0001598561-19-000006.txt : 20191030
0001598561-19-000006.hdr.sgml : 20191030
20191029215005
ACCESSION NUMBER: 0001598561-19-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191030
DATE AS OF CHANGE: 20191029
EFFECTIVENESS DATE: 20191030
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JJJ Advisors Inc.
CENTRAL INDEX KEY: 0001598561
IRS NUMBER: 841165543
STATE OF INCORPORATION: CO
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17631
FILM NUMBER: 191177450
BUSINESS ADDRESS:
STREET 1: 7001 E. BELLEVIEW AVENUE
STREET 2: SUITE 600
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 303-721-7000
MAIL ADDRESS:
STREET 1: 7001 E. BELLEVIEW AVENUE
STREET 2: SUITE 600
CITY: DENVER
STATE: CO
ZIP: 80237
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001598561
XXXXXXXX
09-30-2019
09-30-2019
JJJ Advisors Inc.
7001 E. BELLEVIEW AVENUE
SUITE 600
DENVER
CO
80237
13F HOLDINGS REPORT
028-17631
N
Pamela Dorn
Chief Compliance Officer
303-339-4515
Pamela Dorn
Denver
CO
10-29-2019
0
167
220086
false
INFORMATION TABLE
2
Jan3q19.xml
ABRAXAS PETE CORP
COM
003830106
1
1000
SH
SOLE
0
0
1000
ADOBE INC
COM
00724F101
28
100
SH
SOLE
0
0
100
ADVANCED EMISSIONS SOLUTS IN
COM
00770C101
6
400
SH
SOLE
0
0
400
ALASKA AIR GROUP INC
COM
011659109
11
175
SH
SOLE
0
0
175
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
8
50
SH
SOLE
0
0
50
ALPHABET INC
CAP STK CL A
02079K305
54
44
SH
SOLE
0
0
44
ALPHABET INC
CAP STK CL C
02079K107
146
120
SH
SOLE
0
0
120
ALTRIA GROUP INC
COM
02209S103
114
2791
SH
SOLE
0
0
2791
AMAZON COM INC
COM
023135106
234
135
SH
SOLE
0
0
135
AMC ENTMT HLDGS INC
CL A COM
00165C104
0
25
SH
SOLE
0
0
25
AMEREN CORP
COM
023608102
16
206
SH
SOLE
0
0
206
AMICUS THERAPEUTICS INC
COM
03152W109
40
5000
SH
SOLE
0
0
5000
AMPIO PHARMACEUTICALS INC
COM
03209T109
8
16719
SH
SOLE
0
0
16719
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
25
261
SH
SOLE
0
0
261
ANTERO MIDSTREAM CORP
COM
03676B102
1038
140284
SH
SOLE
0
0
140284
ANTERO RES CORP
COM
03674X106
79
26231
SH
SOLE
0
0
26231
APPLE INC
COM
037833100
269
1203
SH
SOLE
0
0
1203
ARK ETF TR
INNOVATION ETF
00214Q104
1
22
SH
SOLE
0
0
22
AT&T INC
COM
00206R102
27
710
SH
SOLE
0
0
710
AYTU BIOSCIENCE INC
COM PAR
054754700
0
1
SH
SOLE
0
0
1
BANK AMER CORP
COM
060505104
16
540
SH
SOLE
0
0
540
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
157
754
SH
SOLE
0
0
754
BROADCOM INC
COM
11135F101
2
8
SH
SOLE
0
0
8
CAMBRIA ETF TR
GLB ASSET ALLO
132061607
1
40
SH
SOLE
0
0
40
CASTLIGHT HEALTH INC
CL B
14862Q100
8
5535
SH
SOLE
0
0
5535
CATERPILLAR INC DEL
COM
149123101
13
100
SH
SOLE
0
0
100
CHIPOTLE MEXICAN GRILL INC
COM
169656105
13
16
SH
SOLE
0
0
16
CISCO SYS INC
COM
17275R102
135
2740
SH
SOLE
0
0
2740
COCA COLA CO
COM
191216100
133
2442
SH
SOLE
0
0
2442
COMCAST CORP NEW
CL A
20030N101
18
395
SH
SOLE
0
0
395
CONOCOPHILLIPS
COM
20825C104
48
848
SH
SOLE
0
0
848
COSTCO WHSL CORP NEW
COM
22160K105
