0001598177-14-000004.txt : 20140728
0001598177-14-000004.hdr.sgml : 20140728
20140728163811
ACCESSION NUMBER: 0001598177-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140728
DATE AS OF CHANGE: 20140728
EFFECTIVENESS DATE: 20140728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES
CENTRAL INDEX KEY: 0001598177
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15793
FILM NUMBER: 14997198
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD
STREET 2: SUITE 300
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001598177
XXXXXXXX
06-30-2014
06-30-2014
HOERTKORN RICHARD CHARLES
60 E SIR FRANCIS DRAKE BLVD
SUITE 300
LARKSPUR
CA
94939
13F HOLDINGS REPORT
028-15793
N
RICHARD HOERTKORN
SOLE PROPRIETOR
4154828899
RICHARD HOERTKORN
LARKSPUR
CA
07-28-2014
0
91
134114
false
INFORMATION TABLE
2
infotable063014.xml
AT&T INC
COM
00206R102
2510
71000
SH
SOLE
66700
0
4300
AECOM TECHNOLOGY CORP
COM
00766T100
1643
51029
SH
SOLE
51029
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
812
228175
SH
SOLE
224175
0
4000
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
112
2400
SH
SOLE
2400
0
0
ALLIANCEBERNSTEIN INCOME FUND
COM
01881E101
257
34160
SH
SOLE
14660
0
19500
ALTRIA GROUP INC
COM
02209S103
46
1100
SH
SOLE
1100
0
0
AMERICAN INTERNATIONAL GROUP INC
COM
026874784
52
955
SH
SOLE
955
0
0
AMERICAN STS WTR CO
COM
029899101
77
2310
SH
SOLE
2310
0
0
ANHEUSER BUSCH INBEV SA/
SPONSORED ADR
03524A108
20
173
SH
SOLE
173
0
0
APACHE CORP
COM
037411105
6296
62573
SH
SOLE
60773
0
1800
APPLE INC
COM
037833100
4195
45142
SH
SOLE
44162
0
980
BP PLC
SPONSORED ADR
055622104
5329
101025
SH
SOLE
97975
0
3050
BANK OF AMERICA CORPORATION
COM
060505104
6206
403775
SH
SOLE
388775
0
15000
BANK MONTREAL QUE
COM
063671101
29
394
SH
SOLE
394
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1190
9413
SH
SOLE
9413
0
0
BLACKROCK INC
COM
09247X101
35
110
SH
SOLE
110
0
0
BOEING CO
COM
097023105
3192
25085
SH
SOLE
24485
0
600
CBRE GROUP INC
COM
12504L109
737
22995
SH
SOLE
21595
0
1400
CHEVRON CORP NEW
COM
166764100
2512
19244
SH
SOLE
18744
0
500
CISCO SYS INC
COM
17275R102
2193
88263
SH
SOLE
84863
0
3400
CITIGROUP INC
COM
172967424
94
2000
SH
SOLE
2000
0
0
CLOROX CO DEL
COM
189054109
9
100
SH
SOLE
100
0
0
COCA COLA CO
COM
191216100
2245
53000
SH
SOLE
50800
0
2200
CONOCOPHILLIPS
COM
20825C104
2462
28715
SH
SOLE
27115
0
1600
CONSTELLATION BRANDS INC
CL A
21036P108
1027
11650
SH
SOLE
11650
0
0
DNP SELECT INCOME FD
COM
23325P104
812
77250
SH
SOLE
63750
0
13500
DTE ENERGY CO
COM
233331107
117
1500
SH
SOLE
1500
0
0
DWS HIGH INCOME TR
SHS NEW
23337C208
493
52400
SH
SOLE
42400
0
10000
DEVON ENERGY CORP NEW
COM
25179M103
2693
33915
SH
SOLE
32565
0
1350
DU PONT E I DE NEMOURS & CO
COM
263534109
1414
21600
SH
SOLE
19600
0
2000
DUKE ENERGY CORP NEW
COM NEW
26441C204
5
72
SH
SOLE
72
0
0
EDISON INTL
COM
281020107
246
4225
SH
SOLE
3825
0
400
EXXON MOBIL CORP
COM
30231G102
1484
14743
SH
SOLE
14743
0
0
FIDELITY NATIONAL INFORATION SVCS
COM
31620M106
77
1412
SH
SOLE
1412
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1962
113800
SH
SOLE
107700
0
6100
GENERAL ELECTRIC CO
COM
369604103
8229
313145
SH
SOLE
303745
0
9400
GOOGLE INC
CL A
38259P508
292
500
SH
SOLE
500
0
0
GOOGLE INC
CL C
38259P706
477
830
SH
SOLE
830
0
0
HANCOCK JOHN INVS TR
COM
410142103
