0001598416-20-000008.txt : 20201116 0001598416-20-000008.hdr.sgml : 20201116 20201116150949 ACCESSION NUMBER: 0001598416-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Astor Investment Management LLC CENTRAL INDEX KEY: 0001598416 IRS NUMBER: 611724789 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16121 FILM NUMBER: 201315915 BUSINESS ADDRESS: STREET 1: 111 S WACKER DRIVE STREET 2: SUITE 3950 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 800-899-8230 MAIL ADDRESS: STREET 1: 111 S WACKER DRIVE STREET 2: SUITE 3950 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Astor Invesment Management LLC DATE OF NAME CHANGE: 20140128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001598416 XXXXXXXX 09-30-2020 09-30-2020 Astor Investment Management LLC

111 S WACKER DRIVE SUITE 3950 CHICAGO IL 60606

13F HOLDINGS REPORT 028-16121 N Brian Durbin 3122285905 Brian Durbin Bend OR 11-16-2020 0 57 454828 false INFORMATION TABLE 2 AIM13F20200930v2.xml SPDR SER TR PORTFOLIO SandP500 COM 78464A854 42940 1091243 SH DFND 210368 0 880875 ISHARES TR CORE SandP TTL STK COM 464287150 39516 523460 SH DFND 101300 0 422160 ISHARES TR IBOXX INV CP ETF COM 464287242 35567 264033 SH DFND 50822 0 213211 INVESCO EXCHANGE TRADED FD TR SandP500 EQL COM 46137V282 27486 130474 SH DFND 26825 0 103649 INVESCO QQQ TR UNIT SER 1 COM 46090E103 27236 98031 SH DFND 14791 0 83240 ISHARES TR MSCI USA MIN VOL COM 46429B697 23535 369294 SH DFND 72280 0 297014 SPDR GOLD TR GOLD SHS COM 78463V107 20523 115876 SH DFND 21951 0 93925 ISHARES TR ISHS 1-5YR INVS COM 464288646 19909 362579 SH DFND 71064 0 291515 INVESCO EXCHANGE TRADED FD TR SandP500 EQL COM 46137V357 19869 183794 SH DFND 32971 0 150823 FIRST TR EXCHANGE-TRADED FD IV FST LOW OPPT EFT COM 33739Q200 19822 383562 SH DFND 74644 0 308918 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS COM 00326A104 19762 1088835 SH DFND 216452 0 872383 SPDR INDEX SHS FDS PORTFOLIO EMG MK COM 78463X509 19470 532551 SH DFND 103561 0 428990 VANGUARD BD INDEX FDS SHORT TRM BOND COM 921937827 19441 234090 SH DFND 44322 0 189768 SPDR SER TR BLOMBERG BRC INV COM 78468R200 19381 633808 SH DFND 120104 0 513704 ISHARES TR 3 7 YR TREAS BD COM 464288661 19255 144142 SH DFND 27478 0 116664 SPDR SER TR PORTFOLIO SH TSR COM 78468R101 19213 625856 SH DFND 119105 0 506751 SELECT SECTOR SPDR TR SBI HEALTHCARE COM 81369Y209 10937 103692 SH DFND 24249 0 79443 VANGUARD WORLD FDS COMM SRVC ETF COM 92204A884 9557 93816 SH DFND 21940 0 71876 ISHARES INC CORE MSCI EMKT COM 46434G103 8034 152178 SH DFND 28938 0 123240 SELECT SECTOR SPDR TR SBI INT-INDS COM 81369Y704 7250 94189 SH DFND 22026 0 72163 SELECT SECTOR SPDR TR SBI CONS STPLS COM 81369Y308 7023 109569 SH DFND 25625 0 83944 FIRST TR EXCHANGE TRADED FD II TECH ALPHADEX COM 33734X176 5106 56170 SH DFND 13620 0 42550 ISHARES TR 20 YR TR BD ETF COM 464287432 3448 21121 SH DFND 0 0 21121 SELECT SECTOR SPDR TR RL EST SEL SEC COM 81369Y860 3235 91740 SH DFND 21296 0 70444 AMA Fund Ltd COM 99VVBJY83 1751 20495 SH DFND 0 0 20495 SPDR SandP 500 ETF TR TR UNIT COM 78462F103 1460 4360 SH DFND 0 0 4360 ALPS ETF TR ALERIAN MLP COM 00162Q452 921 46137 SH DFND 0 0 46137 FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH COM 33734X143 676 7139 SH DFND 1735 0 5404 ISHARES TR RUS MID CAP ETF COM 464287499 474 8267 SH DFND 0 0 8267 ISHARES INC MSCI TAIWAN ETF COM 46434G772 172 3835 SH DFND 0 0 3835 ISHARES TR MSCI CHINA ETF COM 46429B671 170 2300 SH DFND 0 0 2300 ISHARES TR MSCI INDIA ETF COM 46429B598 170 5031 SH DFND 0 0 5031 ISHARES INC MSCI MEXICO ETF COM 464286822 115 3453 SH DFND 0 0 3453 ISHARES INC MSCI CHILE ETF COM 464286640 115 4775 SH DFND 0 0 4775 ISHARES TR MSCI POLAND ETF COM 46429B606 114 6943 SH DFND 0 0 6943 ISHARES INC MSCI STH AFR ETF COM 464286780 113 3071 SH DFND 0 0 3071 ISHARES TR MSCI INDONIA ETF COM 46429B309 112 6526 SH DFND 0 0 6526 ISHARES TR MSCI PHILIPS ETF COM 46429B408 111 4202 SH DFND 0 0 4202 ISHARES INC MSCI MLY ETF NEW COM 46434G814 111 4264 SH DFND 0 0 4264 ISHARES TR SHORT TREAS BD COM 464288679 110 997 SH DFND 0 0 997 ISHARES INC MSCI THAILND ETF COM 464286624 110 1755 SH DFND 0 0 1755 ISHARES INC MSCI RUSSIA ETF COM 46434G798 109 3369 SH DFND 0 0 3369 ISHARES INC MSCI TURKEY ETF COM 464286715 109 5525 SH DFND 0 0 5525 ISHARES INC MSCI BRAZIL ETF COM 464286400 105 3830 SH DFND 0 0 3830 ISHARES U S ETF TR SHT MAT BD ETF COM 46431W507 25 504 SH DFND 0 0 504 PIMCO ETF TR 0-5 HIGH YIELD COM 72201R783 20 220 SH DFND 0 0 220 INDEXIQ ETF TR IQ SandP HGH YLD COM 45409B412 20 824 SH DFND 0 0 824 ISHARES TR ISHS 5-10YR INVT COM 464288638 20 334 SH DFND 0 0 334 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR COM 46090A887 18 357 SH DFND 0 0 357 ISHARES TR CORE TOTAL USD COM 46434V613 15 294 SH DFND 0 0 294 VANECK VECTORS ETF TR FALLEN ANGEL HG COM 92189F437 13 441 SH DFND 0 0 441 ISHARES TR TIPS BD ETF COM 464287176 12 102 SH DFND 0 0 102 ISHARES TR FLTG RATE NT ETF COM 46429B655 12 254 SH DFND 0 0 254 FIRST TR EXCHANGE-TRADED FD IV SENIOR LN FD COM 33738D309 12 278 SH DFND 0 0 278 ISHARES TR IBOXX HI YD ETF COM 464288513 12 150 SH DFND 0 0 150 J P MORGAN EXCHANGE-TRADED FD HIGH YLD COM 46641Q878 6 138 SH DFND 0 0 138 SPDR SER TR SPDR BLOOMBERG COM 78468R663 0 6 SH DFND 0 0 6