0001085146-19-002752.txt : 20191106 0001085146-19-002752.hdr.sgml : 20191106 20191106164029 ACCESSION NUMBER: 0001085146-19-002752 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 EFFECTIVENESS DATE: 20191106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Checchi Capital Advisers, LLC CENTRAL INDEX KEY: 0001598186 IRS NUMBER: 208532278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15706 FILM NUMBER: 191196895 BUSINESS ADDRESS: STREET 1: 9720 WILSHIRE BLVD, 4TH FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 3104320010 MAIL ADDRESS: STREET 1: 9720 WILSHIRE BLVD, 4TH FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90212 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001598186 XXXXXXXX 09-30-2019 09-30-2019 false Checchi Capital Advisers, LLC

9720 WILSHIRE BLVD, 4TH FLOOR BEVERLY HILLS CA 90212

13F HOLDINGS REPORT 028-15706 N Mr. Adam Checchi 310-432-0010 /s/ Adam Checchi Beverly Hill CA 11-01-2019 0 431 768305 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 931 5661 SH SOLE 5661 0 0 ABB LTD SPONSORED ADR 000375204 301 15328 SH SOLE 15328 0 0 ABBOTT LABS COM 002824100 1371 16383 SH SOLE 16383 0 0 ABBVIE INC COM 00287Y109 1304 17226 SH SOLE 17226 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1281 6658 SH SOLE 6658 0 0 ACTIVISION BLIZZARD INC COM 00507V109 302 5711 SH SOLE 5711 0 0 ADOBE INC COM 00724F101 1194 4322 SH SOLE 4322 0 0 AEGON N V NY REGISTRY SHS 007924103 51 12456 SH SOLE 12456 0 0 AFLAC INC COM 001055102 359 6853 SH SOLE 6853 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 206 2689 SH SOLE 2689 0 0 AIR PRODS & CHEMS INC COM 009158106 424 1909 SH SOLE 1909 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1300 7777 SH SOLE 7777 0 0 ALLEGHANY CORP DEL COM 017175100 282 353 SH SOLE 353 0 0 ALLERGAN PLC SHS G0177J108 344 2044 SH SOLE 2044 0 0 ALLSTATE CORP COM 020002101 370 3408 SH SOLE 3408 0 0 ALPHABET INC CAP STK CL A 02079K305 3459 2833 SH SOLE 2833 0 0 ALPHABET INC CAP STK CL C 02079K107 3833 3144 SH SOLE 3144 0 0 ALTRIA GROUP INC COM 02209S103 900 22005 SH SOLE 22005 0 0 AMAZON COM INC COM 023135106 7014 4041 SH SOLE 4041 0 0 AMAZON COM INC COM 023135106 73248 42200 SH Put SOLE 42200 0 0 AMBEV SA SPONSORED ADR 02319V103 284 61369 SH SOLE 61369 0 0 AMCOR PLC ORD G0250X107 129 13222 SH SOLE 13222 0 0 AMEREN CORP COM 023608102 225 2806 SH SOLE 2806 0 0 AMERICAN ELEC PWR CO INC COM 025537101 562 5997 SH SOLE 5997 0 0 AMERICAN EXPRESS CO COM 025816109 982 8300 SH SOLE 8300 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 418 7509 SH SOLE 7509 0 0 AMERICAN TOWER CORP NEW COM 03027X100 876 3961 SH SOLE 3961 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 262 2105 SH SOLE 2105 0 0 AMGEN INC COM 031162100 1238 6396 SH SOLE 6396 0 0 AMPHENOL CORP NEW CL A 032095101 285 2951 SH SOLE 2951 0 0 ANALOG DEVICES INC COM 032654105 373 3339 SH SOLE 3339 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 471 4945 SH SOLE 4945 0 0 ANNALY CAP MGMT INC COM 035710409 235 26744 SH SOLE 26744 0 0 ANTHEM INC COM 036752103 603 2513 SH SOLE 2513 0 0 AON PLC SHS CL A G0408V102 475 2452 SH SOLE 2452 0 0 APPLE INC COM 037833100 12117 54099 SH SOLE 54099 0 0 APPLE INC COM 037833100 672 3000 SH Put SOLE 3000 0 0 APPLIED MATLS INC COM 038222105 412 8255 SH SOLE 8255 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 668 2691 SH SOLE 2691 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 765 17170 SH SOLE 17170 0 0 AT&T INC COM 00206R102 2892 76434 SH SOLE 76434 0 0 AUTODESK INC COM 052769106 200 1356 SH SOLE 1356 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 