt For For For 7 Elect George A. Lorch Mgmt For For For 8 Elect Shantanu Narayen Mgmt For For For 9 Elect Suzanne Nora Mgmt For For For Johnson 10 Elect Ian C. Read Mgmt For For For 11 Elect Stephen W. Sanger Mgmt For For For 12 Elect Marc Mgmt For For For Tessier-Lavigne 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2014 Stock Plan Mgmt For Against Against 16 SHAREHOLDER PROPOSAL ShrHoldr Against Abstain Against REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY 17 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ PNC Financial Services Group Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard O. Berndt Mgmt For Against Against 2 Elect Charles E. Bunch Mgmt For Against Against 3 Elect Paul W. Chellgren Mgmt For Against Against 4 Elect William S. Demchak Mgmt For Against Against 5 Elect Andrew T. Mgmt For Against Against Feldstein 6 Elect Kay Coles James Mgmt For Against Against 7 Elect Richard B. Kelson Mgmt For Against Against 8 Elect Anthony A. Massaro Mgmt For Against Against 9 Elect Jane G. Pepper Mgmt For Against Against 10 Elect Donald J. Shepard Mgmt For Against Against 11 Elect Lorene K. Steffes Mgmt For Against Against 12 Elect Dennis F. Strigl Mgmt For Against Against 13 Elect Thomas J. Usher Mgmt For Against Against 14 Elect George H. Walls, Mgmt For Against Against Jr. 15 Elect Helge H. Wehmeier Mgmt For Against Against 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For Against Against Executive Compensation 18 Shareholder Proposal ShrHoldr Against For Against Regarding Lending Portfolio Exposure To Climate Change Risk ________________________________________________________________________________ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Angel Mgmt For For For 2 Elect Oscar de Paula Mgmt For Against Against Bernardes Neto 3 Elect Nance K. Dicciani Mgmt For Against Against 4 Elect Edward G. Galante Mgmt For Against Against 5 Elect Claire W. Gargalli Mgmt For Against Against 6 Elect Ira D. Hall Mgmt For For For 7 Elect Raymond W. LeBoeuf Mgmt For For For 8 Elect Larry D. McVay Mgmt For For For 9 Elect Denise L. Ramos Mgmt For For For 10 Elect Wayne T. Smith Mgmt For Against Against 11 Elect Robert L. Wood Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Amendment and Mgmt For Against Against Restatement of the 2009 Long Term Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PT Bank Rakyat Indonesia Ticker Security ID: Meeting Date Meeting Status BBRI CINS Y0697U112 03/26/2014 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' and Mgmt For Against Against Commissioners' Fees 4 Appointment of Auditor Mgmt For For For 5 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara T. Mgmt For For For Alexander 2 Elect Donald G. Mgmt For For For Cruickshank 3 Elect Raymond V. Mgmt For For For Dittamore 4 Elect Susan Hockfield Mgmt For For For 5 Elect Thomas W. Horton Mgmt For For For 6 Elect Paul E. Jacobs Mgmt For For For 7 Elect Sherry Lansing Mgmt For For For 8 Elect Steven M. Mgmt For For For Mollenkopf 9 Elect Duane A. Nelles Mgmt For For For 10 Elect Clark T. Randt, Mgmt For For For Jr. 11 Elect Francisco Ros Mgmt For For For 12 Elect Jonathan J. Mgmt For For For Rubinstein 13 Elect Brent Scowcroft Mgmt For For For 14 Elect Marc I. Stern Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Resona Holdings Inc Ticker Security ID: Meeting Date Meeting Status 8308 CINS J6448E106 06/20/2014 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuhiro Higashi Mgmt For Against Against 3 Elect Tetsuya Kan Mgmt For For For 4 Elect Yuji Furukawa Mgmt For For For 5 Elect Kaoru Isono Mgmt For Against Against 6 Elect Shuhsai Nagai Mgmt For Against Against 7 Elect Emi Ohsono Mgmt For For For 8 Elect Toshio Arima Mgmt For Against Against 9 Elect Yohko Sanuki Mgmt For Against Against 10 Elect Mitsudo Urano Mgmt For For For 11 Elect Tadamitsu Matsui Mgmt For Against Against ________________________________________________________________________________ Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CUSIP 767204100 04/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding - UK) 3 Remuneration Report Mgmt For For For (Advisory - UK) 4 Remuneration Report Mgmt For For For (Advisory - AUS) 5 Approve Termination Mgmt For For For Payments 6 Elect Anne Lauvergeon Mgmt For For For 7 Elect Simon R. Thompson Mgmt