0001598177-17-000001.txt : 20170111 0001598177-17-000001.hdr.sgml : 20170111 20170111122633 ACCESSION NUMBER: 0001598177-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170111 DATE AS OF CHANGE: 20170111 EFFECTIVENESS DATE: 20170111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES CENTRAL INDEX KEY: 0001598177 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15793 FILM NUMBER: 17522481 MAIL ADDRESS: STREET 1: 1112 SIR FRANCIS DRAKE BOULEVARD CITY: KENTFIELD STATE: CA ZIP: 94904-1419 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001598177 XXXXXXXX 12-31-2016 12-31-2016 HOERTKORN RICHARD CHARLES

1112 SIR FRANCIS DRAKE BOULEVARD KENTFIELD CA 94904-1419

13F HOLDINGS REPORT 028-15793 N RICHARD CHARLES HOERTKORN 4154828899 RICHARD CHARLES HOERTKORN KENTFIELD CA 01-11-2017 0 89 144530 false INFORMATION TABLE 2 infotable1216.xml ADIENT PLC ORD SHS G0084W101 5 83 SH SOLE 83 0 0 AECOM TECHNOLOGY CORP COM 00766T100 1563 43000 SH SOLE 43000 0 0 ALIBABA GROUP HOLDING SPONSORED ADR 01609W102 863 9830 SH SOLE 9630 0 200 ALPHABET, INC. CL A 02079K305 2034 2567 SH SOLE 2497 0 70 ALPHABET, INC. CL C 02079K107 773 1001 SH SOLE 1001 0 0 AMERICAN INTERNATIONAL GROUP INC COM 026874784 43 660 SH SOLE 660 0 0 AMERICAN STS WTR CO COM 029899101 93 2045 SH SOLE 2045 0 0 APACHE CORP COM 037411105 3117 49025 SH SOLE 47025 0 2000 APPLE INC COM 037833100 5254 45362 SH SOLE 44177 0 1185 ARCHER-DANIELS-MIDLAND CO COM 039483102 37 800 SH SOLE 800 0 0 AT&T INC COM 00206R102 1253 29450 SH SOLE 28650 0 800 AVANGRID, INC. COM 05351W103 9 250 SH SOLE 250 0 0 BANK MONTREAL QUE COM 063671101 28 394 SH SOLE 394 0 0 BANK OF AMERICA CORPORATION COM 060505104 8886 402075 SH SOLE 388525 0 13550 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1266 7768 SH SOLE 7768 0 0 BLACKROCK INC COM 09247X101 42 110 SH SOLE 110 0 0 BOEING CO COM 097023105 3804 24435 SH SOLE 23935 0 500 BP PLC SPONSORED ADR 055622104 3041 81365 SH SOLE 78715 0 2650 C S X CORP COM 126408103 14 400 SH SOLE 400 0 0 CATERPILLAR, INC. COM 149123101 9 100 SH SOLE 100 0 0 CBRE GROUP INC COM 12504L109 927 29445 SH SOLE 27295 0 2150 CHEVRON CORP NEW COM 166764100 1890 16058 SH SOLE 15558 0 500 CISCO SYS INC COM 17275R102 1473 48745 SH SOLE 48145 0 600 CITIGROUP INC COM 172967424 3943 66355 SH SOLE 66305 0 50 COCA COLA CO COM 191216100 1144 27600 SH SOLE 27200 0 400 CONOCOPHILLIPS COM 20825C104 2161 43090 SH SOLE 41515 0 1575 CONSTELLATION BRANDS INC CL A 21036P108 1502 9800 SH SOLE 9800 0 0 DEVON ENERGY CORP NEW COM 25179M103 1268 27765 SH SOLE 26690 0 1075 DISNEY WALT CO COM 254687106 10 100 SH SOLE 100 0 0 DNP SELECT INCOME FD COM 23325P104 228 22300 SH SOLE 10300 0 12000 DOLLAR GENERAL CORP. COM 256677105 15 200 SH SOLE 200 0 0 DTE ENERGY CO COM 233331107 148 1500 SH SOLE 1500 0 0 EDISON INTL COM 281020107 283 3925 SH SOLE 3925 0 0 EXXON MOBIL CORP COM 30231G102 1043 11555 SH SOLE 11555 0 0 FACEBOOK, INC. CLASS A COM 30303M102 1395 12127 SH SOLE 11977 0 150 FIDELITY NATIONAL INFORATION SVCS COM 31620M106 107 1412 SH SOLE 1412 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2341 192959 SH SOLE 185209 0 7750 GENERAL ELECTRIC CO COM 369604103 9318 