889 5508 SH SOLE 5508 0 0 AUTOZONE INC COM 053332102 437 403 SH SOLE 403 0 0 AVALONBAY CMNTYS INC COM 053484101 248 1151 SH SOLE 1151 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 127 24390 SH SOLE 24390 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 168 20653 SH SOLE 20653 0 0 BANCO BRADESCO S A SPONSORED ADR 059460402 88 11654 SH SOLE 11654 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 173 15848 SH SOLE 15848 0 0 BANCO SANTANDER SA ADR 05964H105 275 68350 SH SOLE 68350 0 0 BANK AMER CORP COM 060505104 2392 81989 SH SOLE 81989 0 0 BANK N S HALIFAX COM 064149107 244 4282 SH SOLE 4282 0 0 BANK NEW YORK MELLON CORP COM 064058100 420 9285 SH SOLE 9285 0 0 BARCLAYS PLC ADR 06738E204 77 10502 SH SOLE 10502 0 0 BARRICK GOLD CORPORATION COM 067901108 177 10205 SH SOLE 10205 0 0 BAXTER INTL INC COM 071813109 494 5645 SH SOLE 5645 0 0 BB&T CORP COM 054937107 301 5638 SH SOLE 5638 0 0 BECTON DICKINSON & CO COM 075887109 673 2662 SH SOLE 2662 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 312 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3215 15455 SH SOLE 15455 0 0 BEST BUY INC COM 086516101 241 3488 SH SOLE 3488 0 0 BHP GROUP LTD SPONSORED ADS 088606108 514 10400 SH SOLE 10400 0 0 BHP GROUP PLC SPONSORED ADR 05545E209 444 10356 SH SOLE 10356 0 0 BIOGEN INC COM 09062X103 379 1630 SH SOLE 1630 0 0 BLACKROCK INC COM 09247X101 705 1583 SH SOLE 1583 0 0 BOEING CO COM 097023105 2130 5598 SH SOLE 5598 0 0 BOOKING HLDGS INC COM 09857L108 724 369 SH SOLE 369 0 0 BOSTON SCIENTIFIC CORP COM 101137107 510 12528 SH SOLE 12528 0 0 BP PLC SPONSORED ADR 055622104 751 19778 SH SOLE 19778 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 674 13292 SH SOLE 13292 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 567 15360 SH SOLE 15360 0 0 BROADCOM INC COM 11135F101 1000 3621 SH SOLE 3621 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 299 5629 SH SOLE 5629 0 0 CANADIAN NATL RY CO COM 136375102 339 3774 SH SOLE 3774 0 0 CANON INC SPONSORED ADR 138006309 234 8770 SH SOLE 8770 0 0 CAPITAL ONE FINL CORP COM 14040H105 439 4830 SH SOLE 4830 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 200 4573 SH SOLE 4573 0 0 CASTLIGHT HEALTH INC CL B 14862Q100 30 10000 SH SOLE 10000 0 0 CATERPILLAR INC DEL COM 149123101 641 5074 SH SOLE 5074 0 0 CELANESE CORP DEL COM 150870103 276 2254 SH SOLE 2254 0 0 CELGENE CORP COM 151020104 512 5160 SH SOLE 5160 0 0 CENTURYLINK INC COM 156700106 200 16033 SH SOLE 16033 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 901 2187 SH SOLE 2187 0 0 CHESAPEAKE ENERGY CORP COM 165167107 28 19793 SH SOLE 19793 0 0 CHEVRON CORP NEW COM 166764100 2373 20012 SH SOLE 20012 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 505 12190 SH SOLE 12190 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 105 10025 SH SOLE 10025 0 0 CHUBB LIMITED COM H1467J104 609 3774 SH SOLE 3774 0 0 CHURCH & DWIGHT INC COM 171340102 214 2845 SH SOLE 2845 0 0 CIGNA CORP NEW COM 125523100 638 4201 SH SOLE 4201 0 0 CINCINNATI FINL CORP COM 172062101 254 2181 SH SOLE 2181 0 0 CINTAS CORP COM 172908105 338 1261 SH SOLE 1261 0 0 CISCO SYS INC COM 17275R102 2530 51215 SH SOLE 51215 0 0 CITIGROUP INC COM NEW 172967424 1550 22437 SH SOLE 22437 0 0 CLEARWAY ENERGY INC CL A 18539C105 434 25000 SH SOLE 25000 0 0 CLEARWAY ENERGY INC CL C 18539C204 456 25000 SH SOLE 25000 0 0 CME GROUP INC COM 12572Q105 928 4390 SH SOLE 4390 0 0 CNOOC LTD SPONSORED ADR 126132109 289 1895 SH SOLE 1895 0 0 COCA COLA CO COM 191216100 2134 39194 SH SOLE 39194 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 