0001598177-15-000004.txt : 20150810
0001598177-15-000004.hdr.sgml : 20150810
20150807174441
ACCESSION NUMBER: 0001598177-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150810
DATE AS OF CHANGE: 20150807
EFFECTIVENESS DATE: 20150810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES
CENTRAL INDEX KEY: 0001598177
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15793
FILM NUMBER: 151038685
MAIL ADDRESS:
STREET 1: 1112 SIR FRANCIS DRAKE BOULEVARD
CITY: KENTFIELD
STATE: CA
ZIP: 94904-1419
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001598177
XXXXXXXX
06-30-2015
06-30-2015
HOERTKORN RICHARD CHARLES
1112 SIR FRANCIS DRAKE BOULEVARD
KENTFIELD
CA
94904-1419
13F HOLDINGS REPORT
028-15793
N
RICHARD CHARLES HOERTKORN
SOLE PROPRIETOR
4154828899
RICHARD CHARLES HOERTKORN
KENTFIELD
CA
08-07-2015
0
94
133962
false
INFORMATION TABLE
2
infotable063015.xml
ABBOTT LABORATORIES
COM
002824100
10
200
SH
SOLE
200
0
0
AECOM TECHNOLOGY CORP
COM
00766T100
1621
49000
SH
SOLE
49000
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
1278
352950
SH
SOLE
346950
0
6000
ALIBABA GROUP HOLDING
SPONSORED ADR
01609W102
693
8430
SH
SOLE
8230
0
200
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
45
1800
SH
SOLE
1800
0
0
ALLIANCEBERNSTEIN INCOME FUND
COM
01881E101
169
22775
SH
SOLE
3275
0
19500
AMERICAN INTERNATIONAL GROUP INC
COM
026874784
59
955
SH
SOLE
955
0
0
AMERICAN STS WTR CO
COM
029899101
85
2260
SH
SOLE
2260
0
0
APACHE CORP
COM
037411105
3791
65783
SH
SOLE
63283
0
2500
APPLE INC
COM
037833100
4850
38672
SH
SOLE
37372
0
1300
ARCHER-DANIELS-MIDLAND CO
COM
039483102
48
1000
SH
SOLE
1000
0
0
AT&T INC
COM
00206R102
1890
53200
SH
SOLE
48900
0
4300
BANK MONTREAL QUE
COM
063671101
23
394
SH
SOLE
394
0
0
BANK OF AMERICA CORPORATION
COM
060505104
7065
415075
SH
SOLE
398325
0
16750
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1263
9278
SH
SOLE
8978
0
300
BLACKROCK INC
COM
09247X101
38
110
SH
SOLE
110
0
0
BOEING CO
COM
097023105
3903
28135
SH
SOLE
27385
0
750
BP PLC
SPONSORED ADR
055622104
4085
102215
SH
SOLE
98615
0
3600
C S X CORP
COM
126408103
13
400
SH
SOLE
400
0
0
CBRE GROUP INC
COM
12504L109
869
23495
SH
SOLE
22095
0
1400
CHEVRON CORP NEW
COM
166764100
1926
19964
SH
SOLE
19464
0
500
CISCO SYS INC
COM
17275R102
1784
64983
SH
SOLE
63383
0
1600
CITIGROUP INC
COM
172967424
1817
32890
SH
SOLE
32840
0
50
CLOROX CO DEL
COM
189054109
10
100
SH
SOLE
100
0
0
COCA COLA CO
COM
191216100
1958
49900
SH
SOLE
47400
0
2500
CONOCOPHILLIPS
COM
20825C104
1727
28115
SH
SOLE
26015
0
2100
CONSTELLATION BRANDS INC
CL A
21036P108
1355
11680
SH
SOLE
11680
0
0
DEUTSCHE HIGH INCOME TRUST
SHS NEW
23337C208
387
45400
SH
SOLE
35400
0
10000
DEVON ENERGY CORP NEW
COM
25179M103
1966
33040
SH
SOLE
31590
0
1450
DNP SELECT INCOME FD
COM
23325P104
632
62500
SH
SOLE
49000
0
13500
DTE ENERGY CO
COM
233331107
112
1500
SH
SOLE
1500
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1234
19300
SH
SOLE
17300
0
2000
DUKE ENERGY CORP NEW
COM NEW
26441C204
5
72
SH
SOLE
72
0
0
EDISON INTL
COM
281020107
235
4225
SH
SOLE
3825
0
400
EXXON MOBIL CORP
COM
30231G102
1076
12933
SH
SOLE
12933
0
0
FIDELITY NATIONAL INFORATION SVCS
COM
31620M106
87
1412
SH
SOLE
1412
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2217
147700
SH
SOLE
141250
0
6450
GENERAL ELECTRIC CO
COM
369604103
8712
327877
SH
SOLE
315577
0
12300
GLAXOSMITHKLINE
COM
37733W105
285
6850
SH
SOLE
6850
0
0