487
23600
SH
SOLE
14600
0
9000
HEWLETT PACKARD CO
COM
428236103
251
7466
SH
SOLE
7466
0
0
HOME DEPOT INC
COM
437076102
6582
81294
SH
SOLE
79154
0
2140
HONDA MOTOR LTD
AMERN SHS
438128308
7
200
SH
SOLE
200
0
0
ILLINOIS TOOL WKS INC
COM
452308109
193
2200
SH
SOLE
2200
0
0
INTEL CORP
COM
458140100
4720
152746
SH
SOLE
146746
0
6000
INTERNATIONAL BUSINESS MACHS
COM
459200101
1509
8325
SH
SOLE
7850
0
475
JPMORGAN CHASE & CO
COM
46625H100
6268
108775
SH
SOLE
106375
0
2400
JOHNSON & JOHNSON
COM
478160104
3144
30047
SH
SOLE
29447
0
600
JOHNSON CTRLS INC
COM
478366107
50
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
69
624
SH
SOLE
624
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
418
6966
SH
SOLE
6966
0
0
LILLY ELI & CO
COM
532457108
93
1500
SH
SOLE
1500
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
206
31000
SH
SOLE
14000
0
17000
MACYS INC
COM
55616P104
13
217
SH
SOLE
217
0
0
MARVELL TECHNOLOGY GROUP
ORG
G5876H105
3474
242443
SH
SOLE
236584
0
5859
MCDONALDS CORP
COM
580135101
4067
40375
SH
SOLE
38925
0
1450
MCGRAW HILL FINL INC
COM
580645109
99
1195
SH
SOLE
1195
0
0
MICROSOFT CORP
COM
594918104
5697
136610
SH
SOLE
128710
0
7900
MONDELEZ INTL INC
CL A
609207105
26
700
SH
SOLE
700
0
0
NORTHERN TR CORP
COM
665859104
64
1000
SH
SOLE
1000
0
0
NUCOR CORP
COM
670346105
1935
39290
SH
SOLE
37790
0
1500
NUVEEN CA DIV ADVANTG MUNI
COM
67069X104
42
3000
SH
SOLE
3000
0
0
PG&E CORP
COM
69331C108
30
622
SH
SOLE
622
0
0
PAYCHEX INC
COM
704326107
21
500
SH
SOLE
500
0
0
PEPSICO INC
COM
713448108
137
1530
SH
SOLE
1530
0
0
PFIZER INC
COM
717081103
3528
118880
SH
SOLE
114380
0
4500
PHILLIP MORRIS INTL INC
COM
718172109
17
200
SH
SOLE
200
0
0
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
36
2000
SH
SOLE
1000
0
1000
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
15
1000
SH
SOLE
0
0
1000
PRINCIPAL FINL GROUP INC
COM
74251V102
23
448
SH
SOLE
448
0
0
PROCTER & GAMBLE CO
COM
742718109
9969
126847
SH
SOLE
124652
0
2195
PUBLIC STORAGE
COM
74460D109
61
357
SH
SOLE
357
0
0
REALTY INCOME CORP
COM
756109104
30
666
SH
SOLE
666
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
70
547
SH
SOLE
547
0
0
SCHLUMBERGER LTD
COM
806857108
106
900
SH
SOLE
900
0
0
SCHWAB CHARLES CORP NEW
COM
808513015
3448
128025
SH
SOLE
122025
0
6000
SPECTRA ENERGY CORP
COM
847560109
5
108
SH
SOLE
108
0
0
SPRINT CORP
COM SER 1
85207U105
6814
798790
SH
SOLE
775940
0
22850
STANCORP FINL GROUP INC
COM
852891100
10
160
SH
SOLE
160
0
0
STARBUCKS CORP
COM
855244109
1478
19100
SH
SOLE
18050
0
1050
SUN LIFE FINANCIAL INC
COM
866796105
110
3000
SH
SOLE
3000
0
0
TCW STRATEGIC INCOME FUND
COM
872340104
8
1450
SH
SOLE
1450
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
3137
26215
SH
SOLE
25940
0
275
TWENTY FIRST CENTY FOX INC
CL B
90130A200
14
400
SH
SOLE
400
0
0
UIL HLDG CORP
COM
902748102
10
250
SH
SOLE
250
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
158
1365
SH
SOLE
1365
0
0
VERIZON COMMUNICATIONS
COM
92343V104
61
1250
SH
SOLE
1250
0
0
WGL HLDGS INC
COM
92924F106
4
100
SH
SOLE
100
0
0
WAL-MART STORES
COM
931142103
75
1000
SH
SOLE
1000
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
110
4250
SH
SOLE
1250
0
3000
WELLS FARGO & CO NEW
COM
949746101
3604
68560
SH
SOLE
66460
0
2100
YUM BRANDS
COM
988498101
30
372
SH
SOLE
372
0
0