387 6420 SH SOLE 6420 0 0 COLGATE PALMOLIVE CO COM 194162103 546 7430 SH SOLE 7430 0 0 COMCAST CORP NEW CL A 20030N101 1804 40030 SH SOLE 40030 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 120 10100 SH SOLE 10100 0 0 CONOCOPHILLIPS COM 20825C104 465 8155 SH SOLE 8155 0 0 CONSOLIDATED EDISON INC COM 209115104 388 4103 SH SOLE 4103 0 0 CONSTELLATION BRANDS INC CL A 21036P108 336 1623 SH SOLE 1623 0 0 CORNING INC COM 219350105 295 10344 SH SOLE 10344 0 0 COSTAR GROUP INC COM 22160N109 266 449 SH SOLE 449 0 0 COSTCO WHSL CORP NEW COM 22160K105 1103 3829 SH SOLE 3829 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 612 4406 SH SOLE 4406 0 0 CSX CORP COM 126408103 577 8336 SH SOLE 8336 0 0 CUMMINS INC COM 231021106 204 1257 SH SOLE 1257 0 0 CVS HEALTH CORP COM 126650100 523 8293 SH SOLE 8293 0 0 DANAHER CORPORATION COM 235851102 833 5769 SH SOLE 5769 0 0 DARDEN RESTAURANTS INC COM 237194105 309 2610 SH SOLE 2610 0 0 DEERE & CO COM 244199105 451 2671 SH SOLE 2671 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 357 6201 SH SOLE 6201 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 691 4223 SH SOLE 4223 0 0 DIGITAL RLTY TR INC COM 253868103 241 1853 SH SOLE 1853 0 0 DISCOVER FINL SVCS COM 254709108 200 2462 SH SOLE 2462 0 0 DISNEY WALT CO COM DISNEY 254687106 2233 17132 SH SOLE 17132 0 0 DOLLAR GEN CORP NEW COM 256677105 338 2126 SH SOLE 2126 0 0 DOLLAR TREE INC COM 256746108 257 2248 SH SOLE 2248 0 0 DOMINION ENERGY INC COM 25746U109 551 6800 SH SOLE 6800 0 0 DOMINOS PIZZA INC COM 25754A201 201 823 SH SOLE 823 0 0 DOW INC COM 260557103 266 5579 SH SOLE 5579 0 0 DTE ENERGY CO COM 233331107 243 1828 SH SOLE 1828 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 698 7285 SH SOLE 7285 0 0 DUPONT DE NEMOURS INC COM 26614N102 406 5696 SH SOLE 5696 0 0 EATON CORP PLC SHS G29183103 302 3636 SH SOLE 3636 0 0 EBAY INC COM 278642103 429 11000 SH SOLE 11000 0 0 ECOLAB INC COM 278865100 521 2632 SH SOLE 2632 0 0 EDISON INTL COM 281020107 243 3226 SH SOLE 3226 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 419 1905 SH SOLE 1905 0 0 ELECTRONIC ARTS INC COM 285512109 294 3010 SH SOLE 3010 0 0 EMERSON ELEC CO COM 291011104 395 5912 SH SOLE 5912 0 0 ENBRIDGE INC COM 29250N105 386 10997 SH SOLE 10997 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 635 48533 SH SOLE 48533 0 0 ENI S P A SPONSORED ADR 26874R108 238 7802 SH SOLE 7802 0 0 ENTERGY CORP NEW COM 29364G103 229 1948 SH SOLE 1948 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1991 69650 SH SOLE 69650 0 0 EOG RES INC COM 26875P101 387 5220 SH SOLE 5220 0 0 EQUINIX INC COM 29444U700 428 742 SH SOLE 742 0 0 EQUINOR ASA SPONSORED ADR 29446M102 266 14060 SH SOLE 14060 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 205 2374 SH SOLE 2374 0 0 ERICSSON ADR B SEK 10 294821608 117 14711 SH SOLE 14711 0 0 ESSEX PPTY TR INC COM 297178105 340 1042 SH SOLE 1042 0 0 EVERSOURCE ENERGY COM 30040W108 340 3980 SH SOLE 3980 0 0 EXELON CORP COM 30161N101 411 8497 SH SOLE 8497 0 0 EXXON MOBIL CORP COM 30231G102 1888 26737 SH SOLE 26737 0 0 FACEBOOK INC CL A 30303M102 3603 20231 SH SOLE 20231 0 0 FEDEX CORP COM 31428X106 422 2902 SH SOLE 2902 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1040 7831 SH SOLE 7831 0 0 FIRSTENERGY CORP COM 337932107 212 4404 SH SOLE 4404 0 0 FISERV INC COM 337738108 587 5664 SH SOLE 5664 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 287 1000 SH SOLE 1000 0 0 FORD MTR CO DEL COM 345370860 286 31268 SH SOLE 31268 0 0 FORTIVE CORP COM 34959J108 317 4622 SH SOLE 4622 0 0 