GOODYEAR TIRE & RUBBER
COM
382550101
30
1000
SH
SOLE
1000
0
0
GOOGLE INC
CL A
38259P508
964
1785
SH
SOLE
1735
0
50
GOOGLE INC
CL C
38259P706
521
1001
SH
SOLE
1001
0
0
HALYARD HEALTH INC
COM
40650V100
3
78
SH
SOLE
78
0
0
HANCOCK JOHN INVS TR
COM
410142103
338
21100
SH
SOLE
12100
0
9000
HEWLETT PACKARD CO
COM
428236103
220
7347
SH
SOLE
7347
0
0
HOME DEPOT INC
COM
437076102
7737
69619
SH
SOLE
66969
0
2650
HONDA MOTOR LTD
AMERN SHS
438128308
6
200
SH
SOLE
200
0
0
ILLINOIS TOOL WKS INC
COM
452308109
202
2200
SH
SOLE
2200
0
0
INTEL CORP
COM
458140100
4284
140846
SH
SOLE
132946
0
7900
INTERNATIONAL BUSINESS MACHS
COM
459200101
1789
11000
SH
SOLE
10525
0
475
JOHNSON & JOHNSON
COM
478160104
2646
27147
SH
SOLE
26697
0
450
JOHNSON CTRLS INC
COM
478366107
50
1000
SH
SOLE
1000
0
0
JPMORGAN CHASE & CO
COM
46625H100
7587
111975
SH
SOLE
108875
0
3100
KIMBERLY CLARK CORP
COM
494368103
66
624
SH
SOLE
624
0
0
LILLY ELI & CO
COM
532457108
125
1500
SH
SOLE
1500
0
0
MACYS INC
COM
55616P104
15
217
SH
SOLE
217
0
0
MARVELL TECHNOLOGY GROUP
ORG
G5876H105
3247
246243
SH
SOLE
239759
0
6484
MCDONALDS CORP
COM
580135101
4150
43650
SH
SOLE
42200
0
1450
MCGRAW HILL FINL INC
COM
580645109
120
1195
SH
SOLE
1195
0
0
MERCK & COMPANY INC
COM
58933Y105
45
800
SH
SOLE
800
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
156
25700
SH
SOLE
8700
0
17000
MICROSOFT CORP
COM
594918104
5272
119410
SH
SOLE
109910
0
9500
MINNESOTA MINING AND MANUFACTURING
COM
88579Y101
185
1200
SH
SOLE
1200
0
0
MONDELEZ INTL INC
CL A
609207105
4
100
SH
SOLE
100
0
0
NORTHERN TR CORP
COM
665859104
76
1000
SH
SOLE
1000
0
0
NUCOR CORP
COM
670346105
2060
46755
SH
SOLE
44755
0
2000
NUVEEN CA DIV ADVANTG MUNI
COM
67069X104
41
3000
SH
SOLE
3000
0
0
PAYCHEX INC
COM
704326107
23
500
SH
SOLE
500
0
0
PEPSICO INC
COM
713448108
115
1230
SH
SOLE
1230
0
0
PFIZER INC
COM
717081103
3119
93025
SH
SOLE
88225
0
4800
PG&E CORP
COM
69331C108
31
622
SH
SOLE
622
0
0
PHILLIP MORRIS INTL INC
COM
718172109
8
100
SH
SOLE
100
0
0
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
36
2000
SH
SOLE
1000
0
1000
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
15
1000
SH
SOLE
0
0
1000
PRINCIPAL FINL GROUP INC
COM
74251V102
23
448
SH
SOLE
448
0
0
PROCTER & GAMBLE CO
COM
742718109
9958
127275
SH
SOLE
124380
0
2895
PUBLIC STORAGE
COM
74460D109
66
357
SH
SOLE
357
0
0
REALTY INCOME CORP
COM
756109104
30
666
SH
SOLE
666
0
0
SCHLUMBERGER LTD
COM
806857108
103
1200
SH
SOLE
1200
0
0
SCHWAB CHARLES CORP NEW
COM
808513015
4622
141575
SH
SOLE
134375
0
7200
SPDR GOLD TRUST
GOLD SHS
78463V107
61
547
SH
SOLE
547
0
0
SPECTRA ENERGY CORP
COM
847560109
4
108
SH
SOLE
108
0
0
SPRINT CORP
COM SER 1
85207U105
3519
771665
SH
SOLE
740115
0
31550
STARBUCKS CORP
COM
855244109
2811
52430
SH
SOLE
50530
0
1900
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
3466
25915
SH
SOLE
25340
0
575
TWENTY FIRST CENTY FOX INC
CL B
90130A200
13
400
SH
SOLE
400
0
0
UIL HLDG CORP
COM
902748102
12
250
SH
SOLE
250
0
0
UNDER ARMOUR INC CL A
COM
904311107
67
800
SH
SOLE
800
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
151
1365
SH
SOLE
1365
0
0
VERIZON COMMUNICATIONS
COM
92343V104
68
1450
SH
SOLE
1450
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
104
4000
SH
SOLE
1000
0
3000
WELLS FARGO & CO NEW
COM
949746101
4238
75360
SH
SOLE
72260
0
3100
WGL HLDGS INC
COM
92924F106
3
50
SH
SOLE
50
0
0
YUM BRANDS
COM
988498101
34
372
SH
SOLE
372
0
0