0001598177-15-000001.txt : 20150209
0001598177-15-000001.hdr.sgml : 20150209
20150209123639
ACCESSION NUMBER: 0001598177-15-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150209
DATE AS OF CHANGE: 20150209
EFFECTIVENESS DATE: 20150209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES
CENTRAL INDEX KEY: 0001598177
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15793
FILM NUMBER: 15587531
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD
STREET 2: SUITE 300
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0001598177
XXXXXXXX
12-31-2014
12-31-2014
HOERTKORN RICHARD CHARLES
60 E SIR FRANCIS DRAKE BLVD
SUITE 300
LARKSPUR
CA
94939
13F HOLDINGS REPORT
028-15793
N
RICHARD CHARLES HOERTKORN
SOLE PROPRIETOR
4154828899
RICHARD CHARLES HOERTKORN
LARKSPUR
CA
02-09-2015
0
101
141102
false
INFORMATION TABLE
2
infotable123114.xml
AT&T INC
COM
00206R102
1948
58000
SH
SOLE
53700
0
4300
ABBOTT LABORATORIES
COM
002824100
9
200
SH
SOLE
200
0
0
AECOM TECHNOLOGY CORP
COM
00766T100
1517
49954
SH
SOLE
49954
0
0
ALCOA INC
COM
013817101
16
1000
SH
SOLE
1000
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
1287
362650
SH
SOLE
356650
0
6000
ALIBABA GROUP HOLDING
SPONSORED ADR
01609W102
663
6375
SH
SOLE
6375
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
103
2400
SH
SOLE
2400
0
0
ALLIANCEBERNSTEIN INCOME FUND
COM
01881E101
214
28585
SH
SOLE
9085
0
19500
ALTRIA GROUP INC
COM
02209S103
5
100
SH
SOLE
100
0
0
AMERICAN INTERNATIONAL GROUP INC
COM
026874784
55
955
SH
SOLE
955
0
0
AMERICAN STS WTR CO
COM
029899101
87
2310
SH
SOLE
2310
0
0
ANHEUSER BUSCH INBEV SA/
SPONSORED ADR
03524A108
19
173
SH
SOLE
173
0
0
APACHE CORP
COM
037411105
4103
65473
SH
SOLE
63573
0
1900
APPLE INC
COM
037833100
4834
43797
SH
SOLE
43022
0
775
ARCHER-DANIELS-MIDLAND CO
COM
039483102
52
1000
SH
SOLE
1000
0
0
BP PLC
SPONSORED ADR
055622104
3948
103575
SH
SOLE
100575
0
3000
BANK OF AMERICA CORPORATION
COM
060505104
7540
421475
SH
SOLE
407725
0
13750
BANK MONTREAL QUE
COM
063671101
28
394
SH
SOLE
394
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1398
9313
SH
SOLE
9313
0
0
BLACKROCK INC
COM
09247X101
39
110
SH
SOLE
110
0
0
BOEING CO
COM
097023105
3800
29235
SH
SOLE
28635
0
600
CBRE GROUP INC
COM
12504L109
822
23995
SH
SOLE
22595
0
1400
C S X CORP
COM
126408103
14
400
SH
SOLE
400
0
0
CHEVRON CORP NEW
COM
166764100
2284
20364
SH
SOLE
19864
0
500
CISCO SYS INC
COM
17275R102
2276
81783
SH
SOLE
81183
0
600
CITIGROUP INC
COM
172967424
1777
32840
SH
SOLE
32840
0
0
CLOROX CO DEL
COM
189054109
10
100
SH
SOLE
100
0
0
COCA COLA CO
COM
191216100
2248
53250
SH
SOLE
51350
0
1900
CONOCOPHILLIPS
COM
20825C104
2007
29065
SH
SOLE
27465
0
1600
CONSTELLATION BRANDS INC
CL A
21036P108
1147
11680
SH
SOLE
11680
0
0
DNP SELECT INCOME FD
COM
23325P104
696
65900
SH
SOLE
52400
0
13500
DTE ENERGY CO
COM
233331107
130
1500
SH
SOLE
1500
0
0
DEUTSCHE HIGH INCOME TRUST
SHS NEW
23337C208
454
51900
SH
SOLE
41900
0
10000
DEVON ENERGY CORP NEW
COM
25179M103
2077
33940
SH
SOLE
32590
0
1350
DU PONT E I DE NEMOURS & CO
COM
263534109
1922
26000
SH
SOLE
24000
0
2000
DUKE ENERGY CORP NEW
COM NEW
26441C204
6
72
SH
SOLE
72
0
0
EDISON INTL
COM
281020107
277
4225
SH
SOLE
3825
0
400
EXXON MOBIL CORP
COM
30231G102
1455
15733
SH
SOLE
15733
0
0
FIDELITY NATIONAL INFORATION SVCS
COM
31620M106
88
1412
SH
SOLE
1412
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2197
141750
SH
SOLE
136100
0
5650
FREEPORT MCMORAN COPPER
COM
35671D857
9
400
SH
SOLE
400
0
0
GENERAL ELECTRIC CO
COM
369604103
8297
328352
SH
SOLE
319152
0
9200
GOODYEAR TIRE & RUBBER
COM
382550101
29
1000
SH
SOLE
1000
0
0
GOOGLE INC
