0001598340-14-000005.txt : 20140513 0001598340-14-000005.hdr.sgml : 20140513 20140513152556 ACCESSION NUMBER: 0001598340-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EFG Asset Management (Americas) Corp. CENTRAL INDEX KEY: 0001598340 IRS NUMBER: 452742418 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15795 FILM NUMBER: 14837070 BUSINESS ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 305-482-8000 MAIL ADDRESS: STREET 1: 701 BRICKELL AVE, 9TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001598340 XXXXXXXX 03-31-2014 03-31-2014 EFG Asset Management (Americas) Corp.

701 BRICKELL AVE, 9TH FLOOR MIAMI FL 33131

13F HOLDINGS REPORT 028-15795 N Natalia Napoleon De Bens 305-482-8850 Natalia Napoleon De Bens Miami FL 05-13-2014 0 135 122475 false INFORMATION TABLE 2 EFGAM13FQ12014.xml VANGUARD INDEX FDS TOTAL STK MKT 922908769 25044 256939 SH SOLE 256939 0 0 ISHARES EUROPE ETF 464287861 17658 365736 SH SOLE 365736 0 0 ISHARES RUSSELL 2000 ETF 464287655 17259 148347 SH SOLE 148347 0 0 ISHARES MSCI GERMANY ETF 464286806 16322 520631 SH SOLE 520631 0 0 ISHARES MSCI JAPAN ETF 464286848 14795 1305831 SH SOLE 1305831 0 0 ISHARES MSCI EMG MKT ETF 464287234 11180 272746 SH SOLE 272746 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060u613 5070 175927 SH SOLE 175927 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935s105 3001 114878 SH SOLE 114878 0 0 PROSHARES TR SHRT 20+YR TRE 74347x849 888 29232 SH SOLE 29232 0 0 ISHARES CHINA LG-CAP ETF 464287184 598 16709 SH SOLE 16709 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 550 24599 SH SOLE 24599 0 0 APPLE INC COM 037833100 537 1000 SH SOLE 1000 0 0 SPDR GOLD TRUST GOLD SHS 78463v107 481 3888 SH SOLE 3888 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739h511 428 16500 SH SOLE 16500 0 0 ISHARES IBOXX INV CP ETF 464287242 413 3527 SH SOLE 3527 0 0 ISHARES MSCI PAC JP ETF 464286665 358 7453 SH SOLE 7453 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463x863 337 8174 SH SOLE 8174 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 310 20884 SH SOLE 20884 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 301 3706 SH SOLE 3706 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464a763 268 3636 SH SOLE 3636 0 0 ISHARES RUS 1000 GRW ETF 464287614 229 2648 SH SOLE 2648 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654v408 221 16783 SH SOLE 16783 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 220 1179 SH SOLE 1179 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464a359 202 4172 SH SOLE 4172 0 0 AT&T INC COM 00206R102 151 4310 SH SOLE 4310 0 0 VANGUARD INDEX FDS REIT ETF 922908553 150 2122 SH SOLE 2122 0 0 ALTRIA GROUP INC COM 02209S103 149 3993 SH SOLE 3993 0 0 ISHARES U.S. PFD STK ETF 464288687 120 3084 SH SOLE 3084 0 0 CONOCOPHILLIPS COM 20825c104 116 1646 SH SOLE 1646 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 111 1265 SH SOLE 1265 0 0 UNITEDHEALTH GROUP INC COM 91324p102 109 1334 SH SOLE 1334 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138e109 108 1983 SH SOLE 1983 0 0 ORACLE CORP COM 68389x105 108 2639 SH SOLE 2639 0 0 CF INDS HLDGS INC COM 125269100 108 414 SH SOLE 414 0 0 MICROSOFT CORP COM 594918104 107 2620 SH SOLE 2620 0 0 ALLSTATE CORP COM 020002101 106 1878 SH SOLE 1878 0 0 WELLS FARGO & CO NEW COM 949746101 106 2133 SH SOLE 2133 0 0 COTY INC COM CL A 222070203 105 7028 SH SOLE 7028 0 0 PROGRESSIVE CORP OHIO COM 743315103 102 4222 SH SOLE 4222 0 0 PINNACLE WEST CAP CORP COM 723484101 101 1845 SH SOLE 1845 0 0 AGL RES INC COM 001204106 99 2018 SH SOLE 2018 0 0 COMCAST CORP NEW CL A 20030n101 89 1783 SH SOLE 1783 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464a417 87 2099 SH SOLE 2099 0 0 ISHARES MSCI BRZ CAP ETF 464286400 86 1920 SH SOLE 1920 0 0 FLOWSERVE CORP COM 34354p105 81 1029 SH SOLE 1029 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128c106 80 5827 SH SOLE 5827 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 78 1883 SH SOLE 1883 0 0 VALE S A ADR 91912e105 77 5600 SH SOLE 5600 0 0 RAYTHEON CO COM NEW 755111507 77 779 SH SOLE 779 0 0 HELMERICH & PAYNE INC COM 423452101 77 713 SH SOLE 713 0 0 DANAHER CORP DEL COM 235851102 73 973 SH SOLE 973 0 0 MARATHON PETE CORP COM 56585a102 72 822 SH SOLE 822 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 69 1873 SH SOLE 1873 0 0 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 68 1670 SH SOLE 1670 0 0 MACYS INC COM 55616p104 67 1135 SH SOLE 1135 0 0 VANGUARD WORLD FDS INF TECH ETF 92204a702 67 732 SH SOLE 732 0 0 ISHARES JP MOR EM MK ETF 464288281 66 596 SH SOLE 596 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 64 674 SH SOLE 674 0 0 CVS CAREMARK CORPORATION COM 126650100 64 856 SH SOLE 856 0 0 JOHNSON & JOHNSON COM 478160104 64 651 SH SOLE 651 