0001598177-17-000004.txt : 20171027 0001598177-17-000004.hdr.sgml : 20171027 20171027161407 ACCESSION NUMBER: 0001598177-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 EFFECTIVENESS DATE: 20171027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES CENTRAL INDEX KEY: 0001598177 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15793 FILM NUMBER: 171159594 MAIL ADDRESS: STREET 1: 1112 SIR FRANCIS DRAKE BOULEVARD CITY: KENTFIELD STATE: CA ZIP: 94904-1419 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001598177 XXXXXXXX 09-30-2017 09-30-2017 HOERTKORN RICHARD CHARLES

1112 SIR FRANCIS DRAKE BOULEVARD KENTFIELD CA 94904-1419

13F HOLDINGS REPORT 028-15793 N RICHARD CHARLES HOERTKORN 4154828899 RICHARD CHARLES HOERTKORN KENTFIELD CA 10-27-2017 0 89 157661 false INFORMATION TABLE 2 093017workinginfo.xml AECOM TECHNOLOGY CORP COM 00766T100 920 25000 SH SOLE 0 25000 0 0 ALIBABA GROUP HOLDING SPONSORED ADR 01609W102 1668 9660 SH SOLE 0 9460 0 200 ALPHABET, INC. CL A 02079K305 3972 4079 SH SOLE 0 3952 0 127 ALPHABET, INC. CL C 02079K107 960 1001 SH SOLE 0 1001 0 0 AMERICAN STS WTR CO COM 029899101 97 1970 SH SOLE 0 1970 0 0 APACHE CORP COM 037411105 2771 60510 SH SOLE 0 58335 0 2175 APPLE INC COM 037833100 7033 45631 SH SOLE 0 44446 0 1185 ARCHER-DANIELS-MIDLAND CO COM 039483102 25 600 SH SOLE 0 600 0 0 AT&T INC COM 00206R102 697 17800 SH SOLE 0 17300 0 500 AVANGRID, INC. COM 05351W103 12 250 SH SOLE 0 250 0 0 BANK MONTREAL QUE COM 063671101 30 394 SH SOLE 0 394 0 0 BANK OF AMERICA CORPORATION COM 060505104 10300 406476 SH SOLE 0 392926 0 13550 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1355 7393 SH SOLE 0 7393 0 0 BOEING CO COM 097023105 5357 21075 SH SOLE 0 20575 0 500 BP PLC SPONSORED ADR 055622104 3521 91617 SH SOLE 0 88967 0 2650 CATERPILLAR, INC. COM 149123101 12 100 SH SOLE 0 100 0 0 CBRE GROUP INC COM 12504L109 1066 28145 SH SOLE 0 25995 0 2150 CHEVRON CORP NEW COM 166764100 1870 15915 SH SOLE 0 15415 0 500 CISCO SYS INC COM 17275R102 1623 48270 SH SOLE 0 47670 0 600 CITIGROUP INC COM 172967424 6156 84627 SH SOLE 0 83637 0 990 COCA COLA CO COM 191216100 1087 24150 SH SOLE 0 23750 0 400 CONOCOPHILLIPS COM 20825C104 2023 40426 SH SOLE 0 38851 0 1575 CONSTELLATION BRANDS INC CL A 21036P108 1955 9800 SH SOLE 0 9800 0 0 DEVON ENERGY CORP NEW COM 25179M103 1285 35015 SH SOLE 0 33240 0 1775 DISNEY WALT CO COM 254687106 10 100 SH SOLE 0 100 0 0 DNP SELECT INCOME FD COM 23325P104 256 22300 SH SOLE 0 10300 0 12000 DOLLAR GENERAL CORP. COM 256677105 16 200 SH SOLE 0 200 0 0 DTE ENERGY CO COM 233331107 161 1500 SH SOLE 0 1500 0 0 DXC TECHNOLOGY COM 23355L106 54 631 SH SOLE 0 631 0 0 EDISON INTL COM 281020107 303 3925 SH SOLE 0 3925 0 0 EXXON MOBIL CORP COM 30231G102 955 11655 SH SOLE 0 11655 0 0 FACEBOOK, INC. 