0001598340-15-000001.txt : 20150218
0001598340-15-000001.hdr.sgml : 20150216
20150213173857
ACCESSION NUMBER: 0001598340-15-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EFG Asset Management (Americas) Corp.
CENTRAL INDEX KEY: 0001598340
IRS NUMBER: 452742418
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15795
FILM NUMBER: 15616606
BUSINESS ADDRESS:
STREET 1: 701 BRICKELL AVE, 9TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
BUSINESS PHONE: 305-482-8000
MAIL ADDRESS:
STREET 1: 701 BRICKELL AVE, 9TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
13F-HR
1
primary_doc.xml
13F-HR
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0001598340
XXXXXXXX
12-31-2014
12-31-2014
EFG Asset Management (Americas) Corp.
701 BRICKELL AVE, 9TH FLOOR
MIAMI
FL
33131
13F HOLDINGS REPORT
028-15795
N
Illeana Perez
AVP, Investment Risk Management and Compliance
305-482-8876
Illeana Perez
Miami
FL
02-13-2015
0
147
113630
false
INFORMATION TABLE
2
EFGAM13FQ42014.xml
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TOTAL STK MKT
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23537
222047
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SOLE
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464287655
15563
130112
SH
SOLE
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0
0
ISHARES TR
EUROPE ETF
464287861
13641
320733
SH
SOLE
320733
0
0
ISHARES
MSCI GERMANY ETF
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12706
463570
SH
SOLE
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0
ISHARES TR
MSCI EMG MKT ETF
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SH
SOLE
255806
0
0
ISHARES
MSCI JAPAN ETF
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9736
866172
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SOLE
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POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
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3105
168299
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SOLE
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0
PROSHARES TR
SHRT 20+YR TRE
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967
38457
SH
SOLE
38457
0
0
ISHARES TR
CORE S&P500 ETF
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862
4166
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SOLE
4166
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0
APPLE INC
COM
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728
6596
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SOLE
6596
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0
ISHARES
MSCI STH KOR ETF
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10922
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0
SPDR GOLD TRUST
GOLD SHS
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4719
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SOLE
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COM
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11472
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SPDR S&P 500 ETF TR
TR UNIT
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489
2377
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SPDR SERIES TRUST
S&P DIVID ETF
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6047
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COM
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9663
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0
0
COTY INC
COM CL A
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462
22356
SH
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ISHARES TR
CHINA LG-CAP ETF
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451
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DR PEPPER SNAPPLE GROUP INC
COM
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6280
SH
SOLE
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0
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POWERSHARES ETF TRUST II
SENIOR LN PORT
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18620
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0
UNITEDHEALTH GROUP INC
COM
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425
4204
SH
SOLE
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0
0
ISHARES TR
RUS MDCP VAL ETF
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421
5707
SH
SOLE
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ALLSTATE CORP
COM
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413
5875
SH
SOLE
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AMERIPRISE FINL INC
COM
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406
3067
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VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
403
4894
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0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
403
16298
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VANGUARD SCOTTSDALE FDS
INT-TERM CORP