For For For 8 Elect Robert E. Brown Mgmt For For For 9 Elect Jan du Plessis Mgmt For Against Against 10 Elect Michael Mgmt For For For Fitzpatrick 11 Elect Ann Godbehere Mgmt For For For 12 Elect Richard R. Mgmt For For For Goodmanson 13 Elect Lord John Kerr of Mgmt For For For Kinlochard 14 Elect Chris J. Lynch Mgmt For For For 15 Elect Paul M. Tellier Mgmt For For For 16 Elect John S. Varley Mgmt For For For 17 Elect Samuel M.C. Walsh Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 24 Scrip Dividend Mgmt For For For ________________________________________________________________________________ Royal Bank Of Canada Ticker Security ID: Meeting Date Meeting Status RY CUSIP 780087102 02/26/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Geoffrey Mgmt For For For Beattie 1.2 Elect David F. Denison Mgmt For For For 1.3 Elect Richard L. George Mgmt For For For 1.4 Elect Timothy J. Hearn Mgmt For For For 1.5 Elect Alice D. Laberge Mgmt For For For 1.6 Elect Michael H. McCain Mgmt For Withhold Against 1.7 Elect Heather E.L. Mgmt For For For Munroe-Blum 1.8 Elect Gordon M. Nixon Mgmt For For For 1.9 Elect J. Pedro Reinhard Mgmt For For For 1.10 Elect Thomas A. Renyi Mgmt For For For 1.11 Elect Edward Sonshine Mgmt For Withhold Against 1.12 Elect Kathleen P. Taylor Mgmt For For For 1.13 Elect Bridget A. van Mgmt For For For Kralingen 1.14 Elect Victor L. Young Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Phasing Out Stock Options 5 Shareholder Proposal ShrHoldr Against For Against Regarding Actions in Response to OECD Plans 6 Shareholder Proposal ShrHoldr Against Against For Regarding Auditor Tendering Process 7 Shareholder Proposal ShrHoldr Against Against For Regarding Response to Shareholder Vote on Compensation 8 Shareholder Proposal ShrHoldr Against Against For Regarding Response to Shareholder Vote Against Directors ________________________________________________________________________________ Shiseido Co Ltd Ticker Security ID: Meeting Date Meeting Status 4911 CINS J74358144 06/25/2014 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Masahiko Uotani Mgmt For Against Against 4 Elect Carsten Fischer Mgmt For Against Against 5 Elect Tsunehiko Iwai Mgmt For Against Against 6 Elect Yu Okazawa Mgmt For Against Against 7 Elect Tohru Sakai Mgmt For Against Against 8 Elect Shohichiroh Iwata Mgmt For Against Against 9 Elect Taeko Nagai Mgmt For Against Against 10 Elect Tatsuo Uemura Mgmt For Against Against 11 Elect Yoshinori Mgmt For For For Nishimura as a Statutory Auditor 12 Bonus Mgmt For For For 13 Equity Compensation Plan Mgmt For Against Against ________________________________________________________________________________ Singapore Telecommunications Limited Ticker Security ID: Meeting Date Meeting Status Z74 CINS Y79985209 07/26/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Simon C. Israel Mgmt For Against Against 4 Elect Peter E. Mason Mgmt For Against Against 5 Elect David M. Gonski Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 8 Authority to Issue Mgmt For Against Against Shares w/ or w/o Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Mgmt For For For Awards and Issue Shares under the SingTel Performance Share Plan 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Singapore Telecommunications Limited Ticker Security ID: Meeting Date Meeting Status Z74 CINS Y79985209 07/26/2013 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For Shares 2 Grant of Shares to Chua Mgmt For For For Sock Koong ________________________________________________________________________________ Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/08/2014 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Policy Mgmt For Against Against (Binding) 4 Remuneration Report Mgmt For Against Against (Advisory) 5 Elect Kurt Campbell Mgmt For For For 6 Elect Christine Hodgson Mgmt For Against Against 7 Elect Naguib Kheraj Mgmt For For For 8 Elect Om Prakesh Bhatt Mgmt For For For 9 Elect Jaspal S. Bindra Mgmt For For For 10 Elect Louis CHEUNG Chi Mgmt For Against Against Yan 11 Elect HAN Seung-Soo Mgmt For For For 12 Elect Simon J. Lowth Mgmt For For For 13 Elect Ruth Markland Mgmt For Against Against 14 Elect John G.H. Paynter Mgmt For Against Against 15 Elect John Peace Mgmt For Against Against 16 Elect A. Michael G. Rees