0001598177-16-000009.txt : 20161028 0001598177-16-000009.hdr.sgml : 20161028 20161028160112 ACCESSION NUMBER: 0001598177-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161028 DATE AS OF CHANGE: 20161028 EFFECTIVENESS DATE: 20161028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES CENTRAL INDEX KEY: 0001598177 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15793 FILM NUMBER: 161958573 MAIL ADDRESS: STREET 1: 1112 SIR FRANCIS DRAKE BOULEVARD CITY: KENTFIELD STATE: CA ZIP: 94904-1419 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001598177 XXXXXXXX 09-30-2016 09-30-2016 HOERTKORN RICHARD CHARLES

1112 SIR FRANCIS DRAKE BOULEVARD KENTFIELD CA 94904-1419

13F HOLDINGS REPORT 028-15793 N RICHARD CHARLES HOERTKORN 415-482-8899 RICHARD CHARLES HOERTKORN KENTFIELD CA 10-28-2016 0 90 128420 false INFORMATION TABLE 2 infotable093016.xml ABB LTD SPONSORED ADR 000375204 5 200 SH SOLE 200 0 0 ABBOTT LABORATORIES COM 002824100 8 200 SH SOLE 200 0 0 AECOM TECHNOLOGY CORP COM 00766T100 1278 43000 SH SOLE 43000 0 0 ALIBABA GROUP HOLDING SPONSORED ADR 01609W102 1040 9830 SH SOLE 9630 0 200 ALPHABET, INC. CL A 02079K305 1968 2447 SH SOLE 2387 0 60 ALPHABET, INC. CL C 02079K107 778 1001 SH SOLE 1001 0 0 AMERICAN INTERNATIONAL GROUP INC COM 026874784 57 955 SH SOLE 955 0 0 AMERICAN STS WTR CO COM 029899101 82 2045 SH SOLE 2045 0 0 APACHE CORP COM 037411105 2754 43125 SH SOLE 40625 0 2500 APPLE INC COM 037833100 5093 45052 SH SOLE 43342 0 1710 ARCHER-DANIELS-MIDLAND CO COM 039483102 34 800 SH SOLE 800 0 0 AT&T INC COM 00206R102 1216 29950 SH SOLE 29150 0 800 AVANGRID, INC. 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COM 49456B101 3431 148325 SH SOLE 143525 0 4800 KRAFT HEINZ COMPANY COM 500754106 27 300 SH SOLE 300 0 0 LILLY ELI & CO COM 532457108 104 1300 SH SOLE 1300 0 0 MACYS INC COM 55616P104 8 217 SH SOLE 217 0 0 MARVELL TECHNOLOGY GROUP ORG G5876H105 3927 295918 SH SOLE 287359 0 8559 MCDONALDS CORP COM 580135101 4989 43250 SH SOLE 41720 0 1530 MERCK & COMPANY INC COM 58933Y105 37 600 SH SOLE 600 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 122 20000 SH SOLE 5000 0 15000 MICROSOFT CORP COM 594918104 5765 100085 SH SOLE 93185 0 6900 NORTHERN TR CORP COM 665859104 68 1000 SH SOLE 1000 0 0 NUCOR CORP COM 670346105 2067 41799 SH SOLE 39799 0 2000 PAYCHEX INC COM 704326107 29 500 SH SOLE 500 0 0 PAYPAL HOLDINGS, INC. 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