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DISCOVER FINL SVCS
COM
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389
5944
SH
SOLE
5944
0
0
WELLS FARGO & CO NEW
COM
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367
6691
SH
SOLE
6691
0
0
DELUXE CORP
COM
248019101
362
5816
SH
SOLE
5816
0
0
HCA HOLDINGS INC
COM
40412C101
357
4871
SH
SOLE
4871
0
0
VERIZON COMMUNICATIONS INC
COM
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341
7299
SH
SOLE
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0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
336
6264
SH
SOLE
6264
0
0
COMCAST CORP NEW
CL A
20030N101
330
5695
SH
SOLE
5695
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
329
6674
SH
SOLE
6674
0
0
POWERSHARES ETF TRUST
INTL DIV ACHV
73935X716
299
17100
SH
SOLE
17100
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
298
2376
SH
SOLE
2376
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
295
2339
SH
SOLE
2339
0
0
PINNACLE WEST CAP CORP
COM
723484101
295
4312
SH
SOLE
4312
0
0
SANDISK CORP
COM
80004C101
294
2998
SH
SOLE
2998
0
0
WISDOMTREE TR
INTL DIV EX FINL
97717W786
280
6500
SH
SOLE
6500
0
0
CVS HEALTH CORP
COM
126650100
275
2857
SH
SOLE
2857
0
0
DANAHER CORP DEL
COM
235851102
274
3202
SH
SOLE
3202
0
0
ISHARES
3-7 YR TR BD ETF
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267
2183
SH
SOLE
2183
0
0
ISHARES TR
IBOXX INV CP ETF
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264
2212
SH
SOLE
2212
0
0
CF INDS HLDGS INC
COM
125269100
263
965
SH
SOLE
965
0
0
TJX COS INC NEW
COM
872540109
256
3739
SH
SOLE
3739
0
0
AGL RES INC
COM
001204106
253
4642
SH
SOLE
4642
0
0
PPG INDS INC
COM
693506107
247
1067
SH
SOLE
1067
0
0
MACYS INC
COM
55616P104
247
3750
SH
SOLE
3750
0
0
SPDR SERIES TRUST
DB INT GVT ETF
78464A490
243
4261
SH
SOLE
4261
0
0
MARATHON PETE CORP
COM
56585A102
242
2684
SH
SOLE
2684
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
237
5698
SH
SOLE
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0
0
MCKESSON CORP
COM
58155Q103
236
1138
SH
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1138
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
236
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SH
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PFIZER INC
COM
717081103
234
7500
SH
SOLE
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0
0
MICROSOFT CORP
COM
594918104
228
4913
SH
SOLE
4913
0
0
GENERAL ELECTRIC CO
COM
369604103
225
8895
SH
SOLE
8895
0
0
ROCKWELL AUTOMATION INC
COM
773903109
214
1924
SH
SOLE
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0
0
ISHARES
1-3 YR CR BD ETF
464288646
208
1980
SH
SOLE
1980
0
0
CBS CORP NEW
CL B
124857202
205
3704
SH
SOLE
3704
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
198
1600
SH
SOLE
1600
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
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196
2449
SH
SOLE
2449
0
0
ISHARES
INTERM CR BD ETF
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192
1758
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SOLE
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0
ISHARES TR
LATN AMER 40 ETF
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SH
SOLE
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0
VANGUARD INDEX FDS
REIT ETF
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180
2220
SH
SOLE
2220
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
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180
4487
SH
SOLE
4487
0
0
CONOCOPHILLIPS
COM
20825C104
179
2599
SH
SOLE
2599
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0
ISHARES TR
RUS 1000 GRW ETF
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1856
SH
SOLE
1856
0
0
ISHARES TR
1-3 YR TR BD ETF
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177
2093
SH
SOLE
2093
0
0
HALLIBURTON CO
COM
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158
4024
SH
SOLE
4024
0
0
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
156
6000
SH
SOLE
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0
0
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MICRO-CAP ETF
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SH
SOLE
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0
ISHARES TR
MSCI EAFE ETF
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151
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SH
SOLE
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0
0
OCCIDENTAL PETE CORP DEL
COM
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150
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SOLE
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0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
146
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SH
SOLE
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0
0
KINDER MORGAN INC DEL
COM
49456B101
137
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SH
SOLE
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INVESCO MORTGAGE CAPITAL INC
