0001598340-14-000007.txt : 20141114 0001598340-14-000007.hdr.sgml : 20141114 20141114161906 ACCESSION NUMBER: 0001598340-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EFG Asset Management (Americas) Corp. CENTRAL INDEX KEY: 0001598340 IRS NUMBER: 452742418 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15795 FILM NUMBER: 141224442 BUSINESS ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 305-482-8000 MAIL ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001598340 XXXXXXXX 09-30-2014 09-30-2014 EFG Asset Management (Americas) Corp.

701 BRICKELL AVE, 9TH FLOOR MIAMI FL 33131

13F HOLDINGS REPORT 028-15795 N Illeana Perez 305-482-8850 Illeana Perez Miami FL 11-14-2014 0 101 101274 false INFORMATION TABLE 2 EFGAM13FQ32014.XML EFGAM 13F Q3 2014 AGL RES INC COM 001204106 234 4509 SH SOLE 4509 0 0 ALCOA INC COM 013817101 40 2480 SH SOLE 2480 0 0 ALLSTATE CORP COM 020002101 261 4213 SH SOLE 4213 0 0 CBS CORP NEW CL B 124857202 128 2364 SH SOLE 2364 0 0 CF INDS HLDGS INC COM 125269100 185 656 SH SOLE 656 0 0 CVS HEALTH CORP COM 126650100 162 2024 SH SOLE 2024 0 0 CITIGROUP INC COM NEW 172967424 32 625 SH SOLE 625 0 0 COTY INC COM CL A 222070203 254 15222 SH SOLE 15222 0 0 DANAHER CORP DEL COM 235851102 177 2311 SH SOLE 2311 0 0 DELUXE CORP COM 248019101 216 3873 SH SOLE 3873 0 0 DISCOVER FINL SVCS COM 254709108 262 4034 SH SOLE 4034 0 0 FIRSTENERGY CORP COM 337932107 4 118 SH SOLE 118 0 0 GILEAD SCIENCES INC COM 375558103 178 1658 SH SOLE 1658 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 38 1530 SH SOLE 1530 0 0 HELMERICH & PAYNE INC COM 423452101 170 1720 SH SOLE 1720 0 0 INTERPUBLIC GROUP COS INC COM 460690100 141 7605 SH SOLE 7605 0 0 ISHARES GOLD TRUST ISHARES 464285105 77 6594 SH SOLE 6594 0 0 ISHARES MSCI PAC JP ETF 464286665 73 1586 SH SOLE 1586 0 0 ISHARES MSCI GERMANY ETF 464286806 12968 467663 SH SOLE 467663 0 0 ISHARES MSCI JAPAN ETF 464286848 10372 880482 SH SOLE 880482 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 456 11914 SH SOLE 11914 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 9393 225747 SH SOLE 225747 0 0 ISHARES TR IBOXX INV CP ETF 464287242 486 4107 SH SOLE 4107 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 11 114 SH SOLE 114 0 0 ISHARES TR LATN AMER 40 ETF 464287390 162 4393 SH SOLE 4393 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 67 787 SH SOLE 787 0 0 ISHARES TR MSCI EAFE ETF 464287465 120 1873 SH SOLE 1873 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 18 241 SH SOLE 241 0 0 ISHARES TR S&P MC 400GR ETF 464287606 36 238 SH SOLE 238 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 161 1755 SH SOLE 1755 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 14280 130432 SH SOLE 130432 0 0 ISHARES TR S&P MC 400VL ETF 464287705 45 374 SH SOLE 374 0 0 ISHARES TR EUROPE ETF 464287861 14479 320894 SH SOLE 320894 0 0 ISHARES MSCI AC ASIA ETF 464288182 4 65 SH SOLE 65 0 0 ISHARES JP MOR EM MK ETF 464288281 60 530 SH SOLE 530 0 0 ISHARES INTERM CR BD ETF 464288638 30 261 SH SOLE 261 0 0 ISHARES 1-3 YR CR BD ETF 464288646 30 273 SH SOLE 273 0 0 ISHARES U.S. PFD STK ETF 464288687 393 9945 SH SOLE 9945 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 102 7329 SH SOLE 7329 0 0 JOHNSON & JOHNSON COM 478160104 161 1498 SH SOLE 1498 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 77 15287 SH SOLE 15287 0 0 MICROSOFT CORP COM 594918104 278 5939 SH SOLE 5939 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 151 1554 SH SOLE 1554 0 0 PPG INDS INC COM 693506107 146 738 SH SOLE 738 0 0 PINNACLE WEST CAP CORP COM 723484101 228 4130 SH SOLE 4130 0 0 RIO TINTO PLC SPONSORED ADR 767204100 13 260 SH SOLE 260 0 0 ROUSE PPTYS INC COM 779287101 0 5 SH SOLE 5 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 