AVP, Investment Risk Management and Compliance

0001598340-15-000001.txt : 20150218 0001598340-15-000001.hdr.sgml : 20150216 20150213173857 ACCESSION NUMBER: 0001598340-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EFG Asset Management (Americas) Corp. CENTRAL INDEX KEY: 0001598340 IRS NUMBER: 452742418 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15795 FILM NUMBER: 15616606 BUSINESS ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 305-482-8000 MAIL ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001598340 XXXXXXXX 12-31-2014 12-31-2014 EFG Asset Management (Americas) Corp.

701 BRICKELL AVE, 9TH FLOOR MIAMI FL 33131

13F HOLDINGS REPORT 028-15795 N Illeana Perez AVP, Investment Risk Management and Compliance 305-482-8876 Illeana Perez Miami FL 02-13-2015 0 147 113630 false INFORMATION TABLE 2 EFGAM13FQ42014.xml VANGUARD INDEX FDS TOTAL STK MKT 922908769 23537 222047 SH SOLE 222047 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 15563 130112 SH SOLE 130112 0 0 ISHARES TR EUROPE ETF 464287861 13641 320733 SH SOLE 320733 0 0 ISHARES MSCI GERMANY ETF 464286806 12706 463570 SH SOLE 463570 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 10051 255806 SH SOLE 255806 0 0 ISHARES MSCI JAPAN ETF 464286848 9736 866172 SH SOLE 866172 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 3105 168299 SH SOLE 168299 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 967 38457 SH SOLE 38457 0 0 ISHARES TR CORE S&P500 ETF 464287200 862 4166 SH SOLE 4166 0 0 APPLE INC COM 037833100 728 6596 SH SOLE 6596 0 0 ISHARES MSCI STH KOR ETF 464286772 604 10922 SH SOLE 10922 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 536 4719 SH SOLE 4719 0 0 ORACLE CORP COM 68389X105 516 11472 SH SOLE 11472 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 489 2377 SH SOLE 2377 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 477 6047 SH SOLE 6047 0 0 ALTRIA GROUP INC COM 02209S103 476 9663 SH SOLE 9663 0 0 COTY INC COM CL A 222070203 462 22356 SH SOLE 22356 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 451 10842 SH SOLE 10842 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 450 6280 SH SOLE 6280 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 447 18620 SH SOLE 18620 0 0 UNITEDHEALTH GROUP INC COM 91324P102 425 4204 SH SOLE 4204 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 421 5707 SH SOLE 5707 0 0 ALLSTATE CORP COM 020002101 413 5875 SH SOLE 5875 0 0 AMERIPRISE FINL INC COM 03076C106 406 3067 SH SOLE 3067 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 403 4894 SH SOLE 4894 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 403 16298 SH SOLE 16298 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 397 4608 SH SOLE 4608 0 0 DISCOVER FINL SVCS COM 254709108 389 5944 SH SOLE 5944 0 0 WELLS FARGO & CO NEW COM 949746101 367 6691 SH SOLE 6691 0 0 DELUXE CORP COM 248019101 362 5816 SH SOLE 5816 0 0 HCA HOLDINGS INC COM 40412C101 357 4871 SH SOLE 4871 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 341 7299 SH SOLE 7299 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 336 6264 SH SOLE 6264 0 0 COMCAST CORP NEW CL A 20030N101 330 5695 SH SOLE 5695 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 329 6674 SH SOLE 6674 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 299 17100 SH SOLE 17100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 298 2376 SH SOLE 2376 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 295 2339 SH SOLE 2339 0 0 PINNACLE WEST CAP CORP COM 723484101 295 4312 SH SOLE 4312 0 0 SANDISK CORP COM 80004C101 294 2998 SH SOLE 2998 0 0 WISDOMTREE TR INTL DIV EX FINL 97717W786 280 6500 SH SOLE 6500 0 0 CVS HEALTH CORP COM 126650100 275 2857 SH SOLE 2857 0 0 DANAHER CORP DEL COM 235851102 274 3202 SH SOLE 3202 0 0 ISHARES 3-7 YR TR BD ETF 464288661 267 2183 SH SOLE 2183 0 0 ISHARES TR IBOXX INV CP ETF 464287242 264 2212 SH SOLE 2212 0 0 CF INDS HLDGS INC COM 125269100 263 965 SH SOLE 965 0 0 TJX COS INC NEW COM 872540109 256 3739 SH SOLE 3739 0 0 AGL RES INC COM 001204106 253 4642 SH SOLE 4642 0 0 PPG INDS INC COM 693506107 247 1067 SH SOLE 1067 0 0 MACYS INC COM 55616P104 247 3750 SH SOLE 3750 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 243 4261 SH SOLE 4261 0 0 MARATHON PETE CORP COM 56585A102 242 2684 SH SOLE 2684 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 237 5698 SH SOLE 5698 0 0 MCKESSON CORP COM 58155Q103 236 1138 SH SOLE 1138 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 236 5105 SH SOLE 5105 0 0 PFIZER INC COM 717081103 234 7500 SH SOLE 7500 0 0 MICROSOFT CORP COM 594918104 228 4913 SH SOLE 4913 0 0 GENERAL ELECTRIC CO COM 369604103 225 8895 SH SOLE 8895 0 0 ROCKWELL AUTOMATION INC COM 773903109 214 1924 SH SOLE 1924 0 0 ISHARES 1-3 YR CR BD ETF 464288646 208 1980 SH SOLE 1980 0 0 CBS CORP NEW CL B 124857202 205 3704 SH SOLE 3704 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 198 1600 SH SOLE 1600 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 196 2449 SH SOLE 2449 0 0 ISHARES INTERM CR BD ETF 464288638 192 1758 SH SOLE 1758 0 0 ISHARES TR LATN AMER 40 ETF 464287390 184 5781 SH SOLE 5781 0 0 VANGUARD INDEX FDS REIT ETF 922908553 180 2220 SH SOLE 2220 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 