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COM 49456B101 4043 210775 SH SOLE 0 203775 0 7000 KRAFT HEINZ COMPANY COM 500754106 23 300 SH SOLE 0 300 0 0 LILLY ELI & CO COM 532457108 105 1225 SH SOLE 0 1225 0 0 MARVELL TECHNOLOGY GROUP ORG G5876H105 5444 304118 SH SOLE 0 297259 0 6859 MCDONALDS CORP COM 580135101 6992 44625 SH SOLE 0 43295 0 1330 MERCK & COMPANY INC COM 58933Y105 38 600 SH SOLE 0 600 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 94 15000 SH SOLE 0 0 0 15000 MICRO FOCUS INTERNATIONAL SPONSORED ADR 594837304 32 1008 SH SOLE 0 1008 0 0 MICROSOFT CORP COM 594918104 7172 96276 SH SOLE 0 91076 0 5200 NORTHERN TR CORP COM 665859104 92 1000 SH SOLE 0 1000 0 0 NUCOR CORP COM 670346105 2037 36355 SH SOLE 0 34955 0 1400 PAYPAL HOLDINGS, INC. COM 70450Y103 5090 79489 SH SOLE 0 77489 0 2000 PEPSICO INC COM 713448108 104 930 SH SOLE 0 930 0 0 PFIZER INC COM 717081103 1213 33975 SH SOLE 0 33175 0 800 PG&E CORP COM 69331C108 42 622 SH SOLE 0 622 0 0 PORTOLA PHARMACEUTICALS COM 737010108 27 500 SH SOLE 0 500 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 17 272 SH SOLE 0 272 0 0 PROCTER & GAMBLE CO COM 742718109 8444 92807 SH SOLE 0 91212 0 1595 PUBLIC STORAGE COM 74460D109 76 357 SH SOLE 0 357 0 0 REALTY INCOME CORP COM 756109104 38 666 SH SOLE 0 666 0 0 SALESFORCE.COM COM 79466L302 47 500 SH SOLE 0 500 0 0 SCHLUMBERGER LTD COM 806857108 70 1000 SH SOLE 0 1000 0 0 SCHWAB CHARLES CORP NEW COM 808513015 6969 159340 SH SOLE 0 152640 0 6700 SPRINT CORP COM SER 1 85207U105 5324 684290 SH SOLE 0 659915 0 24375 STARBUCKS CORP COM 855244109 2710 50460 SH SOLE 0 48110 0 2350 STOR CAPITAL CORP COM 862121100 85 3400 SH SOLE 0 400 0 3000 SUNPOWER CORPORATION COM 867652406 19 2600 SH SOLE 0 2600 0 0 SQUARE INC COM 852234103 3 102 SH SOLE 0 102 0 0 3M CO COM 88579Y101 126 600 SH SOLE 0 600 0 0 TJX COMPANIES, INC. COM 872540109 40 536 SH SOLE 0 536 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1186 9950 SH SOLE 0 9750 0 200 TWENTY FIRST CENTY FOX INC CL B 90130A200 10 400 SH SOLE 0 400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 158 1365 SH SOLE 0 1365 0 0 VERIZON COMMUNICATIONS COM 92343V104 40 800 SH SOLE 0 800 0 0 VISA, INC. CLASS A COM 92826C839 29 272 SH SOLE 0 272 0 0 VMWARE INC CL A COM 928563402 82 750 SH SOLE 0 750 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 115 3500 SH SOLE 0 0 0 3500 WELLS FARGO & CO NEW COM 949746101 6336 114880 SH SOLE 0 111225 0 3655 YUM BRANDS COM 988498101 27 372 SH SOLE 0 372 0 0 YUM CHINA HLDGS INC COM 98850P109 15 372 SH SOLE 0 372 0 0