Mgmt For For For 17 Elect Peter A. Sands Mgmt For For For 18 Elect Viswanathan Mgmt For For For Shankar 19 Elect Paul D. Skinner Mgmt For Against Against 20 Elect Lars H. Thunell Mgmt For For For 21 Disapplication of Mgmt For For For Shareholding Requirement (Kurt Campbell) 22 Appointment of Auditor Mgmt For For For 23 Authority to Set Mgmt For For For Auditor's Fees 24 Authorisation of Mgmt For Against Against Political Donations 25 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 26 Authority to Issue Mgmt For Against Against Repurchased Shares w/ Preemptive Rights 27 Authority to Issue Mgmt For For For Equity Conversion Notes w/ Preemptive Rights 28 Scrip Dividend Mgmt For For For 29 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 30 Authority to Issue Mgmt For Against Against Equity Conversion Notes w/o Preemptive Rights 31 Authority to Repurchase Mgmt For For For Shares 32 Authority to Repurchase Mgmt For For For Preference Shares 33 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 34 Maximum Variable Mgmt For For For Payment Ratio 35 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Howard Schultz Mgmt For For For 2 Elect William W. Bradley Mgmt For For For 3 Elect Robert M. Gates Mgmt For For For 4 Elect Mellody Hobson Mgmt For For For 5 Elect Kevin R. Johnson Mgmt For Against Against 6 Elect Olden Lee Mgmt For Against Against 7 Elect Joshua C. Ramo Mgmt For For For 8 Elect James G. Shennan, Mgmt For Against Against Jr. 9 Elect Clara Shih Mgmt For Against Against 10 Elect Javier G. Teruel Mgmt For Against Against 11 Elect Myron E. Ullman Mgmt For Against Against III 12 Elect Craig E. Weatherup Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Prohibition of Political Spending 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Starwood Hotels & Resorts Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status HOT CUSIP 85590A401 05/01/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frits van Mgmt For For For Paasschen 2 Elect Bruce W. Duncan Mgmt For Against Against 3 Elect Adam M. Aron Mgmt For For For 4 Elect Charlene Mgmt For For For Barshefsky 5 Elect Thomas E. Clarke Mgmt For For For 6 Elect Clayton C. Daley, Mgmt For For For Jr. 7 Elect Lizanne Galbreath Mgmt For For For 8 Elect Eric Hippeau Mgmt For For For 9 Elect Aylwin B. Lewis Mgmt For Against Against 10 Elect Stephen R. Quazzo Mgmt For For For 11 Elect Thomas O. Ryder Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CUSIP 85771P102 05/14/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Presiding Mgmt For For For Chairman 2 Agenda Mgmt For For For 3 Minutes Mgmt For For For 4 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 5 Shareholder Proposal ShrHoldr Against For Against Regarding Withdrawal from Canadian Oil Sands 6 Shareholder Proposal ShrHoldr Against For Against Regarding Arctic Operations 7 Corporate Governance Mgmt For For For Report 8 Remuneration Guidelines Mgmt For Against Against 9 Authority to Set Mgmt For For For Auditor's Fees 10 Election of Corporate Mgmt For For For Assembly 11 Elect Olaug Svarva Mgmt For For For 12 Elect Idar Kreutzer Mgmt For For For 13 Elect Karin Aslaksen Mgmt For For For 14 Elect Greger Mannsverk Mgmt For For For 15 Elect Steinar Olsen Mgmt For For For 16 Elect Ingvald Strommen Mgmt For For For 17 Elect Rune Bjerke Mgmt For For For 18 Elect Siri Kalvig Mgmt For For For 19 Elect Barbro H?tta Mgmt For For For 20 Elect Terje Venold Mgmt For For For 21 Elect Tone Lunde Bakker Mgmt For For For 22 Elect Kjersti Kleven Mgmt For For For 23 Elect Arthur Sletteberg Mgmt For For For 24 Elect Bassim Haj Mgmt For For For 25 Elect Nina Kivijervi Mgmt For For For Jonassen 26 Elect Birgitte Vartdal Mgmt For For For 27 Corporate Assembly Fees Mgmt For For For 28 Election of Nomination Mgmt For For For Committee 29 Elect Olaug Svarva Mgmt For For For 30 Elect Tom Rathke Mgmt For For For 31 Elect Elisabeth Berge Mgmt For For For 32 Elect Tone Lunde Bakker Mgmt For For For 33 Nomination Committee Mgmt For For For Fees 34 Authority to Distribute Mgmt For For For Dividends 35 Authority to Repurchase Mgmt For For For Shares in Relation to Share Saving Plan 36 Authority to Repurchase Mgmt For For For Shares for Cancellation 37 Shareholder Proposal ShrHoldr Against For Against Regarding GHG Emissions and Angola and Azerbaijan