48
165
SH
SOLE
0
0
165
CSG SYS INTL INC
COM
126349109
195
3774
SH
SOLE
0
0
3774
CVS HEALTH CORP
COM
126650100
1
22
SH
SOLE
0
0
22
DEVON ENERGY CORP NEW
COM
25179M103
214
8883
SH
SOLE
0
0
8883
DISH NETWORK CORP
CL A
25470M109
6
167
SH
SOLE
0
0
167
DISNEY WALT CO
COM DISNEY
254687106
32
244
SH
SOLE
0
0
244
DUKE ENERGY CORP NEW
COM NEW
26441C204
29
306
SH
SOLE
0
0
306
ECHOSTAR CORP
CL A
278768106
1
32
SH
SOLE
0
0
32
EDWARDS LIFESCIENCES CORP
COM
28176E108
15
70
SH
SOLE
0
0
70
ELDORADO GOLD CORP NEW
COM
284902509
0
3
SH
SOLE
0
0
3
ENBRIDGE INC
COM
29250N105
16
452
SH
SOLE
0
0
452
ENCANA CORP
COM
292505104
9
2061
SH
SOLE
0
0
2061
ENTERGY CORP NEW
COM
29364G103
124
1053
SH
SOLE
0
0
1053
EXTRACTION OIL AND GAS INC
COM
30227M105
420
143019
SH
SOLE
0
0
143019
EXXON MOBIL CORP
COM
30231G102
126
1789
SH
SOLE
0
0
1789
FACEBOOK INC
CL A
30303M102
7
40
SH
SOLE
0
0
40
FIRST TR EXCHANGE TRADED FD
WTR ETF
33733B100
1
20
SH
SOLE
0
0
20
FIRST TR EXCHANGE TRADED FD
GBL WND ENRG ETF
33736G106
1
64
SH
SOLE
0
0
64
FIRST WESTN FINL INC
COM
33751L105
80
4673
SH
SOLE
0
0
4673
FITBIT INC
CL A
33812L102
0
44
SH
SOLE
0
0
44
FUEL TECH INC
COM
359523107
1
1000
SH
SOLE
0
0
1000
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
3
302
SH
SOLE
0
0
302
GALLAGHER ARTHUR J & CO
COM
363576109
745
8320
SH
SOLE
0
0
8320
GCI LIBERTY INC
COM CLASS A
36164V305
51
828
SH
SOLE
0
0
828
GENERAL ELECTRIC CO
COM
369604103
14
1578
SH
SOLE
0
0
1578
GENERAL MLS INC
COM
370334104
29
535
SH
SOLE
0
0
535
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
0
16
SH
SOLE
0
0
16
GLOBAL X FDS
S&P 500 CATHOLIC
37954Y889
3086
84648
SH
SOLE
0
0
84648
GOGO INC
COM
38046C109
34
5716
SH
SOLE
0
0
5716
HANOVER INS GROUP INC
COM
410867105
8
56
SH
SOLE
0
0
56
IAC INTERACTIVECORP
COM
44919P508
109
500
SH
SOLE
0
0
500
INTEL CORP
COM
458140100
53
1022
SH
SOLE
0
0
1022
INTERNATIONAL BUSINESS MACHS
COM
459200101
26
176
SH
SOLE
0
0
176
INVESCO EXCH TRD SLF IDX FD
RUSL 1000 DYNM
46138J619
4
145
SH
SOLE
0
0
145
INVESCO EXCHNG TRADED FD TR
SOLAR ETF
46138G706
1
26
SH
SOLE
0
0
26
ISHARES GOLD TRUST
ISHARES
464285105
1
65
SH
SOLE
0
0
65
ISHARES INC
GLB SILV MIN ETF
464286327
0
0
SH
SOLE
0
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
8
168
SH
SOLE
0
0
168
ISHARES INC
MSCI CDA ETF
464286509
0
6
SH
SOLE
0
0
6
ISHARES SILVER TRUST
ISHARES
46428Q109
108
6775
SH
SOLE
0
0
6775
ISHARES TR
MSCI EAFE ETF
464287465
3667
56232
SH
SOLE
0
0
56232
ISHARES TR
GL TIMB FORE ETF
464288174
1
11
SH
SOLE
0
0
11
ISHARES TR
USA MOMENTUM FCT
46432F396
17
140
SH
SOLE
0
0
140
ISHARES TR
MBS ETF
464288588
0
1
SH
SOLE
0
0
1
ISHARES TR
IBOXX INV CP ETF
464287242
42
333
SH
SOLE
0
0
333
ISHARES TR
RUSSELL 2000 ETF
464287655
6440
42551
SH
SOLE
0
0
42551
ISHARES TR
RUS 1000 VAL ETF
464287598
27
207
SH
SOLE
0
0
207
ISHARES TR
RUS 1000 ETF
464287622
30
181
SH
SOLE
0
0
181
ISHARES TR
CORE S&P500 ETF
464287200
52237
174987
SH