180 4487 SH SOLE 4487 0 0 CONOCOPHILLIPS COM 20825C104 179 2599 SH SOLE 2599 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 177 1856 SH SOLE 1856 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 177 2093 SH SOLE 2093 0 0 HALLIBURTON CO COM 406216101 158 4024 SH SOLE 4024 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 156 6000 SH SOLE 6000 0 0 ISHARES MICRO-CAP ETF 464288869 152 1978 SH SOLE 1978 0 0 ISHARES TR MSCI EAFE ETF 464287465 151 2490 SH SOLE 2490 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 150 1859 SH SOLE 1859 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 146 3118 SH SOLE 3118 0 0 KINDER MORGAN INC DEL COM 49456B101 137 3246 SH SOLE 3246 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 137 8833 SH SOLE 8833 0 0 ISHARES U.S. PFD STK ETF 464288687 132 3349 SH SOLE 3349 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 131 1651 SH SOLE 1651 0 0 INTERPUBLIC GROUP COS INC COM 460690100 123 5912 SH SOLE 5912 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 123 16783 SH SOLE 16783 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 121 400 SH SOLE 400 0 0 ISHARES MSCI AC ASIA ETF 464288182 119 1955 SH SOLE 1955 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 115 1200 SH SOLE 1200 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 102 2417 SH SOLE 2417 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 101 4615 SH SOLE 4615 0 0 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 101 1500 SH SOLE 1500 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 95 7329 SH SOLE 7329 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 76 732 SH SOLE 732 0 0 ISHARES GOLD TRUST ISHARES 464285105 75 6594 SH SOLE 6594 0 0 ISHARES JP MOR EM MK ETF 464288281 75 685 SH SOLE 685 0 0 3M CO COM 88579Y101 75 455 SH SOLE 455 0 0 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 72 2310 SH SOLE 2310 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 68 1000 SH SOLE 1000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 66 1432 SH SOLE 1432 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 57 1000 SH SOLE 1000 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 52 1346 SH SOLE 1346 0 0 VALE S A ADR 91912E105 46 5600 SH SOLE 5600 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 45 3708 SH SOLE 3708 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 45 3000 SH SOLE 3000 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 42 420 SH SOLE 420 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 42 402 SH SOLE 402 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 41 1000 SH SOLE 1000 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 39 1530 SH SOLE 1530 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 36 1183 SH SOLE 1183 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 35 1652 SH SOLE 1652 0 0 WISDOMTREE TR ASIA LC DBT F 97717X842 32 676 SH SOLE 676 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 30 1640 SH SOLE 1640 0 0 ACTIVISION BLIZZARD INC COM 00507V109 30 1480 SH SOLE 1480 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 26 1000 SH SOLE 1000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 23 131 SH SOLE 131 0 0 CITIGROUP INC COM NEW 172967424 18 325 SH SOLE 325 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 16 901 SH SOLE 901 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 15 3280 SH SOLE 3280 0 0 ABBVIE INC COM 00287Y109 14 220 SH SOLE 220 0 0 TIME WARNER INC COM NEW 887317303 14 160 SH SOLE 160 0 0 MORGAN STANLEY COM NEW 617446448 13 335 SH SOLE 335 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 13 500 SH SOLE 500 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 13 100 SH SOLE 100 0 0 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 12 1556 SH SOLE 1556 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 11 114 SH SOLE 114 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 11 200 SH SOLE 200 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 11 195 SH SOLE 195 0 0 CELGENE CORP COM 151020104 10 90 SH SOLE 90 0 0 TIME WARNER CABLE INC COM 88732J207 10 65 SH SOLE 65 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 9 4400 SH SOLE 4400 0 0 HORMEL FOODS CORP COM 440452100 9 175 SH SOLE 175 0 0 PEPSICO INC COM 713448108 9 95 SH SOLE 95 0 0 GOOGLE INC CL C 38259P706 9 17 SH SOLE 17 0 0 LOWES COS INC COM 548661107 8 120 SH SOLE 120 0 0 BOEING CO COM 097023105 8 60 SH SOLE 60 0 0 MICRON TECHNOLOGY INC COM 595112103 7 210 SH SOLE 210 0 0 VIACOM INC NEW CL B 92553P201 7 95 SH SOLE 95 0 0 ISHARES MSCI BRZ CAP ETF 464286400 7 183 SH SOLE 183 0 0 GOOGLE INC CL A 38259P508 6 12 SH SOLE 12 0 0 SUNCOR ENERGY INC NEW COM 867224107 5 170 SH SOLE 170 0 0 COLGATE PALMOLIVE CO COM 194162103 5 75 SH SOLE 75 0 0 HESS CORP COM 42809H107 5 65 SH SOLE 65 0 0 FIRSTENERGY CORP COM 337932107 5 118 SH SOLE 118 0 0 ISHARES MSCI PAC JP ETF 464286665 3 63 SH SOLE 63 0 0 ULTRA PETROLEUM CORP COM 903914109 3 190 SH SOLE 190 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 2 73 SH SOLE 73 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2 839 SH SOLE 839 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1 73 SH SOLE 73 0 0 GENERAL MTRS CO COM 37045V100 0 6 SH SOLE 6 0 0 ROUSE PPTYS INC COM 779287101 0 5 SH SOLE 5 0 0