FREEPORT-MCMORAN INC CL B 35671D857 139 14490 SH SOLE 14490 0 0 GALLAGHER ARTHUR J & CO COM 363576109 248 2772 SH SOLE 2772 0 0 GENERAL DYNAMICS CORP COM 369550108 414 2263 SH SOLE 2263 0 0 GENERAL ELECTRIC CO COM 369604103 515 57658 SH SOLE 57658 0 0 GENERAL MLS INC COM 370334104 204 3701 SH SOLE 3701 0 0 GENERAL MTRS CO COM 37045V100 445 11878 SH SOLE 11878 0 0 GILEAD SCIENCES INC COM 375558103 651 10273 SH SOLE 10273 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 595 13936 SH SOLE 13936 0 0 GLOBAL PMTS INC COM 37940X102 286 1796 SH SOLE 1796 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 624 3010 SH SOLE 3010 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 259 4279 SH SOLE 4279 0 0 HASBRO INC COM 418056107 227 1916 SH SOLE 1916 0 0 HCA HEALTHCARE INC COM 40412C101 380 3155 SH SOLE 3155 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 172 11366 SH SOLE 11366 0 0 HOME DEPOT INC COM 437076102 2686 11577 SH SOLE 11577 0 0 HONDA MOTOR LTD AMERN SHS 438128308 245 9399 SH SOLE 9399 0 0 HONEYWELL INTL INC COM 438516106 1303 7703 SH SOLE 7703 0 0 HP INC COM 40434L105 233 12319 SH SOLE 12319 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 770 20111 SH SOLE 20111 0 0 HUMANA INC COM 444859102 419 1638 SH SOLE 1638 0 0 HUNTINGTON BANCSHARES INC COM 446150104 178 12499 SH SOLE 12499 0 0 ICICI BK LTD ADR 45104G104 136 11178 SH SOLE 11178 0 0 ILLINOIS TOOL WKS INC COM 452308109 571 3647 SH SOLE 3647 0 0 ILLUMINA INC COM 452327109 321 1055 SH SOLE 1055 0 0 INFOSYS LTD SPONSORED ADR 456788108 131 11488 SH SOLE 11488 0 0 ING GROEP N V SPONSORED ADR 456837103 249 23809 SH SOLE 23809 0 0 INGERSOLL-RAND PLC SHS G47791101 237 1924 SH SOLE 1924 0 0 INTEL CORP COM 458140100 2703 52463 SH SOLE 52463 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 505 5477 SH SOLE 5477 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1204 8280 SH SOLE 8280 0 0 INTUIT COM 461202103 705 2651 SH SOLE 2651 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 638 1182 SH SOLE 1182 0 0 INVESCO CURNCYSHS JAPANESE Y JAPANESE YEN 46138W107 2030 23083 SH SOLE 23083 0 0 INVESCO EXCHNG TRADED FD TR INTL CORP BD 46138E636 6667 254455 SH SOLE 254455 0 0 INVESCO INDIA EXCHG TRED FD INDIA ETF 46137R109 824 34021 SH SOLE 34021 0 0 IONIS PHARMACEUTICALS INC COM 462222100 238 3978 SH SOLE 3978 0 0 IQVIA HLDGS INC COM 46266C105 221 1480 SH SOLE 1480 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1631 33282 SH SOLE 33282 0 0 ISHARES INC EM MKT SM-CP ETF 464286475 2862 67968 SH SOLE 67968 0 0 ISHARES INC JP MORGAN EM ETF 464286517 4176 94454 SH SOLE 94454 0 0 ISHARES INC MSCI HONG KG ETF 464286871 234 10327 SH SOLE 10327 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 690 12162 SH SOLE 12162 0 0 ISHARES INC MSCI PAC JP ETF 464286665 383 8563 SH SOLE 8563 0 0 ISHARES INC MSCI STH KOR ETF 464286772 2472 43868 SH SOLE 43868 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 2179 59932 SH SOLE 59932 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2278 26860 SH SOLE 26860 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1387 9691 SH SOLE 9691 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 2365 18650 SH SOLE 18650 0 0 ISHARES TR AGENCY BOND ETF 464288166 670 5746 SH SOLE 5746 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 646 5746 SH SOLE 5746 0 0 ISHARES TR CORE US AGGBD ET 464287226 244 2156 SH SOLE 2156 0 0 ISHARES TR EAFE GRWTH ETF 464288885 2766 34357 SH SOLE 34357 0 0 ISHARES TR EAFE SML CP ETF 464288273 5084 88841 SH SOLE 88841 0 0 ISHARES TR EAFE VALUE ETF 464288877 1942 40993 SH SOLE 40993 