Operations ________________________________________________________________________________ Sydbank A/S Ticker Security ID: Meeting Date Meeting Status SYDB CINS K9419V113 03/13/2014 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Steen Bjergegaard Mgmt For For For as Shareholder Representative 8 Elect Michael Ahlefeldt Mgmt For For For Laurvig Bille as Shareholder Representative 9 Elect Kim Galsgaard as Mgmt For For For Shareholder Representative 10 Elect Henrik Halberg as Mgmt For For For Shareholder Representative 11 Elect Svend Erik Kriby Mgmt For For For as Shareholder Representative 12 Elect Morten Pedersen Mgmt For For For as Shareholder Representative 13 Elect Martin Rahbek as Mgmt For For For Shareholder Representative 14 Elect Otto Popp Clausen Mgmt For For For as Shareholder Representative 15 Elect Peter G?melke as Mgmt For For For Shareholder Representative 16 Elect Henning Hansen as Mgmt For For For Shareholder Representative 17 Elect Orla Dahl Jepsen Mgmt For For For as Shareholder Representative 18 Elect Bjarne Feldthusen Mgmt For For For as Shareholder Representative 19 Elect Henrik Meding as Mgmt For For For Shareholder Representative 20 Elect Ole Schou Mgmt For For For Mortensen as Shareholder Representative 21 Elect Frank Moller Mgmt For For For Nielsen as Shareholder Representative 22 Elect Glenn Bernecker Mgmt For For For as Shareholder Representative 23 Elect Bjarne Mgmt For For For Christensen as Shareholder Representative 24 Elect Peder Damgaard as Mgmt For For For Shareholder Representative 25 Elect Peter Erik Hansen Mgmt For For For as Shareholder Representative 26 Elect Peter Jorgensen Mgmt For For For as Shareholder Representative 27 Elect Hanne Thaysen as Mgmt For For For Shareholder Representative 28 Elect Erwin Andresen as Mgmt For For For Shareholder Representative 29 Elect Michael Madsen as Mgmt For For For Shareholder Representative 30 Elect Jesper Arkil as Mgmt For For For Shareholder Representative 31 Elect Susanne Beck Mgmt For For For Nielsen as Shareholder Representative 32 Elect Peter Therkelsen Mgmt For For For as Shareholder Representative 33 Elect Jan Muller as Mgmt For For For Shareholder Representative 34 Elect Per Sorensen as Mgmt For For For Shareholder Representative 35 Elect Jorn Brandt as Mgmt For For For Shareholder Representative 36 Elect Erik Steen Mgmt For For For Kristensen as Shareholder Representative 37 Elect Michael Kvist as Mgmt For For For Shareholder Representative 38 Elect Willy Stockler as Mgmt For For For Shareholder Representative 39 Elect Christian Anker Mgmt For For For Hansen as Shareholder Representative 40 Elect Thomas Iversen as Mgmt For For For Shareholder Representative 41 Elect Sv. E. Dalsgaard Mgmt For For For Justesen as Shareholder Representative 42 Elect Bjarne Hessel as Mgmt For For For Shareholder Representative 43 Elect Paul Adler Juhl Mgmt For For For as Shareholder Representative 44 Elect Jorgen Pedersen Mgmt For For For as Shareholder Representative 45 Elect Torben Bech as Mgmt For For For Shareholder Representative 46 Elect Christian La Cour Mgmt For For For as Shareholder Representative 47 Elect Anders Thoustrup Mgmt For For For as Shareholder Representative 48 Elect Jorgen Kjaer Mgmt For For For Jacobsen as Shareholder Representative 49 Elect Leon Sorensen as Mgmt For For For Shareholder Representative 50 Appointment of Auditor Mgmt For For For 51 Non-Voting Agenda Item N/A N/A N/A N/A 52 Non-Voting Agenda Item N/A N/A N/A N/A 53 Non-Voting Meeting Note N/A N/A N/A N/A 54 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Talisman Energy Inc. Ticker Security ID: Meeting Date Meeting Status TLM CUSIP 87425E103 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christiane Mgmt For For For Bergevin 1.2 Elect Donald J. Carty Mgmt For Withhold Against 1.3 Elect Jonathan Mgmt For For For Christodoro 1.4 Elect Thomas W. Ebbern Mgmt For For For 1.5 Elect Harold N. Kvisle Mgmt For For For 1.6 Elect Brian M. Levitt Mgmt For Withhold Against 1.7 Elect Samuel J. Mgmt For For For Merksamer 1.8 Elect Lisa A. Stewart Mgmt For Withhold Against 1.9 Elect Henry W. Sykes Mgmt For Withhold Against 1.10 Elect Peter W. Tomsett Mgmt For Withhold Against 1.11 Elect Michael T. Waites Mgmt For For For 1.12 Elect Charles R. Mgmt For For For Williamson 1.13 Elect Charles M. Mgmt