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936q769 64 2563 SH SOLE 2563 0 0 PETSMART INC COM 716768106 63 920 SH SOLE 920 0 0 PPG INDS INC COM 693506107 63 325 SH SOLE 325 0 0 CBS CORP NEW CL B 124857202 62 1005 SH SOLE 1005 0 0 INTERPUBLIC GROUP COS INC COM 460690100 62 3599 SH SOLE 3599 0 0 GOOGLE INC CL A 38259p508 61 55 SH SOLE 55 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060u522 61 2591 SH SOLE 2591 0 0 AMERISOURCEBERGEN CORP COM 03073E105 58 884 SH SOLE 884 0 0 MCKESSON CORP COM 58155q103 58 327 SH SOLE 327 0 0 CATERPILLAR INC DEL COM 149123101 58 580 SH SOLE 580 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 54 1424 SH SOLE 1424 0 0 ISHARES IBOXX HI YD ETF 464288513 53 560 SH SOLE 560 0 0 AMEREN CORP COM 023608102 52 1252 SH SOLE 1252 0 0 LILLY ELI & CO COM 532457108 51 867 SH SOLE 867 0 0 WISDOMTREE TR EMERG MKTS ETF 97717w315 51 1034 SH SOLE 1034 0 0 REYNOLDS AMERICAN INC COM 761713106 50 941 SH SOLE 941 0 0 PPL CORP COM 69351t106 50 1514 SH SOLE 1514 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 50 2000 SH SOLE 2000 0 0 HEALTH CARE REIT INC COM 42217k106 49 825 SH SOLE 825 0 0 LOCKHEED MARTIN CORP COM 539830109 49 300 SH SOLE 300 0 0 ISHARES 1-3 YR TR BD ETF 464287457 48 567 SH SOLE 567 0 0 PFIZER INC COM 717081103 47 1467 SH SOLE 1467 0 0 KRAFT FOODS GROUP INC COM 50076q106 47 836 SH SOLE 836 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 46 966 SH SOLE 966 0 0 ISHARES S&P MC 400VL ETF 464287705 45 374 SH SOLE 374 0 0 ISHARES SP SMCP600VL ETF 464287879 45 395 SH SOLE 395 0 0 CHEVRON CORP NEW COM 166764100 45 376 SH SOLE 376 0 0 INTEL CORP COM 458140100 44 1715 SH SOLE 1715 0 0 PAYCHEX INC COM 704326107 44 1039 SH SOLE 1039 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 44 2926 SH SOLE 2926 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025y407 42 1332 SH SOLE 1332 0 0 MATTEL INC COM 577081102 41 1024 SH SOLE 1024 0 0 MARKET VECTORS ETF TR BNK & BROKERAG 57060u175 40 735 SH SOLE 735 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671d857 39 1192 SH SOLE 1192 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060u100 39 1659 SH SOLE 1659 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 39 1530 SH SOLE 1530 0 0 ISHARES S&P MC 400GR ETF 464287606 36 238 SH SOLE 238 0 0 ISHARES SP SMCP600GR ETF 464287887 36 305 SH SOLE 305 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 33 917 SH SOLE 917 0 0 WISDOMTREE TR ASIA LC DBT FD 97717x842 33 679 SH SOLE 679 0 0 ISHARES S&P 500 VAL ETF 464287408 27 310 SH SOLE 310 0 0 WHOLE FOODS MKT INC COM 966837106 25 502 SH SOLE 502 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939l407 25 712 SH SOLE 712 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 22 344 SH SOLE 344 0 0 MARKET VECTORS ETF TR PHARMACEUTICAL 57060u217 22 370 SH SOLE 370 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 22 131 SH SOLE 131 0 0 COHEN & STEERS QUALITY RLTY COM 19247l106 21 2000 SH SOLE 2000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 20 350 SH SOLE 350 0 0 ALCOA INC COM 013817101 20 1575 SH SOLE 1575 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 19 369 SH SOLE 369 0 0 HEWLETT PACKARD CO COM 428236103 18 560 SH SOLE 560 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 17 194 SH SOLE 194 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 17 905 SH SOLE 905 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369y308 17 400 SH SOLE 400 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935x229 16 901 SH SOLE 901 0 0 ISHARES SILVER TRUST ISHARES 46428q109 16 836 SH SOLE 836 0 0 CITIGROUP INC COM NEW 172967424 15 325 SH SOLE 325 0 0 CHINA FD INC COM 169373107 15 777 SH SOLE 777 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 14 343 SH SOLE 343 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739f390 13 500 SH SOLE 500 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234q207 12 4400 SH SOLE 4400 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 12 500 SH SOLE 500 0 0 MARKET VECTORS ETF TR RVE HARD ETF 57060u795 11 290 SH SOLE 290 0 0 BLACKBERRY LTD COM 09228f103 11 1300 SH SOLE 1300 0 0 ISHARES GLOB HLTHCRE ETF 464287325 10 114 SH SOLE 114 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464a516 10 173 SH SOLE 173 0 0 MARKET VECTORS ETF TR JR GOLD MINERS 57061r544 9 250 SH SOLE 250 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936b200 8 195 SH SOLE 195 0 0 ISHARES MSCI CDA ETF 464286509 6 219 SH SOLE 219 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060u605 6 117 SH SOLE 117 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369y100 5 116 SH SOLE 116 0 0 FIRSTENERGY CORP COM 337932107 4 118 SH SOLE 118 0 0 ISHARES U.S. TELECOM ETF 464287713 4 130 SH SOLE 130 0 0 HOWARD HUGHES CORP COM 44267d107 2 13 SH SOLE 13 0 0 ROUSE PPTYS INC COM 779287101 0 5 SH SOLE 5 0 0