COM
46131B100
137
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SH
SOLE
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ISHARES
U.S. PFD STK ETF
464288687
132
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SOLE
3349
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0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
131
1651
SH
SOLE
1651
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
123
5912
SH
SOLE
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0
0
PETROLEO BRASILEIRO SA PETRO
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71654V408
123
16783
SH
SOLE
16783
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
121
400
SH
SOLE
400
0
0
ISHARES
MSCI AC ASIA ETF
464288182
119
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SH
SOLE
1955
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
115
1200
SH
SOLE
1200
0
0
WISDOMTREE TR
EMERG MKTS ETF
97717W315
102
2417
SH
SOLE
2417
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
101
4615
SH
SOLE
4615
0
0
POWERSHARES ETF TRUST
NASD INTNT ETF
73935X146
101
1500
SH
SOLE
1500
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
95
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SH
SOLE
7329
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
76
732
SH
SOLE
732
0
0
ISHARES GOLD TRUST
ISHARES
464285105
75
6594
SH
SOLE
6594
0
0
ISHARES
JP MOR EM MK ETF
464288281
75
685
SH
SOLE
685
0
0
3M CO
COM
88579Y101
75
455
SH
SOLE
455
0
0
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
72
2310
SH
SOLE
2310
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
68
1000
SH
SOLE
1000
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
66
1432
SH
SOLE
1432
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
57
1000
SH
SOLE
1000
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
52
1346
SH
SOLE
1346
0
0
VALE S A
ADR
91912E105
46
5600
SH
SOLE
5600
0
0
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
45
3708
SH
SOLE
3708
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
45
3000
SH
SOLE
3000
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
42
420
SH
SOLE
420
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
42
402
SH
SOLE
402
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
41
1000
SH
SOLE
1000
0
0
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
39
1530
SH
SOLE
1530
0
0
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
36
1183
SH
SOLE
1183
0
0
MARKET VECTORS ETF TR
EM LC CURR DBT
57060U522
35
1652
SH
SOLE
1652
0
0
WISDOMTREE TR
ASIA LC DBT F
97717X842
32
676
SH
SOLE
676
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
30
1640
SH
SOLE
1640
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
30
1480
SH
SOLE
1480
0
0
ROYAL BK SCOTLAND GROUP PLC
SPON ADR SER H
780097879
26
1000
SH
SOLE
1000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
23
131
SH
SOLE
131
0
0
CITIGROUP INC
COM NEW
172967424
18
325
SH
SOLE
325
0
0
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
16
901
SH
SOLE
901
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
15
3280
SH
SOLE
3280
0
0
ABBVIE INC
COM
00287Y109
14
220
SH
SOLE
220
0
0
TIME WARNER INC
COM NEW
887317303
14
160
SH
SOLE
160
0
0
MORGAN STANLEY
COM NEW
617446448
13
335
SH
SOLE
335
0
0
BARCLAYS BK PLC
ADR 2 PREF 2
06739F390
13
500
SH
SOLE
500
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
13
100
SH
SOLE
100
0
0
DEUTSCHE BK AG LDN BRH
PS GOLD DS ETN
25154H756
12
1556
SH
SOLE
1556
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
11
114
SH
SOLE
114
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
11
200
SH
SOLE
200
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
11
195
SH
SOLE
195
0
0
CELGENE CORP
COM
151020104
10
90
SH
SOLE
90
0
0
TIME WARNER CABLE INC
COM
88732J207
10
65
SH
SOLE
65
0
0
CENTRAIS ELETRICAS BRASILEIR
SPONSORED ADR
15234Q207
9
4400
SH
SOLE
4400
0
0
HORMEL FOODS CORP
COM
440452100
9
175
SH
SOLE
175
0
0
PEPSICO INC
COM
713448108
9
95
SH
SOLE
95
0
0
GOOGLE INC
CL C
38259P706
9
17
SH
SOLE
17
0
0
LOWES COS INC
COM
548661107
8
120
SH
SOLE
120
0
0
BOEING CO
COM
097023105
8
60
SH
SOLE
60
0
0
MICRON TECHNOLOGY INC
COM
595112103
7
210
SH
SOLE
210
0
0
VIACOM INC NEW
CL B
92553P201
7
95
SH
SOLE
95
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
7
183
SH
SOLE
183
0
0
GOOGLE INC
CL A
38259P508
6
12
SH
SOLE
12
0
0
SUNCOR ENERGY INC NEW
COM
867224107
5
170
SH
SOLE
170
0
0
COLGATE PALMOLIVE CO
COM
194162103
5
75
SH
SOLE
75
0
0
HESS CORP
COM
42809H107
5
65
SH
SOLE
65
0
0
FIRSTENERGY CORP
COM
337932107
5
118
SH
SOLE
118
0
0
ISHARES
MSCI PAC JP ETF
464286665
3
63
SH
SOLE
63
0
0
ULTRA PETROLEUM CORP
COM
903914109
3
190
SH
SOLE
190
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
2
73
SH
SOLE
73
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
2
839
SH
SOLE
839
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1
73
SH
SOLE
73
0
0
GENERAL MTRS CO
COM
37045V100
0
6
SH
SOLE
6
0
0
ROUSE PPTYS INC
COM
779287101
0
5
SH
SOLE
5
0
0