0001598177-14-000002.txt : 20140211 0001598177-14-000002.hdr.sgml : 20140211 20140211151316 ACCESSION NUMBER: 0001598177-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES CENTRAL INDEX KEY: 0001598177 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15793 FILM NUMBER: 14593837 MAIL ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD STREET 2: SUITE 300 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001598177 XXXXXXXX 12-31-2013 12-31-2013 HOERTKORN RICHARD CHARLES

60 E SIR FRANCIS DRAKE BLVD SUITE 300 LARKSPUR CA 94939

13F HOLDINGS REPORT 028-15793 N RICHARD C HOERTKORN 4154828899 RICHARD C HOERTKORN LARKSPUR CA 02-11-2014 0 96 129472 false INFORMATION TABLE 2 infotable042013init96.xml INITIALFILING 3M CO COM 88579Y101 98 700 SH SOLE 700 0 0 AECOM TECHNOLOGY CORP COM 00766T100 1502 51029 SH SOLE 51029 0 0 AGNICO EAGLE MINES LTD COM 008474108 53 2000 SH SOLE 2000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 704 159925 SH SOLE 155925 0 4000 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 92 1200 SH SOLE 1200 0 0 ALLIANCEBERNSTEIN INCOME FUND COM 01881E101 283 39660 SH SOLE 20160 0 19500 ALTRIA GROUP INC COM 02209S103 4 100 SH SOLE 100 0 0 AMERICAN STS WTR CO COM 029899101 67 2345 SH SOLE 2345 0 0 ANHEUSER BUSCH INBEV SA/ SPONSORED ADR 03524A108 18 173 SH SOLE 173 0 0 APACHE CORP COM 037411105 5262 61223 SH SOLE 59323 0 1900 APPLE INC COM 037833100 3887 6928 SH SOLE 6788 0 140 AT&T INC COM 00206R102 2611 74250 SH SOLE 69950 0 4300 BANK MONTREAL QUE COM 063671101 26 394 SH SOLE 394 0 0 BANK OF AMERICA 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