For For For Winograd 2 Appointment of Auditor Mgmt For For For 3 Advance Notice Policy Mgmt For For For 4 Amendment to Mgmt For Against Against Shareholder Rights Plan 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Tesco plc Ticker Security ID: Meeting Date Meeting Status TSCO CINS G87621101 06/27/2014 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Mark Armour Mgmt For For For 6 Elect Sir Richard Mgmt For Against Against Broadbent 7 Elect Philip Clarke Mgmt For For For 8 Elect Gareth Bullock Mgmt For For For 9 Elect Patrick Cescau Mgmt For For For 10 Elect Stuart Chambers Mgmt For For For 11 Elect Olivia Garfield Mgmt For For For 12 Elect Ken Hanna Mgmt For For For 13 Elect Deanna W. Mgmt For For For Oppenheimer 14 Elect Jacqueline Mgmt For For For Tammenoms Bakker 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Mgmt For Against Against Auditor's Fees 17 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authorisation of Mgmt For Against Against Political Donations 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 08/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Moshe Many Mgmt For Against Against 2 Elect Arie S. Belldegrun Mgmt For Against Against 3 Elect Amir Elstein Mgmt For Against Against 4 Elect Yitzhak Peterburg Mgmt For Against Against 5 Cash Bonus for Mgmt For For For President and CEO 6 Vote FOR if you have a Mgmt N/A Against N/A personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. 7 Bonus Plan for Mgmt For For For President and CEO 8 Vote FOR if you have a Mgmt N/A Against N/A personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. 9 Approval of Mgmt For For For Compensation Policy 10 Vote FOR if you have a Mgmt N/A Against N/A personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. 11 Allocation of Mgmt For For For Profits/Dividends 12 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees ________________________________________________________________________________ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angela F. Braly Mgmt For For For 2 Elect Kenneth I. Mgmt For Against Against Chenault 3 Elect Scott D. Cook Mgmt For Against Against 4 Elect Susan D. Mgmt For For For Desmond-Hellmann 5 Elect Alan G. Lafley Mgmt For For For 6 Elect Terry J. Lundgren Mgmt For Against Against 7 Elect W. James Mgmt For Against Against McNerney, Jr. 8 Elect Margaret C. Mgmt For For For Whitman 9 Elect Mary Agnes Mgmt For Against Against Wilderotter 10 Elect Patricia A. Woertz Mgmt For For For 11 Elect Ernesto Zedillo Mgmt For For For Ponce de Leon 12 Ratification of Auditor Mgmt For For For 13 Elimination of Mgmt For For For Supermajority Requirement 14 2013 Non-Employee Mgmt For For For Directors' Stock Plan 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Timken Company Ticker Security ID: Meeting Date Meeting Status TKR CUSIP 887389104 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phillip R. Cox Mgmt For For For 1.2 Elect Diane C. Creel Mgmt For For For 1.3 Elect Richard G. Kyle Mgmt For For For 1.4 Elect John A. Luke, Jr. Mgmt For Withhold Against 1.5 Elect Christopher L. Mgmt For For For Mapes 1.6 Elect Joseph W. Ralston Mgmt For For For 1.7 Elect John P. Reilly Mgmt For For For 1.8 Elect Frank C. Sullivan Mgmt For For For 1.9 Elect John M. Timken, Mgmt For For For Jr. 1.10 Elect Ward J. Timken, Mgmt For For For Jr. 1.11 Elect Jacqueline F. Mgmt For For For Woods 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Thermo Fisher Scientific Inc. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc N. Casper Mgmt For For For 2 Elect Nelson J. Chai Mgmt For For For 3 Elect C. Martin Harris Mgmt For For For 4 Elect Tyler Jacks Mgmt For For For 5 Elect Judy C. Lewent Mgmt For For For 6 Elect Thomas J. Lynch Mgmt For Against Against 7 Elect Jim P. Manzi Mgmt For For For 8 Elect William G. Parrett Mgmt For For For 9 Elect Lars R. Sorenson Mgmt For For For 10 Elect Scott M. Sperling Mgmt For Against Against 11 Elect Elaine S. Ullian Mgmt For Against Against 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Time Warner Cable, Inc. Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 06/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carole Black Mgmt For Against Against 2 Elect Glenn A. Britt Mgmt For For For 3 Elect Thomas H. Castro Mgmt For For For 4 Elect David C. Chang Mgmt For For For 5 Elect James E. Mgmt For For For Copeland, Jr. 6 Elect Peter R. Haje Mgmt For Against Against 7 Elect Donna A. James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect Robert D. Marcus Mgmt For For For 10 Elect N.J. Nicholas, Jr. Mgmt For Against Against 11 Elect Wayne H. Pace Mgmt For For For 12 Elect Edward D. Shirley Mgmt For Against Against 13 Elect John E. Sununu Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Trend Micro Incorporated Ticker Security ID: Meeting Date Meeting Status 4704 CINS J9298Q104 03/26/2014 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Baker, Mgmt For Against Against Jr. 2 Elect Y. Marc Belton Mgmt For Against Against 3 Elect Victoria Buyniski Mgmt For Against Against Gluckman 4 Elect Arthur D. Mgmt For Against Against Collins, Jr. 5 Elect Richard K. Davis Mgmt For Against Against 6 Elect Roland A. Mgmt For Against Against Hernandez 7 Elect Doreen Woo Ho Mgmt For Against Against 8 Elect Joel W. Johnson Mgmt For Against Against 9 Elect Olivia F. Kirtley Mgmt For Against Against 10 Elect Jerry W. Levin Mgmt For Against Against 11 Elect David B. O'Maley Mgmt For Against Against 12 Elect O'dell M. Owens Mgmt For Against Against 13 Elect Craig D. Schnuck Mgmt For Against Against 14 Elect Patrick T. Stokes Mgmt For Against Against 15 Ratification of Auditor Mgmt For Against Against 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ UMW Holdings Ticker Security ID: Meeting Date Meeting Status UMW CINS Y90510101 06/19/2014 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rohaya binti Mgmt For Against Against Mohammad Yusof 2 Elect Hasmah binti Mgmt For Against Against Abdullah 3 Elect LEONG Chik Weng Mgmt For Against Against 4 Elect Nizam bin Mgmt For Against Against Zainordin 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 7 Elect Asmat bin Mgmt For Against Against Kamaludin 8 Related Party Mgmt For Against Against Transactions ________________________________________________________________________________ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/02/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For Against Against Ballard, Jr. 2 Elect Edson Bueno Mgmt For For For 3 Elect Richard T. Burke Mgmt For Against Against 4 Elect Robert J. Darretta Mgmt For For For 5 Elect Stephen J. Hemsley Mgmt For For For 6 Elect Michele J. Hooper Mgmt For For For 7 Elect Rodger A. Lawson Mgmt For For For 8 Elect Douglas W. Mgmt For Against Against Leatherdale 9 Elect Glenn M. Renwick Mgmt For Against Against 10 Elect Kenneth I. Shine Mgmt For For For 11 Elect Gail R. Wilensky Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/01/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shellye L. Mgmt For For For Archambeau 2 Elect Richard L. Carrion Mgmt For For For 3 Elect Melanie L. Healey Mgmt For For For 4 Elect M. Frances Keeth Mgmt For For For 5 Elect Robert W. Lane Mgmt For For For 6 Elect Lowell C. McAdam Mgmt For For For 7 Elect Donald T. Mgmt For For For Nicolaisen 8 Elect Clarence Otis, Jr. Mgmt For Against Against 9 Elect Rodney E. Slater Mgmt For For For 10 Elect Kathryn A. Tesija Mgmt For For For 11 Elect Gregory D. Wasson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Adoption of Proxy Access Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Network Neutrality 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Approval of Severance Agreements 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Abstain Against Regarding Counting Shareholder Votes ________________________________________________________________________________ Vivendi SA Ticker Security ID: Meeting Date Meeting Status VIV CINS F97982106 06/24/2014 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Related Party Mgmt For Against Against Transactions 7 Allocation of Mgmt For For For Loss/Dividends 8 Remuneration of Mgmt For For For Jean-Francois Dubos, CEO 9 Remuneration of Mgmt For For For Philippe Capron, Former CFO 10 Elect Aliza Jabes Mgmt For Against Against 11 Elect Daniel Camus Mgmt For Against Against 12 Elect Katie Jacobs Mgmt For Against Against Stanton 13 Elect Virginie Morgon Mgmt For Against Against 14 Elect Philippe Benacin Mgmt For Against Against 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 17 Authority to Issue Free Mgmt For For For Shares to Employees of the Group, and