0001598416-17-000005.txt : 20171003 0001598416-17-000005.hdr.sgml : 20171003 20171003120227 ACCESSION NUMBER: 0001598416-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 EFFECTIVENESS DATE: 20171003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Astor Investment Management LLC CENTRAL INDEX KEY: 0001598416 IRS NUMBER: 611724789 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16121 FILM NUMBER: 171116709 BUSINESS ADDRESS: STREET 1: 111 S WACKER DRIVE STREET 2: SUITE 3950 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 800-899-8230 MAIL ADDRESS: STREET 1: 111 S WACKER DRIVE STREET 2: SUITE 3950 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Astor Invesment Management LLC DATE OF NAME CHANGE: 20140128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001598416 XXXXXXXX 09-30-2017 09-30-2017 Astor Investment Management LLC

111 S WACKER DRIVE SUITE 3950 CHICAGO IL 60606

13F HOLDINGS REPORT 028-16121 N Susan Hill 3122285933 Susan Hill Chicago, IL 10-03-2017 0 30 499830 false INFORMATION TABLE 2 aim13f20170930.xml Consumer Discretionary Select COM 81369Y407 6195 68774 SH DFND 47559 0 21215 Financial Select Sector SPDR F COM 81369Y605 15760 609418 SH DFND 414146 0 195272 First Trust Consumer Discretio COM 33734X101 5158 134183 SH DFND 92686 0 41497 First Trust Energy AlphaDEX Fu COM 33734X127 2058 143389 SH DFND 98583 0 44806 First Trust Industrials/Produc COM 33734X150 7178 193371 SH DFND 133214 0 60157 First Trust Large Cap Core Alp COM 33734k109 23456 427249 SH DFND 193990 0 233259 First Trust Materials AlphaDEX COM 33734X168 1985 49194 SH DFND 34018 0 15176 First Trust Technology AlphaDE COM 33734X176 16355 340937 SH DFND 234171 0 106766 GUGGENHEIM S&P 500 EQL WEIGHT COM 78355w106 36289 379827 SH DFND 173330 0 206497 Guggenheim Enhanced Short Dura COM 18383M654 649 12889 SH DFND 11009 0 1880 ISHARES CORE MSCI EMERGING COM 46434G103 17241 319152 SH DFND 141049 0 178103 JPMorgan Diversified Return In COM 46641Q209 25240 435848 SH DFND 197495 0 238353 O'Shares FTSE US Quality Divid COM 351680855 18881 624114 SH DFND 280341 0 343773 PIMCO 0-5 Year High Yield Corp COM 72201R783 662 6517 SH DFND 5548 0 969 PowerShares S&P 500 High Divid COM 73937b654 445 10863 SH DFND 9281 0 1582 Powershares QQQ Trust Series 1 COM 73935A104 42090 289377 SH DFND 131783 0 157593 Real Estate Select Sector SPDR COM 81369Y860 6251 193895 SH DFND 132889 0 61006 SPDR Blackstone / GSO Senior L COM 78467V608 21238 447880 SH DFND 206084 0 241796 SPDR Health Care Select Sector COM 81369Y209 15341 187698 SH DFND 128909 0 58789 SPDR S&P MidCap 400 ETF Trust COM 78467y107 46990 143996 SH DFND 75238 0 68758 SPDR S&P500 ETF Trust COM 78462F103 13007 51772 SH DFND 36034 0 15738 SPDR Select Technology COM 81369Y803 17067 288790 SH DFND 129260 0 159530 Utilities Select Sector SPDR F COM 81369Y886 2396 45170 SH DFND 30821 0 14349 iShares Core S&P 500 ETF COM 464287200 21036 83169 SH DFND 37147 0 46022 iShares Core S&P Small-Cap ETF COM 464287804 30601 412304 SH DFND 187090 0 225213 iShares Core S&P Total US Stoc COM 464287150 61920 1074448 SH DFND 486887 0 587561 iShares Edge MSCI Min Vol USA COM 46429b697 29514 586295 SH DFND 263892 0 322402 iShares Intermediate Credit Bo COM 464288638 684 6212 SH DFND 5358 0 854 iShares Russell 2000 ETF COM 464287655 13752 92809 SH DFND 65183 0 27626 iShares Short Maturity Bond ET COM 46431W507 390 7753 SH DFND 6616 0 1137