SOLE
0
0
174987
ISHARES TR
S&P 500 VAL ETF
464287408
15
122
SH
SOLE
0
0
122
ISHARES TR
MSCI INDIA ETF
46429B598
1
16
SH
SOLE
0
0
16
ISHARES TR
CORE S&P SCP ETF
464287804
6
78
SH
SOLE
0
0
78
ISHARES TR
CORE S&P MCP ETF
464287507
131
680
SH
SOLE
0
0
680
ISHARES TR
CORE MSCI EAFE
46432F842
3
52
SH
SOLE
0
0
52
ISHARES TR
CORE INTL AGGR
46435G672
2
41
SH
SOLE
0
0
41
ISHARES TR
IBOXX HI YD ETF
464288513
39
448
SH
SOLE
0
0
448
ISHARES TR
MSCI EMG MKT ETF
464287234
155
3795
SH
SOLE
0
0
3795
ISHARES TR
CORE US AGGBD ET
464287226
26466
233865
SH
SOLE
0
0
233865
JOHNSON & JOHNSON
COM
478160104
62
480
SH
SOLE
0
0
480
JPMORGAN CHASE & CO
COM
46625H100
44
375
SH
SOLE
0
0
375
KRAFT HEINZ CO
COM
500754106
3
121
SH
SOLE
0
0
121
KRANESHARES TR
BOSERA MSCI CH
500767405
1
21
SH
SOLE
0
0
21
LAMB WESTON HLDGS INC
COM
513272104
44
608
SH
SOLE
0
0
608
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
10
426
SH
SOLE
0
0
426
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
1
53
SH
SOLE
0
0
53
LOCKHEED MARTIN CORP
COM
539830109
1238
3173
SH
SOLE
0
0
3173
MASTERCARD INC
CL A
57636Q104
58
215
SH
SOLE
0
0
215
MATTEL INC
COM
577081102
0
10
SH
SOLE
0
0
10
MCDONALDS CORP
COM
580135101
21
100
SH
SOLE
0
0
100
MICROSOFT CORP
COM
594918104
221
1593
SH
SOLE
0
0
1593
MONDELEZ INTL INC
CL A
609207105
57
1038
SH
SOLE
0
0
1038
NETFLIX INC
COM
64110L106
5
19
SH
SOLE
0
0
19
NEW YORK TIMES CO
CL A
650111107
0
6
SH
SOLE
0
0
6
NEWMONT GOLDCORP CORPORATION
COM
651639106
383
10113
SH
SOLE
0
0
10113
PEPSICO INC
COM
713448108
43
311
SH
SOLE
0
0
311
PHILIP MORRIS INTL INC
COM
718172109
197
2594
SH
SOLE
0
0
2594
PHILLIPS 66
COM
718546104
82
803
SH
SOLE
0
0
803
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
6
60
SH
SOLE
0
0
60
PROCTER & GAMBLE CO
COM
742718109
143
1150
SH
SOLE
0
0
1150
PROGRESSIVE CORP OHIO
COM
743315103
2352
30443
SH
SOLE
0
0
30443
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
21
875
SH
SOLE
0
0
875
PROSHARES TR II
VIX SH TRM FUTRS
74347W171
31
1587
SH
SOLE
0
0
1587
QUALCOMM INC
COM
747525103
294
3855
SH
SOLE
0
0
3855
RAYTHEON CO
COM NEW
755111507
8
40
SH
SOLE
0
0
40
ROKU INC
COM CL A
77543R102
2
20
SH
SOLE
0
0
20
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
5
47
SH
SOLE
0
0
47
SALESFORCE COM INC
COM
79466L302
30
200
SH
SOLE
0
0
200
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
3628
67373
SH
SOLE
0
0
67373
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
15163
267277
SH
SOLE
0
0
267277
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
876
17316
SH
SOLE
0
0
17316
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
976
11615
SH
SOLE
0
0
11615
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
865
34403
SH
SOLE
0
0
34403
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
12072
220380
SH
SOLE
0
0
220380
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
125
1765
SH
SOLE
0
0
1765