0 0 ISHARES TR EUROPE ETF 464287861 1263 29181 SH SOLE 29181 0 0 ISHARES TR INTL TREA BD ETF 464288117 30793 610093 SH SOLE 610093 0 0 ISHARES TR JPMORGAN USD EMG 464288281 5230 46140 SH SOLE 46140 0 0 ISHARES TR MBS ETF 464288588 12108 111806 SH SOLE 111806 0 0 ISHARES TR MSCI EAFE ETF 464287465 43828 672100 SH Put SOLE 672100 0 0 ISHARES TR MSCI EAFE ETF 464287465 4226 64800 SH Call SOLE 64800 0 0 ISHARES TR MSCI EAFE ETF 464287465 2895 44396 SH SOLE 44396 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7177 175600 SH Put SOLE 175600 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3254 79609 SH SOLE 79609 0 0 ISHARES TR MSCI INDIA ETF 46429B598 3602 107300 SH SOLE 107300 0 0 ISHARES TR NATIONAL MUN ETF 464288414 610 5349 SH SOLE 5349 0 0 ISHARES TR PFD AND INCM SEC 464288687 274 7289 SH SOLE 7289 0 0 ISHARES TR S&P 100 ETF 464287101 394 3000 SH SOLE 3000 0 0 ISHARES TR USD INV GRDE ETF 464288620 4307 73905 SH SOLE 73905 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 308 36643 SH SOLE 36643 0 0 JOHNSON & JOHNSON COM 478160104 4067 31434 SH SOLE 31434 0 0 JOHNSON CTLS INTL PLC SHS G51502105 236 5372 SH SOLE 5372 0 0 JPMORGAN CHASE & CO COM 46625H100 3951 33570 SH SOLE 33570 0 0 KIMBERLY CLARK CORP COM 494368103 514 3617 SH SOLE 3617 0 0 KINDER MORGAN INC DEL COM 49456B101 280 13593 SH SOLE 13593 0 0 KLA CORPORATION COM NEW 482480100 304 1904 SH SOLE 1904 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 295 6395 SH SOLE 6395 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 405 1942 SH SOLE 1942 0 0 LAM RESEARCH CORP COM 512807108 316 1366 SH SOLE 1366 0 0 LAS VEGAS SANDS CORP COM 517834107 228 3955 SH SOLE 3955 0 0 LAUDER ESTEE COS INC CL A 518439104 387 1944 SH SOLE 1944 0 0 LILLY ELI & CO COM 532457108 1181 10558 SH SOLE 10558 0 0 LINDE PLC SHS G5494J103 573 2956 SH SOLE 2956 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 193 73215 SH SOLE 73215 0 0 LOCKHEED MARTIN CORP COM 539830109 1429 3663 SH SOLE 3663 0 0 LOWES COS INC COM 548661107 965 8772 SH SOLE 8772 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 238 2661 SH SOLE 2661 0 0 MARATHON OIL CORP COM 565849106 838 68263 SH SOLE 68263 0 0 MARATHON PETE CORP COM 56585A102 302 4970 SH SOLE 4970 0 0 MARKEL CORP COM 570535104 220 186 SH SOLE 186 0 0 MARRIOTT INTL INC NEW CL A 571903202 357 2870 SH SOLE 2870 0 0 MARSH & MCLENNAN COS INC COM 571748102 483 4831 SH SOLE 4831 0 0 MASTERCARD INC CL A 57636Q104 2498 9197 SH SOLE 9197 0 0 MCDONALDS CORP COM 580135101 1967 9163 SH SOLE 9163 0 0 MEDTRONIC PLC SHS G5960L103 1111 10225 SH SOLE 10225 0 0 MERCK & CO INC COM 58933Y105 2133 25338 SH SOLE 25338 0 0 METLIFE INC COM 59156R108 299 6350 SH SOLE 6350 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 288 409 SH SOLE 409 0 0 MFA FINL INC COM 55272X102 84 11465 SH SOLE 11465 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 262 2821 SH SOLE 2821 0 0 MICRON TECHNOLOGY INC COM 595112103 257 5987 SH SOLE 5987 0 0 MICROSOFT CORP COM 594918104 11539 82996 SH SOLE 82996 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 317 62361 SH SOLE 62361 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 199 64937 SH SOLE 64937 0 0 MONDELEZ INTL INC CL A 609207105 678 12259 SH SOLE 12259 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 501 8624 SH SOLE 8624 0 0 MOODYS CORP COM 615369105 264 1290 SH SOLE 1290 0 0 MORGAN STANLEY COM NEW 617446448 451 10565 SH SOLE 10565 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 277 1623 SH SOLE 1623 0 0 NASDAQ INC COM 631103108 200 2013 SH SOLE 2013 0 0 NETFLIX INC COM 