25 1000 SH SOLE 1000 0 0 TJX COS INC NEW COM 872540109 164 2749 SH SOLE 2749 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 191 1559 SH SOLE 1559 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 30 357 SH SOLE 357 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 355 4314 SH SOLE 4314 0 0 VANGUARD INDEX FDS REIT ETF 922908553 185 2576 SH SOLE 2576 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 22382 220842 SH SOLE 220842 0 0 WELLS FARGO & CO NEW COM 949746101 249 4750 SH SOLE 4750 0 0 VALE S A ADR 91912E105 62 5600 SH SOLE 5600 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 277 4273 SH SOLE 4273 0 0 ALTRIA GROUP INC COM 02209S103 286 6173 SH SOLE 6173 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 153 4275 SH SOLE 4275 0 0 AMERIPRISE FINL INC COM 03076C106 264 2123 SH SOLE 2123 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 43 1200 SH SOLE 1200 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 13 500 SH SOLE 500 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 207 8000 SH SOLE 8000 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 12 4400 SH SOLE 4400 0 0 COMCAST CORP NEW CL A 20030N101 222 4101 SH SOLE 4101 0 0 CONOCOPHILLIPS COM 20825C104 180 2328 SH SOLE 2328 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 44 1269 SH SOLE 1269 0 0 FLOWSERVE CORP COM 34354P105 156 2186 SH SOLE 2186 0 0 MACYS INC COM 55616P104 155 2633 SH SOLE 2633 0 0 MARATHON PETE CORP COM 56585A102 160 1875 SH SOLE 1875 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 30 1417 SH SOLE 1417 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 54 2370 SH SOLE 2370 0 0 MCKESSON CORP COM 58155Q103 150 765 SH SOLE 765 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 78 5827 SH SOLE 5827 0 0 ORACLE CORP COM 68389X105 229 5922 SH SOLE 5922 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 238 16783 SH SOLE 16783 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 40 402 SH SOLE 402 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 3418 147080 SH SOLE 147080 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 16 901 SH SOLE 901 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 39 1475 SH SOLE 1475 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 68 2794 SH SOLE 2794 0 0 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 14 315 SH SOLE 315 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 84 1432 SH SOLE 1432 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 731 26368 SH SOLE 26368 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 308 1564 SH SOLE 1564 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 467 4017 SH SOLE 4017 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 185 4465 SH SOLE 4465 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 151 3032 SH SOLE 3032 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 83 2058 SH SOLE 2058 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 243 3239 SH SOLE 3239 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 22 131 SH SOLE 131 0 0 SANDISK CORP COM 80004C101 203 2058 SH SOLE 2058 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 22 237 SH SOLE 237 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 437 18864 SH SOLE 18864 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 33 620 SH SOLE 620 0 0 UNITEDHEALTH GROUP INC COM 91324P102 259 2976 SH SOLE 2976 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 95 947 SH SOLE 947 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 255 5049 SH SOLE 5049 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 60 1256 SH SOLE 1256 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 37 707 SH SOLE 707 0 0 WISDOMTREE TR ASIA LC DBT FD 97717X842 51 1063 SH SOLE 1063 0 0