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
649
9307
SH
SOLE
0
0
9307
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
3181
80431
SH
SOLE
0
0
80431
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
2439
88482
SH
SOLE
0
0
88482
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
825
30125
SH
SOLE
0
0
30125
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
5277
171712
SH
SOLE
0
0
171712
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
15765
417500
SH
SOLE
0
0
417500
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
13957
227234
SH
SOLE
0
0
227234
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2
75
SH
SOLE
0
0
75
SEMPRA ENERGY
COM
816851109
39
267
SH
SOLE
0
0
267
SKYWORKS SOLUTIONS INC
COM
83088M102
6
79
SH
SOLE
0
0
79
SOUTHERN CO
COM
842587107
192
3115
SH
SOLE
0
0
3115
SPDR S&P 500 ETF TR
TR UNIT
78462F103
125
420
SH
SOLE
0
0
420
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
13
331
SH
SOLE
0
0
331
SPDR SERIES TRUST
PORTFOLIO LR ETF
78464A854
1
39
SH
SOLE
0
0
39
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78468R622
6
55
SH
SOLE
0
0
55
THERMO FISHER SCIENTIFIC INC
COM
883556102
25
85
SH
SOLE
0
0
85
US BANCORP DEL
COM NEW
902973304
424
7665
SH
SOLE
0
0
7665
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
209
2582
SH
SOLE
0
0
2582
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
486
5752
SH
SOLE
0
0
5752
VANGUARD GROUP
DIV APP ETF
921908844
3
25
SH
SOLE
0
0
25
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
5
42
SH
SOLE
0
0
42
VANGUARD INDEX FDS
GROWTH ETF
922908736
33
198
SH
SOLE
0
0
198
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
27
179
SH
SOLE
0
0
179
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
490
1797
SH
SOLE
0
0
1797
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
5
56
SH
SOLE
0
0
56
VANGUARD INDEX FDS
SMALL CP ETF
922908751
11
68
SH
SOLE
0
0
68
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
10937
271654
SH
SOLE
0
0
271654
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
0
2
SH
SOLE
0
0
2
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
11
221
SH
SOLE
0
0
221
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
9838
183473
SH
SOLE
0
0
183473
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
18011
438447
SH
SOLE
0
0
438447
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
17
195
SH
SOLE
0
0
195
VAPOTHERM INC
COM
922107107
9
1000
SH
SOLE
0
0
1000
VERIZON COMMUNICATIONS INC
COM
92343V104
21
350
SH
SOLE
0
0
350
VISA INC
COM CL A
92826C839
62
358
SH
SOLE
0
0
358
WABTEC CORP
COM
929740108
1
8
SH
SOLE
0
0
8
WALMART INC
COM
931142103
13
110
SH
SOLE
0
0
110
WEC ENERGY GROUP INC
COM
92939U106
72
757
SH
SOLE
0
0
757
WELLS FARGO CO NEW
COM
949746101
112
2227
SH
SOLE
0
0
2227
WILLIAMS COS INC DEL
COM
969457100
128
5300
SH
SOLE
0
0
5300
WPX ENERGY INC
COM
98212B103
30
2800
SH
SOLE
0
0
2800
XCEL ENERGY INC
COM
98389B100
28
430
SH
SOLE
0
0
430