64110L106 1028 3840 SH SOLE 3840 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 1218 77694 SH SOLE 77694 0 0 NEXTERA ENERGY INC COM 65339F101 1246 5350 SH SOLE 5350 0 0 NIKE INC CL B 654106103 1147 12212 SH SOLE 12212 0 0 NOKIA CORP SPONSORED ADR 654902204 87 17203 SH SOLE 17203 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 60 14232 SH SOLE 14232 0 0 NORFOLK SOUTHERN CORP COM 655844108 496 2761 SH SOLE 2761 0 0 NORTHROP GRUMMAN CORP COM 666807102 1380 3682 SH SOLE 3682 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1454 16733 SH SOLE 16733 0 0 NOVO-NORDISK A S ADR 670100205 665 12858 SH SOLE 12858 0 0 NUTANIX INC CL A 67059N108 685 26108 SH SOLE 26108 0 0 NVIDIA CORP COM 67066G104 858 4932 SH SOLE 4932 0 0 NVR INC COM 62944T105 227 61 SH SOLE 61 0 0 NXP SEMICONDUCTORS N V COM N6596X109 203 1862 SH SOLE 1862 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 315 790 SH SOLE 790 0 0 OCCIDENTAL PETE CORP COM 674599105 265 5954 SH SOLE 5954 0 0 OMNICOM GROUP INC COM 681919106 211 2694 SH SOLE 2694 0 0 ONEOK INC NEW COM 682680103 358 4860 SH SOLE 4860 0 0 ORACLE CORP COM 68389X105 1783 32393 SH SOLE 32393 0 0 ORANGE SPONSORED ADR 684060106 210 13517 SH SOLE 13517 0 0 PACCAR INC COM 693718108 204 2912 SH SOLE 2912 0 0 PARKER HANNIFIN CORP COM 701094104 265 1465 SH SOLE 1465 0 0 PAYCHEX INC COM 704326107 367 4437 SH SOLE 4437 0 0 PAYPAL HLDGS INC COM 70450Y103 1204 11619 SH SOLE 11619 0 0 PEPSICO INC COM 713448108 1927 14054 SH SOLE 14054 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 143 10871 SH SOLE 10871 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 216 14917 SH SOLE 14917 0 0 PFIZER INC COM 717081103 2269 63148 SH SOLE 63148 0 0 PHILIP MORRIS INTL INC COM 718172109 1181 15557 SH SOLE 15557 0 0 PHILLIPS 66 COM 718546104 415 4057 SH SOLE 4057 0 0 PNC FINL SVCS GROUP INC COM 693475105 546 3896 SH SOLE 3896 0 0 PPG INDS INC COM 693506107 241 2031 SH SOLE 2031 0 0 PRICE T ROWE GROUP INC COM 74144T108 211 1851 SH SOLE 1851 0 0 PROCTER & GAMBLE CO COM 742718109 3301 26537 SH SOLE 26537 0 0 PROGRESSIVE CORP OHIO COM 743315103 495 6411 SH SOLE 6411 0 0 PROLOGIS INC COM 74340W103 463 5432 SH SOLE 5432 0 0 PRUDENTIAL FINL INC COM 744320102 299 3326 SH SOLE 3326 0 0 PRUDENTIAL PLC ADR 74435K204 245 6746 SH SOLE 6746 0 0 PUBLIC STORAGE COM 74460D109 316 1287 SH SOLE 1287 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 383 6174 SH SOLE 6174 0 0 PULTE GROUP INC COM 745867101 588 16087 SH SOLE 16087 0 0 QUALCOMM INC COM 747525103 897 11760 SH SOLE 11760 0 0 RAYTHEON CO COM NEW 755111507 633 3226 SH SOLE 3226 0 0 REALTY INCOME CORP COM 756109104 344 4480 SH SOLE 4480 0 0 REGIONS FINL CORP NEW COM 7591EP100 249 15752 SH SOLE 15752 0 0 RELX PLC SPONSORED ADR 759530108 255 10736 SH SOLE 10736 0 0 REPUBLIC SVCS INC COM 760759100 218 2516 SH SOLE 2516 0 0 RIO TINTO PLC SPONSORED ADR 767204100 518 9940 SH SOLE 9940 0 0 ROPER TECHNOLOGIES INC COM 776696106 277 777 SH SOLE 777 0 0 ROSS STORES INC COM 778296103 439 3992 SH SOLE 3992 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 505 6224 SH SOLE 6224 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 82 15987 SH SOLE 15987 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 246 2270 SH SOLE 2270 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 687 11476 SH SOLE 11476 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 734 12476 SH SOLE 12476 0 0 S&P GLOBAL INC COM 78409V104 658 2684 SH SOLE 2684 0 0 SALESFORCE COM INC COM 79466L302 890 5996 SH SOLE 5996 0 0 SANOFI SPONSORED ADR 80105N105 658 14209 SH SOLE 14209 0 0 SAP