Employees and Officers of Subsidiaries 18 Authority to Increase Mgmt For Against Against Capital Under Employee Savings Plan 19 Authority to Increase Mgmt For Against Against Capital Under Employee Savings Plan for Overseas Employees 20 Amendments to Articles Mgmt For For For Regarding Employee Representatives 21 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Vodafone Group plc Ticker Security ID: Meeting Date Meeting Status VOD CUSIP 92857W209 01/28/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme: Verizon Mgmt For For For Wireless Transaction, Return of Value and Share Consolidation 2 Ordinary: Disposal of Mgmt For For For Verizon Wireless and Acquisition of Vodafone Italy 3 Special: Return of Mgmt For For For Value and Share Consolidation 4 Special: Authority to Mgmt For For For Repurchase Shares 5 Special: Authority to Mgmt For For For Ratify and Execute Approved Resolutions ________________________________________________________________________________ Vodafone Group plc Ticker Security ID: Meeting Date Meeting Status VOD CUSIP 92857W209 07/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Gerard Kleisterlee Mgmt For For For 3 Elect Vittorio Colao Mgmt For For For 4 Elect Andy Halford Mgmt For For For 5 Elect Steve Pusey Mgmt For For For 6 Elect Renee J. James Mgmt For Against Against 7 Elect Alan W. Jebson Mgmt For For For 8 Elect Samuel E. Jonah Mgmt For For For 9 Elect Omid Kordestani Mgmt For For For 10 Elect Nick Land Mgmt For For For 11 Elect Anne Lauvergeon Mgmt For For For 12 Elect Luc Vandevelde Mgmt For For For 13 Elect Anthony Watson Mgmt For For For 14 Elect Philip Yea Mgmt For For For 15 Allocation of Mgmt For For For Profits/Dividends 16 Directors' Remuneration Mgmt For For For Report 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authorisation of Mgmt For Against Against Political Donations 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Westpac Banking Corporation Ticker Security ID: Meeting Date Meeting Status WBC CINS Q97417101 12/13/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (CEO Gail Mgmt For For For Kelly) 4 Approve Stapled Mgmt For For For Securities Buy-Back (on mandatory conversion date) 5 Approve Stapled Mgmt For For For Securities Buy-Back (before mandatory conversion date) 6 Re-elect Elizabeth Bryan Mgmt For Against Against 7 Re-elect Peter Hawkins Mgmt For Against Against 8 Elect Ewan Crouch Mgmt For Against Against 9 Elect Peter Marriott Mgmt For Against Against 10 Elect David Barrow Mgmt Against Against For 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Debra A. Cafaro Mgmt For For For 2 Elect Mark A. Emmert Mgmt For For For 3 Elect John I. Kieckhefer Mgmt For For For 4 Elect Wayne Murdy Mgmt For For For 5 Elect Nicole W. Piasecki Mgmt For For For 6 Elect Doyle R. Simons Mgmt For For For 7 Elect Richard H. Mgmt For For For Sinkfield 8 Elect D. Michael Steuert Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Charles R. Mgmt For For For Williamson 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Whitbread plc Ticker Security ID: Meeting Date Meeting Status WTB CINS G9606P197 06/17/2014 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Richard Baker Mgmt For Against Against 6 Elect Wendy Becker Mgmt For Against Against 7 Elect Nicholas Cadbury Mgmt For Against Against 8 Elect Ian Cheshire Mgmt For Against Against 9 Elect Patrick Dempsey Mgmt For Against Against 10 Elect Anthony Habgood Mgmt For Against Against 11 Elect Andrew Harrison Mgmt For Against Against 12 Elect Simon Melliss Mgmt For Against Against 13 Elect Christopher Rogers Mgmt For Against Against 14 Elect Louise Smalley Mgmt For Against Against 15 Elect Susan Taylor Mgmt For Against Against Martin 16 Elect Stephen Williams Mgmt For Against Against 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 20 Approve Long-Term Mgmt For For For Incentive Plan 2014 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Wolters Kluwer NV Ticker Security ID: Meeting Date Meeting Status WKL CINS ADPV09931 04/23/2014 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For Against Against Management Board Acts 9 Ratification of Mgmt For Against Against Supervisory Board Acts 10 Elect Rima Qureshi to Mgmt For Against Against the Supervisory Board 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Suppress Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Appointment