294877 SH SOLE 285477 0 9400 GLAXOSMITHKLINE COM 37733W105 1643 42675 SH SOLE 42675 0 0 GOODYEAR TIRE & RUBBER COM 382550101 31 1000 SH SOLE 1000 0 0 HALYARD HEALTH INC COM 40650V100 3 78 SH SOLE 78 0 0 HANCOCK JOHN INVS TR COM 410142103 191 11500 SH SOLE 3000 0 8500 HP INC COM 40434L105 109 7347 SH SOLE 7347 0 0 HEWLETT PACKARD ENTERPRISES COM 42824C109 170 7347 SH SOLE 7347 0 0 HOME DEPOT INC COM 437076102 5979 44595 SH SOLE 42545 0 2050 HONDA MOTOR LTD AMERN SHS 438128308 6 200 SH SOLE 200 0 0 ILLINOIS TOOL WKS INC COM 452308109 269 2200 SH SOLE 2200 0 0 INTEL CORP COM 458140100 3607 99450 SH SOLE 94550 0 4900 INTERNATIONAL BUSINESS MACHS COM 459200101 2905 17503 SH SOLE 16928 0 575 ISHARES TR RUS MID-CAP ETF 464287481 110 1132 SH SOLE 1132 0 0 JOHNSON & JOHNSON COM 478160104 1566 13595 SH SOLE 13295 0 300 JOHNSON CTRLS INT'L PLC COM G51502105 34 835 SH SOLE 835 0 0 JPMORGAN CHASE & CO COM 46625H100 8515 98675 SH SOLE 96375 0 2300 KIMBERLY CLARK CORP COM 494368103 71 624 SH SOLE 624 0 0 KINDER MORGAN, INC. COM 49456B101 3731 180175 SH SOLE 174325 0 5850 KRAFT HEINZ COMPANY COM 500754106 26 300 SH SOLE 300 0 0 LILLY ELI & CO COM 532457108 90 1225 SH SOLE 1225 0 0 MACYS INC COM 55616P104 8 217 SH SOLE 217 0 0 MARVELL TECHNOLOGY GROUP ORG G5876H105 4275 308218 SH SOLE 301359 0 6859 MCDONALDS CORP COM 580135101 5620 46175 SH SOLE 44845 0 1330 MERCK & COMPANY INC COM 58933Y105 35 600 SH SOLE 600 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 91 15000 SH SOLE 0 0 15000 MICROSOFT CORP COM 594918104 6165 99210 SH SOLE 94010 0 5200 NORTHERN TR CORP COM 665859104 89 1000 SH SOLE 1000 0 0 NUCOR CORP COM 670346105 2396 40249 SH SOLE 38849 0 1400 PAYPAL HOLDINGS, INC. COM 70450Y103 4058 102819 SH SOLE 100199 0 2620 PEPSICO INC COM 713448108 97 930 SH SOLE 930 0 0 PFIZER INC COM 717081103 1407 43330 SH SOLE 42530 0 800 PG&E CORP COM 69331C108 38 622 SH SOLE 622 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 16 272 SH SOLE 272 0 0 PROCTER & GAMBLE CO COM 742718109 8180 97294 SH SOLE 95699 0 1595 PUBLIC STORAGE COM 74460D109 80 357 SH SOLE 357 0 0 REALTY INCOME CORP COM 756109104 38 666 SH SOLE 666 0 0 SALESFORCE.COM COM 79466L302 34 500 SH SOLE 500 0 0 SCHLUMBERGER LTD COM 806857108 101 1200 SH SOLE 1200 0 0 SCHWAB CHARLES CORP NEW COM 808513015 5970 151240 SH SOLE 144540 0 6700 SPRINT CORP COM SER 1 85207U105 5498 652990 SH SOLE 630140 0 22850 STARBUCKS CORP COM 855244109 2766 49825 SH SOLE 48025 0 1800 SUNPOWER CORPORATION COM 867652406 17 2600 SH SOLE 2600 0 0 TJX COMPANIES, INC. COM 872540109 40 536 SH SOLE 536 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1570 13395 SH SOLE 13170 0 225 TWENTY FIRST CENTY FOX INC CL B 90130A200 65 400 SH SOLE 400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 150 1365 SH SOLE 1365 0 0 VERIZON COMMUNICATIONS COM 92343V104 53 1000 SH SOLE 1000 0 0 VISA, INC. CLASS A COM 92826C839 21 272 SH SOLE 272 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 114 3500 SH SOLE 0 0 3500 WELLS FARGO & CO NEW COM 949746101 5118 92875 SH SOLE 89900 0 2975 YUM BRANDS COM 988498101 24 372 SH SOLE 372 0 0 YUM CHINA HLDGS INC COM 98850P109 10 372 SH SOLE 372 0 0