SE SPON ADR 803054204 910 7721 SH SOLE 7721 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 491 2035 SH SOLE 2035 0 0 SCHLUMBERGER LTD COM 806857108 255 7451 SH SOLE 7451 0 0 SEMPRA ENERGY COM 816851109 335 2271 SH SOLE 2271 0 0 SERVICENOW INC COM 81762P102 357 1407 SH SOLE 1407 0 0 SHERWIN WILLIAMS CO COM 824348106 552 1004 SH SOLE 1004 0 0 SIMON PPTY GROUP INC NEW COM 828806109 360 2315 SH SOLE 2315 0 0 SIRIUS XM HLDGS INC COM 82968B103 199 31802 SH SOLE 31802 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 219 4546 SH SOLE 4546 0 0 SNAP INC CL A 83304A106 1264 79972 SH SOLE 79972 0 0 SONY CORP SPONSORED ADR 835699307 533 9010 SH SOLE 9010 0 0 SOUTHERN CO COM 842587107 547 8856 SH SOLE 8856 0 0 SOUTHWEST AIRLS CO COM 844741108 350 6476 SH SOLE 6476 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2248 16190 SH SOLE 16190 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 739 17022 SH SOLE 17022 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 44 147 SH SOLE 147 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5134 17300 SH Call SOLE 17300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 147702 497700 SH Put SOLE 497700 0 0 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 35289 1229569 SH SOLE 1229569 0 0 SPDR SERIES TRUST BLOMBRG BRC INTL 78464A151 8499 255208 SH SOLE 255208 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 547 5026 SH SOLE 5026 0 0 SPDR SERIES TRUST PORTFLI MORTGAGE 78464A383 6052 230380 SH SOLE 230380 0 0 SPRINT CORPORATION COM 85207U105 154 25014 SH SOLE 25014 0 0 STARBUCKS CORP COM 855244109 1024 11582 SH SOLE 11582 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 225 11626 SH SOLE 11626 0 0 STRYKER CORP COM 863667101 731 3380 SH SOLE 3380 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 289 42294 SH SOLE 42294 0 0 SUNTRUST BKS INC COM 867914103 273 3966 SH SOLE 3966 0 0 SYNOPSYS INC COM 871607107 277 2021 SH SOLE 2021 0 0 SYSCO CORP COM 871829107 592 7452 SH SOLE 7452 0 0 T MOBILE US INC COM 872590104 446 5663 SH SOLE 5663 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 853 18362 SH SOLE 18362 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 249 14477 SH SOLE 14477 0 0 TARGET CORP COM 87612E106 591 5524 SH SOLE 5524 0 0 TC ENERGY CORP COM 87807B107 222 4291 SH SOLE 4291 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 217 4652 SH SOLE 4652 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 136 10306 SH SOLE 10306 0 0 TELEFONICA S A SPONSORED ADR 879382208 137 17984 SH SOLE 17984 0 0 TESLA INC COM 88160R101 323 1339 SH SOLE 1339 0 0 TEXAS INSTRS INC COM 882508104 1401 10841 SH SOLE 10841 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 459 10984 SH SOLE 10984 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 982 3372 SH SOLE 3372 0 0 THOMSON REUTERS CORP COM NEW 884903709 375 5604 SH SOLE 5604 0 0 TJX COS INC NEW COM 872540109 700 12559 SH SOLE 12559 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 448 7698 SH SOLE 7698 0 0 TOTAL S A SPONSORED ADS 89151E109 770 14799 SH SOLE 14799 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1155 8588 SH SOLE 8588 0 0 TRANSDIGM GROUP INC COM 893641100 399 767 SH SOLE 767 0 0 TRAVELERS COMPANIES INC COM 89417E109 463 3111 SH SOLE 3111 0 0 UBS GROUP AG SHS H42097107 218 19292 SH SOLE 19292 0 0 UNILEVER N V N Y SHS NEW 904784709 884 14733 SH SOLE 14733 0 0 UNILEVER PLC SPON ADR NEW 904767704 558 9285 SH SOLE 9285 0 0 UNION PACIFIC CORP COM 907818108 1093 6746 SH SOLE 6746 0 0 UNITED AIRLINES HLDGS INC COM 910047109 225 2544 SH SOLE 2544 0 0 UNITED PARCEL