of Auditor Mgmt For Against Against 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Woodside Petroleum Limited Ticker Security ID: Meeting Date Meeting Status WPL CINS 980228100 04/30/2014 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Michael A. Mgmt For Against Against Chaney 3 Re-elect David I. McEvoy Mgmt For Against Against 4 Remuneration Report Mgmt For For For 5 Approve Increase in Mgmt For For For NEDs' Fees 6 Amendment to Mgmt For For For Constitution ________________________________________________________________________________ Woolworths Limited Ticker Security ID: Meeting Date Meeting Status WOW CINS Q98418108 11/26/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Carla (Jayne) Mgmt For Against Against Hrdlicka 3 Re-elect Ian J. Mgmt For Against Against Macfarlane 4 Renew Long Term Mgmt For For For Incentive Plan 5 Equity Grant (MD/CEO Mgmt For For For Grant O'Brien) 6 Equity Grant (Finance Mgmt For For For Director Tom Pockett) 7 Remuneration Report Mgmt For For For ________________________________________________________________________________ Xerox Corporation Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glenn A. Britt Mgmt For For For 2 Elect Ursula M. Burns Mgmt For Against Against 3 Elect Richard J. Mgmt For For For Harrington 4 Elect William Curt Mgmt For For For Hunter 5 Elect Robert J. Keegan Mgmt For For For 6 Elect Robert A. McDonald Mgmt For For For 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann N. Reese Mgmt For Against Against 9 Elect Sara Martinez Mgmt For For For Tucker 10 Elect Mary Agnes Mgmt For Against Against Wilderotter 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Xylem Inc. Ticker Security ID: Meeting Date Meeting Status XYL CUSIP 98419M100 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sten Jakobsson Mgmt For Against Against 2 Elect Steven R. Loranger Mgmt For Against Against 3 Elect Edward J. Ludwig Mgmt For Against Against 4 Elect Jerome A. Peribere Mgmt For Against Against 5 Ratification of Auditor Mgmt For Against Against 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Amendment to the 2011 Mgmt For Against Against Omnibus Incentive Plan 8 Amendment to the Annual Mgmt For For For Incentive Plan for Executive Officers 9 Amend Articles to Allow Mgmt For For For Shareholders to Call Special Meeting 10 Shareholder Proposal ShrHoldr Against For Against Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Yahoo! Inc. Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP 984332106 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Filo Mgmt For For For 2 Elect Susan M. James Mgmt For Against Against 3 Elect Max R. Levchin Mgmt For For For 4 Elect Marissa A. Mayer Mgmt For For For 5 Elect Thomas J. Mgmt For For For McInerney 6 Elect Charles R. Schwab Mgmt For For For 7 Elect H. Lee Scott, Jr. Mgmt For For For 8 Elect Jane E. Shaw Mgmt For For For 9 Elect Maynard G. Webb, Mgmt For Against Against Jr. 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Amendment to the Stock Mgmt For Against Against Plan 12 Ratification of Auditor Mgmt For For For 13 Right to Call a Special Mgmt For For For Meeting 14 Shareholder Proposal ShrHoldr Against For Against Regarding Formation of a Human Rights Committee 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/05/2014 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Opening of Meeting; Mgmt For TNA N/A Agenda 6 Election of Presiding Mgmt For TNA N/A Chairman and Individuals to Check Minutes 7 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 8 Remuneration Guidelines Mgmt For TNA N/A 9 REPORT ON CORPORATE Mgmt For TNA N/A GOVERNANCE 10 Authority to Set Mgmt For TNA N/A Auditor's Fees 11 Directors' Fees Mgmt For TNA N/A 12 Nomination Committee Mgmt For TNA N/A Fees 13 Election of Directors Mgmt For TNA N/A 14 Nomination Committee Mgmt For TNA N/A 15 Amendment to Articles Mgmt For TNA N/A Regarding Retirement Age 16 Cancellation of Shares Mgmt For TNA N/A 17 Authority to Repurchase Mgmt For TNA N/A Shares 18 Non-Voting Meeting Note N/A N/A TNA N/A ========== END NPX REPORT ========== SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PAX WORLD FUNDS SERIES TRUST III (Registrant) By: /s/ Joseph F. Keefe Joseph F. Keefe President & CEO Date: August 20, 2014