CL A
38259P508
955
1800
SH
SOLE
1750
0
50
GOOGLE INC
CL C
38259P706
526
1000
SH
SOLE
1000
0
0
HALYARD HEALTH INC
COM
40650V100
4
78
SH
SOLE
78
0
0
HANCOCK JOHN INVS TR
COM
410142103
382
21600
SH
SOLE
12600
0
9000
HEWLETT PACKARD CO
COM
428236103
295
7347
SH
SOLE
7347
0
0
HOME DEPOT INC
COM
437076102
7725
73594
SH
SOLE
71544
0
2050
HONDA MOTOR LTD
AMERN SHS
438128308
6
200
SH
SOLE
200
0
0
HUNTINGTON BANCSHS INC
COM
446150104
11
1000
SH
SOLE
1000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
208
2200
SH
SOLE
2200
0
0
INTEL CORP
COM
458140100
5913
162946
SH
SOLE
157046
0
5900
INTERNATIONAL BUSINESS MACHS
COM
459200101
1757
10950
SH
SOLE
10475
0
475
JPMORGAN CHASE & CO
COM
46625H100
7133
113975
SH
SOLE
111675
0
2300
JOHNSON & JOHNSON
COM
478160104
2975
28447
SH
SOLE
27997
0
450
JOHNSON CTRLS INC
COM
478366107
48
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
72
624
SH
SOLE
624
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
574
9166
SH
SOLE
9166
0
0
LILLY ELI & CO
COM
532457108
104
1500
SH
SOLE
1500
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
169
26000
SH
SOLE
9000
0
17000
MACYS INC
COM
55616P104
14
217
SH
SOLE
217
0
0
MARIOTT INT'L INC CL A
COM
571903202
8
96
SH
SOLE
96
0
0
MARVELL TECHNOLOGY GROUP
ORG
G5876H105
3708
255743
SH
SOLE
251059
0
4684
MCDONALDS CORP
COM
580135101
4118
43950
SH
SOLE
42700
0
1250
MCGRAW HILL FINL INC
COM
580645109
106
1195
SH
SOLE
1195
0
0
MERCK & COMPANY INC
COM
58933Y105
45
800
SH
SOLE
800
0
0
MICROSOFT CORP
COM
594918104
6203
133535
SH
SOLE
125835
0
7700
MONDELEZ INTL INC
CL A
609207105
25
700
SH
SOLE
700
0
0
NORTHERN TR CORP
COM
665859104
67
1000
SH
SOLE
1000
0
0
NUCOR CORP
COM
670346105
2306
47005
SH
SOLE
45605
0
1400
NUVEEN CA DIV ADVANTG MUNI
COM
67069X104
43
3000
SH
SOLE
3000
0
0
PG&E CORP
COM
69331C108
33
622
SH
SOLE
622
0
0
PAYCHEX INC
COM
704326107
23
500
SH
SOLE
500
0
0
PEPSICO INC
COM
713448108
145
1530
SH
SOLE
1530
0
0
PFIZER INC
COM
717081103
3658
117430
SH
SOLE
113430
0
4000
PHILLIP MORRIS INTL INC
COM
718172109
16
200
SH
SOLE
200
0
0
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
37
2000
SH
SOLE
1000
0
1000
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
15
1000
SH
SOLE
0
0
1000
PRINCIPAL FINL GROUP INC
COM
74251V102
23
448
SH
SOLE
448
0
0
PROCTER & GAMBLE CO
COM
742718109
11521
126475
SH
SOLE
124380
0
2095
PUBLIC STORAGE
COM
74460D109
66
357
SH
SOLE
357
0
0
REALTY INCOME CORP
COM
756109104
32
666
SH
SOLE
666
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
62
547
SH
SOLE
547
0
0
SCHLUMBERGER LTD
COM
806857108
77
900
SH
SOLE
900
0
0
SCHWAB CHARLES CORP NEW
COM
808513015
4426
146600
SH
SOLE
140400
0
6200
SPECTRA ENERGY CORP
COM
847560109
4
108
SH
SOLE
108
0
0
SPRINT CORP
COM SER 1
85207U105
3329
802115
SH
SOLE
779565
0
22550
STARBUCKS CORP
COM
855244109
2210
26940
SH
SOLE
25990
0
950
TCW STRATEGIC INCOME FUND
COM
872340104
8
1450
SH
SOLE
1450
0
0
MINNESOTA MINING AND MANUFACTURING
COM
88579Y101
197
1200
SH
SOLE
1200
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
3289
26215
SH
SOLE
25940
0
275
TWENTY FIRST CENTY FOX INC
CL B
90130A200
15
400
SH
SOLE
400
0
0
UIL HLDG CORP
COM
902748102
11
250
SH
SOLE
250
0
0
UNDER ARMOUR INC CL A
COM
904311107
54
800
SH
SOLE
800
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
157
1365
SH
SOLE
1365
0
0
VERIZON COMMUNICATIONS
COM
92343V104
68
1450
SH
SOLE
1450
0
0
WGL HLDGS INC
COM
92924F106
3
50
SH
SOLE
50
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
111
4000
SH
SOLE
1000
0
3000
WELLS FARGO & CO NEW
COM
949746101
4098
74760
SH
SOLE
72660
0
2100
YUM BRANDS
COM
988498101
27
372
SH
SOLE
372
0
0