SERVICE INC CL B 911312106 796 6643 SH SOLE 6643 0 0 UNITED TECHNOLOGIES CORP COM 913017109 966 7079 SH SOLE 7079 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1978 9103 SH SOLE 9103 0 0 US BANCORP DEL COM NEW 902973304 909 16422 SH SOLE 16422 0 0 V F CORP COM 918204108 338 3802 SH SOLE 3802 0 0 VALE S A SPONSORED ADS 91912E105 451 39247 SH SOLE 39247 0 0 VALERO ENERGY CORP NEW COM 91913Y100 326 3824 SH SOLE 3824 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 9504 287989 SH SOLE 287989 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 430 5092 SH SOLE 5092 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3631 21839 SH SOLE 21839 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 775 5234 SH SOLE 5234 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1188 10510 SH SOLE 10510 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 236 1407 SH SOLE 1407 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 286 2216 SH SOLE 2216 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1981 12871 SH SOLE 12871 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 228 1251 SH SOLE 1251 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 474 3139 SH SOLE 3139 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 370 3314 SH SOLE 3314 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 795 19737 SH SOLE 19737 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1938 19011 SH SOLE 19011 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 5590 61267 SH SOLE 61267 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 6126 60570 SH SOLE 60570 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 215 2451 SH SOLE 2451 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 4529 85029 SH SOLE 85029 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 380 6244 SH SOLE 6244 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2839 35033 SH SOLE 35033 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 290 7058 SH SOLE 7058 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 583 5650 SH SOLE 5650 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 2461 30221 SH SOLE 30221 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2877 21685 SH SOLE 21685 0 0 VENTAS INC COM 92276F100 296 4059 SH SOLE 4059 0 0 VEREIT INC COM 92339V100 172 17598 SH SOLE 17598 0 0 VERISIGN INC COM 92343E102 249 1321 SH SOLE 1321 0 0 VERISK ANALYTICS INC COM 92345Y106 234 1481 SH SOLE 1481 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2228 36905 SH SOLE 36905 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 247 1459 SH SOLE 1459 0 0 VISA INC COM CL A 92826C839 2976 17301 SH SOLE 17301 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 268 13467 SH SOLE 13467 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 360 6517 SH SOLE 6517 0 0 WALMART INC COM 931142103 1990 16766 SH SOLE 16766 0 0 WASTE MGMT INC DEL COM 94106L109 742 6451 SH SOLE 6451 0 0 WATERS CORP COM 941848103 208 934 SH SOLE 934 0 0 WEC ENERGY GROUP INC COM 92939U106 273 2870 SH SOLE 2870 0 0 WELLS FARGO CO NEW COM 949746101 12161 241094 SH SOLE 241094 0 0 WELLS FARGO CO NEW COM 949746101 7727 153200 SH Put SOLE 153200 0 0 WELLTOWER INC COM 95040Q104 363 3999 SH SOLE 3999 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 416 20798 SH SOLE 20798 0 0 XCEL ENERGY INC COM 98389B100 418 6437 SH SOLE 6437 0 0 XILINX INC COM 983919101 217 2262 SH SOLE 2262 0 0 YUM BRANDS INC COM 988498101 390 3439 SH SOLE 3439 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 241 1754 SH SOLE 1754 0 0 ZOETIS INC CL A 98978V103 399 3201 SH SOLE 3201 0 0